RA-18-0079, Application to Revise Technical Specifications to Adopt TSTF-439, Eliminate Second Completion Times Limiting Time from Discovery of Failure to Meet an LCO: Difference between revisions

From kanterella
Jump to navigation Jump to search
(Created page by program invented by StriderTol)
(Created page by program invented by StriderTol)
Line 18: Line 18:


=Text=
=Text=
{{#Wiki_filter:*****
{{#Wiki_filter:                                                                                        :LOOLDP5*LGHRQ 9LFH3UHVLGHQW
                                                                                      %UXQVZLFN1XFOHDU3ODQW 32%R[
6RXWKSRUW1&
R
$XJXVW                  
6HULDO5$                                                                &)5
861XFOHDU5HJXODWRU\&RPPLVVLRQ
$771'RFXPHQW&RQWURO'HVN
:DVKLQJWRQ'&
6XEMHFW      %UXQVZLFN6WHDP(OHFWULF3ODQW8QLW1RVDQG
5HQHZHG)DFLOLW\2SHUDWLQJ/LFHQVH1RV'35DQG'35
                'RFNHW1RVDQG
                $SSOLFDWLRQWR5HYLVH7HFKQLFDO6SHFLILFDWLRQVWR$GRSW767)(OLPLQDWH
6HFRQG&RPSOHWLRQ7LPHV/LPLWLQJ7LPH)URP'LVFRYHU\RI)DLOXUH7R0HHWDQ
                /&2'
/DGLHVDQG*HQWOHPHQ
3XUVXDQWWR&)5'XNH(QHUJ\3URJUHVV//& 'XNH(QHUJ\ LVVXEPLWWLQJDUHTXHVW
IRUDQDPHQGPHQWWRWKH7HFKQLFDO6SHFLILFDWLRQV 76 IRUWKH%UXQVZLFN6WHDP(OHFWULF3ODQW
  %6(3 8QLW1RVDQG
7KHSURSRVHGFKDQJHFRQVLVWHQWZLWKSUHYLRXVO\15&DSSURYHG7HFKQLFDO6SHFLILFDWLRQ7DVN
)RUFH7UDYHOHU 767) GHOHWHVVHFRQG&RPSOHWLRQ7LPHVIURPWKHDIIHFWHG5HTXLUHG
$FWLRQVFRQWDLQHGLQ76DORQJZLWKUHPRYLQJWKHH[DPSOHFRQWDLQHGLQ766HFWLRQDQG
DGGLQJDGLVFXVVLRQDERXWDOWHUQDWLQJEHWZHHQ&RQGLWLRQV
$GGLWLRQDOO\WKHSURSRVHG/$5ZLOOPDNHDQDGPLQLVWUDWLYHUHYLVLRQWR76E\UHPRYLQJDQ
REVROHWHQRWHDVVRFLDWHGZLWK&RQGLWLRQ'DQG6XUYHLOODQFH5HTXLUHPHQWV
DQG
7KH(QFORVXUHSURYLGHVDGHVFULSWLRQDQGDVVHVVPHQWRIWKHSURSRVHGFKDQJHV7KHH[LVWLQJ
76SDJHVIRU8QLWVDQGPDUNHGWRVKRZWKHSURSRVHGFKDQJHVDUHLQFOXGHGDV$WWDFKPHQW
DQGRIWKH(QFORVXUHUHVSHFWLYHO\7KHUHYLVHG LHW\SHG 76SDJHVDUHLQFOXGHGDV
$WWDFKPHQWDQGIRU8QLWDQGUHVSHFWLYHO\$WWDFKPHQWSURYLGHVWKHH[LVWLQJ8QLW76
%DVHVSDJHVPDUNHGWRVKRZWKHSURSRVHGFKDQJHVIRULQIRUPDWLRQRQO\
$SSURYDORIWKHSURSRVHGDPHQGPHQWLVUHTXHVWHGRQH\HDUIURPFRPSOHWLRQRIWKH15&
DFFHSWDQFHUHYLHZ2QFHDSSURYHGWKHDPHQGPHQWVKDOOEHLPSOHPHQWHGZLWKLQGD\V,Q
DFFRUGDQFHZLWK&)5'XNH(QHUJ\LVSURYLGLQJDFRS\RIWKHSURSRVHGOLFHQVH
DPHQGPHQWWRWKHGHVLJQDWHGUHSUHVHQWDWLYHIRUWKH6WDWHRI1RUWK&DUROLQD
7KLVGRFXPHQWFRQWDLQVQRUHJXODWRU\FRPPLWPHQWV
3OHDVHUHIHUDQ\TXHVWLRQVUHJDUGLQJWKLVVXEPLWWDOWR0U/HH*U]HFN0DQDJHU5HJXODWRU\
$IIDLUVDW  


Completion Times 1.3 Brunswick Unit 1 1.3-3 Amendment No. 281 1.3  Completion Times DESCRIPTION The above Completion Time extension does not apply to those  (continued) Specifications that have exceptions that allow completely separate re-entry into the Condition (for each division, subsystem, component or
861XFOHDU5HJXODWRU\&RPPLVVLRQ
3DJHRI

FF ZLWK(QFORVXUH 
861XFOHDU5HJXODWRU\&RPPLVVLRQ5HJLRQ,,
    $7710V&DWKHULQH+DQH\5HJLRQDO$GPLQLVWUDWRU
    3HDFKWUHH&HQWHU$YH1(6XLWH
    $WODQWD*$
861XFOHDU5HJXODWRU\&RPPLVVLRQ
    $7710U'HQQLV-*DOYLQ 0DLO6WRS2:)1%$ 
    5RFNYLOOH3LNH
5RFNYLOOH0'
861XFOHDU5HJXODWRU\&RPPLVVLRQ
    $7710U*DOH6PLWK15&6HQLRU5HVLGHQW,QVSHFWRU
    5LYHU5RDG
6RXWKSRUW1&
    &KDLU1RUWK&DUROLQD8WLOLWLHV&RPPLVVLRQ (OHFWURQLF&RS\2QO\ 
    0DLO6HUYLFH&HQWHU
5DOHLJK1&
VZDWVRQ#QFXFQHW
0U:/HH&R[,,,6HFWLRQ&KLHI (OHFWURQLF&RS\2QO\ 
5DGLDWLRQ3URWHFWLRQ6HFWLRQ
1RUWK&DUROLQD'HSDUWPHQWRI+HDOWKDQG+XPDQ6HUYLFHV
    0DLO6HUYLFH&HQWHU
5DOHLJK1&
OHHFR[#GKKVQFJRY


variable expressed in the Condition) and separate tracking of Completion
5$
(QFORVXUH
3DJHRI

'HVFULSWLRQDQG$VVHVVPHQWRIWKH3URSRVHG&KDQJH
6XEMHFW    $SSOLFDWLRQWR5HYLVH7HFKQLFDO6SHFLILFDWLRQVWR$GRSW767)(OLPLQDWH
6HFRQG&RPSOHWLRQ7LPHV/LPLWLQJ7LPH)URP'LVFRYHU\RI)DLOXUH7R0HHWDQ
            /&2'
  6800$5<'(6&5,37,21
  '(7$,/(''(6&5,37,21
        'HVFULSWLRQRI3URSRVHG&KDQJH
        'HVFULSWLRQRI9DULDQFHV
        $GPLQLVWUDWLYH&KDQJHV

  7(&+1,&$/(9$/8$7,21
  5(*8/$725<(9$/8$7,21
        $SSOLFDEOH5HJXODWRU\5HTXLUHPHQWV&ULWHULD
        1R6LJQLILFDQW+D]DUGV&RQVLGHUDWLRQ'HWHUPLQDWLRQ$QDO\VLV
        &RQFOXVLRQV
  (19,5210(17$/&216,'(5$7,21
  5()(5(1&(6
$77$&+0(176
        3URSRVHG7HFKQLFDO6SHFLILFDWLRQV&KDQJHV 0DUN8S 8QLW
        3URSRVHG7HFKQLFDO6SHFLILFDWLRQV&KDQJHV 0DUN8S 8QLW
        5HYLVHG 7\SHG 7HFKQLFDO6SHFLILFDWLRQV3DJHV8QLW
        5HYLVHG 7\SHG 7HFKQLFDO6SHFLILFDWLRQV3DJHV8QLW
        3URSRVHG7HFKQLFDO6SHFLILFDWLRQ%DVHV&KDQJHV 0DUN8S 8QLW )RU
            ,QIRUPDWLRQ2QO\ 

                          


Times based on this re-entry. These exceptions are stated in individual
5$
(QFORVXUH
3DJHRI

'HVFULSWLRQDQG$VVHVVPHQW
    6XPPDU\'HVFULSWLRQ
7KLVHYDOXDWLRQVXSSRUWVDUHTXHVWWRDPHQGWKH5HQHZHG2SHUDWLQJ/LFHQVH1RV'35DQG
'35IRU%UXQVZLFN6WHDP(OHFWULF3ODQW %6(3 8QLW1RVDQGUHVSHFWLYHO\
7KHSURSRVHGFKDQJHFRQVLVWHQWZLWKWKH15&DSSURYHG7HFKQLFDO6SHFLILFDWLRQ7DVN
)RUFH7UDYHOHU 767) 5HYLVLRQ LH5HIHUHQFH GHOHWHVVHFRQG&RPSOHWLRQ
7LPHVIURPWKHDIIHFWHG5HTXLUHG$FWLRQVFRQWDLQHGLQ7HFKQLFDO6SHFLILFDWLRQV 76 
6SHFLILFDOO\765HTXLUHG$FWLRQV%&DQG(DQG765HTXLUHG$FWLRQV%
&DQG'765HTXLUHG$FWLRQV$%&DQG',QDGGLWLRQWKHGHVFULSWLRQDQG
H[DPSOHRQVHFRQG&RPSOHWLRQ7LPHVFRQWDLQHGLQ766HFWLRQZLOOEHGHOHWHGDQGPRGLILHG
FRQVLVWHQWZLWK767)5HYLVLRQ3ODQWVSHFLILFYDULDWLRQVIURPWKHPRGHO767)DUH
GLVFXVVHGLQGHWDLOEHORZ
767)5HYLVLRQ&#xb3;(OLPLQDWH6HFRQG&RPSOHWLRQ7LPHV/LPLWLQJ7LPH)URP'LVFRYHU\RI
)DLOXUH7R0HHWDQ/&2'ZDVDSSURYHGE\WKH15&RQ-DQXDU\
    'HWDLOHG'HVFULSWLRQ
    'HVFULSWLRQRI3URSRVHG&KDQJH
7KHJXLGDQFHRI185(*5HYLVLRQ&#xb3;6WDQGDUG7HFKQLFDO6SHFLILFDWLRQV*HQHUDO(OHFWULF
3ODQWV%:5' LH5HIHUHQFH ZDVXVHGWRFRQYHUW%6(3VWDQGDUG76V 676 WRWKH
LPSURYHG76V ,76 ZKLFKZDVLVVXHGDVDPHQGPHQWVDQGIRU%6(38QLW1RVDQG
UHVSHFWLYHO\RQ-XQH LH5HIHUHQFH 7KH,76FRQYHUVLRQLQWURGXFHGDVHFRQG
&RPSOHWLRQ7LPHIRUFHUWDLQ765HTXLUHG$FWLRQVWKDWHVWDEOLVKDOLPLWRQWKHPD[LPXPDOORZHG
IRUDQ\FRPELQDWLRQRI&RQGLWLRQVWKDWUHVXOWLQDVLQJOHFRQWLQXRXVIDLOXUHWRPHHWWKH/&2
7KHVH&RPSOHWLRQ7LPHVKHQFHIRUWKUHIHUUHGWRDV&#xb3;VHFRQG&RPSOHWLRQ7LPHV'DUHMRLQHGE\
DQ&#xb3;$1''ORJLFDOFRQQHFWRUWRWKH&RQGLWLRQVSHFLILF&RPSOHWLRQ7LPHDQGVWDWH&#xb3;;GD\VIURP
GLVFRYHU\RIIDLOXUHWRPHHWWKH/&2'ZKHUH&#xb3;;'YDULHVE\VSHFLILFDWLRQ7KHLQWHQWRIWKHVHFRQG
&RPSOHWLRQ7LPHZDVWRSUHFOXGHHQWU\LQWRDQGRXWRIWKH$&7,216IRUDQLQGHILQLWHSHULRG
ZLWKRXWPHHWLQJWKH/&2E\SURYLGLQJDOLPLWRQWKHDPRXQWRIWLPHWKDWWKH/&2FRXOGQRWEH
PHWIRUYDULRXVFRPELQDWLRQVRI&RQGLWLRQV
$IWHUWKH,76FRQYHUVLRQD%6(3VSHFLILFDPHQGPHQWZDVLVVXHGIRU76&#xb3;$&6RXUFHV+/-
2SHUDWLQJ'DQG76&#xb3;'LVWULEXWLRQ6\VWHPV+/-2SHUDWLQJ'DVDPHQGPHQWVDQGIRU
%6(38QLWVDQGUHVSHFWLYHO\RQ$SULO'XHWRWKHVKDUHGFRQILJXUDWLRQRIWKH
%6(3HOHFWULFDOGLVWULEXWLRQV\VWHPVWKHVHDPHQGPHQWVLQWURGXFHGQHZ76&RQGLWLRQV LH
RQO\DSSOLFDEOHZLWKRQHXQLWRSHUDWLQJDQGWKHRWKHUXQLWVKXWGRZQ WRDOORZH[WHQGHG
&RPSOHWLRQ7LPHVQHFHVVDU\WRDOORZSHUIRUPDQFHRISUHYHQWLYHPDLQWHQDQFHRQEXVHV
WUDQVIRUPHUVEUHDNHUVDQGRWKHUUHODWHGHOHFWULFDOHTXLSPHQWLQWKHVKXWGRZQXQLW7KH
&RPSOHWLRQ7LPHVIRUWKHVHFRQGLWLRQVDOVRLQWURGXFHGSODQWVSHFLILFVHFRQG&RPSOHWLRQ7LPHV
&RQVLVWHQWZLWK767)WKHSURSRVHGFKDQJH  UHPRYHVDOOVHFRQG&RPSOHWLRQ7LPHV
FRQWDLQHGLQWKH%6(376VDQG  PRGLILHV&RPSOHWLRQ7LPHV([DPSOHWRHOLPLQDWHWKH
VHFRQG&RPSOHWLRQ7LPHVFRQWDLQHGZLWKLQDQGUHYLVHVWKHGLVFXVVLRQLQWKH([DPSOHWRVWDWH
WKDWDOWHUQDWLQJEHWZHHQ&RQGLWLRQVLQVXFKDPDQQHUWKDWRSHUDWLRQFRXOGFRQWLQXHLQGHILQLWHO\


Specifications.
5$
The above Completion Time extension does not apply to a Completion Time with a modified "time zero."  This modified "time zero" may be
(QFORVXUH
3DJHRI

ZLWKRXWHYHUUHVWRULQJV\VWHPVWRPHHWWKH/&2LVLQFRQVLVWHQWZLWKWKHEDVHVRIWKH&RPSOHWLRQ
7LPHVDQGLVLQDSSURSULDWH
$VVRFLDWHG76%DVHVDUHDOVREHLQJUHYLVHGWRGHOHWHWKHGLVFXVVLRQRIWKHVHFRQG&RPSOHWLRQ
7LPHV0DUNHGXSDQGUHYLVHG76DQG76%DVHVSDJHVDUHLQFOXGHGDV$WWDFKPHQWVWKURXJK
RIWKH(QFORVXUH
    'HVFULSWLRQRI9DULDQFHV
'XNH(QHUJ\LVSURSRVLQJWKHIROORZLQJYDULDQFHVIURPWKH76FKDQJHVGHVFULEHGLQ767)
7KHVHYDULDWLRQVGRQRWDIIHFWWKHDSSOLFDELOLW\RI767)WRWKHSURSRVHGOLFHQVH
DPHQGPHQW7KHMXVWLILFDWLRQVIRUGHOHWLQJVHFRQG&RPSOHWLRQ7LPHVSURYLGHGLQ767)DV
DFFHSWHGE\WKH15&DUHDSSOLFDEOHWRWKHIROORZLQJ%6(3FKDQJHVQRWZLWKLQWKHVFRSHRI
767)

