Revision as of 08:19, 20 October 2019

Text

2017-2015 IP 28 Inspection Procedure Analysis
	ML18351A130
Person / Time
Issue date:	04/24/2019
From:	Aron Lewin; NRC/NRR/DIRS/IRIB
To:	;
	Lewin A, 415-2259, NRR/DIRS
References
	Download: ML18351A130 (276)
	v • d • e

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.01 Revision History Date of Revision Description of Revision 11/30/2017 IP 71111.01, Adverse Weather Protection, has been revised to add additional ultimate heat sink considerations to summer readiness sample, and improved plain writing. Relocated optional requirements to the guidance section to better align with IMC 2515, Section 08.04.

09/04/2015 IP 71111.01, "Adverse Weather Protection," has been revised to incorporate Fukushima Lessons Learned and Fukushima flooding inspection insights.

Incorporated the following feedback form: 71111.01-2130.

Summary of PIM Findings 2015 2016 2017 3 Year Total FIN Green 1 2 1 4 NCV Green 6 2 4 12 NCVIV Green 0 1 0 1 NCVIV N/A 1 0 0 1 Total 8 5 5 18 9/11/2018 2:22:01 PM Page 1 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.01 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 6 0 2 3 0 6 1 4 1 0 0 0 0 Region 2 5 0 2 3 0 5 2 3 0 0 0 0 0 Region 3 2 0 0 1 0 2 1 1 0 0 0 0 0 Region 4 8 0 2 6 0 8 5 2 1 0 0 0 0 1 Unit Sites 9 0 1 8 0 9 3 5 1 0 0 0 0 2 Unit Sites 11 0 4 5 0 11 6 4 1 0 0 0 0 3 Unit Sites 1 0 1 0 0 1 0 1 0 0 0 0 0 BWR 7 0 2 4 0 7 2 5 0 0 0 0 0 PWR 14 0 4 9 0 14 7 5 2 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 21 0 6 13 0 21 9 10 2 0 0 0 0 Percentage of All 100% 0% 29% 62% 0% 100% 43% 48% 10% 0% 0% 0% 0%

Findings 9/11/2018 2:22:01 PM Page 2 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.01 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 6.1 4.5 2.2 4.3 Region 1 6.1 4.5 2.2 4.3 Region 2 0.0 3.1 3.9 2.5 Region 2 0.0 3.1 3.9 2.5 Region 3 2.1 2.3 0.0 1.6 Region 3 2.1 2.3 0.0 1.6 Region 4 11.5 0.0 2.1 4.1 Region 4 11.5 0.0 2.1 4.1 1 Unit Sites 4.2 4.1 2.6 3.6 1 Unit Sites 4.2 4.1 2.6 3.6 2 Unit Sites 4.4 1.8 1.8 2.7 2 Unit Sites 4.4 1.8 1.8 2.7 3 Unit Sites 0.0 0.0 5.7 3.2 3 Unit Sites 0.0 0.0 5.7 3.2 BWR 4.4 2.6 1.3 2.7 BWR 4.4 2.6 1.3 2.7 PWR 4.0 2.7 3.0 3.2 PWR 4.0 2.7 3.0 3.2 Total All Regions 4.2 2.6 2.4 3.0 Total All Regions 4.2 2.6 2.4 3.0 71111.01 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 3 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 490 91 5.4 5.4 441 91 5.4 4.8 461 91 5.4 5.1 Region 2 615 92 5.1 6.7 648 101 5.6 6.4 775 94 5.2 8.2 Region 3 472 76 4.8 6.2 437 78 4.9 5.6 367 68 4.3 5.4 Region 4 347 60 4.6 5.8 375 56 4.3 6.7 487 54 4.2 9.0 1 Unit Sites 420 78 4.9 5.4 455 80 5.0 5.7 482 78 4.9 6.2 2 Unit Sites 1287 206 5.3 6.2 1233 208 5.3 5.9 1314 191 4.9 6.9 3 Unit Sites 216 35 4.4 6.2 213 38 4.8 5.6 296 38 4.8 7.8 BWR 680 120 5.0 5.7 775 126 5.3 6.1 746 114 4.8 6.5 PWR 1243 199 5.2 6.2 1126 200 5.3 5.6 1345 193 5.1 7.0 Total All 1923 319 5.2 6.0 1900 326 5.3 5.8 2091 307 5.0 6.8 Regions 9/11/2018 2:22:01 PM Page 4 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 1392 273 5.6 5.1 Region 2 2038 287 5.5 7.1 Region 3 1276 222 4.8 5.7 Region 4 1209 170 4.6 7.1 1 Unit Sites 1356 236 5.1 5.7 2 Unit Sites 3834 605 5.3 6.3 3 Unit Sites 725 111 5.0 6.5 BWR 2200 360 5.1 6.1 PWR 3714 592 5.2 6.3 Total All 5914 952 5.2 6.2 Regions 9/11/2018 2:22:01 PM Page 5 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.04 Revision History Date of Revision Description of Revision Summary of PIM Findings 2015 2016 2017 3 Year Total AV Green 0 1 0 1 FIN Green 2 0 0 2 NCV Green 7 6 7 20 NOV N/A 1 0 0 1 Total 10 7 7 24 9/11/2018 2:22:01 PM Page 6 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.04 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 4 0 1 3 0 3 1 3 0 0 0 0 0 Region 2 3 0 1 1 0 2 0 3 0 0 0 0 0 Region 3 3 0 2 1 0 2 0 2 1 0 0 0 0 Region 4 14 0 2 6 0 13 0 11 2 0 0 0 0 1 Unit Sites 14 0 5 5 0 12 1 11 1 0 0 0 0 2 Unit Sites 9 0 1 6 0 7 0 7 2 0 0 0 0 3 Unit Sites 1 0 0 0 0 1 0 1 0 0 0 0 0 BWR 13 0 5 4 0 11 1 10 1 0 0 0 0 PWR 11 0 1 7 0 9 0 9 2 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 24 0 6 11 0 20 1 19 3 0 0 0 0 Percentage of All 100% 0% 25% 46% 0% 83% 4% 79% 13% 0% 0% 0% 0%

Findings 9/11/2018 2:22:01 PM Page 7 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.04 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 3.6 0.0 1.2 1.6 Region 1 2.4 0.0 1.2 1.2 Region 2 1.1 2.1 1.0 1.4 Region 2 1.1 1.1 1.0 1.1 Region 3 1.3 2.8 0.0 1.4 Region 3 1.3 1.4 0.0 0.9 Region 4 8.2 3.8 6.8 6.2 Region 4 6.3 2.5 6.8 5.1 1 Unit Sites 6.0 3.0 1.5 3.5 1 Unit Sites 4.0 2.3 1.5 2.6 2 Unit Sites 1.2 1.1 2.8 1.7 2 Unit Sites 1.2 0.0 2.8 1.3 3 Unit Sites 5.9 5.1 0.0 3.4 3 Unit Sites 5.9 5.1 0.0 3.4 BWR 5.9 3.1 1.5 3.6 BWR 4.0 2.4 1.5 2.6 PWR 1.6 1.5 2.5 1.9 PWR 1.6 0.5 2.5 1.5 Total All Regions 3.4 2.1 2.1 2.5 Total All Regions 2.6 1.2 2.1 2.0 71111.04 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 8 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 830 233 13.7 3.6 817 232 13.6 3.5 842 231 13.6 3.6 Region 2 896 234 13.0 3.8 952 227 12.6 4.2 1001 246 13.7 4.1 Region 3 757 195 12.2 3.9 723 199 12.4 3.6 740 188 11.8 3.9 Region 4 636 149 11.5 4.3 785 161 12.4 4.9 733 157 12.1 4.7 1 Unit Sites 732 199 12.4 3.7 829 207 12.9 4.0 849 197 12.3 4.3 2 Unit Sites 2020 510 13.1 4.0 2044 506 13.0 4.0 2030 519 13.3 3.9 3 Unit Sites 367 102 12.8 3.6 403 106 13.3 3.8 437 106 13.3 4.1 BWR 1263 313 13.0 4.0 1272 321 13.4 4.0 1294 308 12.8 4.2 PWR 1857 498 13.1 3.7 2004 498 13.1 4.0 2022 514 13.5 3.9 Total All 3119 811 13.3 3.8 3276 819 13.4 4.0 3316 822 13.5 4.0 Regions 9/11/2018 2:22:01 PM Page 9 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 2488 696 14.2 3.6 Region 2 2849 707 13.6 4.0 Region 3 2220 582 12.7 3.8 Region 4 2154 467 12.6 4.6 1 Unit Sites 2410 603 13.1 4.0 2 Unit Sites 6094 1535 13.3 4.0 3 Unit Sites 1207 314 14.3 3.8 BWR 3828 942 13.3 4.1 PWR 5883 1510 13.4 3.9 Total All 9711 2452 13.4 4.0 Regions 9/11/2018 2:22:01 PM Page 10 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.04S Revision History Date of Revision Description of Revision Summary of PIM Findings 2015 2017 3 Year Total FIN Green 0 1 1 NCV Green 2 5 7 Total 2 6 8 9/11/2018 2:22:01 PM Page 11 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.04S PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 3 0 1 2 0 2 0 2 1 0 0 0 0 Region 2 2 0 1 1 0 2 0 2 0 0 0 0 0 Region 3 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 4 3 0 0 2 0 2 0 3 0 0 0 0 0 1 Unit Sites 2 0 0 2 0 1 0 2 0 0 0 0 0 2 Unit Sites 5 0 2 2 0 4 0 4 1 0 0 0 0 3 Unit Sites 1 0 0 1 0 1 0 1 0 0 0 0 0 BWR 5 0 0 5 0 3 0 5 0 0 0 0 0 PWR 3 0 2 0 0 3 0 2 1 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 8 0 2 5 0 6 0 7 1 0 0 0 0 Percentage of All 100% 0% 25% 63% 0% 75% 0% 88% 13% 0% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.04S Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 0.0 7.8 2.7 Region 1 0.0 0.0 5.2 1.8 Region 2 3.0 0.0 2.8 2.1 Region 2 3.0 0.0 2.8 2.1 Region 3 2.5 0.0 0.0 0.9 Region 3 2.5 0.0 0.0 0.9 Region 4 3.1 0.0 5.3 3.1 Region 4 0.0 0.0 5.3 2.1 1 Unit Sites 1.8 0.0 1.6 1.2 1 Unit Sites 0.0 0.0 1.6 0.6 2 Unit Sites 1.3 0.0 6.1 2.6 2 Unit Sites 1.3 0.0 4.9 2.2 3 Unit Sites 15.4 0.0 0.0 6.3 3 Unit Sites 15.4 0.0 0.0 6.3 BWR 3.6 0.0 5.6 3.1 BWR 1.8 0.0 3.7 1.9 PWR 1.2 0.0 3.1 1.6 PWR 1.2 0.0 3.1 1.6 Total All Regions 2.1 0.0 4.0 2.2 Total All Regions 1.4 0.0 3.3 1.7 71111.04S Hours & Samples Reported 9/11/2018 2:22:01 PM Page 13 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 383 36 2.1 10.6 356 34 2.0 10.5 386 36 2.1 10.7 Region 2 329 35 1.9 9.4 257 36 2.1 7.1 363 34 1.9 10.7 Region 3 394 30 1.9 13.1 334 30 1.9 11.1 376 31 1.9 12.1 Region 4 318 25 1.9 12.7 272 24 1.8 11.3 378 24 1.8 15.8 1 Unit Sites 353 30 1.9 11.8 308 30 1.9 10.3 419 30 1.9 14.0 2 Unit Sites 852 79 2.0 10.8 777 78 2.0 10.0 913 78 2.0 11.7 3 Unit Sites 219 17 2.1 12.9 133 16 2.3 8.3 173 17 2.1 10.1 BWR 556 47 2.0 11.8 501 48 2.0 10.4 534 48 2.0 11.1 PWR 868 79 2.1 11.0 717 76 2.1 9.4 970 77 2.0 12.6 Total All 1424 126 2.1 11.3 1218 124 2.1 9.8 1504 125 2.0 12.0 Regions 9/11/2018 2:22:01 PM Page 14 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 1125 106 2.2 10.6 Region 2 949 105 2.1 9.0 Region 3 1104 91 2.0 12.1 Region 4 968 73 2.0 13.3 1 Unit Sites 1079 90 2.0 12.0 2 Unit Sites 2542 235 2.0 10.8 3 Unit Sites 525 50 2.4 10.5 BWR 1591 143 2.0 11.1 PWR 2555 232 2.1 11.0 Total All 4146 375 2.1 11.1 Regions 9/11/2018 2:22:01 PM Page 15 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.05A Revision History Date of Revision Description of Revision Summary of PIM Findings 2015 2016 2017 3 Year Total NCV Green 2 1 3 6 Total 2 1 3 6 9/11/2018 2:22:01 PM Page 16 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.05A PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 2 0 2 0 0 2 0 2 0 0 0 0 0 Region 2 2 0 0 2 0 2 0 2 0 0 0 0 0 Region 3 2 0 0 2 0 2 1 1 0 0 0 0 0 Region 4 0 0 0 0 0 0 0 0 0 0 0 0 0 1 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 2 Unit Sites 5 0 2 3 0 5 1 4 0 0 0 0 0 3 Unit Sites 1 0 0 1 0 1 0 1 0 0 0 0 0 BWR 2 0 1 1 0 2 0 2 0 0 0 0 0 PWR 4 0 1 3 0 4 1 3 0 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 6 0 2 4 0 6 1 5 0 0 0 0 0 Percentage of All 100% 0% 33% 67% 0% 100% 17% 83% 0% 0% 0% 0% 0%

Findings 9/11/2018 2:22:01 PM Page 17 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.05A Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 0.0 21.2 7.2 Region 1 0.0 0.0 21.2 7.2 Region 2 11.2 0.0 10.1 6.9 Region 2 11.2 0.0 10.1 6.9 Region 3 14.1 11.0 13.5 12.7 Region 3 14.1 11.0 0.0 8.5 Region 4 0.0 0.0 0.0 0.0 Region 4 0.0 0.0 0.0 0.0 1 Unit Sites 0.0 0.0 7.8 2.7 1 Unit Sites 0.0 0.0 0.0 0.0 2 Unit Sites 9.4 5.3 10.2 8.4 2 Unit Sites 9.4 5.3 10.2 8.4 3 Unit Sites 0.0 0.0 80.0 31.3 3 Unit Sites 0.0 0.0 80.0 31.3 BWR 0.0 0.0 21.9 6.3 BWR 0.0 0.0 21.9 6.3 PWR 9.3 4.6 8.2 7.3 PWR 9.3 4.6 4.1 5.9 Total All Regions 6.2 3.0 11.9 7.0 Total All Regions 6.2 3.0 8.9 6.0 71111.05A Hours & Samples Reported 9/11/2018 2:22:01 PM Page 18 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 103 18 1.1 5.7 81 17 1.1 4.8 95 19 1.2 5.0 Region 2 89 21 1.2 4.2 103 23 1.4 4.5 99 19 1.1 5.2 Region 3 71 16 1.1 4.4 91 16 1.0 5.7 74 16 1.0 4.6 Region 4 61 14 1.1 4.3 62 13 1.0 4.8 69 12 0.9 5.7 1 Unit Sites 67 17 1.1 3.9 72 15 1.0 4.8 78 16 1.0 4.9 2 Unit Sites 222 43 1.1 5.2 236 46 1.2 5.1 214 42 1.1 5.1 3 Unit Sites 35 9 1.3 3.9 29 8 1.1 3.6 44 8 1.0 5.5 BWR 108 26 1.2 4.1 117 24 1.1 4.9 91 25 1.1 3.7 PWR 216 43 1.1 5.0 220 45 1.2 4.9 245 41 1.1 6.0 Total All 323 69 1.2 4.7 337 69 1.2 4.9 337 66 1.1 5.1 Regions 9/11/2018 2:22:01 PM Page 19 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 278 54 1.2 5.2 Region 2 291 63 1.3 4.6 Region 3 236 48 1.1 4.9 Region 4 192 39 1.1 4.9 1 Unit Sites 216 48 1.1 4.5 2 Unit Sites 672 131 1.2 5.1 3 Unit Sites 108 25 1.3 4.3 BWR 316 75 1.1 4.2 PWR 681 129 1.2 5.3 Total All 996 204 1.2 4.9 Regions 9/11/2018 2:22:01 PM Page 20 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.05Q Revision History Date of Revision Description of Revision Summary of PIM Findings 2015 2016 2017 3 Year Total AV Pending 0 2 0 2 FIN Green 0 0 1 1 NCV Green 17 14 10 41 NCVIV Green 0 2 0 2 VIO N/A 2 0 0 2 Total 19 18 11 48 9/11/2018 2:22:01 PM Page 21 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.05Q PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 5 0 1 4 0 5 2 3 0 0 0 0 0 Region 2 22 2 4 12 0 19 6 14 0 0 0 0 0 Region 3 16 0 3 11 0 13 5 11 0 0 0 0 0 Region 4 5 0 1 4 0 5 1 4 0 0 0 0 0 1 Unit Sites 12 0 3 8 0 11 2 10 0 0 0 0 0 2 Unit Sites 35 2 6 22 0 30 11 22 0 0 0 0 0 3 Unit Sites 1 0 0 1 0 1 1 0 0 0 0 0 0 BWR 14 0 3 9 0 13 4 10 0 0 0 0 0 PWR 34 2 6 22 0 29 10 22 0 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 48 2 9 31 0 42 14 32 0 0 0 0 0 Percentage of All 100% 4% 19% 65% 0% 88% 29% 67% 0% 0% 0% 0% 0%

Findings 9/11/2018 2:22:01 PM Page 22 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.05Q Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 5.4 3.5 0.0 3.0 Region 1 5.4 3.5 0.0 3.0 Region 2 8.1 16.7 13.0 12.8 Region 2 6.5 13.9 9.9 10.3 Region 3 13.7 9.7 7.1 10.1 Region 3 11.8 7.8 5.3 8.2 Region 4 5.7 3.5 2.1 3.8 Region 4 5.7 3.5 2.1 3.8 1 Unit Sites 8.0 6.7 2.2 5.6 1 Unit Sites 6.9 6.7 2.2 5.2 2 Unit Sites 9.2 11.2 9.4 10.0 2 Unit Sites 8.3 8.8 6.9 8.0 3 Unit Sites 0.0 4.2 0.0 1.9 3 Unit Sites 0.0 4.2 0.0 1.9 BWR 8.7 4.6 3.4 5.5 BWR 7.5 4.6 2.3 4.7 PWR 7.8 11.2 7.4 8.9 PWR 7.1 9.3 5.9 7.5 Total All Regions 8.1 8.8 5.8 7.6 Total All Regions 7.2 7.6 4.5 6.5 71111.05Q Hours & Samples Reported 9/11/2018 2:22:01 PM Page 23 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 560 339 19.9 1.7 571 325 19.1 1.8 557 334 19.6 1.7 Region 2 620 365 20.3 1.7 719 358 19.9 2.0 607 324 18.0 1.9 Region 3 510 284 17.8 1.8 515 296 18.5 1.7 567 292 18.3 1.9 Region 4 524 218 16.8 2.4 570 220 16.9 2.6 484 223 17.2 2.2 1 Unit Sites 541 292 18.3 1.9 511 296 18.5 1.7 575 296 18.5 1.9 2 Unit Sites 1368 770 19.7 1.8 1462 755 19.4 1.9 1359 733 18.8 1.9 3 Unit Sites 305 144 18.0 2.1 401 148 18.5 2.7 280 144 18.0 1.9 BWR 801 446 18.6 1.8 862 453 18.9 1.9 865 450 18.8 1.9 PWR 1413 760 20.0 1.9 1512 746 19.6 2.0 1349 723 19.0 1.9 Total All 2214 1206 19.8 1.8 2374 1199 19.7 2.0 2214 1173 19.2 1.9 Regions 9/11/2018 2:22:01 PM Page 24 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 1688 998 20.4 1.7 Region 2 1945 1047 20.1 1.9 Region 3 1591 872 19.0 1.8 Region 4 1577 661 17.9 2.4 1 Unit Sites 1627 884 19.2 1.8 2 Unit Sites 4189 2258 19.6 1.9 3 Unit Sites 986 436 19.8 2.3 BWR 2528 1349 19.0 1.9 PWR 4274 2229 19.7 1.9 Total All 6802 3578 19.6 1.9 Regions 9/11/2018 2:22:01 PM Page 25 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.05T Revision History Date of Revision Description of Revision Summary of PIM Findings 2015 2016 2017 3 Year Total FIN Green 0 1 0 1 NCV Green 24 12 18 54 NCVIV Green 1 0 0 1 NCVIV N/A 1 0 1 2 Total 26 13 19 58 9/11/2018 2:22:01 PM Page 26 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.05T PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 10 0 1 4 0 10 0 10 0 0 0 0 0 Region 2 15 0 1 3 0 15 1 12 0 0 0 0 0 Region 3 15 0 0 6 0 15 1 13 0 0 0 0 1 Region 4 18 0 2 3 0 18 1 17 0 0 0 0 0 1 Unit Sites 29 0 3 10 0 29 1 27 0 0 0 0 1 2 Unit Sites 26 0 1 6 0 26 1 23 0 0 0 0 0 3 Unit Sites 3 0 0 0 0 3 1 2 0 0 0 0 0 BWR 26 0 2 6 0 26 1 25 0 0 0 0 0 PWR 32 0 2 10 0 32 2 27 0 0 0 0 1 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 58 0 4 16 0 58 3 52 0 0 0 0 1 Percentage of All 100% 0% 7% 28% 0% 100% 5% 90% 0% 0% 0% 0% 2%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.05T Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 1.9 1.9 2.3 2.1 Region 1 1.9 1.6 1.2 1.5 Region 2 3.9 4.2 1.7 3.7 Region 2 4.4 3.0 1.7 3.6 Region 3 4.4 3.8 3.8 4.0 Region 3 3.4 3.8 3.8 3.7 Region 4 5.0 10.7 5.0 5.5 Region 4 5.2 7.1 4.7 5.2 1 Unit Sites 4.7 6.7 3.8 4.7 1 Unit Sites 4.2 6.8 3.0 4.0 2 Unit Sites 3.3 1.4 3.1 2.8 2 Unit Sites 3.3 1.4 2.6 2.5 3 Unit Sites 3.9 16.5 0.0 7.9 3 Unit Sites 3.9 16.5 0.0 6.3 BWR 4.0 5.1 3.2 3.9 BWR 2.7 4.2 3.0 3.2 PWR 3.7 2.2 3.8 3.5 PWR 4.0 2.2 2.5 3.1 Total All Regions 3.8 3.6 3.5 3.6 Total All Regions 3.6 3.0 2.8 3.2 71111.05T Hours & Samples Reported 9/11/2018 2:22:01 PM Page 28 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 1559 60 8.6 26.0 1258 60 12.0 21.0 1709 98 14.0 17.4 Region 2 1811 51 7.3 35.5 658 0 0.0 0.0 596 23 4.6 25.9 Region 3 885 16 3.2 55.3 783 18 3.0 43.5 1302 28 4.7 46.5 Region 4 765 28 7.0 27.3 280 8 4.0 35.0 1073 48 9.6 22.4 1 Unit Sites 971 30 6.0 32.4 144 6 3.0 23.9 1334 54 7.7 24.7 2 Unit Sites 3535 111 7.9 31.8 2050 42 3.8 48.8 2632 113 9.4 23.3 3 Unit Sites 515 14 4.7 36.8 786 38 9.5 20.7 714 30 10.0 23.8 BWR 1486 55 7.9 27.0 1184 30 5.0 39.5 2311 84 8.4 27.5 PWR 3534 100 7.1 35.3 1795 56 5.6 32.1 2369 113 10.3 21.0 Total All 5020 155 7.8 32.4 2979 86 5.7 34.6 4680 197 9.9 23.8 Regions 9/11/2018 2:22:01 PM Page 29 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 4526 218 12.8 20.8 Region 2 3065 74 4.9 41.4 Region 3 2971 62 4.1 47.9 Region 4 2118 84 9.3 25.2 1 Unit Sites 2449 90 7.5 27.2 2 Unit Sites 8216 266 7.6 30.9 3 Unit Sites 2014 82 10.3 24.6 BWR 4981 169 7.7 29.5 PWR 7699 269 7.9 28.6 Total All 12679 438 8.0 28.9 Regions 9/11/2018 2:22:01 PM Page 30 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.05XT Revision History Date of Revision Description of Revision Summary of PIM Findings 2015 2016 2017 3 Year Total NCV Green 5 6 1 12 NOV N/A 0 3 0 3 Total 5 9 1 15 9/11/2018 2:22:01 PM Page 31 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.05XT PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 2 5 0 1 2 0 5 1 2 0 0 0 0 0 Region 3 3 0 0 1 0 3 0 3 0 0 0 0 0 Region 4 4 0 0 1 0 4 0 3 0 0 0 0 0 1 Unit Sites 2 0 0 1 0 2 0 2 0 0 0 0 0 2 Unit Sites 9 0 1 2 0 9 1 5 0 0 0 0 0 3 Unit Sites 1 0 0 1 0 1 0 1 0 0 0 0 0 BWR 2 0 1 0 0 2 0 2 0 0 0 0 0 PWR 10 0 0 4 0 10 1 6 0 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 12 0 1 4 0 12 1 8 0 0 0 0 0 Percentage of All 100% 0% 8% 33% 0% 100% 8% 67% 0% 0% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.05XT Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 0.0 0.0 0.0 Region 1 0.0 0.0 0.0 0.0 Region 2 0.0 4.1 1.3 3.0 Region 2 0.0 3.8 1.3 2.7 Region 3 5.7 3.4 0.0 4.7 Region 3 5.7 3.4 0.0 4.7 Region 4 0.0 4.4 0.0 3.7 Region 4 0.0 2.8 0.0 2.3 1 Unit Sites 3.2 3.1 0.0 2.6 1 Unit Sites 3.2 1.6 0.0 2.0 2 Unit Sites 0.0 4.0 1.9 3.4 2 Unit Sites 0.0 3.3 1.9 2.8 3 Unit Sites 0.0 4.2 0.0 4.2 3 Unit Sites 0.0 4.2 0.0 4.2 BWR 2.8 3.9 3.6 3.5 BWR 2.8 1.9 3.6 2.6 PWR 2.7 3.9 0.0 3.2 PWR 2.7 3.3 0.0 2.7 Total All Regions 2.7 3.9 1.3 3.3 Total All Regions 2.7 3.0 1.3 2.7 71111.05XT Hours & Samples Reported 9/11/2018 2:22:01 PM Page 33 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 110 5 2.5 22.0 229 12 6.0 19.0 0 0 0.0 0.0 Region 2 0 0 0.0 0.0 1050 30 5.0 35.0 780 16 4.0 48.7 Region 3 348 15 5.0 23.2 296 9 3.0 32.9 0 0 0.0 0.0 Region 4 274 10 5.0 27.4 1060 36 9.0 29.4 0 0 0.0 0.0 1 Unit Sites 622 25 6.3 24.9 643 20 6.7 32.1 257 4 2.0 64.2 2 Unit Sites 110 6 3.0 18.3 1520 53 6.6 28.7 523 12 4.0 43.6 3 Unit Sites 0 0 0.0 0.0 472 14 4.7 33.7 0 0 0.0 0.0 BWR 362 13 4.3 27.8 514 16 5.3 32.1 279 8 4.0 34.9 PWR 370 18 6.0 20.5 2121 71 7.1 29.9 501 8 2.7 62.6 Total All 731 31 6.2 23.6 2634 87 7.3 30.3 780 16 4.0 48.7 Regions 9/11/2018 2:22:01 PM Page 34 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 338 17 5.7 19.9 Region 2 1830 47 5.2 38.9 Region 3 644 24 4.8 26.8 Region 4 1333 46 9.2 29.0 1 Unit Sites 1521 49 7.0 31.0 2 Unit Sites 2153 71 6.5 30.3 3 Unit Sites 472 14 4.7 33.7 BWR 1155 37 5.3 31.2 PWR 2991 97 6.5 30.8 Total All 4145 134 6.4 30.9 Regions 9/11/2018 2:22:01 PM Page 35 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.06 Revision History Date of Revision Description of Revision 11/25/2015 IP 71111.06, "Flood Protection Measures," has been revised to address feedback forms 71111.06-1768 and 71111.06-1863, and expand on guidance related to inspection of cable routing areas susceptible to flooding or where cables may be exposed to moisture form condensation or wetting.

Summary of PIM Findings 2015 2016 2017 3 Year Total FIN Green 5 1 0 6 NCV Green 4 6 3 13 Total 9 7 3 19 9/11/2018 2:22:01 PM Page 36 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.06 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 4 0 1 1 0 4 0 4 0 0 0 0 0 Region 2 6 0 0 4 0 5 0 6 0 0 0 0 0 Region 3 5 0 1 4 0 4 0 5 0 0 0 0 0 Region 4 4 0 1 2 0 4 0 3 1 0 0 0 0 1 Unit Sites 10 0 2 7 0 9 0 9 1 0 0 0 0 2 Unit Sites 8 0 1 4 0 7 0 8 0 0 0 0 0 3 Unit Sites 1 0 0 0 0 1 0 1 0 0 0 0 0 BWR 7 0 1 5 0 7 0 7 0 0 0 0 0 PWR 12 0 2 6 0 10 0 11 1 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 19 0 3 11 0 17 0 18 1 0 0 0 0 Percentage of All 100% 0% 16% 58% 0% 89% 0% 95% 5% 0% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.06 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 10.1 3.5 0.0 4.8 Region 1 10.1 3.5 0.0 4.8 Region 2 9.1 3.6 6.3 6.5 Region 2 6.1 3.6 6.3 5.4 Region 3 3.9 11.3 0.0 5.7 Region 3 3.9 6.3 0.0 3.5 Region 4 7.2 4.1 3.5 4.9 Region 4 7.2 4.1 3.5 4.9 1 Unit Sites 13.4 5.5 2.1 6.8 1 Unit Sites 11.1 3.9 2.1 5.6 2 Unit Sites 4.6 7.0 1.7 4.5 2 Unit Sites 4.6 5.2 1.7 3.9 3 Unit Sites 0.0 0.0 14.2 5.8 3 Unit Sites 0.0 0.0 14.2 5.8 BWR 6.9 6.3 2.3 5.2 BWR 6.9 4.5 2.3 4.6 PWR 8.3 5.9 2.9 5.7 PWR 6.9 4.4 2.9 4.8 Total All Regions 7.8 6.1 2.7 5.5 Total All Regions 6.9 4.5 2.7 4.7 71111.06 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 38 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 298 52 3.1 5.7 283 45 2.6 6.3 249 45 2.6 5.5 Region 2 328 52 2.9 6.3 276 54 3.0 5.1 320 53 2.9 6.0 Region 3 257 46 2.9 5.6 318 39 2.4 8.2 270 41 2.6 6.6 Region 4 278 42 3.2 6.6 243 32 2.5 7.6 289 37 2.8 7.8 1 Unit Sites 227 47 2.9 4.8 353 41 2.6 8.6 326 43 2.7 7.6 2 Unit Sites 773 121 3.1 6.4 660 108 2.8 6.1 647 109 2.8 5.9 3 Unit Sites 161 24 3.0 6.7 108 21 2.6 5.2 155 24 3.0 6.5 BWR 436 71 3.0 6.1 440 64 2.7 6.9 442 65 2.7 6.8 PWR 725 121 3.2 6.0 680 106 2.8 6.4 685 111 2.9 6.2 Total All 1161 192 3.1 6.0 1120 170 2.8 6.6 1128 176 2.9 6.4 Regions 9/11/2018 2:22:01 PM Page 39 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 831 142 2.9 5.8 Region 2 924 159 3.1 5.8 Region 3 845 126 2.7 6.7 Region 4 809 111 3.0 7.3 1 Unit Sites 905 131 2.8 6.9 2 Unit Sites 2079 338 2.9 6.2 3 Unit Sites 425 69 3.1 6.2 BWR 1318 200 2.8 6.6 PWR 2090 338 3.0 6.2 Total All 3408 538 2.9 6.3 Regions 9/11/2018 2:22:01 PM Page 40 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.07A Revision History Date of Revision Description of Revision 12/08/2016 IP 71111.07, "Heat Sink Performance," has been revised to incorporate aging management programs per ROP Feedback Form 71111.07-2059 (ADAMS ML16160A006). ROP Feedback Form 71111.07-2185 (ADAMS ML16160A008) was considered but rejected. Revised text to clarify inspection requirements versus guidance (should and shall), to address recommendations from OIG 16-A-12 audit.

Summary of PIM Findings 2015 2016 2017 3 Year Total NCV Green 2 1 1 4 Total 2 1 1 4 9/11/2018 2:22:01 PM Page 41 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.07A PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 2 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 3 2 0 0 1 0 2 0 1 1 0 0 0 0 Region 4 2 0 0 1 0 2 0 2 0 0 0 0 0 1 Unit Sites 1 0 0 1 0 1 0 1 0 0 0 0 0 2 Unit Sites 3 0 0 1 0 3 0 2 1 0 0 0 0 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 0 0 0 0 0 0 0 0 0 0 0 0 0 PWR 4 0 0 2 0 4 0 3 1 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 4 0 0 2 0 4 0 3 1 0 0 0 0 Percentage of All 100% 0% 0% 50% 0% 100% 0% 75% 25% 0% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.07A Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 0.0 0.0 0.0 Region 1 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 3 16.0 0.0 0.0 6.4 Region 3 8.0 0.0 0.0 3.2 Region 4 0.0 10.0 6.7 6.2 Region 4 0.0 10.0 6.7 6.2 1 Unit Sites 0.0 4.6 0.0 1.7 1 Unit Sites 0.0 4.6 0.0 1.7 2 Unit Sites 7.3 0.0 4.0 4.0 2 Unit Sites 3.7 0.0 4.0 2.7 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 0.0 0.0 0.0 0.0 BWR 0.0 0.0 0.0 0.0 PWR 6.9 3.6 3.2 4.5 PWR 3.4 3.6 3.2 3.4 Total All Regions 4.1 2.2 2.0 2.8 Total All Regions 2.1 2.2 2.0 2.1 71111.07A Hours & Samples Reported 9/11/2018 2:22:01 PM Page 43 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 161 34 2.0 4.7 136 30 1.8 4.5 132 32 1.9 4.1 Region 2 123 23 1.3 5.4 119 24 1.3 5.0 121 23 1.3 5.3 Region 3 125 18 1.1 6.9 97 16 1.1 6.1 91 17 1.1 5.4 Region 4 76 14 1.1 5.4 100 17 1.3 5.9 149 17 1.3 8.7 1 Unit Sites 123 22 1.4 5.6 127 22 1.4 5.8 117 21 1.3 5.6 2 Unit Sites 300 56 1.4 5.4 278 55 1.5 5.1 293 56 1.4 5.2 3 Unit Sites 63 11 1.4 5.7 47 10 1.3 4.7 82 12 1.5 6.8 BWR 195 34 1.4 5.7 175 32 1.3 5.5 175 36 1.5 4.9 PWR 291 55 1.4 5.3 277 55 1.5 5.0 317 53 1.4 6.0 Total All 485 89 1.5 5.5 452 87 1.5 5.2 492 89 1.5 5.5 Regions 9/11/2018 2:22:01 PM Page 44 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 428 96 2.0 4.5 Region 2 364 70 1.3 5.2 Region 3 313 51 1.2 6.1 Region 4 324 48 1.3 6.8 1 Unit Sites 366 65 1.4 5.6 2 Unit Sites 871 167 1.5 5.2 3 Unit Sites 192 33 1.5 5.8 BWR 545 102 1.4 5.3 PWR 884 163 1.5 5.4 Total All 1429 265 1.5 5.4 Regions 9/11/2018 2:22:01 PM Page 45 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.07T Revision History Date of Revision Description of Revision Summary of PIM Findings 2015 2016 2017 3 Year Total NCV Green 2 2 2 6 NOV Green 0 0 1 1 Total 2 2 3 7 9/11/2018 2:22:01 PM Page 46 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.07T PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 2 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 3 5 0 1 2 0 5 0 5 0 0 0 0 0 Region 4 2 0 0 2 0 2 0 2 0 0 0 0 0 1 Unit Sites 4 0 1 2 0 4 0 4 0 0 0 0 0 2 Unit Sites 3 0 0 2 0 3 0 3 0 0 0 0 0 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 5 0 0 3 0 5 0 5 0 0 0 0 0 PWR 2 0 1 1 0 2 0 2 0 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 7 0 1 4 0 7 0 7 0 0 0 0 0 Percentage of All 100% 0% 14% 57% 0% 100% 0% 100% 0% 0% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.07T Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 0.0 0.0 0.0 Region 1 0.0 0.0 0.0 0.0 Region 2 4.0 0.0 0.0 1.6 Region 2 4.0 0.0 0.0 1.6 Region 3 3.2 3.0 4.9 3.7 Region 3 2.0 3.0 4.9 3.3 Region 4 0.0 5.7 11.4 6.7 Region 4 0.0 5.7 5.7 4.4 1 Unit Sites 0.0 4.7 5.3 3.6 1 Unit Sites 0.0 4.7 5.3 3.6 2 Unit Sites 4.1 0.0 3.9 2.8 2 Unit Sites 3.4 0.0 1.9 1.8 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 3.2 5.8 3.0 3.9 BWR 2.1 5.8 3.0 3.4 PWR 2.0 0.0 5.4 2.4 PWR 2.0 0.0 3.6 1.8 Total All Regions 2.7 2.1 4.5 3.0 Total All Regions 2.0 2.1 3.4 2.5 71111.07T Hours & Samples Reported 9/11/2018 2:22:01 PM Page 48 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 154 17 3.4 9.1 229 26 3.3 8.8 158 13 2.2 12.1 Region 2 249 32 4.6 7.8 227 25 3.6 9.1 146 20 4.0 7.3 Region 3 491 20 2.5 24.6 329 17 2.4 19.4 411 13 2.2 31.6 Region 4 99 14 2.8 7.0 176 19 3.2 9.3 176 14 2.8 12.5 1 Unit Sites 284 22 3.1 12.9 211 20 3.3 10.5 310 14 2.3 22.2 2 Unit Sites 463 46 3.8 10.1 680 61 3.4 11.1 501 40 3.1 12.5 3 Unit Sites 246 15 3.0 16.4 70 6 2.0 11.7 78 6 3.0 13.0 BWR 484 31 3.1 15.6 342 33 3.3 10.4 334 21 3.0 15.9 PWR 509 52 4.0 9.8 618 54 3.4 11.4 555 39 3.0 14.2 Total All 993 83 3.8 12.0 960 87 3.5 11.0 890 60 3.2 14.8 Regions 9/11/2018 2:22:01 PM Page 49 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 540 56 3.3 9.6 Region 2 622 77 4.5 8.1 Region 3 1231 50 2.6 24.6 Region 4 450 47 3.4 9.6 1 Unit Sites 805 56 3.3 14.4 2 Unit Sites 1644 147 3.6 11.2 3 Unit Sites 394 27 3.4 14.6 BWR 1160 85 3.3 13.6 PWR 1683 145 3.5 11.6 Total All 2843 230 3.5 12.4 Regions 9/11/2018 2:22:01 PM Page 50 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.08G Revision History Date of Revision Description of Revision Summary of PIM Findings 2015 2016 2017 3 Year Total NCV Green 4 4 1 9 VIO N/A 0 1 0 1 Total 4 5 1 10 9/11/2018 2:22:01 PM Page 51 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.08G PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 1 0 0 1 0 0 0 0 1 0 0 0 0 Region 2 2 1 0 1 0 2 1 0 0 0 0 0 0 Region 3 7 0 2 5 0 7 3 3 1 0 0 0 0 Region 4 0 0 0 0 0 0 0 0 0 0 0 0 0 1 Unit Sites 5 0 1 4 0 4 1 2 2 0 0 0 0 2 Unit Sites 5 1 1 3 0 5 3 1 0 0 0 0 0 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 10 1 2 7 0 9 4 3 2 0 0 0 0 PWR 0 0 0 0 0 0 0 0 0 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 10 1 2 7 0 9 4 3 2 0 0 0 0 Percentage of All 100% 10% 20% 70% 0% 90% 40% 30% 20% 0% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.08G Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 3.2 0.0 3.8 2.4 Region 1 0.0 0.0 3.8 1.2 Region 2 0.0 26.9 0.0 11.5 Region 2 0.0 26.9 0.0 11.5 Region 3 12.3 7.2 3.4 7.3 Region 3 12.3 4.2 3.4 6.4 Region 4 0.0 0.0 0.0 0.0 Region 4 0.0 0.0 0.0 0.0 1 Unit Sites 5.9 6.2 3.5 5.4 1 Unit Sites 3.0 3.3 3.5 3.2 2 Unit Sites 5.7 12.3 2.4 6.4 2 Unit Sites 5.7 12.3 2.4 6.4 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 5.5 8.0 2.7 5.6 BWR 4.1 7.2 2.7 4.6 Total All Regions 5.5 8.0 2.7 5.6 Total All Regions 4.1 7.2 2.7 4.6 71111.08G Hours & Samples Reported 9/11/2018 2:22:01 PM Page 53 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 316 6 0.9 52.6 239 5 0.7 47.8 266 9 1.3 29.5 Region 2 102 3 0.8 34.0 149 3 0.8 49.5 96 3 0.8 32.0 Region 3 244 7 1.0 34.8 236 5 0.8 47.1 298 7 0.9 42.5 Region 4 62 2 0.7 31.0 75 2 0.7 37.3 75 2 0.7 37.5 1 Unit Sites 101 3 1.0 33.6 174 3 0.6 57.8 145 5 1.0 29.1 2 Unit Sites 507 12 0.9 42.3 380 9 0.9 42.2 451 11 0.9 41.0 3 Unit Sites 116 3 0.8 38.5 144 3 0.8 48.0 138 5 1.3 27.6 BWR 723 18 1.0 40.2 697 15 0.9 46.5 734 21 1.1 35.0 PWR 0 0 0.0 0.0 0 0 0.0 0.0 0 0 0.0 0.0 Total All 723 18 1.0 40.2 697 15 0.9 46.5 734 21 1.1 35.0 Regions 9/11/2018 2:22:01 PM Page 54 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 820 20 1.1 41.0 Region 2 347 9 0.9 38.5 Region 3 777 19 1.0 40.9 Region 4 212 6 0.9 35.3 1 Unit Sites 420 11 1.0 38.1 2 Unit Sites 1338 32 1.0 41.8 3 Unit Sites 397 11 1.1 36.1 BWR 2155 54 1.0 39.9 PWR 0 0 0.0 0.0 Total All 2155 54 1.0 39.9 Regions 9/11/2018 2:22:01 PM Page 55 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.08P Revision History Date of Revision Description of Revision Summary of PIM Findings 2015 2016 2017 3 Year Total FIN Green 3 0 0 3 NCV Green 15 3 6 24 NCVIV Green 1 0 0 1 Total 19 3 6 28 9/11/2018 2:22:01 PM Page 56 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.08P PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 1 0 1 0 0 1 0 0 1 0 0 0 0 Region 2 5 0 2 0 0 5 0 0 5 0 0 0 0 Region 3 7 0 0 6 0 7 3 3 1 0 0 0 0 Region 4 9 0 2 5 0 7 4 5 0 0 0 0 0 1 Unit Sites 1 0 0 1 0 1 0 1 0 0 0 0 0 2 Unit Sites 20 0 5 10 0 18 7 7 6 0 0 0 0 3 Unit Sites 1 0 0 0 0 1 0 0 1 0 0 0 0 BWR 0 0 0 0 0 0 0 0 0 0 0 0 0 PWR 22 0 5 11 0 20 7 8 7 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 22 0 5 11 0 20 7 8 7 0 0 0 0 Percentage of All 100% 0% 23% 50% 0% 91% 32% 36% 32% 0% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.08P Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 6.7 1.6 2.4 Region 1 0.0 4.5 1.6 1.8 Region 2 1.9 2.0 1.1 1.7 Region 2 1.9 2.0 1.1 1.7 Region 3 9.9 3.2 0.0 4.0 Region 3 9.4 3.2 0.0 3.6 Region 4 6.3 0.0 5.7 4.2 Region 4 3.8 0.0 5.7 3.3 1 Unit Sites 2.8 0.0 0.0 1.2 1 Unit Sites 2.8 0.0 0.0 1.2 2 Unit Sites 5.1 3.1 2.7 3.7 2 Unit Sites 3.9 2.6 2.7 3.1 3 Unit Sites 0.0 2.9 0.0 1.3 3 Unit Sites 0.0 2.9 0.0 1.3 PWR 4.3 2.6 2.0 3.0 PWR 3.4 2.2 2.0 2.5 Total All Regions 4.3 2.6 2.0 3.0 Total All Regions 3.4 2.2 2.0 2.5 71111.08P Hours & Samples Reported 9/11/2018 2:22:01 PM Page 58 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 589 10 1.1 58.9 445 6 1.0 74.1 625 11 1.2 56.8 Region 2 1063 17 1.1 62.5 983 12 1.0 81.9 881 18 1.3 48.9 Region 3 534 7 1.0 76.2 624 7 1.0 89.2 771 9 1.3 85.7 Region 4 794 11 1.4 72.1 656 9 1.3 72.8 700 10 1.3 70.0 1 Unit Sites 442 6 0.9 73.7 304 4 1.0 75.9 456 7 1.0 65.1 2 Unit Sites 2219 33 1.3 67.2 1812 24 1.1 75.5 2098 34 1.4 61.7 3 Unit Sites 318 6 1.2 52.9 592 6 1.2 98.7 422 7 1.4 60.2 BWR 0 0 0.0 0.0 0 0 0.0 0.0 0 0 0.0 0.0 PWR 2979 45 1.3 66.2 2708 34 1.2 79.6 2976 48 1.4 62.0 Total All 2979 45 1.3 66.2 2708 34 1.2 79.6 2976 48 1.4 62.0 Regions 9/11/2018 2:22:01 PM Page 59 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 1658 27 1.2 61.4 Region 2 2926 47 1.2 62.3 Region 3 1929 23 1.2 83.9 Region 4 2149 30 1.4 71.6 1 Unit Sites 1202 17 1.1 70.7 2 Unit Sites 6129 91 1.3 67.3 3 Unit Sites 1331 19 1.5 70.1 BWR 0 0 0.0 0.0 PWR 8662 127 1.3 68.2 Total All 8662 127 1.3 68.2 Regions 9/11/2018 2:22:01 PM Page 60 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.11A Revision History Date of Revision Description of Revision Summary of PIM Findings 2016 3 Year Total FIN Green 1 1 NCV Green 1 1 Total 2 2 9/11/2018 2:22:01 PM Page 61 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.11A PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 1 0 0 1 0 0 0 1 0 0 0 0 0 Region 2 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 3 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 4 1 0 0 0 0 1 0 1 0 0 0 0 0 1 Unit Sites 1 0 0 0 0 1 0 1 0 0 0 0 0 2 Unit Sites 1 0 0 1 0 0 0 1 0 0 0 0 0 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 1 0 0 1 0 0 0 1 0 0 0 0 0 PWR 1 0 0 0 0 1 0 1 0 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 2 0 0 1 0 1 0 2 0 0 0 0 0 Percentage of All 100% 0% 0% 50% 0% 50% 0% 100% 0% 0% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.11A Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 71.4 0.0 19.2 Region 1 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 3 0.0 0.0 0.0 0.0 Region 3 0.0 0.0 0.0 0.0 Region 4 0.0 111.1 0.0 43.5 Region 4 0.0 111.1 0.0 43.5 1 Unit Sites 0.0 62.5 0.0 13.3 1 Unit Sites 0.0 62.5 0.0 13.3 2 Unit Sites 0.0 40.8 0.0 14.4 2 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 0.0 43.5 0.0 18.8 BWR 0.0 0.0 0.0 0.0 PWR 0.0 55.6 0.0 9.6 PWR 0.0 55.6 0.0 9.6 Total All Regions 0.0 48.8 0.0 12.7 Total All Regions 0.0 24.4 0.0 6.3 71111.11A Hours & Samples Reported 9/11/2018 2:22:01 PM Page 63 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 1 9 4.5 0.1 14 14 1.3 1.0 37 20 4.0 1.9 Region 2 17 17 1.2 1.0 9 18 1.6 0.5 24 16 0.9 1.5 Region 3 17 15 1.7 1.1 9 15 1.9 0.6 6 15 1.9 0.4 Region 4 9 6 1.5 1.5 9 8 1.1 1.1 5 6 1.2 0.8 1 Unit Sites 8 11 2.2 0.7 6 12 1.7 0.5 8 13 1.6 0.6 2 Unit Sites 26 30 1.7 0.9 34 37 1.4 0.9 63 35 1.5 1.8 3 Unit Sites 11 6 1.2 1.9 2 6 2.0 0.3 2 9 3.0 0.3 BWR 18 16 1.6 1.1 23 20 1.3 1.2 13 22 1.8 0.6 PWR 27 31 1.8 0.9 18 35 1.8 0.5 60 35 1.6 1.7 Total All 44 47 1.8 0.9 41 55 1.6 0.7 72 57 1.7 1.3 Regions 9/11/2018 2:22:01 PM Page 64 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 52 43 2.7 1.2 Region 2 51 51 1.2 1.0 Region 3 32 45 2.0 0.7 Region 4 23 20 1.4 1.2 1 Unit Sites 21 36 2.0 0.6 2 Unit Sites 122 102 1.5 1.2 3 Unit Sites 15 21 2.3 0.7 BWR 53 58 1.6 0.9 PWR 104 101 1.8 1.0 Total All 158 159 1.7 1.0 Regions 9/11/2018 2:22:01 PM Page 65 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.11B Revision History Date of Revision Description of Revision Summary of PIM Findings 2015 2016 2017 3 Year Total FIN Green 7 0 0 7 NCV Green 0 2 3 5 NCVIV Green 1 1 0 2 NCVIV N/A 0 0 1 1 NCVIV No Performance 0 0 2 2 Deficiency Total 8 3 6 17 9/11/2018 2:22:01 PM Page 66 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.11B PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 3 0 0 3 0 2 0 3 0 0 0 0 0 Region 2 7 0 0 4 0 7 0 6 0 0 0 0 0 Region 3 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 4 6 0 0 3 0 5 0 6 0 0 0 0 0 1 Unit Sites 5 0 0 3 0 4 0 4 0 0 0 0 0 2 Unit Sites 10 0 0 6 0 9 0 10 0 0 0 0 0 3 Unit Sites 1 0 0 1 0 1 0 1 0 0 0 0 0 BWR 2 0 0 2 0 1 0 2 0 0 0 0 0 PWR 14 0 0 8 0 13 0 13 0 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 16 0 0 10 0 14 0 15 0 0 0 0 0 Percentage of All 100% 0% 0% 63% 0% 88% 0% 94% 0% 0% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.11B Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.9 1.7 1.0 1.1 Region 1 0.0 1.7 1.0 0.8 Region 2 3.6 1.0 4.2 2.8 Region 2 3.1 1.0 4.2 2.6 Region 3 0.0 0.0 1.2 0.5 Region 3 0.0 0.0 0.0 0.0 Region 4 4.3 1.9 2.4 2.9 Region 4 2.9 1.9 1.4 2.0 1 Unit Sites 2.3 1.2 1.6 1.8 1 Unit Sites 1.5 1.2 1.6 1.5 2 Unit Sites 2.3 1.1 2.1 1.9 2 Unit Sites 1.5 1.1 1.1 1.2 3 Unit Sites 0.0 0.0 5.8 2.8 3 Unit Sites 0.0 0.0 5.8 2.8 BWR 0.8 1.0 0.9 0.9 BWR 0.0 1.0 0.0 0.3 PWR 3.0 1.2 2.7 2.4 PWR 2.2 1.2 2.4 2.0 Total All Regions 2.2 1.1 2.1 1.9 Total All Regions 1.4 1.1 1.5 1.4 71111.11B Hours & Samples Reported 9/11/2018 2:22:01 PM Page 68 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 1086 14 0.9 77.6 591 7 0.9 84.4 958 15 1.1 63.9 Region 2 980 10 1.1 98.0 990 10 0.9 99.0 719 9 1.0 79.9 Region 3 693 8 0.6 86.7 563 6 0.9 93.8 852 21 2.1 40.6 Region 4 700 8 1.0 87.5 537 7 1.2 76.6 733 10 1.1 73.3 1 Unit Sites 877 10 0.8 87.7 459 6 1.0 76.5 875 19 1.7 46.1 2 Unit Sites 2268 25 1.0 90.7 1873 19 1.0 98.6 1976 32 1.3 61.8 3 Unit Sites 315 5 0.8 63.0 348 5 1.0 69.7 410 4 0.7 102.6 BWR 1236 14 0.9 88.3 1045 10 0.9 104.5 1156 27 1.8 42.8 PWR 2223 26 0.9 85.5 1636 20 1.1 81.8 2106 28 1.1 75.2 Total All 3459 40 1.0 86.5 2680 30 1.0 89.3 3262 55 1.4 59.3 Regions 9/11/2018 2:22:01 PM Page 69 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 2635 36 1.0 73.2 Region 2 2689 29 1.1 92.7 Region 3 2108 35 1.3 60.2 Region 4 1969 25 1.2 78.8 1 Unit Sites 2211 35 1.3 63.2 2 Unit Sites 6117 76 1.1 80.5 3 Unit Sites 1074 14 0.9 76.7 BWR 3437 51 1.3 67.4 PWR 5964 74 1.0 80.6 Total All 9401 125 1.1 75.2 Regions 9/11/2018 2:22:01 PM Page 70 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.11Q Revision History Date of Revision Description of Revision Summary of PIM Findings 2015 2016 3 Year Total NCV Green 2 3 5 Total 2 3 5 9/11/2018 2:22:01 PM Page 71 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.11Q PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 1 0 0 1 0 1 0 1 0 0 0 0 0 Region 2 2 0 0 1 0 1 0 2 0 0 0 0 0 Region 3 1 0 0 0 0 0 1 0 0 0 0 0 0 Region 4 1 0 0 1 0 1 0 1 0 0 0 0 0 1 Unit Sites 3 0 0 2 0 2 1 2 0 0 0 0 0 2 Unit Sites 1 0 0 1 0 1 0 1 0 0 0 0 0 3 Unit Sites 1 0 0 0 0 0 0 1 0 0 0 0 0 BWR 3 0 0 1 0 1 1 2 0 0 0 0 0 PWR 2 0 0 2 0 2 0 2 0 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 5 0 0 3 0 3 1 4 0 0 0 0 0 Percentage of All 100% 0% 0% 60% 0% 60% 20% 80% 0% 0% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.11Q Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 1.6 0.0 0.5 Region 1 0.0 1.6 0.0 0.5 Region 2 1.7 1.6 0.0 1.0 Region 2 0.0 1.6 0.0 0.5 Region 3 2.0 3.8 1.7 2.5 Region 3 2.0 0.0 0.0 0.6 Region 4 2.0 0.0 0.0 0.6 Region 4 2.0 0.0 0.0 0.6 1 Unit Sites 2.5 3.5 1.1 2.3 1 Unit Sites 2.5 1.2 0.0 1.1 2 Unit Sites 0.0 0.8 0.0 0.2 2 Unit Sites 0.0 0.8 0.0 0.2 3 Unit Sites 10.1 0.0 0.0 3.1 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 3.6 1.1 1.1 1.8 BWR 2.4 0.0 0.0 0.7 PWR 0.0 2.1 0.0 0.7 PWR 0.0 1.4 0.0 0.5 Total All Regions 1.4 1.7 0.4 1.1 Total All Regions 0.9 0.9 0.0 0.6 71111.11Q Hours & Samples Reported 9/11/2018 2:22:01 PM Page 73 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 636 156 9.2 4.1 637 155 9.1 4.1 638 154 9.1 4.1 Region 2 588 167 9.3 3.5 631 163 9.1 3.9 727 168 9.3 4.3 Region 3 494 124 7.8 4.0 532 123 7.7 4.3 601 128 8.0 4.7 Region 4 497 108 8.3 4.6 517 108 8.3 4.8 542 110 8.5 4.9 1 Unit Sites 508 129 8.1 3.9 540 132 8.3 4.1 574 132 8.3 4.3 2 Unit Sites 1398 349 8.9 4.0 1442 344 8.8 4.2 1604 356 9.1 4.5 3 Unit Sites 309 77 9.6 4.0 336 73 9.1 4.6 329 72 9.0 4.6 BWR 845 197 8.2 4.3 914 199 8.3 4.6 950 200 8.3 4.7 PWR 1371 358 9.4 3.8 1404 350 9.2 4.0 1557 360 9.5 4.3 Total All 2215 555 9.1 4.0 2318 549 9.0 4.2 2507 560 9.2 4.5 Regions 9/11/2018 2:22:01 PM Page 74 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 1911 465 9.5 4.1 Region 2 1945 498 9.6 3.9 Region 3 1627 375 8.2 4.3 Region 4 1556 326 8.8 4.8 1 Unit Sites 1621 393 8.5 4.1 2 Unit Sites 4445 1049 9.1 4.2 3 Unit Sites 974 222 10.1 4.4 BWR 2708 596 8.4 4.5 PWR 4332 1068 9.5 4.1 Total All 7039 1664 9.1 4.2 Regions 9/11/2018 2:22:01 PM Page 75 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.12 Revision History Date of Revision Description of Revision Summary of PIM Findings 2015 2016 2017 3 Year Total FIN Green 3 7 4 14 NCV Green 38 32 18 88 NCVIV N/A 0 1 0 1 Total 41 40 22 103 9/11/2018 2:22:01 PM Page 76 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.12 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 27 0 11 12 0 16 2 17 5 0 0 3 0 Region 2 23 0 5 13 0 10 7 15 1 0 0 0 0 Region 3 25 0 8 11 0 12 4 18 2 0 0 0 0 Region 4 29 0 7 16 0 20 5 21 3 0 0 0 0 1 Unit Sites 47 0 14 21 0 26 7 31 5 0 0 3 0 2 Unit Sites 54 0 16 29 0 31 10 38 6 0 0 0 0 3 Unit Sites 3 0 1 2 0 1 1 2 0 0 0 0 0 BWR 38 0 12 19 0 25 5 23 6 0 0 3 0 PWR 66 0 19 33 0 33 13 48 5 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 104 0 31 52 0 58 18 71 11 0 0 3 0 Percentage of All 100% 0% 30% 50% 0% 56% 17% 68% 11% 0% 0% 3% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.12 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 8.1 9.6 5.3 7.7 Region 1 4.1 5.4 3.1 4.2 Region 2 9.3 6.9 1.5 5.9 Region 2 3.1 3.9 0.8 2.6 Region 3 9.8 7.5 5.7 7.7 Region 3 4.9 3.6 1.6 3.4 Region 4 8.9 8.0 7.2 8.0 Region 4 6.3 6.2 4.5 5.7 1 Unit Sites 9.9 8.2 7.2 8.4 1 Unit Sites 4.8 4.3 3.1 4.1 2 Unit Sites 9.3 8.5 3.2 6.9 2 Unit Sites 4.6 5.3 2.1 4.0 3 Unit Sites 0.0 0.0 6.3 1.6 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 5.7 8.6 7.0 7.2 BWR 3.4 5.1 3.8 4.1 PWR 11.1 7.6 3.6 7.4 PWR 5.1 4.4 1.6 3.7 Total All Regions 9.1 8.0 4.8 7.3 Total All Regions 4.5 4.7 2.4 3.9 71111.12 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 78 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 1232 144 8.5 8.6 1299 146 8.6 8.9 1295 145 8.5 8.9 Region 2 1287 151 8.4 8.5 1298 153 8.5 8.5 1302 150 8.3 8.7 Region 3 1221 124 7.8 9.8 1393 133 8.3 10.5 1224 129 8.1 9.5 Region 4 952 98 7.5 9.7 1122 102 7.8 11.0 1106 100 7.7 11.1 1 Unit Sites 1161 127 7.9 9.1 1371 132 8.3 10.4 1247 127 7.9 9.8 2 Unit Sites 2950 328 8.4 9.0 3155 339 8.7 9.3 3216 335 8.6 9.6 3 Unit Sites 581 62 7.8 9.4 587 63 7.9 9.3 463 62 7.8 7.5 BWR 1761 195 8.1 9.0 1959 210 8.8 9.3 1833 200 8.3 9.2 PWR 2931 322 8.5 9.1 3153 324 8.5 9.7 3093 324 8.5 9.5 Total All 4692 517 8.5 9.1 5112 534 8.8 9.6 4926 524 8.6 9.4 Regions 9/11/2018 2:22:01 PM Page 79 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 3826 435 8.9 8.8 Region 2 3887 454 8.7 8.6 Region 3 3838 386 8.4 9.9 Region 4 3180 300 8.1 10.6 1 Unit Sites 3779 386 8.4 9.8 2 Unit Sites 9321 1002 8.7 9.3 3 Unit Sites 1631 187 8.5 8.7 BWR 5553 605 8.5 9.2 PWR 9177 970 8.6 9.5 Total All 14730 1575 8.6 9.4 Regions 9/11/2018 2:22:01 PM Page 80 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.13 Revision History Date of Revision Description of Revision 12/20/2017 IP 71111.13, Maintenance Risk Assessments and Emergent Work Control, has been revised to add inspection of RICT times and risk management actions.