                                        %6(39DULDQFHV
767)&KDQJH                  %6(3&KDQJH                        ([SODQDWLRQ
765HTXLUHG$FWLRQ$ 1$                                %6(376VGRQRWLQFOXGHD
&RQFHQWUDWLRQRIERURQLQ                                        FRQGLWLRQDVVRFLDWHGZLWK
VROXWLRQQRWZLWKLQOLPLWV                                      ERURQFRQFHQWUDWLRQQRWZLWKLQ
OLPLWV
765HTXLUHG$FWLRQ% 1$                                7KH&RPSOHWLRQ7LPHIRUWKH
2QH6/&VXEV\VWHP                                                HTXLYDOHQW%6(3765HTXLUHG
LQRSHUDEOH                                                      $FWLRQ LH765HTXLUHG
                                                                  $FWLRQ$ GRHVQRWLQFOXGHD
VHFRQG&RPSOHWLRQ7LPH
1$                              765HTXLUHG$FWLRQ% 7KHVHFRQG&RPSOHWLRQ7LPH
2QHUHTXLUHG1XFOHDU6HUYLFH ZDVDGGHGWRWKH%6(376V
:DWHU 16: SXPS                DVSDUWRIWKHFRQYHUVLRQWR
LQRSHUDEOH                    ,76185(*5HYLVLRQ
GLGQRWFRQWDLQDVHFRQG
                                                                  &RPSOHWLRQ7LPHZLWKLQWKLV
VSHFLILFVHFWLRQKRZHYHU
                                                                  %6(3DGRSWHGWKLVPRUH
UHVWULFWLYHFKDQJH
1$                              765HTXLUHG$FWLRQ& 7KHVHFRQG&RPSOHWLRQ7LPH
2QHUHTXLUHG&RQYHQWLRQDO      ZDVDGGHGWRWKH%6(376V
6HUYLFH:DWHU &6: SXPS        DVSDUWRIWKHFRQYHUVLRQWR
LQRSHUDEOH                    ,76185(*5HYLVLRQ
GLGQRWFRQWDLQDVHFRQG
                                                                  &RPSOHWLRQ7LPHZLWKLQWKLV
VSHFLILFVHFWLRQKRZHYHU
                                                                  %6(3DGRSWHGWKLVPRUH
UHVWULFWLYHFKDQJH


expressed as a repetitive time (i.e., "once per 8 hours," where the
5$
(QFORVXUH
3DJHRI

                                      %6(39DULDQFHV
767)&KDQJH                  %6(3&KDQJH                    ([SODQDWLRQ
1$                            765HTXLUHG$FWLRQ( 7KHVHFRQG&RPSOHWLRQ7LPH
7ZRUHTXLUHG&6:SXPSV        ZDVDGGHGWRWKH%6(376V
LQRSHUDEOH                  DVSDUWRIWKHFRQYHUVLRQWR
                                                              ,76185(*5HYLVLRQ
GLGQRWFRQWDLQDVHFRQG
                                                              &RPSOHWLRQ7LPHZLWKLQWKLV
VSHFLILFVHFWLRQKRZHYHU
                                                              %6(3DGRSWHGWKLVPRUH
UHVWULFWLYHFKDQJH
1$                            765HTXLUHG$FWLRQ% $IWHUWKH,76FRQYHUVLRQD
3ODQWVSHFLILF&RQGLWLRQ%LV %6(3VSHFLILFDPHQGPHQW
XVHGIRUSODQQHGPDLQWHQDQFH ZDVLVVXHGIRU76&#xb3;$&
RQDVKXWGRZQXQLW&#xb6;V%23      6RXUFHV+/-2SHUDWLQJ'DQG76
EXVHVDQGWKHDVVRFLDWHG      &#xb3;'LVWULEXWLRQ6\VWHPV+/-
                                N9HPHUJHQF\EXV,Q    2SHUDWLQJ'DVDPHQGPHQWV
RUGHUWRSHUIRUPPDLQWHQDQFH DQGIRU%6(38QLWV
RQWKHN9HPHUJHQF\      DQGUHVSHFWLYHO\RQ$SULO
EXVWKHDVVRFLDWHGGLHVHO    'XHWRWKHVKDUHG
JHQHUDWRU '* PXVWEH        FRQILJXUDWLRQRIWKH%6(3
UHQGHUHGLQRSHUDEOH          HOHFWULFDOGLVWULEXWLRQV\VWHPV
WKHVHDPHQGPHQWVLQWURGXFHG
QHZ76&RQGLWLRQV LHRQO\
DSSOLFDEOHZLWKRQHXQLW
RSHUDWLQJDQGWKHRWKHUXQLW
VKXWGRZQ WRDOORZH[WHQGHG
                                                              &RPSOHWLRQV7LPHVQHFHVVDU\
WRDOORZSHUIRUPDQFHRI
SUHYHQWLYHPDLQWHQDQFHRQ
EXVHVWUDQVIRUPHUV
EUHDNHUVDQGRWKHUUHODWHG
HOHFWULFDOHTXLSPHQWLQWKH
VKXWGRZQXQLW7KH
                                                              &RPSOHWLRQ7LPHVIRUWKHVH
FRQGLWLRQVDOVRLQWURGXFHG
SODQWVSHFLILFVHFRQG
                                                              &RPSOHWLRQ7LPHV
765HTXLUHG$FWLRQ$ 765HTXLUHG$FWLRQ& 1XPEHULQJGLIIHUHQFHRQO\
2QHUHTXLUHGRIIVLWHFLUFXLW  2QHUHTXLUHGRIIVLWHFLUFXLW
LQRSHUDEOH                    LQRSHUDEOH
765HTXLUHG$FWLRQ% 765HTXLUHG$FWLRQ    1XPEHULQJGLIIHUHQFHRQO\
2QHUHTXLUHG'*LQRSHUDEOH '
2QHUHTXLUHG'*LQRSHUDEOH


Completion Time is referenced from a previous completion of the
5$
(QFORVXUH
3DJHRI

                                      %6(39DULDQFHV
767)&KDQJH                  %6(3&KDQJH                    ([SODQDWLRQ
1$                          765HTXLUHG$FWLRQ$ $IWHUWKH,76FRQYHUVLRQD
2QH$&HOHFWULFDOSRZHU      %6(3VSHFLILFDPHQGPHQW
GLVWULEXWLRQVXEV\VWHP        ZDVLVVXHGIRU76&#xb3;$&
LQRSHUDEOHIRUSODQQHG        6RXUFHV+/-2SHUDWLQJ'DQG76
PDLQWHQDQFHGXHWRHLWKHU    &#xb3;'LVWULEXWLRQ6\VWHPV+/-
LQRSHUDEOHORDGJURXS(      2SHUDWLQJ'DVDPHQGPHQWV
EXV HV RULQRSHUDEOHORDG    DQGIRU%6(38QLWV
JURXS(EXV HV             DQGUHVSHFWLYHO\RQ$SULO
                                                              'XHWRWKHVKDUHG
FRQILJXUDWLRQRIWKH%6(3
HOHFWULFDOGLVWULEXWLRQV\VWHPV
WKHVHDPHQGPHQWVLQWURGXFHG
QHZ76&RQGLWLRQV LHRQO\
DSSOLFDEOHZLWKRQHXQLW
RSHUDWLQJDQGWKHRWKHUXQLW
VKXWGRZQ WRDOORZH[WHQGHG
                                                              &RPSOHWLRQ7LPHVQHFHVVDU\
WRDOORZSHUIRUPDQFHRI
SUHYHQWLYHPDLQWHQDQFHRQ
EXVHVWUDQVIRUPHUV
EUHDNHUVDQGRWKHUUHODWHG
HOHFWULFDOHTXLSPHQWLQWKH
VKXWGRZQXQLW7KH
                                                              &RPSOHWLRQ7LPHVIRUWKHVH
FRQGLWLRQVDOVRLQWURGXFHG
SODQWVSHFLILFVHFRQG
                                                              &RPSOHWLRQ7LPHV
765HTXLUHG$FWLRQ$ 765HTXLUHG$FWLRQ% 1XPEHULQJGLIIHUHQFHRQO\
2QHRUPRUH$&HOHFWULFDO    2QHRUPRUH$&HOHFWULFDO
SRZHUGLVWULEXWLRQVXEV\VWHPV SRZHUGLVWULEXWLRQVXEV\VWHPV
LQRSHUDEOH                  LQRSHUDEOHIRUUHDVRQVRWKHU
WKDQ&RQGLWLRQ$
765HTXLUHG$FWLRQ% 1$                          %6(376VGRQRWLQFOXGHD
2QHRUPRUH$&YLWDOEXVHV                                  FRQGLWLRQDVVRFLDWHGZLWK$&
LQRSHUDEOH                                                  YLWDOEXVHVLQRSHUDEOH
765HTXLUHG$FWLRQ& 765HTXLUHG$FWLRQ& 1XPEHULQJGLIIHUHQFHRQO\
2QHRUPRUHVWDWLRQVHUYLFH  2QHRUPRUH'&HOHFWULFDO
'&HOHFWULFDOGLVWULEXWLRQ    SRZHUGLVWULEXWLRQVXEV\VWHPV
VXEV\VWHPVLQRSHUDEOH        LQRSHUDEOHGXHWRORVVRI
QRUPDO'&VRXUFH


Required Action versus the time of Condition entry) or as a time modified
5$
(QFORVXUH
3DJHRI

                                        %6(39DULDQFHV
767)&KDQJH                  %6(3&KDQJH                          ([SODQDWLRQ
1$                              765HTXLUHG$FWLRQ'    7KHRQVLWH'&HOHFWULFDO
2QHRUPRUH'&HOHFWULFDO        SRZHUGLVWULEXWLRQV\VWHPLV
SRZHUGLVWULEXWLRQVXEV\VWHPV    GLYLGHGLQWRUHGXQGDQWDQG
LQRSHUDEOHIRUUHDVRQVRWKHU      LQGHSHQGHQW'&HOHFWULFDO
WKDQ&RQGLWLRQ&                SRZHUGLVWULEXWLRQ
VXEV\VWHPVGXHWRWKH
XQLTXHVKDUHGHOHFWULFDO
V\VWHPDW%6(3%HFDXVH
HDFK'&VXEV\VWHPFDQEH
SRZHUHGE\DQRUPDODQG
DOWHUQDWH'&VRXUFHWKLV
VSHFLILF765HTXLUHG$FWLRQ
FRYHUVWKHORVVRIRQHRUPRUH
                                                                    '&HOHFWULFDOSRZHU
GLVWULEXWLRQVXEV\VWHPVIRU
UHDVRQVRWKHUWKDQWKHORVVRI
WKHQRUPDO'&VRXUFH LH76
                                                                    5HTXLUHG$FWLRQ& 

    $GPLQLVWUDWLYH&KDQJHV
7KHDGPLQLVWUDWLYHFKDQJHVUHTXHVWHGE\WKLVDPHQGPHQWDUHWRGHOHWHWZRREVROHWHQRWHV
DVVRFLDWHGZLWK765HTXLUHG$FWLRQ'DQG6XUYHLOODQFH5HTXLUHPHQWV 65 
DQG7KHQRWHDVVRFLDWHGZLWK765HTXLUHG$FWLRQ'VWDWHV&#xb3;8QWLO'*LV
UHWXUQHGWRRSHUDEOHVWDWXVQRWWRH[FHHG(67RQ'HFHPEHUWKHGD\DQG
GD\&RPSOHWLRQ7LPHVDUHH[WHQGHGWRGD\VDQGGD\VUHVSHFWLYHO\'7KHQRWHDVVRFLDWHG
ZLWK7665VDQGVWDWHV&#xb3;8QWLO'*LVUHWXUQHGWR23(5$%/(VWDWXV
QRWWRH[FHHG(67RQ'HFHPEHUSHUIRUPDQFHRI65&#xb6;;&#xb6;IRU('*V
DQGPD\EHVXVSHQGHG3DVWGXHVXUYHLOODQFHVZLOOEHFRPSOHWHGZLWKLQGD\VRIUHVWRUDWLRQ
RI('*RSHUDELOLW\RU'HFHPEHUZKLFKHYHURFFXUVILUVW'$OORIWKH65QRWHVUHDGWKH
VDPHH[FHSWIRUWKH&#xb5;;&#xb6;DERYHZKLFKGHVLJQDWHVWKHVSHFLILF65WKHQRWHLVDVVRFLDWHGZLWK
%RWKQRWHVZHUHDGGHGDVSDUWRIDQ(PHUJHQF\/$5GDWHG1RYHPEHUDQGDSSURYHG
RQ1RYHPEHUDV$PHQGPHQWVDQGIRU8QLWDQGUHVSHFWLYHO\
    7HFKQLFDO(YDOXDWLRQ
$VGLVFXVVHGLQ767)5HYLVLRQWKHDGRSWLRQRIDVHFRQG&RPSOHWLRQ7LPHZDVEDVHG
RQDQ15&FRQFHUQWKDWDSODQWFRXOGFRQWLQXHWRRSHUDWHLQGHILQLWHO\ZLWKDQ/&2JRYHUQLQJ
VDIHW\VLJQLILFDQWV\VWHPVQHYHUEHLQJPHWE\DOWHUQDWHO\PHHWLQJWKHUHTXLUHPHQWVRIVHSDUDWH
&RQGLWLRQV,QWKHUHZDVQRUHJXODWRU\UHTXLUHPHQWRUSURJUDPZKLFKFRXOGSUHYHQWWKLV
PLVXVHRIWKH76+RZHYHUWKDWLVQRORQJHUWKHFDVH:LWKWKHSURPXOJDWLRQRIWKH
0DLQWHQDQFH5XOHLPSOHPHQWDWLRQRIWKH5HDFWRU2YHUVLJKW3URFHVVDQGWKHLQFOXVLRQRI
DGPLQLVWUDWLYHFRQWUROVDVGLVFXVVHGKHUHLQWKHUHZRXOGH[LVWVWURQJGLVLQFHQWLYHWRFRQWLQXHG
RSHUDWLRQZLWKFRQFXUUHQWPXOWLSOHLQRSHUDELOLWLHVRIWKHW\SHWKHVHFRQG&RPSOHWLRQ7LPHVZHUH
GHVLJQHGWRSUHYHQW


by the phrase "from discovery . . ." Example 1.3-3 illustrates one use of
5$
(QFORVXUH
3DJHRI