These are a subset of maintenance activities and are included in the samples. This change includes information to facilitate inspection of RICT and PRA functionality. In addition, this revision streamlines IP formatting.

02/03/2016 IP 71111.13, "Maintenance Risk Assessments and Emergent Work Control," has been revised o update references to Revision 3 to RG 1.160 and Revision 4A to NUMARC 93-01, which were recently issued. IP 71111.13 has been revised to update references to the new revision numbers. Changes made in accordance with ROP Enhancement Project (see ML14017A381)

Summary of PIM Findings 2015 2016 2017 3 Year Total FIN Green 1 0 2 3 NCV Green 18 24 11 53 Total 19 24 13 56 9/11/2018 2:22:01 PM Page 81 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.13 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 14 0 1 13 0 11 3 9 2 0 0 0 0 Region 2 10 0 0 10 0 8 2 8 0 0 0 0 0 Region 3 12 0 1 9 0 6 2 7 3 0 0 0 0 Region 4 20 0 2 17 0 17 3 13 3 0 1 0 0 1 Unit Sites 25 0 2 22 0 19 5 15 4 0 1 0 0 2 Unit Sites 29 0 2 25 0 21 5 20 4 0 0 0 0 3 Unit Sites 2 0 0 2 0 2 0 2 0 0 0 0 0 BWR 25 0 1 24 0 19 2 17 5 0 1 0 0 PWR 31 0 3 25 0 23 8 20 3 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 56 0 4 49 0 42 10 37 8 0 1 0 0 Percentage of All 100% 0% 7% 88% 0% 75% 18% 66% 14% 0% 2% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.13 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.7 5.9 3.8 3.5 Region 1 0.7 4.6 2.4 2.5 Region 2 2.1 3.9 1.5 2.5 Region 2 1.4 3.1 1.5 2.0 Region 3 5.5 4.7 0.0 3.5 Region 3 3.3 1.6 0.0 1.6 Region 4 8.9 4.5 4.6 5.7 Region 4 7.7 3.6 3.8 4.8 1 Unit Sites 4.8 4.3 2.3 3.8 1 Unit Sites 3.9 2.4 1.9 2.7 2 Unit Sites 3.1 5.6 2.5 3.7 2 Unit Sites 1.9 4.2 1.8 2.6 3 Unit Sites 4.0 0.0 4.1 2.8 3 Unit Sites 4.0 0.0 4.1 2.8 BWR 5.5 5.1 2.1 4.2 BWR 3.3 3.6 1.6 2.9 PWR 2.9 4.6 2.7 3.4 PWR 2.6 3.0 2.2 2.6 Total All Regions 3.9 4.8 2.5 3.7 Total All Regions 2.9 3.2 2.0 2.7 71111.13 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 83 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 1344 322 18.9 4.2 1317 322 18.9 4.1 1268 320 18.8 4.0 Region 2 1416 320 17.8 4.4 1270 292 16.2 4.3 1364 314 17.4 4.3 Region 3 1228 260 16.3 4.7 1251 260 16.3 4.8 1181 243 15.2 4.9 Region 4 904 204 15.7 4.4 1102 208 16.0 5.3 1305 213 16.4 6.1 1 Unit Sites 1212 275 17.2 4.4 1297 284 17.8 4.6 1343 267 16.7 5.0 2 Unit Sites 3066 690 17.7 4.4 3057 657 16.8 4.7 3235 690 17.7 4.7 3 Unit Sites 614 141 17.6 4.4 586 141 17.6 4.2 540 133 16.6 4.1 BWR 1797 415 17.3 4.3 1922 423 17.6 4.5 1878 413 17.2 4.5 PWR 3096 691 18.2 4.5 3018 659 17.3 4.6 3239 677 17.8 4.8 Total All 4892 1106 18.1 4.4 4941 1082 17.7 4.6 5118 1090 17.9 4.7 Regions 9/11/2018 2:22:01 PM Page 84 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 3930 964 19.7 4.1 Region 2 4050 926 17.8 4.4 Region 3 3660 763 16.6 4.8 Region 4 3311 625 16.9 5.3 1 Unit Sites 3852 826 18.0 4.7 2 Unit Sites 9359 2037 17.7 4.6 3 Unit Sites 1740 415 18.9 4.2 BWR 5597 1251 17.6 4.5 PWR 9353 2027 17.9 4.6 Total All 14950 3278 17.9 4.6 Regions 9/11/2018 2:22:01 PM Page 85 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.15 Revision History Date of Revision Description of Revision 12/22/2016 IP 71111.15, "Operability Determinations and Functionality Assessments," has been revised to address use of mandatory and discretionary language concerns and recommendations found in OIG Audit OIG-16-A-12. The requirement to inspect at least one sample associated with OWA has been deleted.

Summary of PIM Findings 2015 2016 2017 3 Year Total FIN Green 4 1 1 6 NCV Green 65 47 49 161 NCV N/A 0 1 0 1 NCVIV Green 0 0 1 1 NCVIV Minor Performance 0 0 1 1 Deficiency NCVIV N/A 4 5 2 11 NCVIV No Performance 0 0 1 1 Deficiency NOV N/A 1 1 0 2 NOV White 0 1 2 3 VIO Green 0 1 0 1 VIO N/A 1 0 0 1 VIO White 0 1 0 1 Total 75 58 57 190 9/11/2018 2:22:01 PM Page 86 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.15 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 50 1 12 30 0 40 2 34 14 0 0 0 0 Region 2 42 1 10 24 0 37 1 29 6 1 0 1 0 Region 3 64 3 9 37 0 50 4 48 7 0 0 0 0 Region 4 34 0 4 23 0 26 0 26 5 2 1 0 0 1 Unit Sites 82 4 16 47 0 68 5 57 12 2 0 0 0 2 Unit Sites 95 1 16 61 0 75 1 70 18 1 1 1 0 3 Unit Sites 13 0 3 6 0 10 1 10 2 0 0 0 0 BWR 95 3 20 56 0 74 5 67 18 1 0 0 0 PWR 95 2 15 58 0 79 2 70 14 2 1 1 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 190 5 35 114 0 153 7 137 32 3 1 1 0 Percentage of All 100% 3% 18% 60% 0% 81% 4% 72% 17% 2% 1% 1% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.15 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 13.4 7.3 5.5 8.6 Region 1 11.0 5.5 3.6 6.6 Region 2 6.3 6.7 6.9 6.6 Region 2 5.5 4.4 5.2 5.0 Region 3 9.9 11.4 11.5 11.0 Region 3 7.5 7.3 7.0 7.3 Region 4 8.9 4.8 8.2 7.3 Region 4 7.1 3.4 5.4 5.3 1 Unit Sites 12.4 10.0 7.5 10.0 1 Unit Sites 9.9 7.1 5.1 7.4 2 Unit Sites 7.8 6.6 8.4 7.6 2 Unit Sites 6.6 4.4 5.4 5.4 3 Unit Sites 6.1 6.5 8.0 6.8 3 Unit Sites 5.0 3.6 4.4 4.3 BWR 12.2 10.3 9.9 10.8 BWR 9.7 7.6 5.6 7.6 PWR 7.8 6.2 6.9 7.0 PWR 6.5 3.8 5.1 5.1 Total All Regions 9.4 7.8 8.0 8.4 Total All Regions 7.7 5.3 5.3 6.1 71111.15 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 88 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 1905 350 20.6 5.4 2187 332 19.5 6.6 1956 340 20.0 5.8 Region 2 2376 367 20.4 6.5 2257 364 20.2 6.2 2124 356 19.8 6.0 Region 3 1856 294 18.4 6.3 2056 292 18.3 7.0 1870 293 18.3 6.4 Region 4 1403 232 17.8 6.0 1465 233 17.9 6.3 1652 233 17.9 7.1 1 Unit Sites 1660 271 16.9 6.1 1726 273 17.1 6.3 1712 269 16.8 6.4 2 Unit Sites 4674 801 20.5 5.8 5069 776 19.9 6.5 4909 780 20.0 6.3 3 Unit Sites 1206 171 21.4 7.0 1169 172 21.5 6.8 980 173 21.6 5.7 BWR 2797 461 19.2 6.1 3017 457 19.0 6.6 2862 457 19.0 6.3 PWR 4743 782 20.6 6.1 4948 764 20.1 6.5 4739 765 20.1 6.2 Total All 7539 1243 20.4 6.1 7964 1221 20.0 6.5 7601 1222 20.0 6.2 Regions 9/11/2018 2:22:01 PM Page 89 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 6047 1022 20.9 5.9 Region 2 6756 1087 20.9 6.2 Region 3 5781 879 19.1 6.6 Region 4 4520 698 18.9 6.5 1 Unit Sites 5098 813 17.7 6.3 2 Unit Sites 14652 2357 20.5 6.2 3 Unit Sites 3354 516 23.5 6.5 BWR 8675 1375 19.4 6.3 PWR 14429 2311 20.5 6.2 Total All 23104 3686 20.1 6.3 Regions 9/11/2018 2:22:01 PM Page 90 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.17T Revision History Date of Revision Description of Revision 12/08/2016 IP 71111.17T, "Evaluations of Changes, Tests, and Experiments," has been revised to: 1) address use of mandatory and discretionary language concerns and recommendations found in OIG-16-A-12 (ML16097A515), and 2) relocate inspection of permanent plant modifications to IP 71111.21M, "Component Design Bases Inspection (Teams).

11/13/2015 IP 71111.17T, "Evaluations of Changes, Tests and Experiments and Permanent Plant Modifications," has been revised to ensure security related issues identified as a result of changes are raised to be considered under the security inspection program, ensure that changes to the aging management program associated with 10 CFR 54.21(d) are within scope of this IP, and ensure that there is awareness that NEI 96-07, Revision 1, Appendix E has not been reviewed or endorsed by the NRC. Incorporated feedback forms 71111.17T-2145.

Summary of PIM Findings 2015 2016 2017 3 Year Total FIN Green 3 1 0 4 NCV Green 17 13 4 34 NCVIV Green 5 10 1 16 NCVIV N/A 2 1 0 3 NCVIV No Performance 0 0 1 1 Deficiency Total 27 25 6 58 9/11/2018 2:22:01 PM Page 91 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.17T PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 5 0 1 2 0 5 1 2 2 0 0 0 0 Region 2 22 0 4 12 0 22 0 19 1 0 0 0 0 Region 3 19 0 3 7 0 18 3 13 3 0 0 0 0 Region 4 11 0 3 2 0 11 1 8 1 0 0 0 0 1 Unit Sites 25 0 4 9 0 25 4 15 6 0 0 0 0 2 Unit Sites 27 0 7 10 0 26 1 22 1 0 0 0 0 3 Unit Sites 5 0 0 4 0 5 0 5 0 0 0 0 0 BWR 30 0 6 11 0 29 3 22 5 0 0 0 0 PWR 27 0 5 12 0 27 2 20 2 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 57 0 11 23 0 56 5 42 7 0 0 0 0 Percentage of All 100% 0% 19% 40% 0% 98% 9% 74% 12% 0% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.17T Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 3.9 1.3 0.0 1.8 Region 1 3.9 1.3 0.0 1.8 Region 2 5.9 6.0 7.1 6.1 Region 2 5.6 5.2 5.4 5.4 Region 3 9.7 9.2 3.3 8.0 Region 3 8.7 7.2 1.6 6.5 Region 4 4.1 9.6 2.5 5.9 Region 4 4.1 5.5 2.5 4.3 1 Unit Sites 6.1 7.2 0.0 6.0 1 Unit Sites 6.1 5.1 0.0 5.1 2 Unit Sites 5.8 4.7 4.4 5.1 2 Unit Sites 5.5 3.8 2.8 4.1 3 Unit Sites 9.0 3.3 5.5 6.1 3 Unit Sites 6.0 3.3 5.5 4.9 BWR 8.4 9.2 0.0 7.8 BWR 7.8 6.3 0.0 6.2 PWR 5.0 2.8 4.8 4.2 PWR 4.4 2.8 3.3 3.5 Total All Regions 6.1 5.7 3.7 5.5 Total All Regions 5.8 4.4 2.5 4.6 71111.17T Hours & Samples Reported 9/11/2018 2:22:01 PM Page 93 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 768 146 24.3 5.3 1537 273 34.1 5.6 454 132 22.0 3.4 Region 2 1605 190 23.8 8.4 1344 169 24.1 8.0 556 95 15.8 5.9 Region 3 1033 165 27.5 6.3 978 175 29.2 5.6 607 125 20.8 4.9 Region 4 739 155 31.0 4.8 731 163 32.6 4.5 406 109 21.8 3.7 1 Unit Sites 1172 209 29.9 5.6 1310 254 31.8 5.2 190 57 19.0 3.3 2 Unit Sites 2440 407 31.3 6.0 2503 441 33.9 5.7 1584 352 23.5 4.5 3 Unit Sites 533 40 10.0 13.3 777 85 21.3 9.1 249 52 13.0 4.8 BWR 1657 286 28.6 5.8 2065 364 33.1 5.7 501 113 18.8 4.4 PWR 2488 370 28.5 6.7 2525 416 32.0 6.1 1522 348 23.2 4.4 Total All 4145 656 29.8 6.3 4590 780 33.9 5.9 2023 461 23.1 4.4 Regions 9/11/2018 2:22:01 PM Page 94 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 2759 551 30.6 5.0 Region 2 3505 454 23.9 7.7 Region 3 2617 465 29.1 5.6 Region 4 1876 427 32.8 4.4 1 Unit Sites 2672 520 32.5 5.1 2 Unit Sites 6527 1200 30.8 5.4 3 Unit Sites 1558 177 17.7 8.8 BWR 4223 763 29.3 5.5 PWR 6535 1134 28.4 5.8 Total All 10757 1897 29.2 5.7 Regions 9/11/2018 2:22:01 PM Page 95 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.18 Revision History Date of Revision Description of Revision 11/17/2016 IP 71111.18, "Plant Modifications," has been revised to: 1) Provide oversight of licensee commitments to consider Severe Accident Management Guidelines (SAMGs) within plant configuration management processes in order to ensure that the SAMGs reflect changes to the facility over time. Additional background information can be found in SRM SECY-15-0065 (ML15239A767) and a February 23, 2016, letter from the NRC to NEI (ML16032A029). The February 23, 2016, letter, which also references the SRM, is added to the References section. (2) Address use of mandatory and discretionary language concerns and recommendations found in OIG-16-A-12 (ML16097A515). (3) Closed feedback form 71111.18-2212.

11/13/2015 IP 71111.18, "Plant Modifications," has been revised to ensure security related issues identified as a result of changes are raised to be considered under the security inspection program, ensure that changes to the aging management program associated with 10 CFR 54.21(d) are within scope of this IP, and ensure that there is awareness that NEI 96-07, Revision 1, Appendix E has not been reviewed or endorsed by the NRC. Incorporated feedback forms 71111.17T-2145.

Summary of PIM Findings 2015 2016 2017 3 Year Total FIN Green 4 1 1 6 NCV Green 9 3 4 16 NCVIV Green 6 4 0 10 NCVIV N/A 2 0 1 3 NOV N/A 0 0 1 1 VIO Green 0 0 1 1 Total 21 8 8 37 9/11/2018 2:22:01 PM Page 96 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.18 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 6 0 1 4 0 6 0 5 1 0 0 0 0 Region 2 7 0 0 5 0 5 1 3 2 0 0 0 0 Region 3 16 0 2 8 0 15 3 5 6 0 0 0 0 Region 4 8 0 0 6 0 7 2 5 0 0 0 0 0 1 Unit Sites 17 0 3 8 0 15 4 7 4 0 0 0 0 2 Unit Sites 18 0 0 14 0 16 1 11 5 0 0 0 0 3 Unit Sites 2 0 0 1 0 2 1 0 0 0 0 0 0 BWR 18 0 2 10 0 17 3 7 6 0 0 0 0 PWR 19 0 1 13 0 16 3 11 3 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 37 0 3 23 0 33 6 18 9 0 0 0 0 Percentage of All 100% 0% 8% 62% 0% 89% 16% 49% 24% 0% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.18 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 4.8 6.1 1.6 4.2 Region 1 4.8 6.1 0.0 3.7 Region 2 6.7 0.0 5.7 4.7 Region 2 5.3 0.0 3.8 3.5 Region 3 16.2 7.5 5.6 10.1 Region 3 13.0 7.5 3.7 8.4 Region 4 12.0 1.8 3.9 5.4 Region 4 9.6 1.8 3.9 4.7 1 Unit Sites 12.8 3.9 2.1 6.3 1 Unit Sites 10.1 3.9 2.1 5.3 2 Unit Sites 7.9 4.8 6.2 6.4 2 Unit Sites 6.6 4.8 3.6 5.1 3 Unit Sites 7.3 7.1 0.0 5.4 3 Unit Sites 7.3 7.1 0.0 5.4 BWR 12.6 6.1 3.4 7.4 BWR 10.5 6.1 3.4 6.8 PWR 8.2 3.5 4.6 5.5 PWR 6.5 3.5 2.3 4.2 Total All Regions 9.9 4.5 4.1 6.3 Total All Regions 8.0 4.5 2.7 5.2 71111.18 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 98 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 630 86 5.1 7.3 654 90 5.3 7.3 606 89 5.2 6.8 Region 2 752 80 4.4 9.4 416 65 3.6 6.4 526 67 3.7 7.9 Region 3 694 65 4.1 10.7 796 59 3.7 13.5 540 60 3.8 9.0 Region 4 417 54 4.2 7.7 560 51 3.9 11.0 515 49 3.8 10.5 1 Unit Sites 662 68 4.3 9.7 726 72 4.5 10.1 677 67 4.2 10.1 2 Unit Sites 1539 185 4.7 8.3 1380 158 4.1 8.7 1239 162 4.2 7.6 3 Unit Sites 292 32 4.0 9.1 320 35 4.4 9.1 272 36 4.5 7.5 BWR 949 110 4.6 8.6 983 105 4.4 9.4 883 107 4.5 8.3 PWR 1543 175 4.6 8.8 1443 160 4.2 9.0 1304 158 4.2 8.3 Total All 2492 285 4.7 8.7 2426 265 4.3 9.2 2187 265 4.3 8.3 Regions 9/11/2018 2:22:01 PM Page 99 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 1890 265 5.4 7.1 Region 2 1694 212 4.1 8.0 Region 3 2030 184 4.0 11.0 Region 4 1491 154 4.2 9.7 1 Unit Sites 2064 207 4.5 10.0 2 Unit Sites 4158 505 4.4 8.2 3 Unit Sites 883 103 4.7 8.6 BWR 2815 322 4.5 8.7 PWR 4290 493 4.4 8.7 Total All 7105 815 4.5 8.7 Regions 9/11/2018 2:22:01 PM Page 100 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.19 Revision History Date of Revision Description of Revision Summary of PIM Findings 2015 2016 2017 3 Year Total FIN Green 1 1 0 2 NCV Green 14 6 8 28 Total 15 7 8 30 9/11/2018 2:22:01 PM Page 101 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.19 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 7 0 2 4 0 6 0 4 3 0 0 0 0 Region 2 7 0 2 5 0 6 1 4 2 0 0 0 0 Region 3 5 0 1 4 0 3 1 4 0 0 0 0 0 Region 4 11 0 0 8 0 6 1 10 0 0 0 0 0 1 Unit Sites 12 0 0 11 0 7 2 8 2 0 0 0 0 2 Unit Sites 15 0 5 8 0 12 0 12 3 0 0 0 0 3 Unit Sites 3 0 0 2 0 2 1 2 0 0 0 0 0 BWR 15 0 3 10 0 10 3 9 3 0 0 0 0 PWR 15 0 2 11 0 11 0 13 2 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 30 0 5 21 0 21 3 22 5 0 0 0 0 Percentage of All 100% 0% 17% 70% 0% 70% 10% 73% 17% 0% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.19 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 2.5 1.3 0.7 1.5 Region 1 1.9 1.3 0.7 1.3 Region 2 2.5 2.3 0.7 1.8 Region 2 1.3 2.3 0.7 1.4 Region 3 3.1 0.0 2.3 1.8 Region 3 1.6 0.0 0.8 0.8 Region 4 4.3 2.3 3.0 3.1 Region 4 3.2 0.8 1.5 1.7 1 Unit Sites 3.3 1.3 2.2 2.3 1 Unit Sites 1.9 0.9 0.9 1.2 2 Unit Sites 2.7 1.4 1.0 1.7 2 Unit Sites 1.7 1.0 1.0 1.2 3 Unit Sites 3.6 3.7 3.5 3.6 3 Unit Sites 3.6 3.7 0.0 2.4 BWR 5.1 2.3 0.5 2.6 BWR 2.6 1.8 0.5 1.6 PWR 1.8 0.9 2.3 1.7 PWR 1.5 0.6 1.2 1.1 Total All Regions 3.0 1.5 1.6 2.0 Total All Regions 1.9 1.1 0.9 1.3 71111.19 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 103 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 1570 401 23.6 3.9 1541 397 23.4 3.9 1532 395 23.2 3.9 Region 2 1567 388 21.6 4.0 1323 366 20.3 3.6 1418 372 20.7 3.8 Region 3 1287 318 19.9 4.0 1247 329 20.6 3.8 1290 331 20.7 3.9 Region 4 928 245 18.8 3.8 1293 251 19.3 5.1 1328 256 19.7 5.2 1 Unit Sites 1199 333 20.8 3.6 1288 348 21.8 3.7 1418 337 21.1 4.2 2 Unit Sites 3465 854 21.9 4.1 3461 831 21.3 4.2 3468 850 21.8 4.1 3 Unit Sites 688 165 20.6 4.2 654 164 20.5 4.0 682 167 20.9 4.1 BWR 1935 523 21.8 3.7 2198 532 22.2 4.1 2102 525 21.9 4.0 PWR 3417 829 21.8 4.1 3205 811 21.3 4.0 3466 829 21.8 4.2 Total All 5352 1352 22.2 4.0 5403 1343 22.0 4.0 5568 1354 22.2 4.1 Regions 9/11/2018 2:22:01 PM Page 104 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 4642 1193 24.3 3.9 Region 2 4307 1126 21.7 3.8 Region 3 3824 978 21.3 3.9 Region 4 3549 752 20.3 4.7 1 Unit Sites 3906 1018 22.1 3.8 2 Unit Sites 10393 2535 22.0 4.1 3 Unit Sites 2024 496 22.5 4.1 BWR 6234 1580 22.3 3.9 PWR 10089 2469 21.8 4.1 Total All 16322 4049 22.1 4.0 Regions 9/11/2018 2:22:01 PM Page 105 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.20 Revision History Date of Revision Description of Revision 11/30/2017 IP 71111.20, Refueling and Other Outage Activities, has been revised to add guidance to review calculations for reactor pressure vessel water inventory control. Improved plain writing. Relocated optional requirements to the guidance section to better align with IMC 2515, Section 08.04.

01/27/2015 IP 71111.20, "Refueling and Other Outage Activities," has been revised to group existing fatigue assessment guidance into a new, separate section, and to add IP 71111.11 as acceptable guidance to observe start-up activities in the control room, based on the 2014 ROP Enhancement Project feedback.

Summary of PIM Findings 2015 2016 2017 3 Year Total FIN Green 0 1 1 2 NCV Green 11 15 10 36 NCVIV N/A 0 0 1 1 Total 11 16 12 39 9/11/2018 2:22:01 PM Page 106 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.20 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 8 0 2 4 0 6 1 5 2 0 0 0 0 Region 2 7 0 1 5 0 6 0 2 4 0 0 0 0 Region 3 17 0 0 15 0 7 8 4 5 0 0 0 0 Region 4 7 0 0 5 0 5 3 1 3 0 0 0 0 1 Unit Sites 11 0 1 8 0 5 6 2 2 0 0 0 0 2 Unit Sites 28 0 2 21 0 19 6 10 12 0 0 0 0 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 11 0 0 10 0 5 5 5 1 0 0 0 0 PWR 28 0 3 19 0 19 7 7 13 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 39 0 3 29 0 24 12 12 14 0 0 0 0 Percentage of All 100% 0% 8% 74% 0% 62% 31% 31% 36% 0% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.20 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 1.6 1.1 2.2 1.6 Region 1 1.1 1.1 1.1 1.1 Region 2 1.3 1.2 2.0 1.5 Region 2 0.9 1.2 1.6 1.2 Region 3 2.9 5.4 1.8 3.4 Region 3 0.5 2.1 0.6 1.0 Region 4 1.7 1.6 2.5 2.0 Region 4 0.9 1.6 1.7 1.4 1 Unit Sites 2.0 1.5 1.8 1.7 1 Unit Sites 1.0 0.0 1.0 0.7 2 Unit Sites 2.0 3.3 2.4 2.5 2 Unit Sites 0.8 2.5 1.4 1.5 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 2.2 1.4 1.4 1.7 BWR 0.9 0.4 0.9 0.7 PWR 1.8 3.2 2.4 2.4 PWR 0.8 2.3 1.3 1.4 Total All Regions 1.9 2.5 2.1 2.1 Total All Regions 0.8 1.5 1.2 1.2 71111.20 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 108 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 1896 33 2.1 57.4 1772 30 1.9 59.1 1846 29 1.9 63.6 Region 2 2233 45 2.5 49.6 1663 27 1.7 61.6 1916 38 2.2 50.4 Region 3 1909 33 2.2 57.8 1443 21 1.5 68.7 1679 23 1.5 73.0 Region 4 1159 21 1.8 55.2 1224 25 1.9 49.0 1189 25 2.3 47.5 1 Unit Sites 1222 22 1.6 55.5 1193 20 1.7 59.6 1228 18 1.5 68.2 2 Unit Sites 5142 93 2.4 55.3 3977 66 1.7 60.3 4439 81 2.2 54.8 3 Unit Sites 833 17 2.1 49.0 933 17 2.1 54.9 963 16 2.0 60.2 BWR 2222 44 2.1 50.5 2659 47 2.0 56.6 2133 42 2.0 50.8 PWR 4975 88 2.3 56.5 3444 56 1.6 61.5 4496 73 2.1 61.6 Total All 7197 132 2.3 54.5 6102 103 1.8 59.2 6629 115 2.1 57.6 Regions 9/11/2018 2:22:01 PM Page 109 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 5513 92 2.0 59.9 Region 2 5812 110 2.2 52.8 Region 3 5031 77 1.8 65.3 Region 4 3572 71 2.1 50.3 1 Unit Sites 3642 60 1.7 60.7 2 Unit Sites 13557 240 2.2 56.5 3 Unit Sites 2729 50 2.3 54.6 BWR 7014 133 2.1 52.7 PWR 12915 217 2.0 59.5 Total All 19928 350 2.1 56.9 Regions 9/11/2018 2:22:01 PM Page 110 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.21M Revision History Date of Revision Description of Revision 12/08/2016 IP 71111.21M, "Design Bases Assurance Inspection (Teams)," has been revised to inspection procedure to address internal and external comments from conducting the eight CDBI pilot inspections and also to address FFs -1989; -2072; and -2172.

11/24/2015 IP 71111.21M, "Component Design Bases Inspection (Teams)," has been revised after the regional comment period and reissued after incorporating regional comments.

Summary of PIM Findings 2015 2016 2017 3 Year Total FIN Green 0 2 0 2 NCV Green 11 14 41 66 NCVIV N/A 0 1 3 4 NOV Green 0 0 1 1 Total 11 17 45 73 9/11/2018 2:22:01 PM Page 111 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.21M PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 8 0 1 1 0 8 0 8 0 0 0 0 0 Region 2 24 0 3 3 0 24 2 17 4 0 0 0 0 Region 3 16 0 1 2 0 16 1 14 1 0 0 0 0 Region 4 25 0 2 11 0 24 1 21 1 0 0 0 0 1 Unit Sites 27 0 1 10 0 26 0 23 2 0 0 0 0 2 Unit Sites 43 0 5 6 0 43 4 35 3 0 0 0 0 3 Unit Sites 3 0 1 1 0 3 0 2 1 0 0 0 0 BWR 18 0 2 8 0 17 0 15 2 0 0 0 0 PWR 55 0 5 9 0 55 4 45 4 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 73 0 7 17 0 72 4 60 6 0 0 0 0 Percentage of All 100% 0% 10% 23% 0% 99% 5% 82% 8% 0% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.21M Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 800.0 0.0 3.3 4.0 Region 1 800.0 0.0 3.4 4.2 Region 2 44.4 76.9 4.2 6.1 Region 2 44.4 51.3 4.6 7.0 Region 3 0.0 0.0 4.8 7.1 Region 3 0.0 0.0 4.7 5.4 Region 4 0.0 12.2 4.4 6.0 Region 4 0.0 7.8 6.0 6.6 1 Unit Sites 0.0 3.1 4.4 4.3 1 Unit Sites 0.0 3.1 5.3 5.1 2 Unit Sites 3600.0 13.7 4.0 7.4 2 Unit Sites 2000.0 9.0 3.9 6.4 3 Unit Sites 44.4 0.0 3.3 10.8 3 Unit Sites 44.4 0.0 3.3 6.1 BWR 44.4 1.6 4.1 4.3 BWR 44.4 1.6 4.5 4.2 PWR 3600.0 18.8 4.3 6.7 PWR 2000.0 15.1 4.7 7.1 Total All Regions 171.4 11.4 4.2 5.9 Total All Regions 240.0 7.2 4.6 5.8 71111.21M Hours & Samples Reported 9/11/2018 2:22:01 PM Page 113 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 3 14 7.0 0.2 197 15 7.5 13.1 1476 142 23.7 10.4 Region 2 23 16 8.0 1.4 78 34 17.0 2.3 1744 249 35.6 7.0 Region 3 0 0 0.0 0.0 317 13 6.5 24.4 1713 75 9.4 22.8 Region 4 0 0 0.0 0.0 515 31 10.3 16.6 1164 103 20.6 11.3 1 Unit Sites 0 0 0.0 0.0 197 15 7.5 13.1 1855 170 21.3 10.9 2 Unit Sites 3 27 13.5 0.1 593 65 16.3 9.1 3701 336 24.0 11.0 3 Unit Sites 23 16 8.0 1.4 317 13 6.5 24.4 541 63 21.0 8.6 BWR 23 16 8.0 1.4 642 43 10.8 14.9 2468 167 16.7 14.8 PWR 3 27 13.5 0.1 465 50 16.7 9.3 3630 402 28.7 9.0 Total All 25 43 14.3 0.6 1107 93 15.5 11.9 6098 569 24.7 10.7 Regions 9/11/2018 2:22:01 PM Page 114 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 1676 171 21.4 9.8 Region 2 1844 299 33.2 6.2 Region 3 2030 101 11.2 20.1 Region 4 1679 134 19.1 12.5 1 Unit Sites 2052 185 20.6 11.1 2 Unit Sites 4297 428 23.8 10.0 3 Unit Sites 881 92 18.4 9.6 BWR 3132 226 15.1 13.9 PWR 4097 479 26.6 8.6 Total All 7229 705 22.0 10.3 Regions 9/11/2018 2:22:01 PM Page 115 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.21N Revision History Date of Revision Description of Revision 12/08/2016 IP 71111.21N, "Design Bases Assurance Inspection (Programs)," has been revised to include lessons learned from the pilot EQ inspections and FF 71111.21-1965 and 71111.21-2120 02/17/2016 IP 71111.21N, "Component Design Bases Inspection (Programs)," has been issued as a pilot inspection procedure. Researched commitments for the last four years and found none.

Summary of PIM Findings 2016 2017 3 Year Total FIN Green 1 0 1 NCV Green 4 17 21 Total 5 17 22 9/11/2018 2:22:01 PM Page 116 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.21N PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 2 0 0 1 0 2 0 1 1 0 0 0 0 Region 2 12 0 0 3 0 12 0 11 0 1 0 0 0 Region 3 6 0 0 1 0 6 0 6 0 0 0 0 0 Region 4 2 0 0 2 0 2 0 1 0 1 0 0 0 1 Unit Sites 7 0 0 2 0 7 0 6 0 1 0 0 0 2 Unit Sites 14 0 0 5 0 14 0 12 1 1 0 0 0 3 Unit Sites 1 0 0 0 0 1 0 1 0 0 0 0 0 BWR 8 0 0 2 0 8 0 7 1 0 0 0 0 PWR 14 0 0 5 0 14 0 12 0 2 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 22 0 0 7 0 22 0 19 1 2 0 0 0 Percentage of All 100% 0% 0% 32% 0% 100% 0% 86% 5% 9% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.21N Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 0.0 2.3 2.2 Region 1 0.0 0.0 2.3 2.2 Region 2 0.0 19.3 4.4 5.0 Region 2 0.0 14.5 3.6 4.4 Region 3 0.0 4.6 4.3 4.4 Region 3 0.0 4.6 3.0 3.4 Region 4 0.0 0.0 2.9 2.3 Region 4 0.0 0.0 2.9 2.3 1 Unit Sites 0.0 0.0 2.5 2.4 1 Unit Sites 0.0 0.0 1.9 1.8 2 Unit Sites 0.0 9.5 6.2 6.5 2 Unit Sites 0.0 5.7 3.9 4.1 3 Unit Sites 0.0 9.8 0.0 9.8 3 Unit Sites 0.0 9.8 0.0 9.8 BWR 0.0 6.6 3.5 3.8 BWR 0.0 6.6 1.9 2.7 PWR 0.0 9.6 4.3 4.6 PWR 0.0 4.1 3.8 3.9 Total All Regions 0.0 8.1 4.1 4.3 Total All Regions 0.0 5.5 3.1 3.4 71111.21N Hours & Samples Reported 9/11/2018 2:22:01 PM Page 118 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 0 0 0.0 0.0 34 8 4.0 4.3 869 72 14.4 12.1 Region 2 0 0 0.0 0.0 138 14 4.7 9.8 1688 136 19.4 12.4 Region 3 0 0 0.0 0.0 219 15 5.0 14.6 674 25 6.3 27.0 Region 4 0 0 0.0 0.0 157 16 5.3 9.8 698 39 7.8 17.9 1 Unit Sites 0 0 0.0 0.0 34 8 4.0 4.3 1146 68 11.3 16.8 2 Unit Sites 0 0 0.0 0.0 300 29 5.8 10.3 2554 186 15.5 13.7 3 Unit Sites 0 0 0.0 0.0 213 16 5.3 13.3 229 18 9.0 12.7 BWR 0 0 0.0 0.0 305 33 6.6 9.2 1579 99 12.4 15.9 PWR 0 0 0.0 0.0 242 20 5.0 12.1 2350 173 15.7 13.6 Total All 0 0 0.0 0.0 547 53 6.6 10.3 3929 272 15.1 14.4 Regions 9/11/2018 2:22:01 PM Page 119 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 903 89 14.8 10.1 Region 2 1826 150 16.7 12.2 Region 3 893 40 6.7 22.3 Region 4 855 55 7.9 15.5 1 Unit Sites 1180 76 10.9 15.5 2 Unit Sites 2854 224 14.0 12.7 3 Unit Sites 442 34 8.5 13.0 BWR 1884 132 10.2 14.3 PWR 2592 202 13.5 12.8 Total All 4476 334 12.4 13.4 Regions 9/11/2018 2:22:01 PM Page 120 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.22 Revision History Date of Revision Description of Revision 06/15/2015 IP 71111.22, "Surveillance Testing," has been revised to incorporate feedback associated with the 2014 ROP Enhancement Project.

Summary of PIM Findings 2015 2016 2017 3 Year Total FIN Green 1 1 0 2 NCV Green 13 12 13 38 NCVIV N/A 0 1 0 1 Total 14 14 13 41 9/11/2018 2:22:01 PM Page 121 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.22 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 9 0 2 5 0 7 0 7 2 0 0 0 0 Region 2 10 0 0 9 0 6 1 8 0 0 0 0 0 Region 3 10 0 1 7 0 5 0 4 6 0 0 0 0 Region 4 11 0 2 7 0 9 0 9 2 0 0 0 0 1 Unit Sites 16 0 2 10 0 10 0 9 7 0 0 0 0 2 Unit Sites 22 0 3 16 0 15 1 17 3 0 0 0 0 3 Unit Sites 2 0 0 2 0 2 0 2 0 0 0 0 0 BWR 21 0 2 15 0 14 0 13 8 0 0 0 0 PWR 19 0 3 13 0 13 1 15 2 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 40 0 5 28 0 27 1 28 10 0 0 0 0 Percentage of All 100% 0% 13% 70% 0% 68% 3% 70% 25% 0% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71111.22 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 2.6 2.1 1.3 2.0 Region 1 2.0 2.1 0.7 1.6 Region 2 2.1 2.9 3.3 2.8 Region 2 1.4 2.2 2.0 1.9 Region 3 2.3 3.4 2.5 2.8 Region 3 0.8 2.8 0.8 1.5 Region 4 4.0 2.6 3.0 3.2 Region 4 4.0 2.6 1.5 2.6 1 Unit Sites 1.5 2.8 3.1 2.5 1 Unit Sites 1.0 2.3 1.3 1.5 2 Unit Sites 3.8 2.7 2.0 2.8 2 Unit Sites 2.7 2.3 1.0 2.0 3 Unit Sites 0.0 4.1 3.3 2.6 3 Unit Sites 0.0 4.1 3.3 2.6 BWR 3.0 4.2 2.9 3.4 BWR 2.0 3.3 1.5 2.3 PWR 2.5 1.8 2.3 2.2 PWR 1.9 1.8 1.1 1.6 Total All Regions 2.7 2.8 2.5 2.7 Total All Regions 1.9 2.4 1.3 1.9 71111.22 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 123 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 1526 349 20.5 4.4 1412 326 19.2 4.3 1532 325 19.1 4.7 Region 2 1414 354 19.7 4.0 1358 341 18.9 4.0 1497 334 18.6 4.5 Region 3 1278 290 18.1 4.4 1454 286 17.9 5.1 1207 268 16.8 4.5 Region 4 998 236 18.2 4.2 1157 211 16.2 5.5 1332 220 16.9 6.1 1 Unit Sites 1257 302 18.9 4.2 1323 300 18.8 4.4 1489 278 17.4 5.4 2 Unit Sites 3278 773 19.8 4.2 3433 706 18.1 4.9 3438 720 18.5 4.8 3 Unit Sites 681 154 19.3 4.4 625 158 19.8 4.0 641 149 18.6 4.3 BWR 1981 462 19.3 4.3 2133 460 19.2 4.6 2036 427 17.8 4.8 PWR 3235 767 20.2 4.2 3248 704 18.5 4.6 3532 720 18.9 4.9 Total All 5216 1229 20.1 4.2 5381 1164 19.1 4.6 5568 1147 18.8 4.9 Regions 9/11/2018 2:22:01 PM Page 124 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 4470 1000 20.4 4.5 Region 2 4269 1029 19.8 4.1 Region 3 3939 844 18.3 4.7 Region 4 3487 667 18.0 5.2 1 Unit Sites 4069 880 19.1 4.6 2 Unit Sites 10149 2199 19.1 4.6 3 Unit Sites 1946 461 21.0 4.2 BWR 6150 1349 19.0 4.6 PWR 10015 2191 19.4 4.6 Total All 16165 3540 19.3 4.6 Regions 9/11/2018 2:22:01 PM Page 125 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.01 Revision History Date of Revision Description of Revision 07/21/2016 IP 71114.01, "Exercise Evaluation," has been revised to address guidance and editorial changes. Closed feedback form 71114-1925 Summary of PIM Findings 2017 3 Year Total NCV Green 1 1 Total 1 1 9/11/2018 2:22:01 PM Page 126 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.01 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 2 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 3 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 4 1 0 1 0 0 1 0 0 0 1 0 0 0 1 Unit Sites 1 0 1 0 0 1 0 0 0 1 0 0 0 2 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 0 0 0 0 0 0 0 0 0 0 0 0 0 PWR 1 0 1 0 0 1 0 0 0 1 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 1 0 1 0 0 1 0 0 0 1 0 0 0 Percentage of All 100% 0% 100% 0% 0% 100% 0% 0% 0% 100% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.01 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 0.0 0.0 0.0 Region 1 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 3 0.0 0.0 0.0 0.0 Region 3 0.0 0.0 0.0 0.0 Region 4 0.0 0.0 4.0 4.0 Region 4 0.0 0.0 4.0 4.0 1 Unit Sites 0.0 0.0 1.1 0.6 1 Unit Sites 0.0 0.0 1.1 0.6 2 Unit Sites 0.0 0.0 0.0 0.0 2 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 0.0 0.0 0.0 0.0 BWR 0.0 0.0 0.0 0.0 PWR 0.0 0.0 0.7 0.3 PWR 0.0 0.0 0.7 0.3 Total All Regions 0.0 0.0 0.5 0.2 Total All Regions 0.0 0.0 0.5 0.2 71114.01 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 128 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 227 2 0.5 113.5 526 9 0.9 58.4 326 7 0.9 46.5 Region 2 196 3 0.8 65.3 691 8 0.9 86.3 856 9 0.9 95.1 Region 3 201 2 0.7 100.4 631 8 0.9 78.8 626 7 0.9 89.5 Region 4 0 0 0.0 0.0 0 0 0.0 0.0 251 6 1.5 41.8 1 Unit Sites 222 3 0.8 73.9 234 4 1.0 58.4 732 11 1.1 66.6 2 Unit Sites 299 3 0.6 99.6 1353 23 1.2 58.8 1149 15 1.0 76.6 3 Unit Sites 103 1 0.5 103.3 261 4 0.8 65.3 178 3 0.8 59.3 BWR 221 3 0.8 73.5 756 13 1.2 58.1 603 10 1.0 60.3 PWR 403 4 0.7 100.8 1092 18 1.1 60.6 1456 19 1.1 76.6 Total All 624 7 0.8 89.1 1847 31 1.2 59.6 2059 29 1.1 71.0 Regions 9/11/2018 2:22:01 PM Page 129 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 1079 18 0.9 59.9 Region 2 1742 20 1.0 87.1 Region 3 1458 17 0.9 85.8 Region 4 251 12 3.0 20.9 1 Unit Sites 1188 18 1.1 66.0 2 Unit Sites 2800 41 1.1 68.3 3 Unit Sites 542 8 0.9 67.8 BWR 1579 26 1.1 60.7 PWR 2951 41 1.1 72.0 Total All 4530 67 1.1 67.6 Regions 9/11/2018 2:22:01 PM Page 130 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.02 Revision History Date of Revision Description of Revision 07/21/2016 IP 71114.02, "Alert and Notification System Testing," has been revised to address technical, guidance and editorial changes. Closed feedback form71114-1925.

Summary of PIM Findings 9/11/2018 2:22:01 PM Page 131 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.02 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 2 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 3 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 4 0 0 0 0 0 0 0 0 0 0 0 0 0 1 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 2 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 0 0 0 0 0 0 0 0 0 0 0 0 0 PWR 0 0 0 0 0 0 0 0 0 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 0 0 0 0 0 0 0 0 0 0 0 0 0 Percentage of All 100% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.02 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 0.0 0.0 0.0 Region 1 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 3 0.0 0.0 0.0 0.0 Region 3 0.0 0.0 0.0 0.0 Region 4 0.0 0.0 0.0 0.0 Region 4 0.0 0.0 0.0 0.0 1 Unit Sites 0.0 0.0 0.0 0.0 1 Unit Sites 0.0 0.0 0.0 0.0 2 Unit Sites 0.0 0.0 0.0 0.0 2 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 0.0 0.0 0.0 0.0 BWR 0.0 0.0 0.0 0.0 PWR 0.0 0.0 0.0 0.0 PWR 0.0 0.0 0.0 0.0 Total All Regions 0.0 0.0 0.0 0.0 Total All Regions 0.0 0.0 0.0 0.0 71114.02 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 133 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 12 9 4.5 1.3 0 0 0.0 0.0 20 9 1.8 2.2 Region 2 70 8 1.1 8.7 61 9 1.0 6.7 71 8 0.9 8.8 Region 3 8 8 4.0 1.0 44 11 1.4 4.0 37 8 1.1 4.6 Region 4 0 0 0.0 0.0 0 0 0.0 0.0 18 7 1.2 2.5 1 Unit Sites 0 0 0.0 0.0 27 12 2.0 2.3 13 4 1.0 3.3 2 Unit Sites 82 23 2.9 3.6 60 16 1.8 3.7 112 24 1.3 4.7 3 Unit Sites 8 4 2.0 2.0 18 4 1.3 4.4 20 4 1.0 5.0 BWR 8 13 6.5 0.6 26 10 2.0 2.6 52 14 1.3 3.7 PWR 82 18 2.3 4.5 78 22 1.8 3.6 93 18 1.3 5.2 Total All 90 31 3.4 2.9 105 32 2.0 3.3 145 32 1.3 4.5 Regions 9/11/2018 2:22:01 PM Page 134 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 32 25 4.2 1.3 Region 2 201 25 1.1 8.0 Region 3 89 27 1.8 3.3 Region 4 18 18 3.0 1.0 1 Unit Sites 40 20 2.2 2.0 2 Unit Sites 254 63 1.9 4.0 3 Unit Sites 46 12 1.7 3.8 BWR 86 37 2.2 2.3 PWR 253 58 1.8 4.4 Total All 339 95 1.9 3.6 Regions 9/11/2018 2:22:01 PM Page 135 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.03 Revision History Date of Revision Description of Revision 07/21/2016 IP 71114.03, "Emergency Preparedness Organization Staffing and Augmentation System," has been revised to address editorial changes. Closed feedback form 71114-1925 Summary of PIM Findings 2015 2016 3 Year Total NCV Green 1 2 3 Total 1 2 3 9/11/2018 2:22:01 PM Page 136 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.03 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 1 0 0 1 0 1 0 0 0 1 0 0 0 Region 2 1 0 1 0 0 1 0 0 0 1 0 0 0 Region 3 1 0 0 1 0 0 0 0 0 1 0 0 0 Region 4 0 0 0 0 0 0 0 0 0 0 0 0 0 1 Unit Sites 1 0 0 1 0 1 0 0 0 1 0 0 0 2 Unit Sites 2 0 1 1 0 1 0 0 0 2 0 0 0 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 0 0 0 0 0 0 0 0 0 0 0 0 0 PWR 3 0 1 2 0 2 0 0 0 3 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 3 0 1 2 0 2 0 0 0 3 0 0 0 Percentage of All 100% 0% 33% 67% 0% 67% 0% 0% 0% 100% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.03 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 0.0 0.0 25.0 Region 1 0.0 0.0 0.0 25.0 Region 2 0.0 10.7 0.0 3.9 Region 2 0.0 10.7 0.0 3.9 Region 3 100.0 0.0 0.0 7.9 Region 3 0.0 0.0 0.0 0.0 Region 4 0.0 0.0 0.0 0.0 Region 4 0.0 0.0 0.0 0.0 1 Unit Sites 0.0 17.2 0.0 8.9 1 Unit Sites 0.0 17.2 0.0 8.9 2 Unit Sites 11.6 10.9 0.0 6.6 2 Unit Sites 0.0 10.9 0.0 3.3 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 0.0 0.0 0.0 0.0 BWR 0.0 0.0 0.0 0.0 PWR 10.6 16.5 0.0 9.0 PWR 0.0 16.5 0.0 6.0 Total All Regions 9.6 12.6 0.0 6.8 Total All Regions 0.0 12.6 0.0 4.5 71114.03 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 138 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 12 9 4.5 1.3 0 0 0.0 0.0 28 9 1.8 3.1 Region 2 82 8 1.0 10.3 94 8 0.9 11.7 83 8 0.9 10.4 Region 3 10 8 4.0 1.3 65 11 1.4 5.9 51 8 1.1 6.4 Region 4 0 0 0.0 0.0 0 0 0.0 0.0 19 7 1.2 2.7 1 Unit Sites 0 0 0.0 0.0 43 12 2.0 3.6 17 4 1.0 4.3 2 Unit Sites 96 23 2.6 4.2 92 15 1.7 6.1 132 24 1.3 5.5 3 Unit Sites 8 4 2.0 2.0 24 4 1.3 6.0 32 4 1.0 8.0 BWR 10 13 6.5 0.8 38 10 2.0 3.8 65 14 1.3 4.6 PWR 94 18 2.0 5.2 121 21 1.8 5.8 116 18 1.3 6.5 Total All 104 31 3.1 3.4 159 31 1.9 5.1 181 32 1.3 5.6 Regions 9/11/2018 2:22:01 PM Page 139 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 40 25 4.2 1.6 Region 2 259 24 1.0 10.8 Region 3 126 27 1.8 4.7 Region 4 19 18 3.0 1.0 1 Unit Sites 61 20 2.2 3.0 2 Unit Sites 319 62 1.8 5.1 3 Unit Sites 64 12 1.7 5.3 BWR 112 37 2.2 3.0 PWR 332 57 1.7 5.8 Total All 444 94 1.9 4.7 Regions 9/11/2018 2:22:01 PM Page 140 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.04 Revision History Date of Revision Description of Revision 07/21/2016 IP 71114.04, "Emergency Action Level and Emergency Plan Changes," has been revised to address editorial changes. Closed feedback form 71114-1925.