0DLQWHQDQFH5XOH
&)5 D  &#xb3;5HTXLUHPHQWVIRU0RQLWRULQJWKH(IIHFWLYHQHVVRI0DLQWHQDQFHDW1XFOHDU
3RZHU3ODQWV' LHWKH0DLQWHQDQFH5XOH UHTXLUHVHDFKOLFHQVHHWRPRQLWRUWKHSHUIRUPDQFH
RUFRQGLWLRQRI66&VDJDLQVWOLFHQVHHHVWDEOLVKHGJRDOVWRHQVXUHWKDWWKH66&VDUHFDSDEOHRI
IXOILOOLQJWKHLULQWHQGHGIXQFWLRQV,IWKHSHUIRUPDQFHRUFRQGLWLRQRIDQ66&GRHVQRWPHHW
HVWDEOLVKHGJRDOVDSSURSULDWHFRUUHFWLYHDFWLRQLVUHTXLUHGWREHWDNHQ7KH15&5HVLGHQW
,QVSHFWRUVPRQLWRUWKHOLFHQVHH&#xb6;V&RUUHFWLYH$FWLRQ3URJUDP &$3 DQGFRXOGWDNHDFWLRQLIWKH
OLFHQVHH&#xb6;VPDLQWHQDQFHSURJUDPDOORZHGWKHV\VWHPVUHTXLUHGE\DVLQJOH/&2WREHFRPH
FRQFXUUHQWO\LQRSHUDEOHPXOWLSOHWLPHV7KHSHUIRUPDQFHDQGFRQGLWLRQPRQLWRULQJDFWLYLWLHV
UHTXLUHGE\&)5 D  DQG D  ZRXOGLGHQWLI\LISRRUPDLQWHQDQFHSUDFWLFHVUHVXOWHG
LQPXOWLSOHHQWULHVLQWRWKH$&7,216RIWKH76DQGXQDFFHSWDEOHXQDYDLODELOLW\RIWKHVH66&V
7KHHIIHFWLYHQHVVRIWKHVHSHUIRUPDQFHPRQLWRULQJDFWLYLWLHVDQGDVVRFLDWHGFRUUHFWLYHDFWLRQV
LVHYDOXDWHGDWOHDVWHYHU\UHIXHOLQJF\FOHQRWWRH[FHHGPRQWKVSHU&)5 D  
8QGHUWKH76WKH&RPSOHWLRQ7LPHIRURQHV\VWHPLVQRWDIIHFWHGE\RWKHULQRSHUDEOH
HTXLSPHQW7KHVHFRQG&RPSOHWLRQ7LPHVZHUHDQDWWHPSWWRLQIOXHQFHWKH&RPSOHWLRQ7LPH
IRURQHV\VWHPEDVHGRQWKHFRQGLWLRQRIDQRWKHUV\VWHPLIWKHWZRV\VWHPVZHUHUHTXLUHGE\
WKHVDPH/&2+RZHYHU&)5 D  LVDPXFKEHWWHUPHFKDQLVPWRDSSO\WKLV
LQIOXHQFHDVWKH0DLQWHQDQFH5XOHFRQVLGHUVDOOLQRSHUDEOHULVNVLJQLILFDQWHTXLSPHQWQRWMXVW
WKHRQHRUWZRV\VWHPVJRYHUQHGE\WKHVDPH/&2
8QGHU&)5 D  WKHULVNLPSDFWRIDOOLQRSHUDEOHULVNVLJQLILFDQWHTXLSPHQWLV
DVVHVVHGDQGPDQDJHGZKHQSHUIRUPLQJSUHYHQWDWLYHRUFRUUHFWLYHPDLQWHQDQFH7KHULVN
DVVHVVPHQWVDUHFRQGXFWHGXVLQJWKHSURFHGXUHVDQGJXLGDQFHHQGRUVHGE\5HJXODWRU\
*XLGH&#xb3;0RQLWRULQJWKH(IIHFWLYHQHVVRI0DLQWHQDQFHDW1XFOHDU3RZHU3ODQWV' LH
5HIHUHQFH 5HJXODWRU\*XLGHHQGRUVHVWKH5HYLVLRQ$RI180$5&&#xb3;,QGXVWU\
*XLGHOLQHIRU0RQLWRULQJWKH(IIHFWLYHQHVVRI0DLQWHQDQFHDW1XFOHDU3RZHU3ODQWV' LH
5HIHUHQFH 7KHVHGRFXPHQWVDGGUHVVJHQHUDOJXLGDQFHIRUFRQGXFWRIWKHULVN
DVVHVVPHQWTXDQWLWDWLYHDQGTXDOLWDWLYHJXLGHOLQHVIRUHVWDEOLVKLQJULVNPDQDJHPHQWDFWLRQV
DQGH[DPSOHULVNPDQDJHPHQWDFWLRQV7KHVHLQFOXGHDFWLRQVWR
          *  SODQDQGFRQGXFWRWKHUDFWLYLWLHVLQDPDQQHUWKDWFRQWUROVRYHUDOOULVN
          *  LQFUHDVHGULVNDZDUHQHVVE\VKLIWDQGPDQDJHPHQWSHUVRQQHO
          *  UHGXFHWKHGXUDWLRQRIWKHFRQGLWLRQ
          * PLQLPL]HWKHPDJQLWXGHRIULVNLQFUHDVHVWKURXJKWKHHVWDEOLVKPHQWRIEDFNXS
VXFFHVVSDWKVRUFRPSHQVDWRU\PHDVXUHV
          * DQGGHWHUPLQDWLRQWKDWWKHSURSRVHGPDLQWHQDQFHLVDFFHSWDEOH
7KLVFRPSUHKHQVLYHSURJUDPSURYLGHVPXFKJUHDWHUDVVXUDQFHRIVDIHSODQWRSHUDWLRQWKDQWKH
VHFRQG&RPSOHWLRQ7LPHVLQWKH76
5HDFWRU2YHUVLJKW3URFHVV
1XFOHDU(QHUJ\,QVWLWXWH 1(, &#xb3;5HJXODWRU\$VVHVVPHQW3HUIRUPDQFH,QGLFDWRU
*XLGHOLQH'GHVFULEHVWKHWUDFNLQJDQGUHSRUWLQJRISHUIRUPDQFHLQGLFDWRUVWRVXSSRUWWKH15&&#xb6;V
5HDFWRU2YHUVLJKW3URFHVV 523  LH5HIHUHQFH 7KH1(,GRFXPHQWLVHQGRUVHGE\
5HJXODWRU\,VVXH6XPPDU\ 5,6 &#xb3;9ROXQWDU\6XEPLVVLRQRI3HUIRUPDQFH,QGLFDWRU
'DWD' LH5HIHUHQFH 1(,6HFWLRQGHVFULEHVWKH0LWLJDWLQJ6\VWHPV


this type of Completion Time. The 10 day Completion Time specified for
5$
(QFORVXUH
3DJHRI

&RUQHUVWRQH1(,VSHFLILFDOO\DGGUHVVHV(PHUJHQF\$&6RXUFHVZKLFKHQFRPSDVVHV
WKH$&6RXUFHVDQG'LVWULEXWLRQ6\VWHP/&2VDQGWKH&RROLQJ:DWHU6\VWHPVZKLFK
HQFRPSDVVHVWKH%6(316:DQG&6:6\VWHP/&2V([WHQGHGXQDYDLODELOLW\RIWKHVH
V\VWHPVGXHWRPXOWLSOHHQWULHVLQWRWKH$&7,216ZRXOGDIIHFWWKH15&&#xb6;VHYDOXDWLRQRIWKH
OLFHQVHH&#xb6;VSHUIRUPDQFHXQGHUWKH523
$GPLQLVWUDWLYH&RQWUROV
,QDGGLWLRQWRWKHVHSURJUDPVDUHTXLUHPHQWLVDGGHGWR6HFWLRQRIWKH76WRUHTXLUH
OLFHQVHHVWRKDYHDGPLQLVWUDWLYHFRQWUROVWROLPLWWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQ
RI&RQGLWLRQVWKDWUHVXOWLQDVLQJOHFRQWLJXRXVRFFXUUHQFHRIIDLOLQJWRPHHWWKH/&27KHVH
DGPLQLVWUDWLYHFRQWUROVVKRXOGFRQVLGHUSODQWULVNDQGVKDOOOLPLWWKHPD[LPXPFRQWLJXRXVWLPHRI
IDLOLQJWRPHHWWKH/&27KLV76UHTXLUHPHQWZKHQFRQVLGHUHGZLWKWKHUHJXODWRU\SURFHVVHV
GLVFXVVHGDERYHSURYLGHDQHTXLYDOHQWRUVXSHULRUOHYHORISODQWVDIHW\ZLWKRXWWKHXQQHFHVVDU\
FRPSOLFDWLRQRIWKH76E\VHFRQG&RPSOHWLRQ7LPHVRQVRPH6SHFLILFDWLRQV)XUWKHUPRUH
'XNH(QHUJ\ZLOOUHYLVH2,&#xb3;%13&RQGXFWRI2SHUDWLRQV6XSSOHPHQW'WRLPSOHPHQWWKH
JXLGDQFHFRQWDLQHGLQ767)5HYLVLRQ6SHFLILFDOO\
          ,WLVSRVVLEOHWRDOWHUQDWHEHWZHHQ7HFKQLFDO6SHFLILFDWLRQ&RQGLWLRQVLQVXFKDPDQQHU
WKDW RSHUDWLRQ FRXOG FRQWLQXH LQGHILQLWHO\ ZLWKRXW HYHU UHVWRULQJ V\VWHPV WR PHHW WKH
          /&2+RZHYHUGRLQJVRZRXOGEHLQFRQVLVWHQWZLWKWKHEDVLVRIWKH&RPSOHWLRQ7LPHV
7KHUHIRUHWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRI&RQGLWLRQVWKDWUHVXOWLQD
VLQJOHFRQWLJXRXVRFFXUUHQFHRIIDLOLQJWRPHHWWKH/&2VKDOOEHOLPLWHG7KH&RPSOHWLRQ
7LPHVIRUWKRVH&RQGLWLRQVVKDOOQRWEHLQDSSURSULDWHO\H[WHQGHG
2,SURYLGHVJXLGDQFHIRUGRFXPHQWLQJWKHHQWUDQFHLQWR76$FWLRQVZKHQDQDSSOLFDEOH
/&2LVQRWPHW/&2UHDVVLJQPHQWDQG/&2FDQFHOODWLRQ7KLVFKDQJHZLOOEHSDUWRIWKH
LPSOHPHQWDWLRQSURFHVVIRUWKLV76FKDQJH
,QFRQFOXVLRQWKHSURSRVHGFKDQJHVDOWKRXJKZLWKYDULDQFHVIDOOZLWKLQWKHVFRSHRIWKLV767)
DQGWKHMXVWLILFDWLRQLVDOVRDSSOLFDEOH7KHDGGHG6HUYLFH:DWHUV\VWHPLVPRQLWRUHGXQGHU
ERWKWKH0DLQWHQDQFH5XOHDQGWKH5HDFWRU2YHUVLJKW3URFHVV3HUIRUPDQFH,QGLFDWRUVDVRQH
RIWKHILYH0LWLJDWLQJ6\VWHP3HUIRUPDQFH,QGH[ 063, V\VWHPV7KHXQDYDLODELOLW\DQG
UHOLDELOLW\RIWKHV\VWHPLVPRQLWRUHGPRQWKO\DQGUHVXOWVSURYLGHGWRWKH15&TXDUWHUO\
      5HJXODWRU\$QDO\VLV
      $SSOLFDEOH5HJXODWRU\5HTXLUHPHQWV&ULWHULD
7KHIROORZLQJ15&UHTXLUHPHQWVDUHDSSOLFDEOHWRWKHSURSRVHGFKDQJH
7LWOH&RGHRI)HGHUDO5HJXODWLRQV F  
7KHUHJXODWLRQVRI7LWOHRIWKH&RGHRI)HGHUDO5HJXODWLRQV &)5 &#xb3;7HFKQLFDO
6SHFLILFDWLRQV'HVWDEOLVKWKHUHTXLUHPHQWVUHODWHGWRWKHFRQWHQWRIWKH766HFWLRQ F  
VWDWHV
:KHQDOLPLWLQJFRQGLWLRQIRURSHUDWLRQRIDQXFOHDUUHDFWRULVQRWPHWWKHOLFHQVHHVKDOO
VKXWGRZQWKHUHDFWRURUIROORZDQ\UHPHGLDODFWLRQSHUPLWWHGE\WKHWHFKQLFDO
VSHFLILFDWLRQVXQWLOWKHFRQGLWLRQFDQEHPHW


Condition A and B in Example 1.3-3 may not be extended.
5$
EXAMPLES The following examples illustrate the use of Completion Times with different types of Conditions and changing Conditions. EXAMPLE 1.3-1 ACTIONS CONDITION REQUIRED ACTION COMPLETION TIME B. Required Action and associated
(QFORVXUH
3DJHRI

7LWOH&RGHRI)HGHUDO5HJXODWLRQV
7KHUHJXODWLRQVRI&)5&#xb3;5HTXLUHPHQWVIRU0RQLWRULQJWKH(IIHFWLYHQHVVRI
0DLQWHQDQFHDW1XFOHDU3RZHU3ODQWV'HVWDEOLVKDSHUIRUPDQFHEDVHGUXOHWRHQVXUHWKDW
QXFOHDUSRZHUSODQWVWUXFWXUHVV\VWHPVDQGFRPSRQHQWV 66&V ZLOOEHPDLQWDLQHGVRWKDW
WKH\ZLOOSHUIRUPWKHLULQWHQGHGIXQFWLRQZKHQUHTXLUHG
7KHSURSRVHGFKDQJHVFRQWLQXHWRPHHWWKHUHTXLUHPHQWVRIWKHVHUHJXODWLRQV
    1R6LJQLILFDQW+D]DUGV&RQVLGHUDWLRQ$QDO\VLV
'XNH(QHUJ\3URJUHVV//& 'XNH(QHUJ\ UHTXHVWVDGRSWLRQRI7HFKQLFDO6SHFLILFDWLRQ7DVN
)RUFH 767) 7UDYHOHU767)(OLPLQDWH6HFRQG&RPSOHWLRQ7LPHV/LPLWLQJ7LPH)URP
'LVFRYHU\RI)DLOXUH7R0HHWDQ/&2ZKLFKLVDQDSSURYHGFKDQJHWRWKH6WDQGDUG7HFKQLFDO
6SHFLILFDWLRQV 676 LQWRWKH%UXQVZLFN6WHDP(OHFWULF3ODQW %6(3 8QLWVDQG7HFKQLFDO
6SHFLILFDWLRQV 76 7KHSURSRVHGFKDQJHGHOHWHVVHFRQG&RPSOHWLRQ7LPHVIURPWKHDIIHFWHG
5HTXLUHG$FWLRQVFRQWDLQHGLQ76DORQJZLWKUHPRYLQJWKHH[DPSOHFRQWDLQHGLQ766HFWLRQ
DQGDGGLQJDGLVFXVVLRQDERXWDOWHUQDWLQJEHWZHHQ&RQGLWLRQV7KHVHFKDQJHVDUHFRQVLVWHQW
ZLWK15&DSSURYHG7UDYHOHU767)5HYLVLRQ
'XNH(QHUJ\KDVHYDOXDWHGZKHWKHUDVLJQLILFDQWKD]DUGVFRQVLGHUDWLRQLVLQYROYHGZLWKWKH
SURSRVHGDPHQGPHQW V E\IRFXVLQJRQWKHWKUHHVWDQGDUGVVHWIRUWKLQ&)5
,VVXDQFHRIDPHQGPHQWDVGLVFXVVHGEHORZ
     'RHVWKHSURSRVHGFKDQJHLQYROYHDVLJQLILFDQWLQFUHDVHLQWKHSUREDELOLW\RU
FRQVHTXHQFHVRIDQDFFLGHQWSUHYLRXVO\HYDOXDWHG"
5HVSRQVH    1R
7KHSURSRVHGFKDQJHHOLPLQDWHVVHFRQG&RPSOHWLRQ7LPHVIURPWKH7HFKQLFDO
6SHFLILFDWLRQV&RPSOHWLRQ7LPHVDUHQRWDQLQLWLDWRUWRDQ\DFFLGHQWSUHYLRXVO\
HYDOXDWHG7KHFRQVHTXHQFHVRIDQDFFLGHQWGXULQJWKHUHYLVHG&RPSOHWLRQ7LPH
DUHQRGLIIHUHQWWKDQWKHFRQVHTXHQFHVRIWKHVDPHDFFLGHQWGXULQJWKHH[LVWLQJ
        &RPSOHWLRQ7LPHV$VDUHVXOWWKHSUREDELOLW\DQGFRQVHTXHQFHVRIDQDFFLGHQW
SUHYLRXVO\HYDOXDWHGDUHQRWDIIHFWHGE\WKLVFKDQJH7KHSURSRVHGFKDQJHGRHV
QRWDOWHURUSUHYHQWWKHDELOLW\RIV\VWHPVVWUXFWXUHVDQGFRPSRQHQWV 66&V 
IURPSHUIRUPLQJWKHLULQWHQGHGIXQFWLRQWRPLWLJDWHWKHFRQVHTXHQFHVRIDQ
LQLWLDWLQJHYHQWZLWKLQWKHDVVXPHGDFFHSWDQFHOLPLWV7KHSURSRVHGFKDQJHGRHV
QRWDIIHFWWKHVRXUFHWHUPFRQWDLQPHQWLVRODWLRQRUUDGLRORJLFDOUHOHDVH
DVVXPSWLRQVXVHGLQHYDOXDWLQJWKHUDGLRORJLFDOFRQVHTXHQFHVRIDQDFFLGHQW
SUHYLRXVO\HYDOXDWHG)XUWKHUWKHSURSRVHGFKDQJHGRHVQRWLQFUHDVHWKHW\SHV
RUDPRXQWVRIUDGLRDFWLYHHIIOXHQWWKDWPD\EHUHOHDVHGRIIVLWHQRUVLJQLILFDQWO\
LQFUHDVHLQGLYLGXDORUFXPXODWLYHRFFXSDWLRQDOSXEOLFUDGLDWLRQH[SRVXUHV7KH
SURSRVHGFKDQJHLVFRQVLVWHQWZLWKWKHVDIHW\DQDO\VLVDVVXPSWLRQVDQG
UHVXOWDQWFRQVHTXHQFHV
7KHUHIRUHWKHSURSRVHGFKDQJHGRHVQRWLQYROYHDVLJQLILFDQWLQFUHDVHLQWKHSUREDELOLW\
RUFRQVHTXHQFHVRIDQDFFLGHQWSUHYLRXVO\HYDOXDWHG


Completion
5$
(QFORVXUH
3DJHRI

     'RHVWKHSURSRVHGFKDQJHFUHDWHWKHSRVVLELOLW\RIDQHZRUGLIIHUHQWNLQGRIDFFLGHQW
IURPDQ\DFFLGHQWSUHYLRXVO\HYDOXDWHG"
5HVSRQVH      1R
7KHSURSRVHGFKDQJHGRHVQRWLQYROYHDSK\VLFDODOWHUDWLRQWRWKHSODQW LHQRQHZRU
GLIIHUHQWW\SHRIHTXLSPHQWZLOOEHLQVWDOOHG RUDFKDQJHLQWKHPHWKRGVJRYHUQLQJ
QRUPDOSODQWRSHUDWLRQ7KHSURSRVHGFKDQJHZLOOQRWDOWHUWKHGHVLJQIXQFWLRQQRU
FUHDWHQHZIDLOXUHPHFKDQLVPVPDOIXQFWLRQVRUDFFLGHQWLQLWLDWRUVIRUWKHHTXLSPHQW
UHODWHGWRWKH76EHLQJDOWHUHG
7KXVEDVHGRQWKHDERYHWKLVFKDQJHGRHVQRWFUHDWHWKHSRVVLELOLW\RIDQHZRU
GLIIHUHQWNLQGRIDFFLGHQWIURPDQDFFLGHQWSUHYLRXVO\HYDOXDWHG
     'RHVWKHSURSRVHGFKDQJHLQYROYHDVLJQLILFDQWUHGXFWLRQLQDPDUJLQRIVDIHW\"
5HVSRQVH      1R
7KHSURSRVHGFKDQJHWRGHOHWHWKHVHFRQG&RPSOHWLRQ7LPHGRHVQRWDOWHUWKHPDQQHU
LQZKLFKVDIHW\OLPLWVOLPLWLQJVDIHW\V\VWHPVHWWLQJVRUOLPLWHGFRQGLWLRQVIRURSHUDWLRQ
DUHGHWHUPLQHG7KHVDIHW\DQDO\VLVDFFHSWDQFHFULWHULDDUHQRWDIIHFWHGE\WKLVFKDQJH
7KHSURSRVHGFKDQJHZLOOQRWUHVXOWLQSODQWRSHUDWLRQLQDFRQILJXUDWLRQRXWVLGHRIWKH
GHVLJQEDVLV
7KHUHIRUHWKHSURSRVHGFKDQJHGRHVQRWLQYROYHDVLJQLILFDQWUHGXFWLRQLQDPDUJLQRI
VDIHW\
%DVHGRQWKHDERYH'XNH(QHUJ\FRQFOXGHVWKDWWKHSURSRVHGFKDQJHSUHVHQWVQRVLJQLILFDQW
KD]DUGVFRQVLGHUDWLRQXQGHUWKHVWDQGDUGVVHWIRUWKLQ&)5 F DQGDFFRUGLQJO\D
ILQGLQJRIQRVLJQLILFDQWKD]DUGVFRQVLGHUDWLRQLVMXVWLILHG
    &RQFOXVLRQV
,QFRQFOXVLRQEDVHGRQWKHFRQVLGHUDWLRQVGLVFXVVHGDERYH  WKHUHLVUHDVRQDEOHDVVXUDQFH
WKDWWKHKHDOWKDQGVDIHW\RIWKHSXEOLFZLOOQRWEHHQGDQJHUHGE\RSHUDWLRQLQWKHSURSRVHG
PDQQHU  VXFKDFWLYLWLHVZLOOEHFRQGXFWHGLQFRPSOLDQFHZLWKWKH15&UHJXODWLRQVDQG  
WKHLVVXDQFHRIWKHDPHQGPHQWZLOOQRWEHLQLPLFDOWRWKHFRPPRQGHIHQVHDQGVHFXULW\RUWR
WKHKHDOWKDQGVDIHW\RIWKHSXEOLF
    (QYLURQPHQWDO(YDOXDWLRQ
7KHSURSRVHGFKDQJHZRXOGDOWHUDUHTXLUHPHQWZLWKUHVSHFWWRLQVWDOODWLRQRUXVHRIDIDFLOLW\
FRPSRQHQWORFDWHGZLWKLQWKHUHVWULFWHGDUHDDVGHILQHGLQ&)5RUZRXOGFKDQJHDQ
LQVSHFWLRQRUVXUYHLOODQFHUHTXLUHPHQW+RZHYHUWKHSURSRVHGFKDQJHGRHVQRWLQYROYH L D
VLJQLILFDQWKD]DUGVFRQVLGHUDWLRQ LL DVLJQLILFDQWFKDQJHLQWKHW\SHVRUVLJQLILFDQWLQFUHDVHLQ
WKHDPRXQWVRIDQ\HIIOXHQWVWKDWPD\EHUHOHDVHGRIIVLWHRU LLL DVLJQLILFDQWLQFUHDVHLQ
LQGLYLGXDORUFXPXODWLYHRFFXSDWLRQDOUDGLDWLRQH[SRVXUH$FFRUGLQJO\WKHSURSRVHGFKDQJH
PHHWVWKHHOLJLELOLW\FULWHULRQIRUFDWHJRULFDOH[FOXVLRQVHWIRUWKLQ&)5 F  7KHUHIRUH
SXUVXDQWWR&)5 E QRHQYLURQPHQWDOLPSDFWVWDWHPHQWRUHQYLURQPHQWDODVVHVVPHQW
QHHGEHSUHSDUHGLQFRQQHFWLRQZLWKWKHSURSRVHGFKDQJH


Time not met. B.1 Be in MODE 3.
5$
AND B.2 Be in MODE 4.
(QFORVXUH
12 hours 36 hours Condition B has two Required Actions. Each Required Action has its own separate Completion Time. Each Completion Time is referenced to the
3DJHRI

  5HIHUHQFHV
  /HWWHUIURPWKH767)WRWKH15&&#xb3;767)5HYLVLRQ&#xb5;(OLPLQDWH6HFRQG
      &RPSOHWLRQ7LPHV/LPLWLQJ7LPH)URP'LVFRYHU\RI)DLOXUH7R0HHWDQ/&2&#xb6;'
GDWHG-XQH$'$06$FFHVVLRQ1R0/
  185(*5HYLVLRQ&#xb3;6WDQGDUG7HFKQLFDO6SHFLILFDWLRQV*HQHUDO(OHFWULF
3ODQWV%:5'GDWHG$SULO$'$06$FFHVVLRQ1R0/$
  /HWWHUIURP'DYLG&7ULPEOH 15& WR&6+LQQDQW &3 / ,VVXDQFHRI
      $PHQGPHQW1RWR)DFLOLW\2SHUDWLQJ/LFHQVH1R'35DQG$PHQGPHQW
1RWR)DFLOLW\2SHUDWLQJ/LFHQVH1R'355HJDUGLQJ&RQYHUVLRQWR
      ,PSURYHG6WDQGDUG7HFKQLFDO6SHFLILFDWLRQVDQG,PSOHPHQWDWLRQRI5HDFWRU
6WDELOLW\6ROXWLRQ+/-%UXQVZLFN6WHDP(OHFWULF3ODQW8QLWVDQG 7$&1RV
0DQG0 GDWHG-XQH$'$06$FFHVVLRQ1R
  861XFOHDU5HJXODWRU\&RPPLVVLRQ5HJXODWRU\*XLGH&#xb3;0RQLWRULQJWKH
(IIHFWLYHQHVVRI0DLQWHQDQFHDW1XFOHDU3RZHU3ODQWV'GDWHG0D\
      $'$06$FFHVVLRQ1R0/
  1XFOHDU(QHUJ\,QVWLWXWH 1(, 180$5&&#xb3;,QGXVWU\*XLGHOLQHIRU
0RQLWRULQJWKH(IIHFWLYHQHVVRI0DLQWHQDQFHDW1XFOHDU3RZHU3ODQWV'5HYLVLRQ
      $$SULO$'$06$FFHVVLRQ1R0/$
  1(,*XLGHOLQH1(,&#xb3;5HJXODWRU\$VVHVVPHQW3HUIRUPDQFH,QGLFDWRU
      *XLGHOLQH'5HYLVLRQGDWHG$XJXVW$'$06$FFHVVLRQ1R
0/$
  15&5HJXODWRU\,VVXH6XPPDU\ 5,6 5,6&#xb3;9ROXQWDU\6XEPLVVLRQRI
3HUIRUPDQFH,QGLFDWRU'DWD'GDWHG0D\$'$06$FFHVVLRQ
1R0/
    


time that Condition B is entered.
5$
(continued)
(QFORVXUH
                                                      $WWDFKPHQW

3URSRVHG7HFKQLFDO6SHFLILFDWLRQV&KDQJHV 0DUN8S 8QLW
                                



AC Sources-Operating 3.8.1 Brunswick Unit 1 3.8-5 Amendment No. 282 ACTIONS (continued) CONDITION REQUIRED ACTION COMPLETION TIME D. (continued) D.5 Restore DG to OPERABLE status. ---------NOTE----------
Completion Times 1.3 1.3 Completion Times DESCRIPTION        The above Completion Time extension does not apply to those (continued)        Specifications that have exceptions that allow completely separate re-entry into the Condition (for each division, subsystem, component or variable expressed in the Condition) and separate tracking of Completion Times based on this re-entry. These exceptions are stated in individual Specifications.
Until DG 4 is
The above Completion Time extension does not apply to a Completion Time with a modified "time zero." This modified "time zero" may be expressed as a repetitive time (i.e., "once per 8 hours," where the Completion Time is referenced from a previous completion of the Required Action versus the time of Condition entry) or as a time modified by the phrase "from discovery . . ." Example 1.3-3 illustrates one use of this type of Completion Time. The 10 day Completion Time specified for Condition A and B in Example 1.3-3 may not be extended.
EXAMPLES            The following examples illustrate the use of Completion Times with different types of Conditions and changing Conditions.
EXAMPLE 1.3-1 ACTIONS COMPLETION CONDITION             REQUIRED ACTION                   TIME B. Required Action B.1          Be in MODE 3.      12 hours and associated Completion        AND Time not met.
B.2      Be in MODE 4.      36 hours Condition B has two Required Actions. Each Required Action has its own separate Completion Time. Each Completion Time is referenced to the time that Condition B is entered.
(continued)
Brunswick Unit 1                            1.3-3                        Amendment No. 281


returned to  
INSERT:
It is possible to alternate between Conditions A, B, and C in such a manner that operation could continue indefinitely without ever restoring systems to meet the LCO. However, doing so would be inconsistent with the basis of the Completion Times. Therefore, there shall be administrative controls to limit the maximum time allowed for any combination of Conditions that result in a single contiguous occurrence of failing to meet the LCO. These administrative controls shall ensure that the Completion Times for those Conditions are not inappropriately extended.


OPERABLE status, not to exceed 0745  
AC SourcesOperating 3.8.1 ACTIONS (continued)
CONDITION    REQUIRED ACTION        COMPLETION TIME D.  (continued)    D.5  Restore DG to OPERABLE ---------NOTE----------
status.                Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, the 14 day and 17 day Completion Times are extended to 30 days and 33 days, respectively.
                                                --------------------------
7 days from discovery of unavailability of SUPP-DG AND 24 hours from discovery of Condition D entry t 6 days concurrent with unavailability of SUPP-DG AND 14 days AND 17 days from discovery of failure to meet LCO 3.8.1.a or b (continued)
Brunswick Unit 1          3.8-5                  Amendment No. 282


EST on December 13, 2017, the 14 day and  
AC SourcesOperating 3.8.1 SURVEILLANCE REQUIREMENTS SURVEILLANCE                                                  FREQUENCY SR 3.8.1.1      Verify correct breaker alignment and indicated power                    In accordance with availability for each offsite circuit.                                  the Surveillance Frequency Control Program SR 3.8.1.2      -------------------------------NOTES------------------------------
: 1.      All DG starts may be preceded by an engine prelube period.
: 2.      A modified DG start involving idling and gradual acceleration to synchronous speed may be used for this SR. When modified start procedures are not used, the time, voltage, and frequency tolerances of SR 3.8.1.7 must be met.
: 3.      A single test at the specified Frequency will satisfy this Surveillance for both units.
: 4.      Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, performance of SR 3.8.1.2 for EDGs 1, 2, and 3 may be suspended. Past due surveillances will be completed within 7 days of restoration of EDG 4 operability or December 20, 2017, whichever occurs first.
                ------------------------------------------------------------------------
Verify each DG starts from standby conditions and                        In accordance with achieves steady state voltage t 3750 V and d 4300 V                      the Surveillance and frequency t 58.8 Hz and d 61.2 Hz.                                  Frequency Control Program (continued)
Brunswick Unit 1                                    3.8-7                                Amendment No. 282


17 day Completion
AC SourcesOperating 3.8.1 SURVEILLANCE REQUIREMENTS (continued)
SURVEILLANCE                                                  FREQUENCY SR 3.8.1.3      -------------------------------NOTES------------------------------
: 1.      DG loadings may include gradual loading.
: 2.      Momentary transients outside the load range do not invalidate this test.
: 3.      This Surveillance shall be conducted on only one DG at a time.
: 4.      This SR shall be preceded by and immediately follow, without shutdown, a successful performance of SR 3.8.1.2 or SR 3.8.1.7.
: 5.      A single test at the specified Frequency will satisfy this Surveillance for both units.
: 6.      Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, performance of SR 3.8.1.3 for EDGs 1, 2, and 3 may be suspended. Past due surveillances will be completed within 7 days of restoration of EDG 4 operability or December 20, 2017, whichever occurs first.
                ------------------------------------------------------------------------
In accordance with Verify each DG is synchronized and loaded and the Surveillance operates for t 60 minutes at a load t 2800 kW and Frequency Control d 3500 kW.
Program SR 3.8.1.4      Verify each engine mounted tank contains t 150 gal of In accordance with fuel oil.                                                                the Surveillance Frequency Control Program SR 3.8.1.5      Check for and remove accumulated water from each                        In accordance with engine mounted tank.                                                    the Surveillance Frequency Control Program (continued)
Brunswick Unit 1                                    3.8-8                                Amendment No. 282