Summary of PIM Findings 2015 2016 3 Year Total NCV Green 2 2 4 NCVIV Green 1 0 1 NCVIV N/A 1 0 1 VIO White 0 1 1 Total 4 3 7 9/11/2018 2:22:01 PM Page 141 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.04 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 2 1 0 2 0 1 0 0 0 2 0 0 0 Region 2 2 0 0 1 0 2 0 0 0 2 0 0 0 Region 3 1 0 0 0 0 1 0 0 0 1 0 0 0 Region 4 1 0 0 1 0 1 0 0 0 1 0 0 0 1 Unit Sites 3 1 0 3 0 2 0 0 0 3 0 0 0 2 Unit Sites 3 0 0 1 0 3 0 0 0 3 0 0 0 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 1 0 0 1 0 1 0 0 0 1 0 0 0 PWR 5 1 0 3 0 4 0 0 0 5 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 6 1 0 4 0 5 0 0 0 6 0 0 0 Percentage of All 100% 17% 0% 67% 0% 83% 0% 0% 0% 100% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.04 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 10.1 5.2 0.0 5.3 Region 1 0.0 5.2 0.0 2.7 Region 2 3.8 4.2 0.0 2.7 Region 2 3.8 4.2 0.0 2.7 Region 3 9.0 0.0 0.0 3.4 Region 3 4.5 0.0 0.0 1.7 Region 4 0.0 0.0 0.0 32.5 Region 4 0.0 0.0 0.0 32.5 1 Unit Sites 4.6 9.9 0.0 5.1 1 Unit Sites 0.0 9.9 0.0 3.4 2 Unit Sites 8.8 2.6 0.0 3.8 2 Unit Sites 5.9 2.6 0.0 2.8 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 5.2 4.3 0.0 3.2 BWR 0.0 4.3 0.0 1.6 PWR 7.7 5.1 0.0 4.5 PWR 5.1 5.1 0.0 3.6 Total All Regions 6.9 4.8 0.0 4.0 Total All Regions 3.4 4.8 0.0 2.9 71114.04 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 143 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 100 22 1.3 4.5 194 17 1.0 11.4 81 15 1.3 5.4 Region 2 260 17 1.0 15.3 236 17 1.0 13.9 243 17 0.9 14.3 Region 3 223 15 1.0 14.8 194 20 1.3 9.7 173 14 0.9 12.3 Region 4 0 0 0.0 0.0 0 0 0.0 0.0 31 25 3.6 1.2 1 Unit Sites 183 34 2.8 5.4 140 20 1.8 7.0 124 26 2.0 4.8 2 Unit Sites 357 74 2.5 4.8 372 57 1.8 6.5 339 34 1.1 10.0 3 Unit Sites 42 12 1.7 3.5 112 9 1.3 12.4 64 11 1.6 5.8 BWR 191 40 2.2 4.8 231 27 1.4 8.5 202 25 1.3 8.1 PWR 391 80 2.7 4.9 393 59 2.0 6.7 325 46 1.4 7.1 Total All 582 120 2.6 4.8 624 86 1.8 7.3 527 71 1.4 7.4 Regions 9/11/2018 2:22:01 PM Page 144 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 374 54 1.2 6.9 Region 2 739 51 1.0 14.5 Region 3 589 49 1.1 12.0 Region 4 31 123 17.6 0.3 1 Unit Sites 447 80 2.4 5.6 2 Unit Sites 1068 165 1.8 6.5 3 Unit Sites 218 32 1.7 6.8 BWR 624 92 1.7 6.8 PWR 1109 185 2.1 6.0 Total All 1733 277 1.9 6.3 Regions 9/11/2018 2:22:01 PM Page 145 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.05 Revision History Date of Revision Description of Revision 07/21/2016 IP 71114.05, "Maintenance of Emergency Preparedness," has been revised to address guidance and editorial changes. Closed feedback form 71114-1925.

Summary of PIM Findings 2015 2016 2017 3 Year Total NCV Green 3 4 3 10 Total 3 4 3 10 9/11/2018 2:22:01 PM Page 146 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.05 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 2 3 0 0 3 0 3 0 0 0 3 0 0 0 Region 3 2 0 0 2 0 1 0 0 0 2 0 0 0 Region 4 5 0 2 3 0 5 0 0 0 5 0 0 0 1 Unit Sites 5 0 2 3 0 5 0 0 0 5 0 0 0 2 Unit Sites 3 0 0 3 0 2 0 0 0 3 0 0 0 3 Unit Sites 2 0 0 2 0 2 0 0 0 2 0 0 0 BWR 5 0 2 3 0 5 0 0 0 5 0 0 0 PWR 5 0 0 5 0 4 0 0 0 5 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 10 0 2 8 0 9 0 0 0 10 0 0 0 Percentage of All 100% 0% 20% 80% 0% 90% 0% 0% 0% 100% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.05 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 0.0 0.0 0.0 Region 1 0.0 0.0 0.0 0.0 Region 2 10.3 6.7 10.5 8.8 Region 2 10.3 6.7 10.5 8.8 Region 3 71.4 0.0 10.6 10.2 Region 3 71.4 0.0 0.0 5.1 Region 4 0.0 0.0 15.0 59.9 Region 4 0.0 0.0 15.0 59.9 1 Unit Sites 142.9 10.6 11.2 20.2 1 Unit Sites 142.9 10.6 11.2 20.2 2 Unit Sites 0.0 7.7 10.3 7.0 2 Unit Sites 0.0 7.7 5.1 4.7 3 Unit Sites 95.2 76.9 0.0 53.3 3 Unit Sites 95.2 76.9 0.0 53.3 BWR 142.9 20.2 7.7 20.6 BWR 142.9 20.2 7.7 20.6 PWR 8.7 10.6 11.9 10.6 PWR 8.7 10.6 6.0 8.5 Total All Regions 23.2 12.6 10.1 13.5 Total All Regions 23.2 12.6 6.7 12.0 71114.05 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 148 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 18 10 5.0 1.8 0 0 0.0 0.0 42 9 1.8 4.7 Region 2 98 8 1.0 12.2 150 9 1.0 16.6 95 8 0.9 11.9 Region 3 14 8 4.0 1.8 88 11 1.4 8.0 94 8 1.1 11.8 Region 4 0 0 0.0 0.0 0 0 0.0 0.0 67 6 1.0 11.1 1 Unit Sites 0 0 0.0 0.0 77 12 2.0 6.4 41 4 1.0 10.3 2 Unit Sites 119 23 2.6 5.2 129 17 1.9 7.6 216 23 1.3 9.4 3 Unit Sites 11 4 2.0 2.6 32 4 1.3 8.0 41 4 1.0 10.3 BWR 14 13 6.5 1.1 50 10 2.0 5.0 130 14 1.3 9.3 PWR 116 19 2.1 6.1 188 23 1.9 8.2 168 17 1.2 9.9 Total All 130 32 3.2 4.0 238 33 2.1 7.2 298 31 1.3 9.6 Regions 9/11/2018 2:22:01 PM Page 149 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 60 26 4.3 2.3 Region 2 342 25 1.0 13.7 Region 3 196 27 1.8 7.3 Region 4 67 18 3.0 3.7 1 Unit Sites 118 21 2.3 5.6 2 Unit Sites 464 63 1.9 7.4 3 Unit Sites 84 12 1.7 7.0 BWR 194 37 2.2 5.2 PWR 471 59 1.7 8.0 Total All 665 96 1.9 6.9 Regions 9/11/2018 2:22:01 PM Page 150 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.06 Revision History Date of Revision Description of Revision 07/21/2016 IP 71114.06, "Drill Evaluation," has been revised to address guidance and editorial changes. Closed feedback form 71114-1925.

Summary of PIM Findings 2015 2016 2017 3 Year Total NCV Green 1 3 1 5 NCVIV N/A 0 0 1 1 Total 1 3 2 6 9/11/2018 2:22:01 PM Page 151 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.06 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 4 0 3 1 0 4 0 0 0 4 0 0 0 Region 2 1 0 1 0 0 1 0 0 0 1 0 0 0 Region 3 1 0 0 1 0 1 0 0 0 1 0 0 0 Region 4 1 0 0 0 0 1 0 0 0 0 0 0 0 1 Unit Sites 3 0 0 2 0 3 0 0 0 2 0 0 0 2 Unit Sites 3 0 3 0 0 3 0 0 0 3 0 0 0 3 Unit Sites 1 0 1 0 0 1 0 0 0 1 0 0 0 BWR 3 0 2 1 0 3 0 0 0 3 0 0 0 PWR 4 0 2 1 0 4 0 0 0 3 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 7 0 4 2 0 7 0 0 0 6 0 0 0 Percentage of All 100% 0% 57% 29% 0% 100% 0% 0% 0% 86% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.06 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 8.0 3.7 4.6 5.4 Region 1 8.0 3.7 4.6 5.4 Region 2 0.0 3.0 0.0 1.0 Region 2 0.0 3.0 0.0 1.0 Region 3 3.6 3.2 0.0 2.2 Region 3 3.6 3.2 0.0 2.2 Region 4 0.0 0.0 4.1 1.4 Region 4 0.0 0.0 4.1 1.4 1 Unit Sites 2.2 1.9 4.3 2.8 1 Unit Sites 2.2 1.9 4.3 2.8 2 Unit Sites 3.6 1.7 0.0 1.7 2 Unit Sites 3.6 1.7 0.0 1.7 3 Unit Sites 0.0 21.5 0.0 6.4 3 Unit Sites 0.0 21.5 0.0 6.4 BWR 4.9 6.6 0.0 3.9 BWR 4.9 6.6 0.0 3.9 PWR 1.5 0.0 2.7 1.4 PWR 1.5 0.0 2.7 1.4 Total All Regions 2.8 2.6 1.8 2.4 Total All Regions 2.8 2.6 1.8 2.4 71114.06 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 153 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 250 49 2.9 5.1 269 49 2.9 5.5 220 49 2.9 4.5 Region 2 314 56 3.1 5.6 338 54 3.0 6.3 355 58 3.2 6.1 Region 3 277 45 2.8 6.2 311 47 2.9 6.6 325 47 2.9 6.9 Region 4 228 37 2.8 6.2 243 36 2.8 6.7 242 40 3.1 6.0 1 Unit Sites 303 46 2.9 6.6 319 47 2.9 6.8 296 46 2.9 6.4 2 Unit Sites 661 120 3.1 5.5 725 117 3.0 6.2 721 121 3.1 6.0 3 Unit Sites 105 21 2.6 5.0 117 22 2.8 5.3 125 27 3.4 4.6 BWR 409 70 2.9 5.8 458 72 3.0 6.4 409 79 3.3 5.2 PWR 660 117 3.1 5.6 702 114 3.0 6.2 733 115 3.0 6.4 Total All 1068 187 3.1 5.7 1160 186 3.0 6.2 1142 194 3.2 5.9 Regions 9/11/2018 2:22:01 PM Page 154 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 739 147 3.0 5.0 Region 2 1007 168 3.2 6.0 Region 3 913 139 3.0 6.6 Region 4 712 113 3.1 6.3 1 Unit Sites 917 139 3.0 6.6 2 Unit Sites 2107 358 3.1 5.9 3 Unit Sites 346 70 3.2 4.9 BWR 1276 221 3.1 5.8 PWR 2094 346 3.1 6.1 Total All 3370 567 3.1 5.9 Regions 9/11/2018 2:22:01 PM Page 155 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.07 Revision History Date of Revision Description of Revision 07/21/2016 IP 71114.07, "Exercise Evaluation - Hostile Action (HA) Event," has been revised to address guidance and editorial changes. Closed feedback form 71114-1925.

Summary of PIM Findings 2015 3 Year Total NCV Green 1 1 Total 1 1 9/11/2018 2:22:01 PM Page 156 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.07 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 2 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 3 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 4 1 0 1 0 0 1 0 0 0 1 0 0 0 1 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 2 Unit Sites 1 0 1 0 0 1 0 0 0 1 0 0 0 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 0 0 0 0 0 0 0 0 0 0 0 0 0 PWR 1 0 1 0 0 1 0 0 0 1 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 1 0 1 0 0 1 0 0 0 1 0 0 0 Percentage of All 100% 0% 100% 0% 0% 100% 0% 0% 0% 100% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.07 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / 3 Year Findings / 3 Year 1000 hrs Findings 1000 hrs Findings (2015) /1000 hrs (2015) /1000 hrs Region 1 0.0 0.0 Region 1 0.0 0.0 Region 2 0.0 0.0 Region 2 0.0 0.0 Region 3 0.0 0.0 Region 3 0.0 0.0 Region 4 0.0 0.0 Region 4 0.0 0.0 1 Unit Sites 0.0 0.0 1 Unit Sites 0.0 0.0 2 Unit Sites 1.6 1.6 2 Unit Sites 1.6 1.6 3 Unit Sites 0.0 0.0 3 Unit Sites 0.0 0.0 BWR 0.0 0.0 BWR 0.0 0.0 PWR 1.3 1.3 PWR 1.3 1.3 Total All Regions 0.8 0.8 Total All Regions 0.8 0.8 71114.07 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 158 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 237 5 1.0 47.4 0 0 0.0 0.0 0 0 0.0 0.0 Region 2 485 6 0.9 80.8 0 0 0.0 0.0 0 0 0.0 0.0 Region 3 477 5 0.8 95.3 0 0 0.0 0.0 0 0 0.0 0.0 Region 4 0 0 0.0 0.0 0 0 0.0 0.0 0 0 0.0 0.0 1 Unit Sites 398 8 1.3 49.7 0 0 0.0 0.0 0 0 0.0 0.0 2 Unit Sites 705 12 1.2 58.8 0 0 0.0 0.0 0 0 0.0 0.0 3 Unit Sites 96 2 1.0 48.0 0 0 0.0 0.0 0 0 0.0 0.0 BWR 437 7 1.0 62.4 0 0 0.0 0.0 0 0 0.0 0.0 PWR 762 15 1.5 50.8 0 0 0.0 0.0 0 0 0.0 0.0 Total All 1199 22 1.4 54.5 0 0 0.0 0.0 0 0 0.0 0.0 Regions 9/11/2018 2:22:01 PM Page 159 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 237 5 1.0 47.4 Region 2 485 6 0.9 80.8 Region 3 477 5 0.8 95.3 Region 4 0 0 0.0 0.0 1 Unit Sites 398 8 1.3 49.7 2 Unit Sites 705 12 1.2 58.8 3 Unit Sites 96 2 1.0 48.0 BWR 437 7 0.9 62.4 PWR 762 15 1.4 50.8 Total All 1199 22 1.2 54.5 Regions 9/11/2018 2:22:01 PM Page 160 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.08 Revision History Date of Revision Description of Revision 07/21/2016 IP 71114.08, "Exercise Evaluation - Scenario Review," has been revised to address guidance and editorial changes. Closed feedback form 71114-1925.

Summary of PIM Findings 9/11/2018 2:22:01 PM Page 161 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.08 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 2 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 3 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 4 0 0 0 0 0 0 0 0 0 0 0 0 0 1 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 2 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 0 0 0 0 0 0 0 0 0 0 0 0 0 PWR 0 0 0 0 0 0 0 0 0 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 0 0 0 0 0 0 0 0 0 0 0 0 0 Percentage of All 100% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0% 0%

Findings 9/11/2018 2:22:01 PM Page 162 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71114.08 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 0.0 0.0 0.0 Region 1 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 3 0.0 0.0 0.0 0.0 Region 3 0.0 0.0 0.0 0.0 Region 4 0.0 0.0 0.0 0.0 Region 4 0.0 0.0 0.0 0.0 1 Unit Sites 0.0 0.0 0.0 0.0 1 Unit Sites 0.0 0.0 0.0 0.0 2 Unit Sites 0.0 0.0 0.0 0.0 2 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 0.0 0.0 0.0 0.0 BWR 0.0 0.0 0.0 0.0 PWR 0.0 0.0 0.0 0.0 PWR 0.0 0.0 0.0 0.0 Total All Regions 0.0 0.0 0.0 0.0 Total All Regions 0.0 0.0 0.0 0.0 71114.08 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 163 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 32 7 1.2 4.6 55 9 1.1 6.1 34 7 1.8 4.9 Region 2 63 9 1.0 7.0 102 8 0.9 12.7 97 9 1.1 10.8 Region 3 54 7 1.0 7.7 44 8 1.1 5.4 36 7 1.0 5.1 Region 4 0 0 0.0 0.0 0 0 0.0 0.0 40 6 1.5 6.6 1 Unit Sites 39 11 1.4 3.5 15 4 1.3 3.6 66 11 1.2 6.0 2 Unit Sites 94 15 1.4 6.2 148 23 1.4 6.4 106 15 1.5 7.1 3 Unit Sites 16 3 1.0 5.4 38 4 0.8 9.5 35 3 1.0 11.7 BWR 53 10 1.1 5.3 64 13 1.3 4.9 72 10 1.3 7.2 PWR 96 19 1.6 5.0 137 18 1.4 7.6 135 19 1.5 7.1 Total All 149 29 1.5 5.1 200 31 1.4 6.5 207 29 1.5 7.1 Regions 9/11/2018 2:22:01 PM Page 164 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 121 23 1.4 5.3 Region 2 262 26 1.1 10.1 Region 3 133 22 1.2 6.1 Region 4 40 18 4.5 2.2 1 Unit Sites 119 26 1.4 4.6 2 Unit Sites 347 53 1.5 6.6 3 Unit Sites 89 10 1.1 8.9 BWR 188 33 1.3 5.7 PWR 367 56 1.5 6.6 Total All 556 89 1.4 6.2 Regions 9/11/2018 2:22:01 PM Page 165 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.01 Revision History Date of Revision Description of Revision 12/21/2017 IP 71124.01, Radiological Hazard Assessment and Exposure Controls, has been revised as a major editorial revision.

02/19/2016 IP 71124.01, "Radiological Hazard Assessment and Exposure Controls," has been revised based on the 2013 ROP Enhancement project. The revision clarified the existing inspection requirements and enhanced the inspection guidance section. The revision also changed how samples are counted.

Incorporated feedback forms 71124.01-1636 and 71124.01-2132

Summary of PIM Findings 2015 2016 2017 3 Year Total NCV Green 11 15 7 33 Total 11 15 7 33 9/11/2018 2:22:01 PM Page 166 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.01 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 10 0 1 9 0 4 0 0 0 0 10 0 0 Region 2 11 0 0 10 0 8 0 0 0 0 11 0 0 Region 3 6 0 1 5 0 1 0 0 0 0 6 0 0 Region 4 6 0 1 5 0 3 0 0 0 0 6 0 0 1 Unit Sites 8 0 0 8 0 3 0 0 0 0 8 0 0 2 Unit Sites 20 0 3 16 0 9 0 0 0 0 20 0 0 3 Unit Sites 5 0 0 5 0 4 0 0 0 0 5 0 0 BWR 21 0 2 19 0 13 0 0 0 0 21 0 0 PWR 12 0 1 10 0 3 0 0 0 0 12 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 33 0 3 29 0 16 0 0 0 0 33 0 0 Percentage of All 100% 0% 9% 88% 0% 48% 0% 0% 0% 0% 100% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.01 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 8.2 10.3 1.7 6.5 Region 1 5.5 1.8 0.0 2.0 Region 2 6.5 6.3 4.6 5.8 Region 2 3.3 4.7 4.6 4.2 Region 3 4.5 5.5 1.8 3.9 Region 3 2.3 0.0 0.0 0.6 Region 4 4.7 5.3 4.7 4.9 Region 4 4.7 0.0 2.3 2.4 1 Unit Sites 1.3 5.0 3.7 3.4 1 Unit Sites 1.3 1.3 1.2 1.3 2 Unit Sites 10.5 6.4 1.6 5.7 2 Unit Sites 6.3 0.8 0.8 2.3 3 Unit Sites 0.0 35.3 16.0 15.5 3 Unit Sites 0.0 23.5 16.0 12.4 BWR 13.4 10.3 5.9 9.4 BWR 10.0 4.0 3.5 5.4 PWR 2.4 5.1 1.5 3.0 PWR 0.8 0.7 0.7 0.8 Total All Regions 6.0 7.0 3.2 5.3 Total All Regions 3.8 1.9 1.8 2.4 71124.01 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 168 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 364 16 1.0 22.8 567 115 6.8 4.9 584 115 6.8 5.1 Region 2 612 17 0.9 36.0 636 121 6.7 5.3 646 120 6.7 5.4 Region 3 441 15 0.9 29.4 543 105 6.6 5.2 558 105 6.6 5.3 Region 4 425 12 0.9 35.4 378 84 7.0 4.5 428 84 6.5 5.1 1 Unit Sites 492 15 0.9 32.8 486 106 6.6 4.6 502 107 6.7 4.7 2 Unit Sites 1127 38 1.0 29.7 1409 270 7.1 5.2 1411 268 6.9 5.3 3 Unit Sites 223 7 1.0 31.8 229 49 6.1 4.7 303 49 6.1 6.2 BWR 599 23 1.0 26.0 757 168 7.3 4.5 852 162 6.8 5.3 PWR 1243 37 1.0 33.6 1367 257 6.8 5.3 1364 262 6.9 5.2 Total All 1841 60 1.0 30.7 2123 425 7.1 5.0 2216 424 7.0 5.2 Regions 9/11/2018 2:22:01 PM Page 169 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 1515 246 5.1 6.2 Region 2 1894 258 5.0 7.3 Region 3 1541 225 4.9 6.9 Region 4 1230 180 5.0 6.8 1 Unit Sites 1479 228 5.0 6.5 2 Unit Sites 3946 576 5.1 6.9 3 Unit Sites 755 105 5.0 7.2 BWR 2207 353 5.1 6.3 PWR 3973 556 4.9 7.1 Total All 6180 909 5.0 6.8 Regions 9/11/2018 2:22:01 PM Page 170 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.02 Revision History Date of Revision Description of Revision 12/21/2017 IP 71124.02, Occupational ALARA Planning and Controls, has been revised as a major editorial revision.

03/02/2016 IP 71124.02, "Occupational ALARA Planning and Controls," has been revised based on the 2013 ROP Enhancement project. The revision clarified the existing inspection requirements and enhanced the inspection guidance section. The revision also changed how samples are counted. Incorporated feedback forms 71124.02-1762 Summary of PIM Findings 2015 2016 2017 3 Year Total FIN Green 1 1 1 3 NCV Green 0 1 0 1 Total 1 2 1 4 9/11/2018 2:22:01 PM Page 171 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.02 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 1 0 0 1 0 0 0 0 0 0 1 0 0 Region 2 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 3 1 0 0 1 0 0 0 0 0 0 1 0 0 Region 4 2 0 1 1 0 2 0 0 0 0 2 0 0 1 Unit Sites 3 0 1 2 0 2 0 0 0 0 3 0 0 2 Unit Sites 1 0 0 1 0 0 0 0 0 0 1 0 0 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 3 0 1 2 0 2 0 0 0 0 3 0 0 PWR 1 0 0 1 0 0 0 0 0 0 1 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 4 0 1 3 0 2 0 0 0 0 4 0 0 Percentage of All 100% 0% 25% 75% 0% 50% 0% 0% 0% 0% 100% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.02 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 3.2 0.0 1.1 Region 1 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 3 0.0 0.0 2.5 0.9 Region 3 0.0 0.0 0.0 0.0 Region 4 3.5 2.8 0.0 2.2 Region 4 3.5 2.8 0.0 2.2 1 Unit Sites 2.5 2.1 1.6 2.0 1 Unit Sites 2.5 2.1 0.0 1.3 2 Unit Sites 0.0 1.1 0.0 0.4 2 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 2.5 2.2 1.4 1.9 BWR 2.5 2.2 0.0 1.3 PWR 0.0 1.1 0.0 0.4 PWR 0.0 0.0 0.0 0.0 Total All Regions 0.8 1.5 0.7 1.0 Total All Regions 0.8 0.7 0.0 0.5 71124.02 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 173 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 230 11 0.8 20.9 308 42 2.8 7.3 387 61 3.8 6.3 Region 2 367 9 0.9 40.7 340 40 4.4 8.5 408 45 4.5 9.1 Region 3 319 14 0.9 22.8 374 32 2.9 11.7 404 47 3.4 8.6 Region 4 284 12 1.0 23.6 352 30 2.3 11.7 266 38 3.8 7.0 1 Unit Sites 285 12 0.9 23.8 278 26 2.6 10.7 375 53 3.8 7.1 2 Unit Sites 723 27 0.9 26.8 929 101 3.3 9.2 864 113 4.2 7.6 3 Unit Sites 191 7 1.0 27.3 167 17 2.8 9.8 225 25 3.1 9.0 BWR 400 19 1.0 21.1 448 48 2.8 9.3 703 82 3.7 8.6 PWR 798 27 0.9 29.6 926 96 3.3 9.6 761 109 4.2 7.0 Total All 1199 46 1.0 26.1 1374 144 3.2 9.5 1464 191 4.1 7.7 Regions 9/11/2018 2:22:01 PM Page 174 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 924 114 2.7 8.1 Region 2 1114 94 3.5 11.9 Region 3 1097 93 2.4 11.8 Region 4 901 80 2.4 11.3 1 Unit Sites 938 91 2.6 10.3 2 Unit Sites 2516 241 2.8 10.4 3 Unit Sites 583 49 2.6 11.9 BWR 1551 149 2.6 10.4 PWR 2485 232 2.8 10.7 Total All 4036 381 2.7 10.6 Regions 9/11/2018 2:22:01 PM Page 175 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.03 Revision History Date of Revision Description of Revision 12/21/2017 IP 71124.03, In-Plant Airborne Radioactivity Control and Mitigation, has been revised as a major editorial revision.

02/24/2016 IP 71124.03, "In-Plant Airborne Radioactivity Control and Mitigation," has been revised in response to the 2013 ROP Enhancement project. The revisions clarify the existing inspection requirements and enhanced the inspection guidance section. The revision also changed how the samples are counted.

Summary of PIM Findings 2015 2016 2017 3 Year Total NCV Green 4 4 1 9 Total 4 4 1 9 9/11/2018 2:22:01 PM Page 176 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.03 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 2 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 3 7 0 1 5 0 5 0 0 0 0 7 0 0 Region 4 2 0 0 2 0 2 0 0 0 0 2 0 0 1 Unit Sites 4 0 1 2 0 3 0 0 0 0 4 0 0 2 Unit Sites 3 0 0 3 0 2 0 0 0 0 3 0 0 3 Unit Sites 2 0 0 2 0 2 0 0 0 0 2 0 0 BWR 6 0 1 4 0 5 0 0 0 0 6 0 0 PWR 3 0 0 3 0 2 0 0 0 0 3 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 9 0 1 7 0 7 0 0 0 0 9 0 0 Percentage of All 100% 0% 11% 78% 0% 78% 0% 0% 0% 0% 100% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.03 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 0.0 0.0 0.0 Region 1 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 3 31.4 14.4 18.3 21.3 Region 3 15.7 14.4 18.3 16.0 Region 4 0.0 10.2 0.0 3.0 Region 4 0.0 10.2 0.0 3.0 1 Unit Sites 16.0 0.0 9.3 8.0 1 Unit Sites 10.6 0.0 9.3 6.4 2 Unit Sites 3.4 6.1 0.0 3.2 2 Unit Sites 0.0 6.1 0.0 2.1 3 Unit Sites 0.0 62.5 0.0 11.4 3 Unit Sites 0.0 62.5 0.0 11.4 BWR 16.4 12.1 7.3 11.2 BWR 11.0 12.1 7.3 9.6 PWR 3.1 2.5 0.0 1.9 PWR 0.0 2.5 0.0 1.0 Total All Regions 7.9 5.3 3.4 5.4 Total All Regions 3.9 5.3 3.4 4.2 71124.03 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 178 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 125 13 1.0 9.6 205 34 2.4 6.0 154 30 2.1 5.1 Region 2 167 9 0.9 18.5 128 32 3.6 4.0 180 36 3.6 5.0 Region 3 128 9 1.1 14.2 139 32 2.7 4.4 109 29 3.2 3.8 Region 4 91 5 1.0 18.2 98 20 3.3 4.9 144 28 3.5 5.1 1 Unit Sites 139 9 1.0 15.4 129 25 2.5 5.2 162 35 3.2 4.6 2 Unit Sites 306 21 1.0 14.5 362 78 3.1 4.6 353 74 3.1 4.8 3 Unit Sites 66 6 1.2 10.9 79 15 3.0 5.2 71 14 2.8 5.1 BWR 183 18 1.1 10.1 166 36 2.4 4.6 275 56 2.9 4.9 PWR 327 18 1.0 18.2 404 82 3.4 4.9 312 67 3.4 4.7 Total All 510 36 1.1 14.2 570 118 3.1 4.8 586 123 3.2 4.8 Regions 9/11/2018 2:22:01 PM Page 179 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 483 77 2.0 6.3 Region 2 474 77 2.9 6.2 Region 3 376 70 2.6 5.4 Region 4 333 53 3.1 6.3 1 Unit Sites 430 69 2.5 6.2 2 Unit Sites 1021 173 2.5 5.9 3 Unit Sites 215 35 2.7 6.2 BWR 623 110 2.2 5.7 PWR 1043 167 2.7 6.2 Total All 1665 277 2.5 6.0 Regions 9/11/2018 2:22:01 PM Page 180 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.04 Revision History Date of Revision Description of Revision 12/21/2017 IP 71124.04, Occupational Dose Assessment, has been revised as a major editorial revision.

02/19/2016 IP 71124.04, "Occupational Dose Assessment," has been revised based on the 2013 ROP Enhancement project. The revision clarified the existing inspection requirements and enhanced the inspection guidance section. The revision also changed how samples are counted.

Summary of PIM Findings 2015 2016 3 Year Total NCV Green 1 1 2 NCVIV N/A 1 0 1 Total 2 1 3 9/11/2018 2:22:01 PM Page 181 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.04 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 2 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 3 2 0 0 1 0 2 0 0 0 0 2 0 0 Region 4 1 0 0 1 0 0 0 0 0 0 1 0 0 1 Unit Sites 1 0 0 0 0 1 0 0 0 0 1 0 0 2 Unit Sites 1 0 0 1 0 1 0 0 0 0 1 0 0 3 Unit Sites 1 0 0 1 0 0 0 0 0 0 1 0 0 BWR 1 0 0 0 0 1 0 0 0 0 1 0 0 PWR 2 0 0 2 0 1 0 0 0 0 2 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 3 0 0 2 0 2 0 0 0 0 3 0 0 Percentage of All 100% 0% 0% 67% 0% 67% 0% 0% 0% 0% 100% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.04 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 0.0 0.0 0.0 Region 1 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 3 24.0 0.0 0.0 5.5 Region 3 24.0 0.0 0.0 5.5 Region 4 0.0 6.6 0.0 3.2 Region 4 0.0 0.0 0.0 0.0 1 Unit Sites 6.5 0.0 0.0 1.7 1 Unit Sites 6.5 0.0 0.0 1.7 2 Unit Sites 3.3 0.0 0.0 1.2 2 Unit Sites 3.3 0.0 0.0 1.2 3 Unit Sites 0.0 41.7 0.0 9.3 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 8.3 0.0 0.0 2.0 BWR 8.3 0.0 0.0 2.0 PWR 2.7 2.1 0.0 1.9 PWR 2.7 0.0 0.0 1.0 Total All Regions 4.1 1.4 0.0 1.9 Total All Regions 4.1 0.0 0.0 1.3 71124.04 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 183 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 149 14 1.0 10.6 209 62 4.4 3.4 52 31 3.9 1.7 Region 2 139 9 0.9 15.4 170 40 4.4 4.2 165 46 5.1 3.6 Region 3 84 10 1.1 8.4 163 39 3.3 4.2 116 37 4.6 3.1 Region 4 115 5 0.8 23.0 152 35 4.4 4.3 50 35 11.7 1.4 1 Unit Sites 118 11 1.1 10.7 152 39 3.9 3.9 131 38 4.2 3.5 2 Unit Sites 320 23 1.0 13.9 450 112 4.3 4.0 196 100 6.7 2.0 3 Unit Sites 49 4 1.0 12.2 92 25 4.2 3.7 55 11 3.7 5.0 BWR 121 17 1.1 7.1 207 63 3.9 3.3 185 59 4.5 3.1 PWR 365 21 1.0 17.4 487 113 4.5 4.3 198 90 6.9 2.2 Total All 486 38 1.1 12.8 694 176 4.4 3.9 382 149 6.0 2.6 Regions 9/11/2018 2:22:01 PM Page 184 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 410 107 3.1 3.8 Region 2 473 95 3.7 5.0 Region 3 362 86 3.2 4.2 Region 4 317 75 5.0 4.2 1 Unit Sites 400 88 3.3 4.5 2 Unit Sites 966 235 3.7 4.1 3 Unit Sites 195 40 3.6 4.9 BWR 513 139 3.2 3.7 PWR 1049 224 3.8 4.7 Total All 1562 363 3.6 4.3 Regions 9/11/2018 2:22:01 PM Page 185 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.05 Revision History Date of Revision Description of Revision 12/21/2017 IP 71124.05, Radiation Monitoring Instrumentation, has been revised as a major editorial revision.

04/01/2016 IP 71124.05, "Radiation Monitoring Instrumentation," has been revised in response to the 2013 ROP Enhancement Project. The revision changes how inspection samples are counted.

Summary of PIM Findings 2015 2017 3 Year Total NCV Green 4 0 4 VIO Green 0 1 1 Total 4 1 5 9/11/2018 2:22:01 PM Page 186 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.05 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 2 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 3 2 0 0 1 0 2 0 0 0 0 1 1 0 Region 4 3 0 2 1 0 3 0 0 0 0 1 2 0 1 Unit Sites 3 0 2 1 0 3 0 0 0 0 1 2 0 2 Unit Sites 2 0 0 1 0 2 0 0 0 0 1 1 0 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 3 0 2 1 0 3 0 0 0 0 1 2 0 PWR 2 0 0 1 0 2 0 0 0 0 1 1 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 5 0 2 2 0 5 0 0 0 0 2 3 0 Percentage of All 100% 0% 40% 40% 0% 100% 0% 0% 0% 0% 40% 60% 0%

Findings 9/11/2018 2:22:01 PM Page 187 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.05 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 0.0 0.0 0.0 Region 1 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 3 9.7 10.1 0.0 4.2 Region 3 9.7 10.1 0.0 4.2 Region 4 6.9 0.0 5.2 4.5 Region 4 6.9 0.0 5.2 4.5 1 Unit Sites 6.5 0.0 2.1 3.2 1 Unit Sites 6.5 0.0 2.1 3.2 2 Unit Sites 2.5 1.8 0.0 1.3 2 Unit Sites 2.5 1.8 0.0 1.3 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 8.4 0.0 1.9 3.6 BWR 8.4 0.0 1.9 3.6 PWR 1.6 1.6 0.0 1.1 PWR 1.6 1.6 0.0 1.1 Total All Regions 4.1 1.2 0.9 2.1 Total All Regions 4.1 1.2 0.9 2.1 71124.05 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 188 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 152 11 1.1 13.8 304 30 2.5 10.1 242 23 2.3 10.5 Region 2 318 9 0.9 35.3 269 24 2.7 11.2 241 27 3.4 8.9 Region 3 205 9 1.0 22.8 99 9 2.3 11.0 402 36 2.8 11.2 Region 4 291 7 0.9 41.6 188 13 2.2 14.5 192 21 2.6 9.1 1 Unit Sites 270 10 0.9 27.0 141 12 2.4 11.7 359 33 2.8 10.9 2 Unit Sites 566 21 1.1 27.0 658 58 2.6 11.3 564 56 2.8 10.1 3 Unit Sites 131 5 1.0 26.1 61 6 2.0 10.2 154 18 3.0 8.6 BWR 358 16 1.1 22.4 221 23 2.6 9.6 520 48 2.7 10.8 PWR 608 20 1.0 30.4 639 53 2.7 12.0 557 59 3.1 9.4 Total All 966 36 1.1 26.8 860 76 2.7 11.3 1077 107 3.0 10.1 Regions 9/11/2018 2:22:01 PM Page 189 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 698 64 2.1 10.9 Region 2 827 60 2.4 13.8 Region 3 707 54 2.3 13.1 Region 4 671 41 2.1 16.4 1 Unit Sites 769 55 2.1 14.0 2 Unit Sites 1788 135 2.3 13.2 3 Unit Sites 346 29 2.4 11.9 BWR 1099 87 2.1 12.6 PWR 1803 132 2.3 13.7 Total All 2902 219 2.2 13.3 Regions 9/11/2018 2:22:01 PM Page 190 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.06 Revision History Date of Revision Description of Revision 12/21/2017 IP 71124.06, Radioactive Gaseous and Liquid Effluent Treatment, has been revised as a major editorial revision.

04/01/2016 IP 71124.06, "Radioactive Gaseous and Liquid Effluent Treatment," has been revised in response to the 2013 ROP Enhancement Project. The revision changed how inspection samples are counted, and moved the sections on ground water inspections from 71124.06 to 71124.07. It also incorporates effluent monitoring instrumentation from 71124.05 into 71124.06.

Summary of PIM Findings 2015 2016 2017 3 Year Total FIN Green 0 0 1 1 NCV Green 1 1 2 4 NOV White 0 0 1 1 Total 1 1 4 6 9/11/2018 2:22:01 PM Page 191 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.06 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 2 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 3 5 1 0 4 0 5 0 0 0 1 1 3 0 Region 4 1 0 1 0 0 1 0 0 0 0 0 1 0 1 Unit Sites 5 1 1 3 0 5 0 0 0 1 1 3 0 2 Unit Sites 1 0 0 1 0 1 0 0 0 0 0 1 0 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 3 1 1 1 0 3 0 0 0 1 0 2 0 PWR 3 0 0 3 0 3 0 0 0 0 1 2 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 6 1 1 4 0 6 0 0 0 1 1 4 0 Percentage of All 100% 17% 17% 67% 0% 100% 0% 0% 0% 17% 17% 67% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.06 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 0.0 0.0 0.0 Region 1 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 3 3.1 6.1 12.5 7.4 Region 3 3.1 6.1 9.4 6.2 Region 4 0.0 0.0 4.1 1.5 Region 4 0.0 0.0 4.1 1.5 1 Unit Sites 1.9 4.5 7.2 4.6 1 Unit Sites 1.9 4.5 5.4 3.9 2 Unit Sites 0.0 0.0 1.9 0.7 2 Unit Sites 0.0 0.0 1.9 0.7 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 0.0 2.9 4.6 2.6 BWR 0.0 2.9 4.6 2.6 PWR 1.7 0.0 4.3 2.2 PWR 1.7 0.0 2.9 1.7 Total All Regions 1.0 1.1 4.4 2.4 Total All Regions 1.0 1.1 3.5 2.0 71124.06 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 193 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 136 8 1.1 17.0 267 45 5.0 5.9 305 54 5.4 5.6 Region 2 242 8 0.9 30.3 288 51 5.1 5.6 258 48 5.3 5.4 Region 3 323 10 0.9 32.3 164 34 5.7 4.8 321 57 5.7 5.6 Region 4 253 7 0.9 36.1 158 25 4.2 6.3 245 42 5.3 5.8 1 Unit Sites 329 10 0.9 32.9 149 28 4.7 5.3 341 62 5.6 5.5 2 Unit Sites 534 18 0.9 29.7 619 109 5.5 5.7 655 115 5.8 5.7 3 Unit Sites 91 5 1.3 18.2 109 18 4.5 6.1 134 24 4.8 5.6 BWR 368 13 1.0 28.3 344 67 6.1 5.1 433 73 5.6 5.9 PWR 586 20 1.0 29.3 533 88 4.9 6.1 696 128 5.8 5.4 Total All 954 33 1.0 28.9 877 155 5.5 5.7 1129 201 5.9 5.6 Regions 9/11/2018 2:22:01 PM Page 194 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 708 107 4.5 6.6 Region 2 788 107 4.1 7.4 Region 3 808 101 4.0 8.0 Region 4 656 74 3.7 8.9 1 Unit Sites 818 100 3.8 8.2 2 Unit Sites 1808 242 4.2 7.5 3 Unit Sites 334 47 4.3 7.1 BWR 1145 153 4.3 7.5 PWR 1815 236 4.0 7.7 Total All 2960 389 4.1 7.6 Regions 9/11/2018 2:22:01 PM Page 195 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.07 Revision History Date of Revision Description of Revision 12/21/2017 IP 71124.07, Radiological Environmental Monitoring Program, has been revised as a major editorial revision.

04/01/2016 IP 71124.07, "Radiological Environmental Monitoring Program," has been revised in response to the 2013 ROP Enhancement Project. This revised procedure includes groundwater monitoring inspection requirements transferred from IP 71124.06, and changed the way samples are counted.

Summary of PIM Findings 2015 2016 2017 3 Year Total NCV Green 3 1 2 6 NOV N/A 1 0 0 1 Total 4 1 2 7 9/11/2018 2:22:01 PM Page 196 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.07 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 1 0 0 0 0 1 0 0 0 0 0 1 0 Region 2 1 0 0 1 0 0 0 0 0 0 1 0 0 Region 3 2 0 1 1 0 2 0 0 0 0 0 2 0 Region 4 3 0 0 2 0 3 0 0 0 0 0 3 0 1 Unit Sites 3 0 0 2 0 3 0 0 0 0 0 3 0 2 Unit Sites 4 0 1 2 0 3 0 0 0 0 1 3 0 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 3 0 0 2 0 3 0 0 0 0 0 3 0 PWR 4 0 1 2 0 3 0 0 0 0 1 3 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 7 0 1 4 0 6 0 0 0 0 1 6 0 Percentage of All 100% 0% 14% 57% 0% 86% 0% 0% 0% 0% 14% 86% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.07 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 2.6 0.0 0.0 1.2 Region 1 2.6 0.0 0.0 1.2 Region 2 0.0 4.2 0.0 1.5 Region 2 0.0 0.0 0.0 0.0 Region 3 0.0 8.4 13.6 7.9 Region 3 0.0 4.2 9.1 4.7 Region 4 12.8 0.0 0.0 5.3 Region 4 10.1 0.0 0.0 3.7 1 Unit Sites 6.3 4.0 2.4 4.3 1 Unit Sites 4.5 0.0 0.0 1.8 2 Unit Sites 2.0 4.2 3.9 3.4 2 Unit Sites 2.0 2.1 3.9 2.7 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 6.5 3.9 2.5 4.5 BWR 4.7 0.0 0.0 1.8 PWR 1.8 3.9 3.6 3.1 PWR 1.8 1.9 3.6 2.5 Total All Regions 3.9 3.9 3.1 3.6 Total All Regions 3.1 1.3 2.1 2.2 71124.07 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 198 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 387 13 0.9 29.8 172 17 2.8 10.1 307 33 3.0 9.3 Region 2 220 8 0.9 27.5 240 25 2.5 9.6 219 24 2.7 9.1 Region 3 176 7 0.9 25.1 239 24 2.7 10.0 220 22 2.8 10.0 Region 4 198 7 0.9 28.2 119 10 2.0 11.9 218 24 2.7 9.1 1 Unit Sites 248 9 0.9 27.6 199 19 2.4 10.4 235 24 2.7 9.8 2 Unit Sites 630 22 1.0 28.6 449 45 2.8 10.0 631 70 3.0 9.0 3 Unit Sites 103 4 0.8 25.6 122 12 2.4 10.1 99 9 2.3 10.9 BWR 429 15 0.9 28.6 253 28 2.8 9.0 405 42 2.8 9.6 PWR 552 20 1.0 27.6 516 48 2.7 10.8 559 61 3.1 9.2 Total All 980 35 1.0 28.0 769 76 2.8 10.1 964 103 3.0 9.4 Regions 9/11/2018 2:22:01 PM Page 199 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 866 63 2.2 13.7 Region 2 679 57 2.2 11.9 Region 3 635 53 2.3 12.0 Region 4 534 41 2.1 13.0 1 Unit Sites 681 52 2.1 13.1 2 Unit Sites 1710 137 2.3 12.5 3 Unit Sites 323 25 2.1 12.9 BWR 1087 85 2.1 12.8 PWR 1627 129 2.2 12.6 Total All 2714 214 2.2 12.7 Regions 9/11/2018 2:22:01 PM Page 200 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.08 Revision History Date of Revision Description of Revision 12/21/2017 IP 71124.08, Radioactive Solid Waste Processing and Radioactive Material Handling, Storage, and Transportation, has been revised as a major editorial revision.

01/26/2016 IP 71124.08, "Radioactive Solid Waste Processing and Radioactive Material Handling, Storage, and Transportation," has been revised in response to the 2013 ROP Enhancement Project. This major revision clarifies the existing inspection requirements and enhanced the inspection guidance section. The revision also changed how samples are counted.

Summary of PIM Findings 2015 2016 2017 3 Year Total NCV Green 4 3 2 9 NCVIV N/A 1 0 0 1 Total 5 3 2 10 9/11/2018 2:22:01 PM Page 201 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.08 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 3 0 3 0 0 3 0 0 0 0 1 2 0 Region 2 1 0 0 1 0 1 0 0 0 0 0 1 0 Region 3 2 0 0 2 0 0 0 0 0 0 0 2 0 Region 4 4 0 0 3 0 2 0 0 0 0 0 3 0 1 Unit Sites 8 0 3 4 0 5 0 0 0 0 1 6 0 2 Unit Sites 1 0 0 1 0 0 0 0 0 0 0 1 0 3 Unit Sites 1 0 0 1 0 1 0 0 0 0 0 1 0 BWR 8 0 3 4 0 5 0 0 0 0 1 6 0 PWR 2 0 0 2 0 1 0 0 0 0 0 2 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 10 0 3 6 0 6 0 0 0 0 1 8 0 Percentage of All 100% 0% 30% 60% 0% 60% 0% 0% 0% 0% 10% 80% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71124.08 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 6.5 3.6 0.0 3.4 Region 1 6.5 3.6 0.0 3.4 Region 2 0.0 4.0 0.0 1.4 Region 2 0.0 4.0 0.0 1.4 Region 3 0.0 9.3 2.5 2.6 Region 3 0.0 0.0 0.0 0.0 Region 4 13.6 0.0 4.4 7.4 Region 4 7.8 0.0 0.0 3.1 1 Unit Sites 11.8 3.3 4.1 6.9 1 Unit Sites 8.4 3.3 0.0 3.9 2 Unit Sites 0.0 2.3 0.0 0.6 2 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 19.2 0.0 8.3 3 Unit Sites 0.0 19.2 0.0 8.3 BWR 11.6 6.7 4.2 7.4 BWR 7.6 6.7 0.0 4.3 PWR 1.5 2.0 0.0 1.1 PWR 1.5 0.0 0.0 0.5 Total All Regions 5.5 3.8 1.7 3.6 Total All Regions 3.8 2.5 0.0 2.0 71124.08 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 203 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 310 8 0.9 38.8 281 48 4.8 5.9 292 48 5.3 6.1 Region 2 219 8 1.0 27.4 251 56 5.6 4.5 224 48 5.3 4.7 Region 3 269 8 0.9 33.6 108 18 4.5 6.0 403 72 5.5 5.6 Region 4 257 8 1.0 32.2 160 30 5.0 5.3 225 42 5.3 5.4 1 Unit Sites 254 7 0.9 36.3 269 48 4.8 5.6 223 42 5.3 5.3 2 Unit Sites 619 20 1.1 31.0 478 91 5.7 5.2 740 138 5.8 5.4 3 Unit Sites 182 5 0.8 36.4 52 13 4.3 4.0 181 30 5.0 6.0 BWR 396 11 0.9 36.0 299 56 5.1 5.3 482 84 5.6 5.7 PWR 659 21 1.1 31.4 500 96 5.6 5.2 662 126 5.7 5.3 Total All 1055 32 1.0 33.0 799 152 5.6 5.3 1144 210 5.8 5.4 Regions 9/11/2018 2:22:01 PM Page 204 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 883 104 4.0 8.5 Region 2 694 112 4.5 6.2 Region 3 779 98 4.1 7.9 Region 4 642 80 4.0 8.0 1 Unit Sites 746 97 4.0 7.7 2 Unit Sites 1837 249 4.4 7.4 3 Unit Sites 415 48 3.7 8.6 BWR 1176 151 4.1 7.8 PWR 1821 243 4.2 7.5 Total All 2998 394 4.2 7.6 Regions 9/11/2018 2:22:01 PM Page 205 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.01 Revision History Date of Revision Description of Revision 09/30/2016 IP 71130.01, "Access Authorization," has been revised to adjust the resource estimate to reflect the nominal number of inspection requirements as the target range for completion of this procedure as well as make minor administrative changes.

04/20/2015 IP 71130.01, "Access Authorization," has been revised to address the program applicability and minor administrative changes.

Summary of PIM Findings 2015 2017 3 Year Total NCV Green 6 3 9 Total 6 3 9 9/11/2018 2:22:01 PM Page 206 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.01 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 2 1 0 0 1 0 0 0 0 0 0 0 0 1 Region 3 4 0 0 0 0 3 0 0 0 0 0 0 0 Region 4 4 0 1 2 0 4 0 0 0 0 0 0 2 1 Unit Sites 3 0 0 2 0 3 0 0 0 0 0 0 1 2 Unit Sites 6 0 1 1 0 4 0 0 0 0 0 0 2 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 4 0 0 0 0 3 0 0 0 0 0 0 0 PWR 5 0 1 3 0 4 0 0 0 0 0 0 3 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 9 0 1 3 0 7 0 0 0 0 0 0 3 Percentage of All 100% 0% 11% 33% 0% 78% 0% 0% 0% 0% 0% 0% 33%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.01 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 0.0 0.0 0.0 Region 1 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 4.8 2.5 Region 2 0.0 0.0 0.0 0.0 Region 3 9.6 0.0 0.0 9.6 Region 3 7.2 0.0 0.0 7.2 Region 4 4.9 0.0 5.1 5.0 Region 4 4.9 0.0 5.1 5.0 1 Unit Sites 3.5 0.0 2.9 3.1 1 Unit Sites 3.5 0.0 2.9 3.1 2 Unit Sites 7.2 0.0 5.7 5.9 2 Unit Sites 5.4 0.0 2.9 3.9 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 8.4 0.0 0.0 5.2 BWR 6.3 0.0 0.0 3.9 PWR 2.9 0.0 5.5 3.7 PWR 2.9 0.0 3.7 2.9 Total All Regions 5.1 0.0 3.9 4.2 Total All Regions 4.3 0.0 2.6 3.3 71130.01 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 208 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 234 8 0.9 29.2 116 4 0.8 28.9 172 7 0.9 24.5 Region 2 113 6 0.9 18.8 73 4 0.8 18.3 210 8 1.0 26.2 Region 3 417 15 0.9 27.8 0 0 0.0 0.0 0 0 0.0 0.0 Region 4 407 12 0.9 33.9 0 0 0.0 0.0 393 12 1.0 32.7 1 Unit Sites 330 11 0.9 30.0 26 1 0.5 25.5 212 6 1.0 35.3 2 Unit Sites 747 27 1.0 27.7 113 5 0.8 22.6 464 18 1.0 25.8 3 Unit Sites 94 3 0.8 31.3 50 2 0.7 25.0 98 3 0.8 32.7 BWR 479 17 0.9 28.2 62 2 0.7 31.0 231 9 0.9 25.7 PWR 692 24 1.0 28.8 127 6 0.9 21.1 543 18 1.1 30.2 Total All 1171 41 1.0 28.6 189 8 0.9 23.6 774 27 1.0 28.7 Regions 9/11/2018 2:22:01 PM Page 209 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 521 19 1.0 27.4 Region 2 396 18 1.0 22.0 Region 3 417 15 0.9 27.8 Region 4 800 24 1.0 33.3 1 Unit Sites 568 18 1.0 31.5 2 Unit Sites 1324 50 1.0 26.5 3 Unit Sites 242 8 0.9 30.3 BWR 772 28 0.9 27.6 PWR 1361 48 1.0 28.4 Total All 2134 76 1.0 28.1 Regions 9/11/2018 2:22:01 PM Page 210 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.02 Revision History Date of Revision Description of Revision 09/30/2016 IP 71130.02, "Access Control," has been revised to adjust the resource estimate to reflect the nominal number of inspection requirements as the target range for completion of this procedure as well as make minor administrative changes.

04/20/2015 IP 71130.02, "Access Control," has been revised to address the program applicability and minor administrative changes.