Times are extended
AC SourcesOperating 3.8.1 SURVEILLANCE REQUIREMENTS (continued)
SURVEILLANCE                                                  FREQUENCY SR 3.8.1.6      -------------------------------NOTE-------------------------------
Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, performance of SR 3.8.1.6 for EDGs 1, 2, and 3 may be suspended. Past due surveillances will be completed within 7 days of restoration of EDG 4 operability or December 20, 2017, whichever occurs first.
                ------------------------------------------------------------------------
Verify the fuel oil transfer system operates to transfer                In accordance with fuel oil from the day fuel oil storage tank to the engine                the Surveillance mounted tank.                                                            Frequency Control Program SR 3.8.1.7      -------------------------------NOTES------------------------------
: 1.      All DG starts may be preceded by an engine prelube period.
: 2.      A single test at the specified Frequency will satisfy this Surveillance for both units.
                ------------------------------------------------------------------------
Verify each DG starts from standby condition and                        In accordance with achieves, in d 10 seconds, voltage t 3750 V and                          the Surveillance frequency t 58.8 Hz, and after steady state conditions                  Frequency Control are reached, maintains voltage t 3750 V and d 4300 V                    Program and frequency t 58.8 Hz and d 61.2 Hz.
(continued)
Brunswick Unit 1                                  3.8-9                                  Amendment No. 282


to 30 days and  
Distribution SystemsOperating 3.8.7 ACTIONS (continued)
CONDITION                  REQUIRED ACTION                      COMPLETION TIME D. One or more DC electrical    D.1  Restore DC electrical              7 days power distribution                power distribution subsystems inoperable for          subsystems to OPERABLE AND reasons other than                status.
Condition C.                                                          176 hours from discovery of failure to meet LCO E. Required Action and           E.1  -------------NOTE--------------
associated Completion Time        LCO 3.0.4.a is not of Condition A, B, C, or D        applicable when entering not met.                          MODE 3.
                                        -----------------------------------
Be in MODE 3.                      12 hours F. Two or more electrical        F.1  Enter LCO 3.0.3.                    Immediately power distribution subsystems inoperable that result in a loss of function.
Brunswick Unit 1                      3.8-36                              Amendment No. 280


33 days, respectively.
5$
(QFORVXUH
                                                      $WWDFKPHQW

3URSRVHG7HFKQLFDO6SHFLILFDWLRQV&KDQJHV 0DUN8S 8QLW
                                



--------------------------
Completion Times 1.3 1.3 Completion Times DESCRIPTION        The above Completion Time extension does not apply to those (continued)        Specifications that have exceptions that allow completely separate re-entry into the Condition (for each division, subsystem, component or variable expressed in the Condition) and separate tracking of Completion Times based on this re-entry. These exceptions are stated in individual Specifications.
7 days from discovery of
The above Completion Time extension does not apply to a Completion Time with a modified "time zero." This modified "time zero" may be expressed as a repetitive time (i.e., "once per 8 hours," where the Completion Time is referenced from a previous completion of the Required Action versus the time of Condition entry) or as a time modified by the phrase "from discovery . . ." Example 1.3-3 illustrates one use of this type of Completion Time. The 10 day Completion Time specified for Condition A and B in Example 1.3-3 may not be extended.
EXAMPLES            The following examples illustrate the use of Completion Times with different types of Conditions and changing Conditions.
EXAMPLE 1.3-1 ACTIONS COMPLETION CONDITION            REQUIRED ACTION                  TIME B. Required Action B.1          Be in MODE 3.      12 hours and associated Completion        AND Time not met.
B.2      Be in MODE 4.      36 hours Condition B has two Required Actions. Each Required Action has its own separate Completion Time. Each Completion Time is referenced to the time that Condition B is entered.
(continued)
Brunswick Unit 2                            1.3-3                        Amendment No. 309


unavailability of  
INSERT:
It is possible to alternate between Conditions A, B, and C in such a manner that operation could continue indefinitely without ever restoring systems to meet the LCO. However, doing so would be inconsistent with the basis of the Completion Times. Therefore, there shall be administrative controls to limit the maximum time allowed for any combination of Conditions that result in a single contiguous occurrence of failing to meet the LCO. These administrative controls shall ensure that the Completion Times for those Conditions are not inappropriately extended.


SUPP-DG AND 24 hours from discovery of  
AC SourcesOperating 3.8.1 ACTIONS (continued)
CONDITION    REQUIRED ACTION        COMPLETION TIME D.  (continued)    D.5  Restore DG to OPERABLE ---------NOTE----------
status.                Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, the 14 day and 17 day Completion Times are extended to 30 days and 33 days, respectively.
                                                --------------------------
7 days from discovery of unavailability of SUPP-DG AND 24 hours from discovery of Condition D entry t 6 days concurrent with unavailability of SUPP-DG AND 14 days AND 17 days from discovery of failure to meet LCO 3.8.1.a or b (continued)
Brunswick Unit 2          3.8-5                  Amendment No. 310


Condition D entry 6 days concurrent with unavailability of SUPP-DG AND 14 days AND 17 days from discovery of failure
AC SourcesOperating 3.8.1 SURVEILLANCE REQUIREMENTS SURVEILLANCE                                                    FREQUENCY SR 3.8.1.1      Verify correct breaker alignment and indicated power                      In accordance with availability for each offsite circuit.                                    the Surveillance Frequency Control Program SR 3.8.1.2      ----------------------------NOTES----------------------------------
: 1.      All DG starts may be preceded by an engine prelube period.
: 2.      A modified DG start involving idling and gradual acceleration to synchronous speed may be used for this SR. When modified start procedures are not used, the time, voltage, and frequency tolerances of SR 3.8.1.7 must be met.
: 3.      A single test at the specified Frequency will satisfy this Surveillance for both units.
: 4.      Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, performance of SR 3.8.1.2 for EDGs 1, 2, and 3 may be suspended. Past due surveillances will be completed within 7 days of restoration of EDG 4 operability or December 20, 2017, whichever occurs first.
                -------------------------------------------------------------------------
Verify each DG starts from standby conditions and                        In accordance with achieves steady state voltage t 3750 V and d 4300 V                      the Surveillance and frequency t 58.8 Hz and d 61.2 Hz.                                    Frequency Control Program (continued)
Brunswick Unit 2                                    3.8-7                                  Amendment No. 310


to meet LCO 3.8.1.a  
AC SourcesOperating 3.8.1 SURVEILLANCE REQUIREMENTS (continued)
SURVEILLANCE                                                  FREQUENCY SR 3.8.1.3      ----------------------------NOTES----------------------------------
: 1.      DG loadings may include gradual loading.
: 2.      Momentary transients outside the load range do not invalidate this test.
: 3.      This Surveillance shall be conducted on only one DG at a time.
: 4.      This SR shall be preceded by and immediately follow, without shutdown, a successful performance of SR 3.8.1.2 or SR 3.8.1.7.
: 5.      A single test at the specified Frequency will satisfy this Surveillance for both units.
: 6.      Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, performance of SR 3.8.1.3 for EDGs 1, 2, and 3 may be suspended. Past due surveillances will be completed within 7 days of restoration of EDG 4 operability or December 20, 2017, whichever occurs first.
                ------------------------------------------------------------------------
Verify each DG is synchronized and loaded and                            In accordance with operates for t 60 minutes at a load t 2800 kW and                        the Surveillance d 3500 kW.                                                              Frequency Control Program SR 3.8.1.4      Verify each engine mounted tank contains t 150 gal of In accordance with fuel oil.                                                                the Surveillance Frequency Control Program SR 3.8.1.5      Check for and remove accumulated water from each                        In accordance with engine mounted tank.                                                    the Surveillance Frequency Control Program (continued)
Brunswick Unit 2                                  3.8-8                                  Amendment No. 310


or (continued)  
AC SourcesOperating 3.8.1 SURVEILLANCE REQUIREMENTS (continued)
SURVEILLANCE                                                    FREQUENCY SR 3.8.1.6      -------------------------------NOTE-------------------------------
Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, performance of SR 3.8.1.6 for EDGs 1, 2, and 3 may be suspended. Past due surveillances will be completed within 7 days of restoration of EDG 4 operability or December 20, 2017, whichever occurs first.
                ------------------------------------------------------------------------
Verify the fuel oil transfer system operates to transfer                  In accordance with fuel oil from the day fuel oil storage tank to the engine                the Surveillance mounted tank.                                                            Frequency Control Program SR 3.8.1.7      ----------------------------NOTES----------------------------------
: 1.      All DG starts may be preceded by an engine prelube period.
: 2.      A single test at the specified Frequency will satisfy this Surveillance for both units.
                -------------------------------------------------------------------------
Verify each DG starts from standby condition and                          In accordance with achieves, in d 10 seconds, voltage t 3750 V and                          the Surveillance frequency t 58.8 Hz, and after steady state conditions                    Frequency Control are reached, maintains voltage t 3750 V and d 4300 V                      Program and frequency t 58.8 Hz and d 61.2 Hz.
(continued)
Brunswick Unit 2                                  3.8-9                                  Amendment No. 310


AC Sources-Operating 3.8.1 Brunswick Unit 1 3.8-7 Amendment No. 282 SURVEILLANCE REQUIREMENTS SURVEILLANCE FREQUENCY SR  3.8.1.1 Verify correct breaker alignment and indicated power availability for each offsite circuit.
                                                                    'LVWULEXWLRQ6\VWHPV&#xb2;2SHUDWLQJ
In accordance with the Surveillance
                                                                                                  
(/(&75,&$/32:(56<67(06
 'LVWULEXWLRQ6\VWHPV&#xb2;2SHUDWLQJ
/&2            'LYLVLRQ,DQG'LYLVLRQ,,$&DQG'&HOHFWULFDOSRZHUGLVWULEXWLRQ
VXEV\VWHPVVKDOOEH23(5$%/(
$33/,&$%,/,7<        02'(6DQG
$&7,216
            &21',7,21                        5(48,5('$&7,21                &203/(7,217,0(
  $ 2QH$&HOHFWULFDOSRZHU        $        5HVWRUHDIIHFWHGORDGJURXS GD\V
GLVWULEXWLRQVXEV\VWHP                    EXV HV WR23(5$%/(
LQRSHUDEOHIRUSODQQHG                    VWDWXV                      $1'
PDLQWHQDQFHGXHWRHLWKHU
LQRSHUDEOHORDGJURXS(                                                  KRXUVIURP
EXV HV RULQRSHUDEOHORDG                                                GLVFRYHU\RIIDLOXUH
JURXS(EXV HV                                                         WRPHHWWKH/&2
  % 2QHRUPRUH$&HOHFWULFDO      %        5HVWRUH$&HOHFWULFDOSRZHU KRXUV
SRZHUGLVWULEXWLRQ                        GLVWULEXWLRQVXEV\VWHPVWR
VXEV\VWHPVLQRSHUDEOHIRU                  23(5$%/(VWDWXV              $1'
UHDVRQVRWKHUWKDQ
      &RQGLWLRQ$                                                              KRXUVIURP
GLVFRYHU\RIIDLOXUH
WRPHHW/&2
FRQWLQXHG 
                                    

%UXQVZLFN8QLW                                                        $PHQGPHQW1R


Frequency Control
Distribution SystemsOperating 3.8.7 ACTIONS (continued)
CONDITION                  REQUIRED ACTION                      COMPLETION TIME D. One or more DC electrical    D.1  Restore DC electrical              7 days power distribution                power distribution subsystems inoperable for          subsystems to OPERABLE AND reasons other than                status.
Condition C.                                                          176 hours from discovery of failure to meet LCO E. Required Action and          E.1  -------------NOTE--------------
associated Completion Time        LCO 3.0.4.a is not of Condition A, B, C, or D        applicable when entering not met.                          MODE 3.
                                        -----------------------------------
Be in MODE 3.                      12 hours F. Two or more electrical        F.1  Enter LCO 3.0.3.                    Immediately power distribution subsystems inoperable that result in a loss of function.
Brunswick Unit 2                      3.8-36                              Amendment No. 308


Program SR  3.8.1.2 -------------------------------NOTES------------------------------ 1. All DG starts may be preceded by an engine prelube period. 2. A modified DG start involving idling and gradual acceleration to synchronous speed may be used
5$
(QFORVXUH
                                                $WWDFKPHQW

5HYLVHG7HFKQLFDO6SHFLILFDWLRQV3DJHV8QLW
                        


for this SR. When modified start procedures are
                                                                              &RPSOHWLRQ7LPHV
                                                                                              
&RPSOHWLRQ7LPHV
                                                                                                
'(6&5,37,21        7KHDERYH&RPSOHWLRQ7LPHH[WHQVLRQGRHVQRWDSSO\WRWKRVH
 FRQWLQXHG       6SHFLILFDWLRQVWKDWKDYHH[FHSWLRQVWKDWDOORZFRPSOHWHO\VHSDUDWH
UHHQWU\LQWRWKH&RQGLWLRQ IRUHDFKGLYLVLRQVXEV\VWHPFRPSRQHQWRU
YDULDEOHH[SUHVVHGLQWKH&RQGLWLRQ DQGVHSDUDWHWUDFNLQJRI&RPSOHWLRQ
7LPHVEDVHGRQWKLVUHHQWU\7KHVHH[FHSWLRQVDUHVWDWHGLQLQGLYLGXDO
6SHFLILFDWLRQV
7KHDERYH&RPSOHWLRQ7LPHH[WHQVLRQGRHVQRWDSSO\WRD&RPSOHWLRQ
7LPHZLWKDPRGLILHGWLPH]HUR7KLVPRGLILHGWLPH]HURPD\EH
H[SUHVVHGDVDUHSHWLWLYHWLPH LHRQFHSHUKRXUVZKHUHWKH
                    &RPSOHWLRQ7LPHLVUHIHUHQFHGIURPDSUHYLRXVFRPSOHWLRQRIWKH
5HTXLUHG$FWLRQYHUVXVWKHWLPHRI&RQGLWLRQHQWU\ RUDVDWLPHPRGLILHG
E\WKHSKUDVHIURPGLVFRYHU\
                                                                                                
(;$03/(6            7KHIROORZLQJH[DPSOHVLOOXVWUDWHWKHXVHRI&RPSOHWLRQ7LPHVZLWK
GLIIHUHQWW\SHVRI&RQGLWLRQVDQGFKDQJLQJ&RQGLWLRQV
(;$03/(
                    $&7,216
                                                                              &203/(7,21
                          &21',7,21            5(48,5('$&7,21                7,0(
                      % 5HTXLUHG$FWLRQ %        %HLQ02'(      KRXUV
DQGDVVRFLDWHG
                            &RPSOHWLRQ        $1'                          
7LPHQRWPHW
                                              %      %HLQ02'(      KRXUV
                    &RQGLWLRQ%KDVWZR5HTXLUHG$FWLRQV(DFK5HTXLUHG$FWLRQKDVLWVRZQ
VHSDUDWH&RPSOHWLRQ7LPH(DFK&RPSOHWLRQ7LPHLVUHIHUHQFHGWRWKH
WLPHWKDW&RQGLWLRQ%LVHQWHUHG
                                                                                      FRQWLQXHG 

%UXQVZLFN8QLW                                                    $PHQGPHQW1R


not used, the time, voltage, and frequency
                                                                  &RPSOHWLRQ7LPHV
                                                                                  
&RPSOHWLRQ7LPHV
                                                                                    
(;$03/(6            (;$03/(
 FRQWLQXHG 
                    $&7,216
                                                                  &203/(7,21
                          &21',7,21          5(48,5('$&7,21        7,0(
                      $ 2QH)XQFWLRQ; $    5HVWRUH    GD\V
VXEV\VWHP              )XQFWLRQ;
LQRSHUDEOH            VXEV\VWHPWR 
23(5$%/(
VWDWXV
                      % 2QH)XQFWLRQ< %    5HVWRUH    KRXUV
VXEV\VWHP              )XQFWLRQ<
LQRSHUDEOH            VXEV\VWHPWR 
23(5$%/(
VWDWXV
                      & 2QH)XQFWLRQ; &    5HVWRUH    KRXUV
VXEV\VWHP              )XQFWLRQ;  
LQRSHUDEOH            VXEV\VWHPWR
23(5$%/(    
                        $1'                    VWDWXV
                                                                
                        2QH)XQFWLRQ< 25
VXEV\VWHP                            
LQRSHUDEOH    &    5HVWRUH    KRXUV
                                                  )XQFWLRQ<
VXEV\VWHPWR
23(5$%/(
VWDWXV

                                                                          FRQWLQXHG 
                                                                                    

%UXQVZLFN8QLW                                          $PHQGPHQW1R


tolerances of SR 3.8.1.7 must be met. 3. A single test at the specified Frequency will satisfy this Surveillance for both units. 4. Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, performance of SR 3.8.1.2 for EDGs 1, 2, and 3
                                                                              &RPSOHWLRQ7LPHV
                                                                                            
&RPSOHWLRQ7LPHV
                                                                                                
(;$03/(6            (;$03/( FRQWLQXHG 
:KHQRQH)XQFWLRQ;VXEV\VWHPDQGRQH)XQFWLRQ<VXEV\VWHPDUH
LQRSHUDEOH&RQGLWLRQ$DQG&RQGLWLRQ%DUHFRQFXUUHQWO\DSSOLFDEOH7KH
                    &RPSOHWLRQ7LPHVIRU&RQGLWLRQ$DQG&RQGLWLRQ%DUHWUDFNHGVHSDUDWHO\
IRUHDFKVXEV\VWHPVWDUWLQJIURPWKHWLPHHDFKVXEV\VWHPZDVGHFODUHG
LQRSHUDEOHDQGWKH&RQGLWLRQZDVHQWHUHG$VHSDUDWH&RPSOHWLRQ7LPH
LVHVWDEOLVKHGIRU&RQGLWLRQ&DQGWUDFNHGIURPWKHWLPHWKHVHFRQG
VXEV\VWHPZDVGHFODUHGLQRSHUDEOH LHWKHWLPHWKHVLWXDWLRQGHVFULEHG
LQ&RQGLWLRQ&ZDVGLVFRYHUHG 
                    ,I5HTXLUHG$FWLRQ&LVFRPSOHWHGZLWKLQWKHVSHFLILHG&RPSOHWLRQ7LPH
                    &RQGLWLRQV%DQG&DUHH[LWHG,IWKH&RPSOHWLRQ7LPHIRU5HTXLUHG
                    $FWLRQ$KDVQRWH[SLUHGRSHUDWLRQPD\FRQWLQXHLQDFFRUGDQFHZLWK
                    &RQGLWLRQ$7KHUHPDLQLQJ&RPSOHWLRQ7LPHLQ&RQGLWLRQ$LVPHDVXUHG
IURPWKHWLPHWKHDIIHFWHGVXEV\VWHPZDVGHFODUHGLQRSHUDEOH LHLQLWLDO
HQWU\LQWR&RQGLWLRQ$ 
                    ,WLVSRVVLEOHWRDOWHUQDWHEHWZHHQ&RQGLWLRQV$%DQG&LQVXFKD
PDQQHUWKDWRSHUDWLRQFRXOGFRQWLQXHLQGHILQLWHO\ZLWKRXWHYHUUHVWRULQJ
V\VWHPVWRPHHWWKH/&2+RZHYHUGRLQJVRZRXOGEHLQFRQVLVWHQWZLWK
WKHEDVLVRIWKH&RPSOHWLRQ7LPHV7KHUHIRUHWKHUHVKDOOEH
DGPLQLVWUDWLYHFRQWUROVWROLPLWWKHPD[LPXPWLPHDOORZHGIRUDQ\
FRPELQDWLRQRI&RQGLWLRQVWKDWUHVXOWLQDVLQJOHFRQWLJXRXVRFFXUUHQFHRI
IDLOLQJWRPHHWWKH/&27KHVHDGPLQLVWUDWLYHFRQWUROVVKDOOHQVXUHWKDW
WKH&RPSOHWLRQ7LPHVIRUWKRVH&RQGLWLRQVDUHQRWLQDSSURSULDWHO\
H[WHQGHG
                                                                                    FRQWLQXHG 

                                                                                                  

%UXQVZLFN8QLW                                                    $PHQGPHQW1R


may be suspended. Past due surveillances will
6:6\VWHPDQG8+6
                                                                                                
$&7,216 FRQWLQXHG 
                                                                                    &203/(7,21
            &21',7,21                  5(48,5('$&7,21                              7,0(
  % 2QHUHTXLUHG16:SXPS        %  127(      
LQRSHUDEOHIRUUHDVRQVRWKHU      (QWHUDSSOLFDEOH&RQGLWLRQV
WKDQ&RQGLWLRQ$                  DQG5HTXLUHG$FWLRQVRI                
                                          /&2IRU'*VPDGH
LQRSHUDEOHE\16:                    
                                          
                                                                                  
                                        5HVWRUHUHTXLUHG16:                  GD\V
SXPSWR23(5$%/(
VWDWXV
  & 2QHUHTXLUHGFRQYHQWLRQDO    &  9HULI\WKHRQH23(5$%/(                ,PPHGLDWHO\
VHUYLFHZDWHU &6: SXPS          &6:SXPSDQGRQH
LQRSHUDEOH                        23(5$%/(8QLW16:                    
SXPSDUHSRZHUHGIURP
VHSDUDWHN9                      
HPHUJHQF\EXVHV
                                                                                  
                                    $1'
                                                                                  
                                    &  5HVWRUHUHTXLUHG&6:                  GD\V
SXPSWR23(5$%/(
VWDWXV                                
FRQWLQXHG 
                                  
                                            

%UXQVZLFN8QLW                                                          $PHQGPHQW1R


be completed within 7 days of restoration of
6:6\VWHPDQG8+6
                                                                                            
$&7,216 FRQWLQXHG 
                                                                                &203/(7,21
          &21',7,21                  5(48,5('$&7,21                              7,0(
' 5HTXLUHG$FWLRQ&DQG    '  5HVWRUHUHTXLUHG&6:                  KRXUV
DVVRFLDWHG&RPSOHWLRQ7LPH      SXPSWR23(5$%/(
QRWPHW                        VWDWXV
( 7ZRUHTXLUHG&6:SXPSV    (  127(      
LQRSHUDEOH                      (QWHUDSSOLFDEOH&RQGLWLRQV            
DQG5HTXLUHG$FWLRQVRI                
                                      /&25HVLGXDO+HDW              
5HPRYDO6HUYLFH:DWHU                  
5+56: 6\VWHPIRU                  
5+56:VXEV\VWHPVPDGH                  
LQRSHUDEOHE\&6:                    
                                        
                                    5HVWRUHRQHUHTXLUHG&6:              KRXUV
SXPSWR23(5$%/(
VWDWXV
) 2QHUHTXLUHG16:SXPS      )  5HVWRUHUHTXLUHG16:                  KRXUV
LQRSHUDEOH                      SXPSWR23(5$%/(
VWDWXV                                
  $1'
25                                          
  2QHUHTXLUHG&6:SXPS
LQRSHUDEOH                )  5HVWRUHUHTXLUHG&6:                  KRXUV
SXPSWR23(5$%/(
VWDWXV
FRQWLQXHG 
                              
%UXQVZLFN8QLW                                                      $PHQGPHQW1R


EDG 4 operability or December 20, 2017, whichever occurs first.
                                                                              $&6RXUFHV&#xb2;2SHUDWLQJ
------------------------------------------------------------------------
                                                                                                  
Verify each DG starts from standby conditions and achieves steady state voltage 3750 V and 4300 V and frequency 58.8 Hz and 61.2 Hz.
$&7,216 FRQWLQXHG 
              &21',7,21                          5(48,5('$&7,21              &203/(7,217,0(
% 127(6 %      'HFODUHUHTXLUHGIHDWXUH V  ,PPHGLDWHO\IURP
       2QO\DSSOLFDEOHZKHQ                    ZLWKQRSRZHUDYDLODEOH    GLVFRYHU\RI
          8QLWLVLQ02'(                    LQRSHUDEOHZKHQWKH        &RQGLWLRQ%
          RU                                  UHGXQGDQWUHTXLUHG          FRQFXUUHQWZLWK
IHDWXUH V DUHLQRSHUDEOH LQRSHUDELOLW\RI
       &RQGLWLRQ%VKDOOQRWEH                                              UHGXQGDQWUHTXLUHG
          HQWHUHGLQFRQMXQFWLRQ                                             IHDWXUH V 
          ZLWK&RQGLWLRQ$
                                         
      7ZR8QLWRIIVLWHFLUFXLWV                                              
LQRSHUDEOHGXHWRRQH8QLW
EDODQFHRISODQWFLUFXLWSDWK                                           
WRWKHGRZQVWUHDPN9
HPHUJHQF\EXVLQRSHUDEOH                                                 
IRUSODQQHGPDLQWHQDQFH                    
                                                                                
    $1'                                    $1'                              
    '*DVVRFLDWHGZLWKWKH                %  3HUIRUP65IRU      KRXUV
DIIHFWHGGRZQVWUHDP                          23(5$%/(RIIVLWH
      N9HPHUJHQF\EXV                        FLUFXLW V                 $1'
LQRSHUDEOHIRUSODQQHG
PDLQWHQDQFH                                                            2QFHSHUKRXUV
WKHUHDIWHU
                                              
                                                                                
                                              $1'
                                                                                
                                              % 5HVWRUHERWK8QLWRIIVLWH GD\V
FLUFXLWVDQG'*WR
23(5$%/(VWDWXV            
FRQWLQXHG 
                                              
%UXQVZLFN8QLW                                                          $PHQGPHQW1R


In accordance with the Surveillance
                                                                      $&6RXUFHV&#xb2;2SHUDWLQJ
                                                                                          
$&7,216 FRQWLQXHG 
          &21',7,21                    5(48,5('$&7,21              &203/(7,217,0(
& 2QHRIIVLWHFLUFXLWLQRSHUDEOH &  3HUIRUP65IRU      KRXUV
IRUUHDVRQVRWKHUWKDQ              23(5$%/(RIIVLWH
    &RQGLWLRQ$RU%                    FLUFXLW V                   $1'
                                                                      2QFHSHUKRXUV
WKHUHDIWHU
                                    
                                                                        
                                    $1'
                                                                        
                                    &  'HFODUHUHTXLUHGIHDWXUH V   KRXUVIURP
ZLWKQRRIIVLWHSRZHU        GLVFRYHU\RIQR
DYDLODEOHLQRSHUDEOHZKHQ    RIIVLWHSRZHUWRRQH
WKHUHGXQGDQWUHTXLUHG      N9HPHUJHQF\
IHDWXUH V DUHLQRSHUDEOH  EXVFRQFXUUHQWZLWK
LQRSHUDELOLW\RI
                                                                      UHGXQGDQWUHTXLUHG
IHDWXUH V 
                                                                      
                                    $1'                                
                                    &  5HVWRUHRIIVLWHFLUFXLWWR  KRXUV
23(5$%/(VWDWXV
FRQWLQXHG 
                                  
%UXQVZLFN8QLW                                                  $PHQGPHQW1R


Frequency Control
                                                                      $&6RXUFHV&#xb2;2SHUDWLQJ
                                                                                          
$&7,216 FRQWLQXHG 
            &21',7,21                  5(48,5('$&7,21              &203/(7,217,0(
  '  FRQWLQXHG                   '  5HVWRUH'*WR23(5$%/( GD\VIURP
VWDWXV                      GLVFRYHU\RI
XQDYDLODELOLW\RI
                                                                      6833'*
                                                                        $1'
                                                                        KRXUVIURP
GLVFRYHU\RI
                                                                        &RQGLWLRQ'HQWU\
                                                                        GD\VFRQFXUUHQW
ZLWKXQDYDLODELOLW\RI
6833'*
                                                                        $1'
                                                                        GD\V
( 7ZRRUPRUHRIIVLWHFLUFXLWV (  'HFODUHUHTXLUHGIHDWXUH V  KRXUVIURP
LQRSHUDEOHIRUUHDVRQVRWKHU      LQRSHUDEOHZKHQWKH          GLVFRYHU\RI
WKDQ&RQGLWLRQ%                  UHGXQGDQWUHTXLUHG          &RQGLWLRQ(
IHDWXUH V DUHLQRSHUDEOH FRQFXUUHQWZLWK
LQRSHUDELOLW\RI
                                                                      UHGXQGDQWUHTXLUHG
IHDWXUH V 
                                    
                                                                        
                                    $1'
(  5HVWRUHDOOEXWRQHRIIVLWH  KRXUV
FLUFXLWWR23(5$%/(
VWDWXV
                                                                      FRQWLQXHG 
                                                                                                

%UXQVZLFN8QLW                                                $PHQGPHQW1R


Program  (continued)
                                                                                        $&6RXUFHV&#xb2;2SHUDWLQJ
AC Sources-Operating 3.8.1 Brunswick Unit 1 3.8-8 Amendment No. 282 SURVEILLANCE REQUIREMENTS  (continued) SURVEILLANCE FREQUENCY SR  3.8.1.3 -------------------------------NOTES------------------------------ 1. DG loadings may include gradual loading. 2. Momentary transients outside the load range do not invalidate this test. 3. This Surveillance shall be conducted on only one DG at a time. 4. This SR shall be preceded by and immediately follow, without shutdown, a successful
                                                                                                          
6859(,//$1&(5(48,5(0(176
6859(,//$1&(                                                  )5(48(1&<
65    9HULI\FRUUHFWEUHDNHUDOLJQPHQWDQGLQGLFDWHGSRZHU                    ,QDFFRUGDQFHZLWK
DYDLODELOLW\IRUHDFKRIIVLWHFLUFXLW                                  WKH6XUYHLOODQFH
                                                                                            )UHTXHQF\&RQWURO
3URJUDP
65    127(6 
                        $OO'*VWDUWVPD\EHSUHFHGHGE\DQHQJLQH                      
                          SUHOXEHSHULRG                                                
                        $PRGLILHG'*VWDUWLQYROYLQJLGOLQJDQGJUDGXDO                
DFFHOHUDWLRQWRV\QFKURQRXVVSHHGPD\EHXVHG                  
IRUWKLV65:KHQPRGLILHGVWDUWSURFHGXUHVDUH                
QRWXVHGWKHWLPHYROWDJHDQGIUHTXHQF\                      
WROHUDQFHVRI65PXVWEHPHW                          
                        $VLQJOHWHVWDWWKHVSHFLILHG)UHTXHQF\ZLOO                  
VDWLVI\WKLV6XUYHLOODQFHIRUERWKXQLWV                      
                   
9HULI\HDFK'*VWDUWVIURPVWDQGE\FRQGLWLRQVDQG                        ,QDFFRUGDQFHZLWK
DFKLHYHVVWHDG\VWDWHYROWDJH9DQG9 WKH6XUYHLOODQFH
DQGIUHTXHQF\+]DQG+]                                  )UHTXHQF\&RQWURO
3URJUDP
FRQWLQXHG 
  
                                                        

%UXQVZLFN8QLW                                                                    $PHQGPHQW1R


performance of SR 3.8.1.2 or SR 3.8.1.7. 5. A single test at the specified Frequency will  satisfy this Surveillance for both units. 6. Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, performance of SR 3.8.1.3 for EDGs 1, 2, and 3
                                                                                        $&6RXUFHV&#xb2;2SHUDWLQJ
                                                                                                            
6859(,//$1&(5(48,5(0(176 FRQWLQXHG 
6859(,//$1&(                                                  )5(48(1&<
65    127(6 
                        '*ORDGLQJVPD\LQFOXGHJUDGXDOORDGLQJ                        
                        0RPHQWDU\WUDQVLHQWVRXWVLGHWKHORDGUDQJHGR 
QRWLQYDOLGDWHWKLVWHVW                                      
                        7KLV6XUYHLOODQFHVKDOOEHFRQGXFWHGRQRQO\                    
RQH'*DWDWLPH                                              
                        7KLV65VKDOOEHSUHFHGHGE\DQGLPPHGLDWHO\                    
IROORZZLWKRXWVKXWGRZQDVXFFHVVIXO                          
SHUIRUPDQFHRI65RU65                        
                      $VLQJOHWHVWDWWKHVSHFLILHG)UHTXHQF\ZLOO                  
                          VDWLVI\WKLV6XUYHLOODQFHIRUERWKXQLWV                      
                   