Summary of PIM Findings 2015 2016 2017 3 Year Total FIN Green 0 0 6 6 NCV Green 9 16 8 33 Total 9 16 14 39 9/11/2018 2:22:01 PM Page 211 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.02 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 17 0 1 15 0 14 0 0 0 0 0 0 14 Region 2 4 0 0 4 0 4 0 0 0 0 0 0 3 Region 3 4 0 0 4 0 3 0 0 0 0 0 0 4 Region 4 14 0 2 11 0 13 0 0 0 0 0 0 9 1 Unit Sites 22 0 3 18 0 19 0 0 0 0 0 0 17 2 Unit Sites 16 0 0 15 0 14 0 0 0 0 0 0 12 3 Unit Sites 1 0 0 1 0 1 0 0 0 0 0 0 1 BWR 18 0 2 15 0 15 0 0 0 0 0 0 12 PWR 21 0 1 19 0 19 0 0 0 0 0 0 18 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 39 0 3 34 0 34 0 0 0 0 0 0 30 Percentage of All 100% 0% 8% 87% 0% 87% 0% 0% 0% 0% 0% 0% 77%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.02 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 7.9 11.2 15.0 11.9 Region 1 5.3 5.2 8.9 6.6 Region 2 2.5 8.0 0.0 3.3 Region 2 2.5 8.0 0.0 3.3 Region 3 0.0 5.5 7.6 4.4 Region 3 0.0 5.5 2.7 2.7 Region 4 15.0 16.9 12.1 14.9 Region 4 11.6 12.3 9.1 11.2 1 Unit Sites 7.4 14.7 12.6 11.6 1 Unit Sites 5.0 8.5 7.2 6.9 2 Unit Sites 5.6 7.6 6.2 6.5 2 Unit Sites 4.2 7.6 2.4 4.7 3 Unit Sites 0.0 0.0 15.6 4.3 3 Unit Sites 0.0 0.0 15.6 4.3 BWR 9.3 11.1 9.6 10.0 BWR 7.0 5.6 3.5 5.3 PWR 3.6 9.8 8.7 7.5 PWR 2.4 8.7 5.6 5.7 Total All Regions 6.1 10.4 9.0 8.5 Total All Regions 4.3 7.6 4.8 5.6 71130.02 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 213 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 381 16 0.9 23.8 384 16 0.9 24.0 450 16 0.9 28.1 Region 2 399 17 1.0 23.5 374 17 0.9 22.0 421 19 1.2 22.2 Region 3 368 15 0.9 24.5 367 15 0.9 24.5 377 15 0.9 25.1 Region 4 258 12 1.0 21.5 326 12 0.9 27.1 220 12 1.1 18.3 1 Unit Sites 384 15 0.9 25.6 387 15 0.9 25.8 355 16 1.1 22.2 2 Unit Sites 845 38 1.0 22.2 885 38 1.0 23.3 919 39 1.1 23.6 3 Unit Sites 176 7 0.9 25.2 179 7 0.9 25.5 193 7 1.0 27.6 BWR 573 23 1.0 24.9 535 23 1.0 23.3 577 24 1.0 24.0 PWR 833 37 1.0 22.5 915 37 1.0 24.7 890 38 1.1 23.4 Total All 1405 60 1.0 23.4 1450 60 1.0 24.2 1467 62 1.1 23.7 Regions 9/11/2018 2:22:01 PM Page 214 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 1214 48 1.0 25.3 Region 2 1195 53 1.1 22.5 Region 3 1111 45 1.0 24.7 Region 4 804 36 1.1 22.3 1 Unit Sites 1126 46 1.0 24.5 2 Unit Sites 2650 115 1.0 23.0 3 Unit Sites 548 21 1.0 26.1 BWR 1685 70 1.0 24.1 PWR 2638 112 1.0 23.6 Total All 4323 182 1.0 23.8 Regions 9/11/2018 2:22:01 PM Page 215 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.03 Revision History Date of Revision Description of Revision 12/22/2016 IP 71130.03, "Contingency Response - Force-on-Force Testing," has been revised to remove Addendum 5, and change the resource estimate hours from 435 to 393.

04/20/2015 IP 71130.03, "Contingency Response - Force-on-Force Testing," has been revised to address the program applicability and minor administrative changes.

Summary of PIM Findings 2015 2016 2017 3 Year Total NCV Green 27 20 9 56 Total 27 20 9 56 9/11/2018 2:22:01 PM Page 216 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.03 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 13 0 2 6 0 13 0 0 0 0 0 0 6 Region 2 8 0 2 3 0 8 0 0 0 0 0 0 4 Region 3 16 0 2 11 0 15 0 0 0 0 0 0 11 Region 4 17 0 4 7 0 17 0 0 0 0 0 0 6 1 Unit Sites 17 0 4 8 0 16 0 0 0 0 0 0 7 2 Unit Sites 35 0 5 19 0 35 0 0 0 0 0 0 18 3 Unit Sites 2 0 1 0 0 2 0 0 0 0 0 0 2 BWR 22 0 5 8 0 21 0 0 0 0 0 0 7 PWR 32 0 5 19 0 32 0 0 0 0 0 0 20 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 54 0 10 27 0 53 0 0 0 0 0 0 27 Percentage of All 100% 0% 19% 50% 0% 98% 0% 0% 0% 0% 0% 0% 50%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.03 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 2.0 2.7 0.7 1.8 Region 1 1.6 2.6 0.4 1.3 Region 2 1.5 1.3 0.5 1.2 Region 2 1.1 1.3 0.5 0.9 Region 3 2.5 2.3 2.7 2.5 Region 3 2.4 2.3 1.6 2.1 Region 4 2.4 2.6 1.5 2.4 Region 4 1.6 2.6 1.5 2.0 1 Unit Sites 2.0 2.0 1.4 1.8 1 Unit Sites 1.4 2.0 0.9 1.3 2 Unit Sites 2.1 2.2 1.2 2.0 2 Unit Sites 1.8 2.0 0.7 1.7 3 Unit Sites 0.0 2.4 0.0 1.6 3 Unit Sites 0.0 2.4 0.0 1.6 BWR 2.3 1.7 1.2 2.0 BWR 2.0 1.7 0.5 1.5 PWR 1.9 2.4 1.2 1.9 PWR 1.3 2.2 0.9 1.5 Total All Regions 2.1 2.2 1.2 1.9 Total All Regions 1.6 2.1 0.8 1.5 71130.03 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 218 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 1932 5 0.8 386.3 1164 6 1.5 194.0 2357 18 2.0 130.9 Region 2 1815 5 0.8 362.9 2330 12 1.7 194.1 2185 14 2.0 156.0 Region 3 1693 5 0.8 338.6 2189 12 1.7 182.4 1257 8 1.6 157.2 Region 4 1895 6 0.9 315.8 1535 8 1.6 191.9 670 5 1.7 134.0 1 Unit Sites 1644 5 0.8 328.8 355 2 1.0 177.4 2914 20 2.0 145.7 2 Unit Sites 5328 15 0.9 355.2 5667 30 1.9 188.9 2333 19 2.1 122.8 3 Unit Sites 362 1 0.5 362.0 1195 6 1.5 199.2 1222 6 1.5 203.6 BWR 3579 10 0.9 357.9 2317 12 1.7 193.1 2050 15 1.9 136.6 PWR 3755 11 0.9 341.3 4900 26 1.9 188.5 4419 30 2.1 147.3 Total All 7334 21 1.0 349.2 7217 38 1.9 189.9 6469 45 2.1 143.8 Regions 9/11/2018 2:22:01 PM Page 219 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 5453 29 1.7 188.0 Region 2 6329 31 1.7 204.1 Region 3 5139 25 1.6 205.6 Region 4 4100 19 1.5 215.8 1 Unit Sites 4913 27 1.7 182.0 2 Unit Sites 13328 64 1.6 208.3 3 Unit Sites 2779 13 1.6 213.8 BWR 7946 37 1.5 214.8 PWR 13074 67 1.7 195.1 Total All 21020 104 1.7 202.1 Regions 9/11/2018 2:22:01 PM Page 220 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.04 Revision History Date of Revision Description of Revision 09/30/2016 IP 71130.04, "Equipment Performance, Testing and Maintenance," has been revised to adjust the resource estimate to reflect the nominal number of inspection requirements as the target range for completion of this procedure as well as make minor administrative changes.

04/27/2015 IP 71130.04, "Equipment Performance, Testing and Maintenance, has been revised to address the program applicability and minor administrative changes.

Summary of PIM Findings 2015 2016 2017 3 Year Total NCV Green 7 10 7 24 NOV N/A 1 0 0 1 Total 8 10 7 25 9/11/2018 2:22:01 PM Page 221 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.04 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 18 0 3 10 0 18 0 0 0 0 0 0 12 Region 2 2 0 0 2 0 2 0 0 0 0 0 0 2 Region 3 2 0 0 2 0 2 0 0 0 0 0 0 1 Region 4 3 0 0 2 0 3 0 0 0 0 0 0 2 1 Unit Sites 11 0 1 7 0 11 0 0 0 0 0 0 6 2 Unit Sites 14 0 2 9 0 14 0 0 0 0 0 0 11 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 13 0 1 9 0 13 0 0 0 0 0 0 8 PWR 12 0 2 7 0 12 0 0 0 0 0 0 9 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 25 0 3 16 0 25 0 0 0 0 0 0 17 Percentage of All 100% 0% 12% 64% 0% 100% 0% 0% 0% 0% 0% 0% 68%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.04 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 11.2 15.1 14.9 13.5 Region 1 9.0 12.1 12.2 11.1 Region 2 0.0 0.0 7.7 2.4 Region 2 0.0 0.0 7.7 2.4 Region 3 1.2 2.6 0.0 1.8 Region 3 1.2 2.6 0.0 1.8 Region 4 0.0 4.2 0.0 6.3 Region 4 0.0 4.2 0.0 6.3 1 Unit Sites 7.5 5.6 10.5 6.8 1 Unit Sites 5.6 4.5 6.8 5.1 2 Unit Sites 3.2 5.7 12.3 5.8 2 Unit Sites 2.3 4.9 11.2 4.9 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 6.3 7.3 12.3 7.5 BWR 4.5 6.2 9.9 6.0 PWR 3.7 4.0 11.4 5.0 PWR 2.7 3.3 9.9 4.0 Total All Regions 5.0 5.3 11.7 6.1 Total All Regions 3.6 4.5 9.9 4.8 71130.04 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 223 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 334 6 0.9 55.6 415 10 0.9 41.5 246 6 0.9 40.9 Region 2 229 6 0.9 38.1 345 10 0.9 34.5 260 7 0.9 37.2 Region 3 841 15 0.9 56.1 783 15 0.9 52.2 0 0 0.0 0.0 Region 4 0 0 0.0 0.0 475 12 1.0 39.6 0 0 0.0 0.0 1 Unit Sites 375 8 0.9 46.9 488 12 1.0 40.7 115 3 0.8 38.4 2 Unit Sites 828 16 0.9 51.8 1312 30 1.0 43.7 307 8 0.9 38.4 3 Unit Sites 200 3 0.8 66.8 217 5 0.8 43.3 83 2 0.7 41.6 BWR 661 12 0.9 55.1 806 18 1.0 44.8 202 5 0.8 40.5 PWR 743 15 0.9 49.5 1211 29 1.0 41.8 304 8 0.9 37.9 Total All 1404 27 1.0 52.0 2017 47 1.0 42.9 506 13 0.9 38.9 Regions 9/11/2018 2:22:01 PM Page 224 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 994 22 1.0 45.2 Region 2 833 23 1.0 36.2 Region 3 1624 30 1.0 54.1 Region 4 475 12 1.0 39.6 1 Unit Sites 979 23 1.0 42.5 2 Unit Sites 2447 54 1.0 45.3 3 Unit Sites 500 10 0.9 50.0 BWR 1669 35 1.0 47.7 PWR 2257 52 1.0 43.4 Total All 3926 87 1.0 45.1 Regions 9/11/2018 2:22:01 PM Page 225 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.05 Revision History Date of Revision Description of Revision 09/30/2016 IP 71130.05, "Protective Strategy Evaluation and Performance Evaluation Program," has been revised to adjust the resource estimate to reflect the nominal number of inspection requirements as the target range for completion of this procedure as well as make minor administrative changes.

04/27/2015 IP 71130.05, "Protective Strategy Evaluation and Performance Evaluation Program," has been revised to address program applicability. Additionally, inspection requirement 05-02.07.f (the verification of target sets) was removed as it was redundant to the inspection activity being inspected in IP 71130.14.

Procedure completion and resource estimate were changed due to deletion of this inspection requirement. Minor administrative edits were made.

Summary of PIM Findings 2015 2016 2017 3 Year Total NCV Green 6 13 5 24 NCVIV Green 0 0 1 1 NCVIV N/A 0 1 0 1 Total 6 14 6 26 9/11/2018 2:22:01 PM Page 226 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.05 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 5 0 1 2 0 5 0 0 0 0 0 0 5 Region 2 4 0 0 4 0 4 0 0 0 0 0 0 1 Region 3 5 0 1 4 0 4 0 0 0 0 0 0 5 Region 4 12 0 5 5 0 12 0 0 0 0 0 0 9 1 Unit Sites 14 0 5 7 0 13 0 0 0 0 0 0 11 2 Unit Sites 11 0 2 7 0 11 0 0 0 0 0 0 9 3 Unit Sites 1 0 0 1 0 1 0 0 0 0 0 0 0 BWR 9 0 1 7 0 8 0 0 0 0 0 0 5 PWR 17 0 6 8 0 17 0 0 0 0 0 0 15 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 26 0 7 15 0 25 0 0 0 0 0 0 20 Percentage of All 100% 0% 27% 58% 0% 96% 0% 0% 0% 0% 0% 0% 77%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.05 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 4.5 1.6 2.7 Region 1 0.0 4.1 1.6 2.3 Region 2 2.7 2.9 3.5 2.9 Region 2 2.7 2.9 1.8 2.4 Region 3 0.0 9.4 4.4 5.7 Region 3 0.0 3.8 3.3 3.2 Region 4 5.7 9.6 9.5 8.2 Region 4 2.5 7.6 9.5 6.0 1 Unit Sites 4.1 7.8 2.9 5.5 1 Unit Sites 1.7 4.8 2.9 3.3 2 Unit Sites 1.9 5.0 4.1 3.6 2 Unit Sites 1.9 4.4 2.6 2.9 3 Unit Sites 3.7 0.0 5.8 4.6 3 Unit Sites 3.7 0.0 5.8 4.6 BWR 7.3 4.3 2.4 4.3 BWR 4.9 2.6 2.4 3.0 PWR 1.3 8.2 4.7 4.6 PWR 1.3 6.3 3.3 3.3 Total All Regions 2.9 6.6 3.8 4.5 Total All Regions 2.1 4.6 3.0 3.2 71130.05 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 228 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 342 6 1.5 57.0 736 16 1.8 46.0 642 12 1.7 53.5 Region 2 1132 20 1.8 56.6 344 8 1.6 43.0 567 14 1.8 40.5 Region 3 61 2 0.7 30.5 260 6 1.2 43.3 614 21 1.8 29.2 Region 4 393 12 1.5 32.8 395 12 1.7 32.9 210 6 1.5 35.0 1 Unit Sites 521 12 1.5 43.4 531 12 1.5 44.3 315 8 1.6 39.3 2 Unit Sites 1140 22 1.7 51.8 982 26 1.9 37.8 1371 37 1.9 37.0 3 Unit Sites 268 6 1.5 44.6 222 4 1.3 55.4 347 8 1.6 43.4 BWR 411 9 1.3 45.6 784 17 1.7 46.1 820 23 1.8 35.7 PWR 1518 31 1.8 49.0 951 25 1.8 38.0 1213 30 1.9 40.4 Total All 1928 40 1.7 48.2 1735 42 1.8 41.3 2033 53 1.9 38.3 Regions 9/11/2018 2:22:01 PM Page 229 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 1720 34 1.9 50.6 Region 2 2043 42 1.9 48.6 Region 3 935 29 1.6 32.2 Region 4 998 30 1.8 33.3 1 Unit Sites 1366 32 1.7 42.7 2 Unit Sites 3493 85 1.9 41.1 3 Unit Sites 836 18 1.8 46.5 BWR 2015 49 1.7 41.1 PWR 3681 86 1.9 42.8 Total All 5695 135 1.8 42.2 Regions 9/11/2018 2:22:01 PM Page 230 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.06 Revision History Date of Revision Description of Revision 09/30/2016 IP 71130.06, "Protection of Safeguards Information," has been revised to adjust the resource estimate to reflect the nominal number of inspection requirements as the target range for completion of this procedure as well as make minor administrative changes.

04/20/2015 IP 71130.06, "Protection of Safeguards Information," has been revised to address the program applicability and minor administrative changes.

Summary of PIM Findings 2017 3 Year Total NOV White 1 1 Total 1 1 9/11/2018 2:22:01 PM Page 231 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.06 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 2 1 1 0 0 0 1 0 0 0 0 0 0 1 Region 3 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 4 0 0 0 0 0 0 0 0 0 0 0 0 0 1 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 2 Unit Sites 1 1 0 0 0 1 0 0 0 0 0 0 1 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 0 0 0 0 0 0 0 0 0 0 0 0 0 PWR 1 1 0 0 0 1 0 0 0 0 0 0 1 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 1 1 0 0 0 1 0 0 0 0 0 0 1 Percentage of All 100% 100% 0% 0% 0% 100% 0% 0% 0% 0% 0% 0% 100%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.06 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 0.0 0.0 0.0 Region 1 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 10.2 5.4 Region 2 0.0 0.0 10.2 5.4 Region 3 0.0 0.0 0.0 0.0 Region 3 0.0 0.0 0.0 0.0 Region 4 0.0 0.0 0.0 0.0 Region 4 0.0 0.0 0.0 0.0 1 Unit Sites 0.0 0.0 0.0 0.0 1 Unit Sites 0.0 0.0 0.0 0.0 2 Unit Sites 0.0 0.0 7.3 2.7 2 Unit Sites 0.0 0.0 7.3 2.7 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 0.0 0.0 0.0 0.0 BWR 0.0 0.0 0.0 0.0 PWR 0.0 0.0 6.9 2.2 PWR 0.0 0.0 6.9 2.2 Total All Regions 0.0 0.0 4.7 1.4 Total All Regions 0.0 0.0 4.7 1.4 71130.06 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 233 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 71 8 0.9 8.9 28 4 0.8 6.9 29 7 0.9 4.1 Region 2 59 6 0.9 9.9 26 4 1.0 6.6 98 8 0.9 12.3 Region 3 0 0 0.0 0.0 107 15 0.9 7.2 0 0 0.0 0.0 Region 4 191 12 0.9 15.9 13 0 0.0 0.0 87 12 1.0 7.3 1 Unit Sites 75 6 0.9 12.5 61 6 0.8 10.2 26 6 0.9 4.3 2 Unit Sites 230 18 0.9 12.8 103 14 0.9 7.4 171 18 1.0 9.5 3 Unit Sites 17 2 0.7 8.5 10 3 1.0 3.3 17 3 0.8 5.5 BWR 120 9 0.9 13.3 72 10 0.9 7.2 68 9 0.9 7.6 PWR 202 17 0.9 11.9 103 13 0.9 7.9 146 18 1.0 8.1 Total All 322 26 1.0 12.4 174 23 1.0 7.6 214 27 1.0 7.9 Regions 9/11/2018 2:22:01 PM Page 234 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 127 19 1.0 6.7 Region 2 184 18 1.0 10.2 Region 3 107 15 0.9 7.2 Region 4 291 24 1.0 12.1 1 Unit Sites 162 18 0.9 9.0 2 Unit Sites 504 50 1.0 10.1 3 Unit Sites 44 8 1.0 5.4 BWR 260 28 0.9 9.3 PWR 450 48 1.0 9.4 Total All 709 76 1.0 9.3 Regions 9/11/2018 2:22:01 PM Page 235 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.07 Revision History Date of Revision Description of Revision 09/30/2016 IP 71130.07, "Security Training," has been revised to adjust the resource estimate to reflect the nominal number of inspection requirements as the target range for completion of this procedure as well as make minor administrative changes.

04/27/2015 IP 71130.07, "Security Training," has been revised to address program applicability. Additionally, inspection requirements for Firearms Preemptive Authority, section 07-02.14.a,b,c. Procedure completion and resource estimate were changed to reflect new requirements. Minor administrative edits were made.

Summary of PIM Findings 2016 2017 3 Year Total NCV Green 3 1 4 Total 3 1 4 9/11/2018 2:22:01 PM Page 236 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.07 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 1 0 0 1 0 1 0 0 0 0 0 0 1 Region 2 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 3 1 0 1 0 0 1 0 0 0 0 0 0 1 Region 4 1 0 0 1 0 1 0 0 0 0 0 0 1 1 Unit Sites 3 0 1 2 0 3 0 0 0 0 0 0 3 2 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 1 0 1 0 0 1 0 0 0 0 0 0 1 PWR 2 0 0 2 0 2 0 0 0 0 0 0 2 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 3 0 1 2 0 3 0 0 0 0 0 0 3 Percentage of All 100% 0% 33% 67% 0% 100% 0% 0% 0% 0% 0% 0% 100%

Findings 9/11/2018 2:22:01 PM Page 237 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.07 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 3.2 0.0 1.4 Region 1 0.0 3.2 0.0 1.4 Region 2 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 3 0.0 0.0 4.5 2.1 Region 3 0.0 0.0 2.2 1.0 Region 4 0.0 2.7 0.0 2.7 Region 4 0.0 2.7 0.0 2.7 1 Unit Sites 0.0 5.5 3.2 2.9 1 Unit Sites 0.0 5.5 3.2 2.9 2 Unit Sites 0.0 0.0 1.8 0.6 2 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 0.0 0.0 4.8 1.8 BWR 0.0 0.0 2.4 0.9 PWR 0.0 2.9 0.0 1.3 PWR 0.0 2.9 0.0 1.3 Total All Regions 0.0 2.1 2.3 1.5 Total All Regions 0.0 2.1 1.2 1.1 71130.07 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 238 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 194 6 0.9 32.3 311 11 1.1 28.3 189 6 0.9 31.5 Region 2 145 6 1.0 24.1 260 10 0.9 26.0 224 7 0.9 31.9 Region 3 516 15 0.9 34.4 0 0 0.0 0.0 448 15 0.9 29.9 Region 4 0 0 0.0 0.0 371 12 1.0 30.9 4 0 0.0 0.0 1 Unit Sites 254 8 0.9 31.7 198 7 1.0 28.3 232 8 0.9 29.0 2 Unit Sites 481 16 1.0 30.1 611 22 1.0 27.8 531 17 0.9 31.3 3 Unit Sites 120 3 0.8 39.9 132 4 0.8 33.0 102 3 0.8 33.8 BWR 411 12 0.9 34.3 262 10 1.1 26.2 414 13 0.9 31.8 PWR 443 15 1.0 29.5 680 23 1.0 29.6 451 15 0.9 30.1 Total All 854 27 1.0 31.6 941 33 1.1 28.5 865 28 0.9 30.9 Regions 9/11/2018 2:22:01 PM Page 239 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 694 23 1.0 30.2 Region 2 628 23 1.0 27.3 Region 3 964 30 1.0 32.1 Region 4 375 12 0.9 31.3 1 Unit Sites 684 23 1.0 29.7 2 Unit Sites 1623 55 1.0 29.5 3 Unit Sites 353 10 0.9 35.3 BWR 1086 35 1.0 31.0 PWR 1574 53 1.0 29.7 Total All 2660 88 1.0 30.2 Regions 9/11/2018 2:22:01 PM Page 240 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.08 Revision History Date of Revision Description of Revision 09/30/2016 IP 71130.08, "Fitness-for-Duty (FFD) Program," has been revised to adjust the resource estimate to reflect the nominal number of inspection requirements as the target range for completion of this procedure as well as make minor administrative changes.

05/21/2015 IP 71130.08, "Fitness-for-Duty Program," has been revised to address language clarification for 10 CFR 26.139(d) and (e) requirements found in section 02.10 c.3. of this IP; program applicability and minor administrative changes.