9HULI\HDFK'*LVV\QFKURQL]HGDQGORDGHGDQG                            ,QDFFRUGDQFHZLWK
RSHUDWHVIRUPLQXWHVDWDORDGN:DQG                        WKH6XUYHLOODQFH
                  N:                                                              )UHTXHQF\&RQWURO
3URJUDP
65    9HULI\HDFKHQJLQHPRXQWHGWDQNFRQWDLQVJDORI ,QDFFRUGDQFHZLWK
IXHORLO                                                                WKH6XUYHLOODQFH
                                                                                            )UHTXHQF\&RQWURO
3URJUDP
65    &KHFNIRUDQGUHPRYHDFFXPXODWHGZDWHUIURPHDFK                        ,QDFFRUGDQFHZLWK
HQJLQHPRXQWHGWDQN                                                    WKH6XUYHLOODQFH
                                                                                            )UHTXHQF\&RQWURO
3URJUDP
FRQWLQXHG 
  
                                                                                                        

%UXQVZLFN8QLW                                                                    $PHQGPHQW1R


may be suspended. Past due surveillances will
                                                                                      $&6RXUFHV&#xb2;2SHUDWLQJ
                                                                                                          
6859(,//$1&(5(48,5(0(176 FRQWLQXHG 
6859(,//$1&(                                                  )5(48(1&<
65    9HULI\WKHIXHORLOWUDQVIHUV\VWHPRSHUDWHVWRWUDQVIHU ,QDFFRUGDQFHZLWK
IXHORLOIURPWKHGD\IXHORLOVWRUDJHWDQNWRWKHHQJLQH WKH6XUYHLOODQFH
PRXQWHGWDQN                                                            )UHTXHQF\&RQWURO
3URJUDP
65    127(6 
                      $OO'*VWDUWVPD\EHSUHFHGHGE\DQHQJLQH                      
                        SUHOXEHSHULRG                                                  
                    $VLQJOHWHVWDWWKHVSHFLILHG)UHTXHQF\ZLOO                    
                        VDWLVI\WKLV6XUYHLOODQFHIRUERWKXQLWV                      
                   
9HULI\HDFK'*VWDUWVIURPVWDQGE\FRQGLWLRQDQG                        ,QDFFRUGDQFHZLWK
DFKLHYHVLQVHFRQGVYROWDJH9DQG                          WKH6XUYHLOODQFH
IUHTXHQF\+]DQGDIWHUVWHDG\VWDWHFRQGLWLRQV                  )UHTXHQF\&RQWURO
DUHUHDFKHGPDLQWDLQVYROWDJH9DQG9                    3URJUDP
DQGIUHTXHQF\+]DQG+]
FRQWLQXHG 

%UXQVZLFN8QLW                                                                    $PHQGPHQW1R


be completed within 7 days of restoration of
                                                                    'LVWULEXWLRQ6\VWHPV&#xb2;2SHUDWLQJ
                                                                                                
(/(&75,&$/32:(56<67(06
 'LVWULEXWLRQ6\VWHPV&#xb2;2SHUDWLQJ
/&2            'LYLVLRQ,DQG'LYLVLRQ,,$&DQG'&HOHFWULFDOSRZHUGLVWULEXWLRQ
VXEV\VWHPVVKDOOEH23(5$%/(
$33/,&$%,/,7<        02'(6DQG
$&7,216
            &21',7,21                        5(48,5('$&7,21                &203/(7,217,0(
  $ 2QH$&HOHFWULFDOSRZHU        $        5HVWRUHDIIHFWHGORDGJURXS GD\V
GLVWULEXWLRQVXEV\VWHP                    EXV HV WR23(5$%/(
LQRSHUDEOHIRUSODQQHG                    VWDWXV
PDLQWHQDQFHGXHWRHLWKHU
LQRSHUDEOHORDGJURXS(
EXV HV RULQRSHUDEOHORDG
JURXS(EXV HV 
  % 2QHRUPRUH$&HOHFWULFDO      %        5HVWRUH$&HOHFWULFDOSRZHU KRXUV
SRZHUGLVWULEXWLRQ                        GLVWULEXWLRQVXEV\VWHPVWR
VXEV\VWHPVLQRSHUDEOHIRU                  23(5$%/(VWDWXV
UHDVRQVRWKHUWKDQ
      &RQGLWLRQ$
FRQWLQXHG 
                                    


%UXQVZLFN8QLW                                                        $PHQGPHQW1R


EDG 4 operability or December 20, 2017, whichever occurs first.
                                                              'LVWULEXWLRQ6\VWHPV&#xb2;2SHUDWLQJ
------------------------------------------------------------------------
                                                                                            
Verify each DG is synchronized and loaded and operates for 60 minutes at a load 2800 kW and 3500 kW.
$&7,216 FRQWLQXHG 
          &21',7,21                  5(48,5('$&7,21                  &203/(7,217,0(
& 2QHRUPRUH'&HOHFWULFDO &    'HFODUHUHTXLUHGIHDWXUH V  ,PPHGLDWHO\
SRZHUGLVWULEXWLRQ                VXSSRUWHGE\WKHLQRSHUDEOH 
VXEV\VWHPVLQRSHUDEOHGXH          '&HOHFWULFDOSRZHU              
WRORVVRIQRUPDO'&VRXUFH      GLVWULEXWLRQVXEV\VWHP          
LQRSHUDEOH                      
                                  $1'                                    
                                  &  ,QLWLDWHDFWLRQWRWUDQVIHU'& ,PPHGLDWHO\
HOHFWULFDOSRZHUGLVWULEXWLRQ 
VXEV\VWHPWRLWVDOWHUQDWH 
                                        '&VRXUFH                      
                                  $1'                                    
                                  & 'HFODUHUHTXLUHGIHDWXUH V  8SRQFRPSOHWLRQRI
VXSSRUWHGE\WKHLQRSHUDEOH WUDQVIHURIWKH
                                        '&HOHFWULFDOSRZHU              UHTXLUHGIHDWXUH V
GLVWULEXWLRQVXEV\VWHP          '&HOHFWULFDOSRZHU
23(5$%/(                        GLVWULEXWLRQ
VXEV\VWHPWRLWV
                                                                        23(5$%/(
DOWHUQDWH'&VRXUFH
                                  
                                                                          
                                  $1'                                    
                                  & 5HVWRUH'&HOHFWULFDO            GD\V
SRZHUGLVWULEXWLRQ
VXEV\VWHPWR23(5$%/(
VWDWXV
FRQWLQXHG 
                                  
%UXQVZLFN8QLW                                                  $PHQGPHQW1R


In accordance with the Surveillance
                                                                  'LVWULEXWLRQ6\VWHPV&#xb2;2SHUDWLQJ
                                                                                            
$&7,216 FRQWLQXHG 
            &21',7,21                    5(48,5('$&7,21                      &203/(7,217,0(
  ' 2QHRUPRUH'&HOHFWULFDO    '  5HVWRUH'&HOHFWULFDO              GD\V
SRZHUGLVWULEXWLRQ                  SRZHUGLVWULEXWLRQ
VXEV\VWHPVLQRSHUDEOHIRU          VXEV\VWHPVWR23(5$%/(
UHDVRQVRWKHUWKDQ                  VWDWXV
      &RQGLWLRQ&
( 5HTXLUHG$FWLRQDQG          (  127(    
DVVRFLDWHG&RPSOHWLRQ7LPH          /&2DLVQRW                  
RI&RQGLWLRQ$%&RU'          DSSOLFDEOHZKHQHQWHULQJ            
QRWPHW                            02'(                            
                                           
                                        %HLQ02'(                      KRXUV
  ) 7ZRRUPRUHHOHFWULFDO        )  (QWHU/&2                    ,PPHGLDWHO\
SRZHUGLVWULEXWLRQ
VXEV\VWHPVLQRSHUDEOHWKDW
UHVXOWLQDORVVRIIXQFWLRQ


%UXQVZLFN8QLW                                                      $PHQGPHQW1R


Frequency Control
5$
(QFORVXUH
                                                $WWDFKPHQW

5HYLVHG7HFKQLFDO6SHFLILFDWLRQV3DJHV8QLW


Program SR  3.8.1.4 Verify each engine mounted tank contains  150 gal of fuel oil.
                                                                              &RPSOHWLRQ7LPHV
In accordance with the Surveillance
                                                                                              
&RPSOHWLRQ7LPHV
                                                                                                
'(6&5,37,21        7KHDERYH&RPSOHWLRQ7LPHH[WHQVLRQGRHVQRWDSSO\WRWKRVH
 FRQWLQXHG       6SHFLILFDWLRQVWKDWKDYHH[FHSWLRQVWKDWDOORZFRPSOHWHO\VHSDUDWH
UHHQWU\LQWRWKH&RQGLWLRQ IRUHDFKGLYLVLRQVXEV\VWHPFRPSRQHQWRU
YDULDEOHH[SUHVVHGLQWKH&RQGLWLRQ DQGVHSDUDWHWUDFNLQJRI&RPSOHWLRQ
7LPHVEDVHGRQWKLVUHHQWU\7KHVHH[FHSWLRQVDUHVWDWHGLQLQGLYLGXDO
6SHFLILFDWLRQV
7KHDERYH&RPSOHWLRQ7LPHH[WHQVLRQGRHVQRWDSSO\WRD&RPSOHWLRQ
7LPHZLWKDPRGLILHGWLPH]HUR7KLVPRGLILHGWLPH]HURPD\EH
H[SUHVVHGDVDUHSHWLWLYHWLPH LHRQFHSHUKRXUVZKHUHWKH
                    &RPSOHWLRQ7LPHLVUHIHUHQFHGIURPDSUHYLRXVFRPSOHWLRQRIWKH
5HTXLUHG$FWLRQYHUVXVWKHWLPHRI&RQGLWLRQHQWU\ RUDVDWLPHPRGLILHG
E\WKHSKUDVHIURPGLVFRYHU\
                                                                                                
(;$03/(6            7KHIROORZLQJH[DPSOHVLOOXVWUDWHWKHXVHRI&RPSOHWLRQ7LPHVZLWK
GLIIHUHQWW\SHVRI&RQGLWLRQVDQGFKDQJLQJ&RQGLWLRQV
(;$03/(
                    $&7,216
                                                                              &203/(7,21
                          &21',7,21            5(48,5('$&7,21                7,0(
                      % 5HTXLUHG$FWLRQ %        %HLQ02'(      KRXUV
DQGDVVRFLDWHG
                            &RPSOHWLRQ        $1'                          
7LPHQRWPHW
                                              %      %HLQ02'(      KRXUV
                    &RQGLWLRQ%KDVWZR5HTXLUHG$FWLRQV(DFK5HTXLUHG$FWLRQKDVLWVRZQ
VHSDUDWH&RPSOHWLRQ7LPH(DFK&RPSOHWLRQ7LPHLVUHIHUHQFHGWRWKH
WLPHWKDW&RQGLWLRQ%LVHQWHUHG
                                                                                      FRQWLQXHG 


%UXQVZLFN8QLW                                                    $PHQGPHQW1R


Frequency Control
                                                                    &RPSOHWLRQ7LPHV
                                                                                  
&RPSOHWLRQ7LPHV
                                                                                    
(;$03/(6            (;$03/(
 FRQWLQXHG 
                    $&7,216
                                                                    &203/(7,21
                          &21',7,21          5(48,5('$&7,21          7,0(
                      $ 2QH)XQFWLRQ; $    5HVWRUH      GD\V
VXEV\VWHP              )XQFWLRQ;
LQRSHUDEOH            VXEV\VWHPWR
23(5$%/(
VWDWXV
                      % 2QH)XQFWLRQ< %    5HVWRUH      KRXUV
VXEV\VWHP              )XQFWLRQ<
LQRSHUDEOH            VXEV\VWHPWR
23(5$%/(
VWDWXV
                      & 2QH)XQFWLRQ; &    5HVWRUH      KRXUV
VXEV\VWHP              )XQFWLRQ;
LQRSHUDEOH            VXEV\VWHPWR 
23(5$%/(
                        $1'                    VWDWXV      
                        2QH)XQFWLRQ< 25                    
VXEV\VWHP
LQRSHUDEOH    &    5HVWRUH      KRXUV
                                                    )XQFWLRQ<
VXEV\VWHPWR
23(5$%/(
VWDWXV

                                                                          FRQWLQXHG 

%UXQVZLFN8QLW                                          $PHQGPHQW1R


Program SR  3.8.1.5 Check for and remove accumulated water from each engine mounted tank.
                                                                              &RPSOHWLRQ7LPHV
In accordance with the Surveillance
                                                                                            
&RPSOHWLRQ7LPHV
                                                                                                
(;$03/(6            (;$03/( FRQWLQXHG 
:KHQRQH)XQFWLRQ;VXEV\VWHPDQGRQH)XQFWLRQ<VXEV\VWHPDUH
LQRSHUDEOH&RQGLWLRQ$DQG&RQGLWLRQ%DUHFRQFXUUHQWO\DSSOLFDEOH7KH
                    &RPSOHWLRQ7LPHVIRU&RQGLWLRQ$DQG&RQGLWLRQ%DUHWUDFNHGVHSDUDWHO\
IRUHDFKVXEV\VWHPVWDUWLQJIURPWKHWLPHHDFKVXEV\VWHPZDVGHFODUHG
LQRSHUDEOHDQGWKH&RQGLWLRQZDVHQWHUHG$VHSDUDWH&RPSOHWLRQ7LPH
LVHVWDEOLVKHGIRU&RQGLWLRQ&DQGWUDFNHGIURPWKHWLPHWKHVHFRQG
VXEV\VWHPZDVGHFODUHGLQRSHUDEOH LHWKHWLPHWKHVLWXDWLRQGHVFULEHG
LQ&RQGLWLRQ&ZDVGLVFRYHUHG 
                    ,I5HTXLUHG$FWLRQ&LVFRPSOHWHGZLWKLQWKHVSHFLILHG&RPSOHWLRQ7LPH
                    &RQGLWLRQV%DQG&DUHH[LWHG,IWKH&RPSOHWLRQ7LPHIRU5HTXLUHG
                    $FWLRQ$KDVQRWH[SLUHGRSHUDWLRQPD\FRQWLQXHLQDFFRUGDQFHZLWK
                    &RQGLWLRQ$7KHUHPDLQLQJ&RPSOHWLRQ7LPHLQ&RQGLWLRQ$LVPHDVXUHG
IURPWKHWLPHWKHDIIHFWHGVXEV\VWHPZDVGHFODUHGLQRSHUDEOH LHLQLWLDO
HQWU\LQWR&RQGLWLRQ$ 
                    ,WLVSRVVLEOHWRDOWHUQDWHEHWZHHQ&RQGLWLRQV$%DQG&LQVXFKD
PDQQHUWKDWRSHUDWLRQFRXOGFRQWLQXHLQGHILQLWHO\ZLWKRXWHYHUUHVWRULQJ
V\VWHPVWRPHHWWKH/&2+RZHYHUGRLQJVRZRXOGEHLQFRQVLVWHQWZLWK
WKHEDVLVRIWKH&RPSOHWLRQ7LPHV7KHUHIRUHWKHUHVKDOOEH
DGPLQLVWUDWLYHFRQWUROVWROLPLWWKHPD[LPXPWLPHDOORZHGIRUDQ\
FRPELQDWLRQRI&RQGLWLRQVWKDWUHVXOWLQDVLQJOHFRQWLJXRXVRFFXUUHQFHRI
IDLOLQJWRPHHWWKH/&27KHVHDGPLQLVWUDWLYHFRQWUROVVKDOOHQVXUHWKDW
WKH&RPSOHWLRQ7LPHVIRUWKRVH&RQGLWLRQVDUHQRWLQDSSURSULDWHO\
H[WHQGHG
                                                                                    FRQWLQXHG 

%UXQVZLFN8QLW                                                    $PHQGPHQW1R


Frequency Control
6:6\VWHPDQG8+6
                                                                                              
$&7,216 FRQWLQXHG 
                                                                                  &203/(7,21
            &21',7,21                  5(48,5('$&7,21                              7,0(
  % 2QHUHTXLUHG16:SXPS        %  127(      
LQRSHUDEOHIRUUHDVRQVRWKHU      (QWHUDSSOLFDEOH&RQGLWLRQV          
WKDQ&RQGLWLRQ$                  DQG5HTXLUHG$FWLRQVRI              
                                          /&2IRU'*VPDGH                
LQRSHUDEOHE\16:                    
                                            