Summary of PIM Findings 2015 2016 2017 3 Year Total FIN Green 2 0 0 2 NCV Green 0 0 5 5 NCVIV N/A 0 0 1 1 VIO N/A 0 1 0 1 Total 2 1 6 9 9/11/2018 2:22:01 PM Page 241 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.08 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 2 0 0 2 0 2 0 0 0 0 0 0 0 Region 2 1 0 0 0 0 1 0 0 0 0 0 0 1 Region 3 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 4 6 0 5 0 0 6 0 0 0 0 0 0 6 1 Unit Sites 3 0 1 1 0 3 0 0 0 0 0 0 2 2 Unit Sites 6 0 4 1 0 6 0 0 0 0 0 0 5 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 2 0 1 1 0 2 0 0 0 0 0 0 1 PWR 7 0 4 1 0 7 0 0 0 0 0 0 6 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 9 0 5 2 0 9 0 0 0 0 0 0 7 Percentage of All 100% 0% 56% 22% 0% 100% 0% 0% 0% 0% 0% 0% 78%

Findings 9/11/2018 2:22:01 PM Page 242 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.08 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 9.2 0.0 0.0 3.9 Region 1 9.2 0.0 0.0 3.9 Region 2 0.0 20.8 0.0 3.3 Region 2 0.0 20.8 0.0 3.3 Region 3 0.0 0.0 0.0 0.0 Region 3 0.0 0.0 0.0 0.0 Region 4 0.0 0.0 15.1 15.1 Region 4 0.0 0.0 13.4 13.4 1 Unit Sites 8.3 0.0 7.8 7.3 1 Unit Sites 8.3 0.0 7.8 7.3 2 Unit Sites 4.7 7.7 6.2 6.0 2 Unit Sites 4.7 7.7 2.1 3.6 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 8.2 0.0 2.7 3.6 BWR 8.2 0.0 2.7 3.6 PWR 4.7 9.2 8.5 7.8 PWR 4.7 9.2 5.5 5.8 Total All Regions 6.0 5.5 6.5 6.3 Total All Regions 6.0 5.5 4.4 4.9 71130.08 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 243 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 218 8 0.9 27.3 133 4 0.8 33.1 162 7 0.9 23.1 Region 2 116 6 0.9 19.3 48 4 0.8 12.0 140 8 1.0 17.4 Region 3 0 0 0.0 0.0 0 0 0.0 0.0 309 15 0.9 20.6 Region 4 0 0 0.0 0.0 0 0 0.0 0.0 298 12 1.1 24.8 1 Unit Sites 43 2 0.7 21.6 26 1 0.5 25.5 222 11 1.2 20.1 2 Unit Sites 259 11 0.9 23.5 109 5 0.8 21.8 598 27 1.0 22.1 3 Unit Sites 32 1 0.5 32.0 46 2 0.7 23.0 89 4 0.8 22.3 BWR 122 5 0.8 24.5 72 2 0.7 36.0 367 17 0.9 21.6 PWR 212 9 0.9 23.6 109 6 0.9 18.1 542 25 1.1 21.7 Total All 334 14 0.9 23.9 181 8 0.9 22.6 909 42 1.1 21.6 Regions 9/11/2018 2:22:01 PM Page 244 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 513 19 1.0 27.0 Region 2 304 18 1.0 16.9 Region 3 309 15 0.9 20.6 Region 4 298 12 1.1 24.8 1 Unit Sites 290 14 1.2 20.7 2 Unit Sites 966 43 1.0 22.5 3 Unit Sites 167 7 0.9 23.9 BWR 561 24 0.9 23.4 PWR 863 40 1.0 21.6 Total All 1423 64 1.0 22.2 Regions 9/11/2018 2:22:01 PM Page 245 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.11 Revision History Date of Revision Description of Revision Summary of PIM Findings 2015 2016 3 Year Total NCV Green 1 5 6 NCVIV N/A 1 0 1 Total 2 5 7 9/11/2018 2:22:01 PM Page 246 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.11 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 1 0 0 1 0 1 0 0 0 0 0 0 1 Region 2 2 0 1 0 0 2 0 0 0 0 0 0 0 Region 3 2 0 0 1 0 2 0 0 0 0 0 0 2 Region 4 2 0 0 1 0 1 0 0 0 0 0 0 2 1 Unit Sites 4 0 0 2 0 3 0 0 0 0 0 0 3 2 Unit Sites 3 0 1 1 0 3 0 0 0 0 0 0 2 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 2 0 0 2 0 1 0 0 0 0 0 0 2 PWR 5 0 1 1 0 5 0 0 0 0 0 0 3 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 7 0 1 3 0 6 0 0 0 0 0 0 5 Percentage of All 100% 0% 14% 43% 0% 86% 0% 0% 0% 0% 0% 0% 71%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.11 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 6.0 0.0 2.6 Region 1 0.0 6.0 0.0 2.6 Region 2 24.0 0.0 0.0 9.0 Region 2 24.0 0.0 0.0 9.0 Region 3 0.0 20.4 0.0 9.8 Region 3 0.0 20.4 0.0 9.8 Region 4 0.0 25.0 0.0 12.2 Region 4 0.0 12.5 0.0 6.1 1 Unit Sites 6.3 14.5 0.0 9.0 1 Unit Sites 6.3 9.7 0.0 6.7 2 Unit Sites 6.6 12.7 0.0 6.2 2 Unit Sites 6.6 12.7 0.0 6.2 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 0.0 9.0 0.0 4.8 BWR 0.0 4.5 0.0 2.4 PWR 10.4 16.2 0.0 8.9 PWR 10.4 16.2 0.0 8.9 Total All Regions 6.4 12.3 0.0 7.2 Total All Regions 6.4 9.9 0.0 6.2 71130.11 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 248 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 122 75 15.0 1.6 166 105 17.5 1.6 97 75 15.0 1.3 Region 2 83 105 13.1 0.8 62 74 12.3 0.8 78 90 12.9 0.9 Region 3 57 75 15.0 0.8 98 90 15.0 1.1 49 60 12.0 0.8 Region 4 48 30 10.0 1.6 80 75 12.5 1.1 36 60 12.0 0.6 1 Unit Sites 112 105 15.0 1.1 58 60 12.0 1.0 80 60 12.0 1.3 2 Unit Sites 198 180 15.0 1.1 282 224 16.0 1.3 126 180 15.0 0.7 3 Unit Sites 0 0 0.0 0.0 67 60 15.0 1.1 54 45 11.3 1.2 BWR 119 90 12.9 1.3 221 164 16.4 1.3 76 90 12.9 0.8 PWR 192 195 16.3 1.0 185 180 15.0 1.0 183 195 15.0 0.9 Total All 310 285 15.8 1.1 406 344 16.4 1.2 259 285 15.0 0.9 Regions 9/11/2018 2:22:01 PM Page 249 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 384 255 18.2 1.5 Region 2 223 269 14.2 0.8 Region 3 205 225 16.1 0.9 Region 4 164 165 13.8 1.0 1 Unit Sites 250 225 15.0 1.1 2 Unit Sites 606 584 16.2 1.0 3 Unit Sites 120 105 15.0 1.1 BWR 416 344 15.0 1.2 PWR 559 570 15.8 1.0 Total All 975 914 15.8 1.1 Regions 9/11/2018 2:22:01 PM Page 250 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.14 Revision History Date of Revision Description of Revision 09/12/2017 IP 71130.14, "Review of Power Reactor Target Sets," has been revised to add background and guidance on target sets related to cyber critical digital assets.

09/30/2016 IP 71130.14, "Review of Power Reactor Target Sets," has been revised to adjust the resource estimate to reflect the nominal number of inspection requirements as the target range for completion of this procedure as well as make minor administrative changes.

04/20/2015 IP 71130.14, "Review of Reactor Target Sets," has been revised to address the program applicability and minor administrative changes.

Summary of PIM Findings 2015 2016 3 Year Total NCV Green 5 10 15 Total 5 10 15 9/11/2018 2:22:01 PM Page 251 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.14 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 2 7 0 0 6 0 7 0 0 0 0 0 0 2 Region 3 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 4 8 0 2 6 0 8 0 0 0 0 0 0 8 1 Unit Sites 9 0 2 7 0 9 0 0 0 0 0 0 7 2 Unit Sites 4 0 0 3 0 4 0 0 0 0 0 0 2 3 Unit Sites 2 0 0 2 0 2 0 0 0 0 0 0 1 BWR 8 0 2 5 0 8 0 0 0 0 0 0 6 PWR 7 0 0 7 0 7 0 0 0 0 0 0 4 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 15 0 2 12 0 15 0 0 0 0 0 0 10 Percentage of All 100% 0% 13% 80% 0% 100% 0% 0% 0% 0% 0% 0% 67%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71130.14 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 0.0 0.0 0.0 0.0 Region 1 0.0 0.0 0.0 0.0 Region 2 18.7 15.9 0.0 13.5 Region 2 18.7 15.9 0.0 13.5 Region 3 0.0 0.0 28.2 6.6 Region 3 0.0 0.0 0.0 0.0 Region 4 57.1 27.5 0.0 30.7 Region 4 33.9 25.6 0.0 23.6 1 Unit Sites 10.4 23.2 11.5 17.2 1 Unit Sites 10.4 19.4 0.0 12.4 2 Unit Sites 23.6 10.0 0.0 12.9 2 Unit Sites 14.0 10.0 0.0 8.7 3 Unit Sites 23.8 44.4 0.0 31.0 3 Unit Sites 23.8 44.4 0.0 31.0 BWR 12.2 24.1 14.2 18.7 BWR 12.2 19.7 0.0 12.9 PWR 21.5 14.5 0.0 14.1 PWR 14.0 14.5 0.0 10.8 Total All Regions 18.4 19.0 4.0 15.8 Total All Regions 13.4 16.3 0.0 11.5 71130.14 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 253 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 70 55 9.2 1.3 72 88 9.8 0.8 61 6 0.9 10.1 Region 2 268 79 8.8 3.4 126 83 10.4 1.5 125 24 3.4 5.2 Region 3 81 66 11.0 1.2 36 44 8.8 0.8 36 6 1.0 5.9 Region 4 30 16 5.3 1.8 195 111 11.1 1.8 30 0 0.0 0.0 1 Unit Sites 92 42 8.4 2.2 117 99 9.9 1.2 67 4 0.7 16.8 2 Unit Sites 293 153 10.2 1.9 268 184 11.5 1.5 171 31 2.4 5.5 3 Unit Sites 63 21 7.0 3.0 45 43 8.6 1.0 13 1 0.5 12.5 BWR 164 72 9.0 2.3 153 109 10.9 1.4 71 8 0.9 8.8 PWR 285 144 10.3 2.0 277 217 10.9 1.3 180 28 2.5 6.4 Total All 449 216 10.3 2.1 429 326 11.2 1.3 251 36 1.9 7.0 Regions 9/11/2018 2:22:01 PM Page 254 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 203 149 7.5 1.4 Region 2 519 186 8.5 2.8 Region 3 153 116 7.7 1.3 Region 4 255 127 9.8 2.0 1 Unit Sites 276 145 7.6 1.9 2 Unit Sites 733 368 8.8 2.0 3 Unit Sites 120 65 8.1 1.8 BWR 387 189 7.3 2.0 PWR 742 389 8.8 1.9 Total All 1128 578 8.4 2.0 Regions 9/11/2018 2:22:01 PM Page 255 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71151 Revision History Date of Revision Description of Revision 05/03/2017 IP 71151, "Performance Indicator Verification," has been revised to correct typographical errors. No other changes were made.

12/08/2016 IP 71151, "Performance Indicator Verification," has been revised to reduce the annual resource estimate by half, per Commission direction in SRM SECY 009, and clarifications for requirements made per OIG Audit 16-A-12 and the inspection report initiative.

Summary of PIM Findings 2015 2016 3 Year Total FIN Green 1 0 1 NCV Green 1 1 2 NCVIV N/A 0 1 1 NOV N/A 1 0 1 Total 3 2 5 9/11/2018 2:22:01 PM Page 256 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71151 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 2 0 0 1 0 1 0 0 1 0 0 0 0 Region 2 0 0 0 0 0 0 0 0 0 0 0 0 0 Region 3 2 0 0 1 0 1 1 1 0 0 0 0 0 Region 4 1 0 0 0 0 1 1 0 0 0 0 0 0 1 Unit Sites 1 0 0 0 0 0 1 0 0 0 0 0 0 2 Unit Sites 4 0 0 2 0 3 1 1 1 0 0 0 0 3 Unit Sites 0 0 0 0 0 0 0 0 0 0 0 0 0 BWR 2 0 0 1 0 0 1 0 1 0 0 0 0 PWR 3 0 0 1 0 3 1 1 0 0 0 0 0 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 5 0 0 2 0 3 2 1 1 0 0 0 0 Percentage of All 100% 0% 0% 40% 0% 60% 40% 20% 20% 0% 0% 0% 0%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71151 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 1.8 1.5 2.2 1.8 Region 1 0.0 1.5 0.0 0.6 Region 2 0.0 0.0 0.0 0.0 Region 2 0.0 0.0 0.0 0.0 Region 3 4.5 1.4 0.0 2.1 Region 3 4.5 0.0 0.0 1.6 Region 4 1.8 0.0 2.2 1.3 Region 4 1.8 0.0 0.0 0.6 1 Unit Sites 1.0 1.0 2.5 1.4 1 Unit Sites 1.0 0.0 0.0 0.4 2 Unit Sites 2.7 0.6 0.0 1.1 2 Unit Sites 2.0 0.6 0.0 0.9 3 Unit Sites 0.0 0.0 0.0 0.0 3 Unit Sites 0.0 0.0 0.0 0.0 BWR 1.9 1.0 2.4 1.7 BWR 1.0 0.0 0.0 0.3 PWR 1.9 0.6 0.0 0.9 PWR 1.9 0.6 0.0 0.9 Total All Regions 1.9 0.7 0.9 1.2 Total All Regions 1.5 0.4 0.0 0.7 71151 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 258 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 552 374 22.0 1.5 672 368 21.6 1.8 464 371 21.8 1.3 Region 2 820 455 25.3 1.8 854 454 25.2 1.9 778 458 25.4 1.7 Region 3 672 343 21.4 2.0 727 357 22.3 2.0 514 344 21.5 1.5 Region 4 560 270 20.8 2.1 528 272 20.9 1.9 459 284 21.8 1.6 1 Unit Sites 556 255 15.9 2.2 665 255 15.9 2.6 442 258 16.1 1.7 2 Unit Sites 1749 958 24.6 1.8 1736 964 24.7 1.8 1498 969 24.8 1.5 3 Unit Sites 299 229 28.6 1.3 380 232 29.0 1.6 275 230 28.8 1.2 BWR 1036 512 21.3 2.0 1035 514 21.4 2.0 833 516 21.5 1.6 PWR 1567 930 24.5 1.7 1746 937 24.7 1.9 1381 941 24.8 1.5 Total All 2603 1442 23.6 1.8 2781 1451 23.8 1.9 2214 1457 23.9 1.5 Regions 9/11/2018 2:22:01 PM Page 259 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 1688 1113 22.7 1.5 Region 2 2452 1367 26.3 1.8 Region 3 1912 1044 22.7 1.8 Region 4 1546 826 22.3 1.9 1 Unit Sites 1663 768 16.7 2.2 2 Unit Sites 4982 2891 25.1 1.7 3 Unit Sites 953 691 31.4 1.4 BWR 2904 1542 21.7 1.9 PWR 4694 2808 24.8 1.7 Total All 7598 4350 23.8 1.7 Regions 9/11/2018 2:22:01 PM Page 260 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71152 Revision History Date of Revision Description of Revision 02/26/2015 IP 71152, "Problem Identification and Resolution," has been revised to relocate Operator Work-around inspection requirement to IP 71111.15; enhanced alignment of 71152-01 INSPECTION OBJECTIVES with IMC 0308 Att. 2 Fig. 37; enhanced IP organization; aligned language to updated IMC 0310 nomenclature; enhanced communications with the NRC Vendor Inspection Center of Expertise for vendor or supplier deficiencies; updated references to external IP's and IMC's and eliminated reference to retired RIS 2005-20; eliminated use of undefined terminology; and enhanced integration of OpE Smart Samples into inspection sample population. This revision addresses, or partially addressed, FBF's 71152-1787, -1836, -1946, -1964, -2012, -2013, and -2022.

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 2015 2016 2017 3 Year Total AV N/A 0 0 2 2 AV Preliminary White 0 0 1 1 AV White 0 1 0 1 FIN Green 8 12 10 30 NCV Green 68 60 64 192 NCV N/A 0 2 0 2 NCVIV Green 4 1 0 5 NCVIV N/A 3 3 2 8 NOV Green 0 0 1 1 NOV N/A 1 1 0 2 NOV White 0 0 3 3 VIO Green 2 2 0 4 VIO N/A 3 1 0 4 VIO White 1 1 0 2 Total 90 84 83 257 9/11/2018 2:22:01 PM Page 262 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71152 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 61 3 25 26 0 42 7 28 9 3 1 1 11 Region 2 51 0 12 26 0 42 6 32 4 0 0 0 0 Region 3 79 3 20 31 0 51 15 53 3 1 1 0 2 Region 4 64 2 8 37 1 37 19 38 4 1 0 1 0 1 Unit Sites 109 7 33 50 1 73 24 58 12 0 1 0 8 2 Unit Sites 136 1 30 65 0 92 21 87 8 5 1 2 5 3 Unit Sites 10 0 2 5 0 7 2 6 0 0 0 0 0 BWR 108 5 32 53 0 65 22 58 12 1 1 0 8 PWR 147 3 33 67 1 107 25 93 8 4 1 2 5 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 255 8 65 120 1 172 47 151 20 5 2 2 13 Percentage of All 100% 3% 25% 47% 0% 67% 18% 59% 8% 2% 1% 1% 5%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71152 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 3.1 3.4 3.0 3.2 Region 1 1.9 2.8 1.4 2.1 Region 2 3.4 3.8 3.3 3.5 Region 2 2.6 3.2 2.0 2.6 Region 3 6.6 4.5 6.1 5.7 Region 3 3.2 2.7 2.6 2.8 Region 4 6.3 5.5 5.9 5.9 Region 4 3.1 3.0 3.2 3.1 1 Unit Sites 5.1 4.8 4.9 4.9 1 Unit Sites 2.8 3.5 2.6 3.0 2 Unit Sites 4.4 3.8 4.4 4.2 2 Unit Sites 2.6 2.6 2.0 2.4 3 Unit Sites 2.7 2.8 1.4 2.3 3 Unit Sites 2.1 2.8 0.7 1.9 BWR 4.7 4.8 4.6 4.7 BWR 2.3 3.2 2.7 2.8 PWR 4.4 3.7 4.2 4.1 PWR 2.8 2.7 1.8 2.4 Total All Regions 4.5 4.1 4.3 4.3 Total All Regions 2.6 2.9 2.2 2.6 71152 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 264 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 6370 138 8.1 46.2 7383 137 8.1 53.9 6564 144 8.5 45.6 Region 2 5736 132 7.3 43.5 5322 119 6.6 44.7 5449 136 7.6 40.1 Region 3 4388 104 6.5 42.2 4905 107 6.7 45.8 4632 104 6.5 44.5 Region 4 3518 86 6.6 40.9 3654 94 7.2 38.9 3702 88 6.8 42.1 1 Unit Sites 4607 114 7.1 40.4 4696 110 6.9 42.7 4684 119 7.4 39.4 2 Unit Sites 11801 287 7.4 41.1 12923 290 7.4 44.6 12322 296 7.6 41.6 3 Unit Sites 3604 59 7.4 61.1 3644 57 7.1 63.9 3342 57 7.1 58.6 BWR 7684 178 7.4 43.2 8403 182 7.6 46.2 7817 187 7.8 41.8 PWR 12328 282 7.4 43.7 12860 275 7.2 46.8 12531 285 7.5 44.0 Total All 20012 460 7.5 43.5 21263 457 7.5 46.5 20347 472 7.7 43.1 Regions 9/11/2018 2:22:01 PM Page 265 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 20316 419 8.6 48.5 Region 2 16507 387 7.4 42.7 Region 3 13925 315 6.8 44.2 Region 4 10874 268 7.2 40.6 1 Unit Sites 13987 343 7.5 40.8 2 Unit Sites 37045 873 7.6 42.4 3 Unit Sites 10590 173 7.9 61.2 BWR 23904 547 7.7 43.7 PWR 37718 842 7.5 44.8 Total All 61622 1389 7.6 44.4 Regions 9/11/2018 2:22:01 PM Page 266 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71152B Revision History Date of Revision Description of Revision 02/26/2015 For the biennial portion of IP 71152. Separate sample sizes/hours, etc.

Summary of PIM Findings 2015 2016 2017 3 Year Total AV N/A 0 0 1 1 FIN Green 5 2 3 10 FIN N/A 4 0 0 4 NCV Green 41 21 20 82 NCVIV Green 0 1 1 2 NCVIV N/A 3 0 3 6 NOV N/A 1 0 0 1 NOVIV Green 0 0 1 1 VIO Green 3 0 0 3 VIO N/A 0 1 0 1 Total 57 25 29 111 9/11/2018 2:22:01 PM Page 267 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71152B PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 32 0 16 9 0 27 5 14 4 2 0 0 1 Region 2 17 0 5 2 0 17 0 9 0 1 0 0 0 Region 3 18 0 10 4 0 17 1 13 3 0 0 0 1 Region 4 42 0 14 21 0 38 5 30 2 0 1 0 2 1 Unit Sites 55 0 26 17 0 51 6 33 4 3 1 0 1 2 Unit Sites 53 0 19 18 0 47 5 32 5 0 0 0 3 3 Unit Sites 1 0 0 1 0 1 0 1 0 0 0 0 0 BWR 59 0 27 19 0 54 8 35 6 2 1 0 2 PWR 50 0 18 17 0 45 3 31 3 1 0 0 2 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 109 0 45 36 0 99 11 66 9 3 1 0 4 Percentage of All 100% 0% 41% 33% 0% 91% 10% 61% 8% 3% 1% 0% 4%

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U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71152B Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 4.5 2.5 1.9 3.1 Region 1 3.9 1.7 0.8 2.1 Region 2 1.6 2.8 1.8 2.1 Region 2 1.2 2.4 1.2 1.6 Region 3 2.9 2.9 2.8 2.8 Region 3 2.5 2.4 2.7 2.5 Region 4 3.8 2.6 3.4 3.4 Region 4 3.8 1.1 3.3 2.7 1 Unit Sites 4.5 2.3 2.8 3.3 1 Unit Sites 4.3 1.8 2.3 2.7 2 Unit Sites 2.7 3.0 2.4 2.7 2 Unit Sites 2.0 2.0 1.6 1.9 3 Unit Sites 0.0 1.8 0.0 0.9 3 Unit Sites 0.0 1.8 0.0 0.9 BWR 4.1 2.7 2.8 3.3 BWR 3.7 2.3 2.0 2.7 PWR 2.7 2.7 2.2 2.6 PWR 1.9 1.8 1.7 1.8 Total All Regions 3.4 2.7 2.6 2.9 Total All Regions 2.7 1.9 1.8 2.2 71152B Hours & Samples Reported 9/11/2018 2:22:01 PM Page 269 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 2040 15 1.7 136.0 1733 15 1.9 115.6 2464 18 1.8 136.9 Region 2 2458 18 1.8 136.6 2079 16 1.8 129.9 2410 18 1.8 133.9 Region 3 2021 10 1.0 202.1 1668 7 0.9 238.3 2254 10 1.0 225.4 Region 4 1565 11 1.6 142.3 1777 12 1.5 148.1 1538 12 1.7 128.1 1 Unit Sites 1119 7 1.2 159.8 2356 16 1.6 147.2 1717 9 1.1 190.8 2 Unit Sites 6248 41 1.6 152.4 3791 27 1.6 140.4 6168 43 1.8 143.4 3 Unit Sites 717 6 1.5 119.5 1110 7 1.4 158.6 780 6 1.5 130.0 BWR 3798 24 1.5 158.2 1760 12 1.5 146.6 4542 30 1.8 151.4 PWR 4286 30 1.7 142.9 5497 38 1.7 144.7 4123 28 1.6 147.3 Total All 8084 54 1.6 149.7 7257 50 1.7 145.1 8665 58 1.7 149.4 Regions 9/11/2018 2:22:01 PM Page 270 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 6237 48 1.9 129.9 Region 2 6947 52 1.9 133.6 Region 3 5942 27 1.0 220.1 Region 4 4879 35 1.8 139.4 1 Unit Sites 5191 32 1.5 162.2 2 Unit Sites 16207 111 1.7 146.0 3 Unit Sites 2608 19 1.7 137.2 BWR 10099 66 1.7 153.0 PWR 13907 96 1.7 144.9 Total All 24006 162 1.7 148.2 Regions 9/11/2018 2:22:01 PM Page 271 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71153 Revision History Date of Revision Description of Revision 12/17/2015 IP 71153, "Follow-up of Events and Notices of Enforcement Discretion," has been revised to change outdated references.

Summary of PIM Findings 2015 2016 2017 3 Year Total AV N/A 0 0 1 1 AV White 0 1 0 1 EDG N/A 0 0 1 1 FIN Green 15 19 12 46 FIN N/A 0 1 0 1 FIN White 0 1 0 1 NCV Green 49 58 63 170 NCVIV Green 1 1 1 3 NCVIV N/A 10 5 3 18 NOV N/A 1 4 2 7 NOV White 0 0 1 1 NOVIV N/A 0 0 1 1 VIO White 2 1 0 3 Total 78 91 85 254 9/11/2018 2:22:01 PM Page 272 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71153 PIM Findings Breakdown All > Green PIR HP SCWE Inspector Initiating Mitigating Barrier Emergency Occupational Public Security Findings or Identified Events Systems Integrity Preparedness Radiation Radiation

> SL-IV Safety Safety Region 1 78 0 9 50 0 34 32 23 15 1 1 1 0 Region 2 69 1 11 35 1 37 20 34 4 0 0 0 0 Region 3 51 3 10 26 0 15 17 23 7 0 0 0 1 Region 4 53 2 4 29 0 22 17 27 6 0 0 0 0 1 Unit Sites 112 2 14 64 0 40 38 45 19 0 1 0 0 2 Unit Sites 121 4 16 66 1 61 44 50 12 1 0 1 1 3 Unit Sites 18 0 4 10 0 7 4 12 1 0 0 0 0 BWR 126 3 16 73 0 47 43 45 24 1 1 1 0 PWR 125 3 18 67 1 61 43 62 8 0 0 0 1 Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 Associated SIT/AIT Total All Regions 251 6 34 140 1 108 86 107 32 1 1 1 1 Percentage of All 100% 2% 14% 56% 0% 43% 34% 43% 13% 0% 0% 0% 0%

Findings 9/11/2018 2:22:01 PM Page 273 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 71153 Findings per 1000 Inspection Inspector Identified Findings per 1000 Inspection Hours Hours Findings / Findings / Findings / 3 Year Findings / Findings / Findings / 3 Year 1000 hrs 1000 hrs 1000 hrs Findings 1000 hrs 1000 hrs 1000 hrs Findings (2015) (2016) (2017) /1000 hrs (2015) (2016) (2017) /1000 hrs Region 1 20.2 20.0 9.4 14.7 Region 1 12.3 6.8 5.2 7.9 Region 2 11.5 21.3 22.3 17.6 Region 2 6.8 12.2 6.3 8.3 Region 3 19.7 21.5 18.3 19.8 Region 3 5.0 5.5 3.8 4.8 Region 4 20.1 15.3 26.8 20.3 Region 4 12.3 8.2 7.5 9.4 1 Unit Sites 19.2 19.5 12.9 16.1 1 Unit Sites 7.7 5.5 5.9 6.3 2 Unit Sites 17.1 18.9 19.4 18.3 2 Unit Sites 9.8 9.3 4.7 8.3 3 Unit Sites 11.0 29.6 34.3 20.6 3 Unit Sites 7.6 17.1 10.6 11.0 BWR 19.9 21.3 14.1 17.3 BWR 8.1 9.5 5.5 7.6 PWR 15.3 18.7 19.8 17.6 PWR 9.4 7.3 5.8 7.8 Total All Regions 17.0 19.8 15.8 17.5 Total All Regions 8.9 8.2 5.6 7.7 71153 Hours & Samples Reported 9/11/2018 2:22:01 PM Page 274 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 Calendar Year 2015 Calendar Year 2016 Calendar Year 2017 Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Reported Reported Average Hrs/Sample Hours Samples Normalized Hours Samples Normalized Hours Samples Normalized Samples Samples Samples Region 1 972 133 7.8 7.3 1329 194 12.1 6.9 970 111 6.5 8.7 Region 2 1465 98 5.4 14.9 981 112 6.2 8.8 789 119 6.6 6.6 Region 3 800 122 7.6 6.6 733 125 7.8 5.9 779 115 7.2 6.8 Region 4 813 76 5.8 10.7 852 79 6.1 10.8 665 61 4.7 10.9 1 Unit Sites 747 91 5.7 8.2 1030 127 8.5 8.1 1076 102 6.4 10.5 2 Unit Sites 2552 271 6.9 9.4 2067 307 7.9 6.7 1763 260 6.7 6.8 3 Unit Sites 751 67 8.4 11.2 798 76 9.5 10.5 364 44 5.5 8.3 BWR 1608 206 8.6 7.8 1574 262 10.9 6.0 1828 214 8.9 8.5 PWR 2442 223 5.9 10.9 2321 248 6.7 9.4 1375 192 5.1 7.2 Total All 4049 429 7.0 9.4 3895 510 8.5 7.6 3203 406 6.7 7.9 Regions 9/11/2018 2:22:01 PM Page 275 of 276

U.S. Nuclear Regulatory Commission IP 28 Inspection Procedure Analysis 01/01/2015 through 12/31/2017 3 Year Reported Reported Average Hrs/Sample Hours Samples Normalized Samples Region 1 3271 438 9.1 7.5 Region 2 3235 329 6.3 9.8 Region 3 2312 362 7.9 6.4 Region 4 2330 216 5.8 10.8 1 Unit Sites 2853 320 7.1 8.9 2 Unit Sites 6382 838 7.3 7.6 3 Unit Sites 1913 187 8.5 10.2 BWR 5010 682 9.6 7.3 PWR 6137 663 5.9 9.3 Total All 11147 1345 7.4 8.3 Regions 9/11/2018 2:22:01 PM Page 276 of 276

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ML18351A130: Difference between revisions

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