                                        5HVWRUHUHTXLUHG16:                  GD\V
SXPSWR23(5$%/(
VWDWXV
  & 2QHUHTXLUHGFRQYHQWLRQDO    &  9HULI\WKHRQH23(5$%/(              ,PPHGLDWHO\
VHUYLFHZDWHU &6: SXPS          &6:SXPSDQGRQH
LQRSHUDEOH                        23(5$%/(8QLW16:                  
SXPSDUHSRZHUHGIURP
VHSDUDWHN9                      
HPHUJHQF\EXVHV
                                                                                
                                    $1'
                                                                                
                                    &  5HVWRUHUHTXLUHG&6:                  GD\V
SXPSWR23(5$%/(
VWDWXV
FRQWLQXHG 
                                  

%UXQVZLFN8QLW                                                        $PHQGPHQW1R


Program (continued)
6:6\VWHPDQG8+6
AC Sources-Operating 3.8.1 Brunswick Unit 1 3.8-9 Amendment No. 282 SURVEILLANCE REQUIREMENTS (continued) SURVEILLANCE FREQUENCY SR 3.8.1.6 -------------------------------NOTE-------------------------------
                                                                                            
Until DG 4 is returned to OPERABLE status, not to
$&7,216 FRQWLQXHG 
                                                                                  &203/(7,21
          &21',7,21                  5(48,5('$&7,21                              7,0(
  ' 5HTXLUHG$FWLRQ&DQG    '  5HVWRUHUHTXLUHG&6:                  KRXUV
DVVRFLDWHG&RPSOHWLRQ7LPH      SXPSWR23(5$%/(
QRWPHW                        VWDWXV
( 7ZRUHTXLUHG&6:SXPSV    ( 127(      
LQRSHUDEOH                      (QWHUDSSOLFDEOH&RQGLWLRQV            
DQG5HTXLUHG$FWLRQVRI                
                                        /&25HVLGXDO+HDW              
5HPRYDO6HUYLFH:DWHU                  
5+56: 6\VWHPIRU                  
5+56:VXEV\VWHPVPDGH                  
LQRSHUDEOHE\&6:                    
                                         
                                      5HVWRUHRQHUHTXLUHG&6:              KRXUV
SXPSWR23(5$%/(
VWDWXV
  ) 2QHUHTXLUHG16:SXPS      ) 5HVWRUHUHTXLUHG16:                  KRXUV
LQRSHUDEOH                      SXPSWR23(5$%/(
VWDWXV                                
    $1'
25                                          
    2QHUHTXLUHG&6:SXPS
LQRSHUDEOH                )  5HVWRUHUHTXLUHG&6:                  KRXUV
SXPSWR23(5$%/(
VWDWXV
FRQWLQXHG 
                                


%UXQVZLFN8QLW                                                        $PHQGPHQW1R


exceed 0745 EST on December 13, 2017, performance of SR 3.8.1.6 for EDGs 1, 2, and 3 may
                                                                              $&6RXUFHV&#xb2;2SHUDWLQJ
                                                                                                  
$&7,216 FRQWLQXHG 
              &21',7,21                          5(48,5('$&7,21              &203/(7,217,0(
  % 127(6 %      'HFODUHUHTXLUHGIHDWXUH V  ,PPHGLDWHO\IURP
       2QO\DSSOLFDEOHZKHQ                    ZLWKQRSRZHUDYDLODEOH    GLVFRYHU\RI
          8QLWLVLQ02'(                  LQRSHUDEOHZKHQWKH        &RQGLWLRQ%
          RU                                UHGXQGDQWUHTXLUHG          FRQFXUUHQWZLWK
IHDWXUH V DUHLQRSHUDEOH LQRSHUDELOLW\RI
     &RQGLWLRQ%VKDOOQRWEH                                            UHGXQGDQWUHTXLUHG
          HQWHUHGLQFRQMXQFWLRQ                                           IHDWXUH V 
          ZLWK&RQGLWLRQ$
                                         
    7ZR8QLWRIIVLWHFLUFXLWV                                            
LQRSHUDEOHGXHWRRQH8QLW
EDODQFHRISODQWFLUFXLWSDWK                                           
WRWKHGRZQVWUHDPN9
HPHUJHQF\EXVLQRSHUDEOH                                               
IRUSODQQHGPDLQWHQDQFH
                                                                              
    $1'
                                            $1'                              
    '*DVVRFLDWHGZLWKWKH
DIIHFWHGGRZQVWUHDP                  %  3HUIRUP65IRU      KRXUV
      N9HPHUJHQF\EXV                      23(5$%/(RIIVLWH
LQRSHUDEOHIRUSODQQHG                      FLUFXLW V                 $1'
PDLQWHQDQFH
                                                                              2QFHSHUKRXUV
WKHUHDIWHU
                                            
                                                                                
                                            $1'
                                                                                
                                            %  5HVWRUHERWK8QLWRIIVLWH GD\V
FLUFXLWVDQG'*WR
23(5$%/(VWDWXV
FRQWLQXHG 
                                            

%UXQVZLFN8QLW                                                          $PHQGPHQW1R


be suspended. Past due surveillances will be
                                                                        $&6RXUFHV&#xb2;2SHUDWLQJ
                                                                                            
$&7,216 FRQWLQXHG 
            &21',7,21                    5(48,5('$&7,21              &203/(7,217,0(
  & 2QHRIIVLWHFLUFXLWLQRSHUDEOH &  3HUIRUP65IRU      KRXUV
IRUUHDVRQVRWKHUWKDQ              23(5$%/(RIIVLWH
      &RQGLWLRQ$RU%                    FLUFXLW V                   $1'
                                                                        2QFHSHUKRXUV
WKHUHDIWHU
                                      
                                                                          
                                      $1'
                                                                          
                                      &  'HFODUHUHTXLUHGIHDWXUH V   KRXUVIURP
ZLWKQRRIIVLWHSRZHU        GLVFRYHU\RIQR
DYDLODEOHLQRSHUDEOHZKHQ    RIIVLWHSRZHUWRRQH
WKHUHGXQGDQWUHTXLUHG      N9HPHUJHQF\
IHDWXUH V DUHLQRSHUDEOH  EXVFRQFXUUHQWZLWK
LQRSHUDELOLW\RI
                                                                        UHGXQGDQWUHTXLUHG
IHDWXUH V 
                                                                        
                                      $1'                                
                                      &  5HVWRUHRIIVLWHFLUFXLWWR  KRXUV
23(5$%/(VWDWXV
FRQWLQXHG 
                                    

%UXQVZLFN8QLW                                                  $PHQGPHQW1R


completed within 7 days of restoration of EDG 4
                                                                      $&6RXUFHV&#xb2;2SHUDWLQJ
                                                                                          
$&7,216 FRQWLQXHG 
            &21',7,21                  5(48,5('$&7,21              &203/(7,217,0(
  '  FRQWLQXHG                   '  5HVWRUH'*WR23(5$%/( GD\VIURP
VWDWXV                      GLVFRYHU\RI
XQDYDLODELOLW\RI
                                                                      6833'*
                                                                        $1'
                                                                        KRXUVIURP
GLVFRYHU\RI
                                                                        &RQGLWLRQ'HQWU\
                                                                        GD\VFRQFXUUHQW
ZLWKXQDYDLODELOLW\RI
6833'*
                                                                        $1'
                                                                        GD\V
( 7ZRRUPRUHRIIVLWHFLUFXLWV (  'HFODUHUHTXLUHGIHDWXUH V  KRXUVIURP
LQRSHUDEOHIRUUHDVRQVRWKHU      LQRSHUDEOHZKHQWKH          GLVFRYHU\RI
WKDQ&RQGLWLRQ%                  UHGXQGDQWUHTXLUHG          &RQGLWLRQ(
IHDWXUH V DUHLQRSHUDEOH FRQFXUUHQWZLWK
LQRSHUDELOLW\RI
                                                                      UHGXQGDQWUHTXLUHG
IHDWXUH V 
                                    
                                                                        
                                    $1'
(  5HVWRUHDOOEXWRQHRIIVLWH  KRXUV
FLUFXLWWR23(5$%/(
VWDWXV
                                                                      FRQWLQXHG 

%UXQVZLFN8QLW                                                $PHQGPHQW1R


operability or December 20, 2017, whichever occurs
                                                                                        $&6RXUFHV&#xb2;2SHUDWLQJ
                                                                                                          
6859(,//$1&(5(48,5(0(176
6859(,//$1&(                                                  )5(48(1&<
65    9HULI\FRUUHFWEUHDNHUDOLJQPHQWDQGLQGLFDWHGSRZHU                    ,QDFFRUGDQFHZLWK
DYDLODELOLW\IRUHDFKRIIVLWHFLUFXLW                                  WKH6XUYHLOODQFH
                                                                                            )UHTXHQF\&RQWURO
3URJUDP
65    127(6 
                        $OO'*VWDUWVPD\EHSUHFHGHGE\DQHQJLQH                      
                          SUHOXEHSHULRG                                                
                        $PRGLILHG'*VWDUWLQYROYLQJLGOLQJDQGJUDGXDO                
DFFHOHUDWLRQWRV\QFKURQRXVVSHHGPD\EHXVHG                  
IRUWKLV65:KHQPRGLILHGVWDUWSURFHGXUHVDUH                
QRWXVHGWKHWLPHYROWDJHDQGIUHTXHQF\                      
WROHUDQFHVRI65PXVWEHPHW                          
                        $VLQJOHWHVWDWWKHVSHFLILHG)UHTXHQF\ZLOO                  
VDWLVI\WKLV6XUYHLOODQFHIRUERWKXQLWV                      
                   
9HULI\HDFK'*VWDUWVIURPVWDQGE\FRQGLWLRQVDQG                        ,QDFFRUGDQFHZLWK
DFKLHYHVVWHDG\VWDWHYROWDJH9DQG9 WKH6XUYHLOODQFH
DQGIUHTXHQF\+]DQG+]                                  )UHTXHQF\&RQWURO
3URJUDP
FRQWLQXHG 
  
                                                                                                                

%UXQVZLFN8QLW                                                                    $PHQGPHQW1R


first.
                                                                                      $&6RXUFHV&#xb2;2SHUDWLQJ
------------------------------------------------------------------------  Verify the fuel oil transfer system operates to transfer fuel oil from the day fuel oil storage tank to the engine
                                                                                                          
6859(,//$1&(5(48,5(0(176 FRQWLQXHG 
6859(,//$1&(                                                  )5(48(1&<
65    127(6 
                      '*ORDGLQJVPD\LQFOXGHJUDGXDOORDGLQJ                        
                      0RPHQWDU\WUDQVLHQWVRXWVLGHWKHORDGUDQJHGR 
QRWLQYDOLGDWHWKLVWHVW                                        
                      7KLV6XUYHLOODQFHVKDOOEHFRQGXFWHGRQRQO\                    
RQH'*DWDWLPH                                                
                      7KLV65VKDOOEHSUHFHGHGE\DQGLPPHGLDWHO\                    
IROORZZLWKRXWVKXWGRZQDVXFFHVVIXO                          
SHUIRUPDQFHRI65RU65                        
                      $VLQJOHWHVWDWWKHVSHFLILHG)UHTXHQF\ZLOO                    
VDWLVI\WKLV6XUYHLOODQFHIRUERWKXQLWV                        
                   
9HULI\HDFK'*LVV\QFKURQL]HGDQGORDGHGDQG                            ,QDFFRUGDQFHZLWK
RSHUDWHVIRUPLQXWHVDWDORDGN:DQG                        WKH6XUYHLOODQFH
                  N:                                                              )UHTXHQF\&RQWURO
3URJUDP
65    9HULI\HDFKHQJLQHPRXQWHGWDQNFRQWDLQVJDORI ,QDFFRUGDQFHZLWK
IXHORLO                                                                WKH6XUYHLOODQFH
                                                                                            )UHTXHQF\&RQWURO
3URJUDP
65    &KHFNIRUDQGUHPRYHDFFXPXODWHGZDWHUIURPHDFK                        ,QDFFRUGDQFHZLWK
HQJLQHPRXQWHGWDQN                                                    WKH6XUYHLOODQFH
                                                                                            )UHTXHQF\&RQWURO
3URJUDP
FRQWLQXHG 
  
                                                                                                                

%UXQVZLFN8QLW                                                                    $PHQGPHQW1R


mounted tank.
                                                                                      $&6RXUFHV&#xb2;2SHUDWLQJ
                                                                                                          
6859(,//$1&(5(48,5(0(176 FRQWLQXHG 
6859(,//$1&(                                                  )5(48(1&<
65    9HULI\WKHIXHORLOWUDQVIHUV\VWHPRSHUDWHVWRWUDQVIHU ,QDFFRUGDQFHZLWK
IXHORLOIURPWKHGD\IXHORLOVWRUDJHWDQNWRWKHHQJLQH WKH6XUYHLOODQFH
PRXQWHGWDQN                                                            )UHTXHQF\&RQWURO
3URJUDP
65    127(6 
                      $OO'*VWDUWVPD\EHSUHFHGHGE\DQHQJLQH                      
                        SUHOXEHSHULRG                                                  
                    $VLQJOHWHVWDWWKHVSHFLILHG)UHTXHQF\ZLOO                    
                        VDWLVI\WKLV6XUYHLOODQFHIRUERWKXQLWV                        
                   
                9HULI\HDFK'*VWDUWVIURPVWDQGE\FRQGLWLRQDQG                        ,QDFFRUGDQFHZLWK
DFKLHYHVLQVHFRQGVYROWDJH9DQG                          WKH6XUYHLOODQFH
IUHTXHQF\+]DQGDIWHUVWHDG\VWDWHFRQGLWLRQV                  )UHTXHQF\&RQWURO
DUHUHDFKHGPDLQWDLQVYROWDJH9DQG9                    3URJUDP
DQGIUHTXHQF\+]DQG+]
FRQWLQXHG 
  

%UXQVZLFN8QLW                                                                    $PHQGPHQW1R


In accordance with the Surveillance
                                                                    'LVWULEXWLRQ6\VWHPV&#xb2;2SHUDWLQJ
                                                                                                
(/(&75,&$/32:(56<67(06
 'LVWULEXWLRQ6\VWHPV&#xb2;2SHUDWLQJ
/&2            'LYLVLRQ,DQG'LYLVLRQ,,$&DQG'&HOHFWULFDOSRZHUGLVWULEXWLRQ
VXEV\VWHPVVKDOOEH23(5$%/(
$33/,&$%,/,7<        02'(6DQG
$&7,216
            &21',7,21                        5(48,5('$&7,21                &203/(7,217,0(
  $ 2QH$&HOHFWULFDOSRZHU        $        5HVWRUHDIIHFWHGORDGJURXS GD\V
GLVWULEXWLRQVXEV\VWHP                    EXV HV WR23(5$%/(
LQRSHUDEOHIRUSODQQHG                    VWDWXV
PDLQWHQDQFHGXHWRHLWKHU
LQRSHUDEOHORDGJURXS(
EXV HV RULQRSHUDEOHORDG
JURXS(EXV HV 
  % 2QHRUPRUH$&HOHFWULFDO      %        5HVWRUH$&HOHFWULFDOSRZHU KRXUV
SRZHUGLVWULEXWLRQ                        GLVWULEXWLRQVXEV\VWHPVWR
VXEV\VWHPVLQRSHUDEOHIRU                  23(5$%/(VWDWXV
UHDVRQVRWKHUWKDQ
      &RQGLWLRQ$
FRQWLQXHG 
                                    

%UXQVZLFN8QLW                                                        $PHQGPHQW1R


Frequency Control
                                                              'LVWULEXWLRQ6\VWHPV&#xb2;2SHUDWLQJ
                                                                                              
$&7,216 FRQWLQXHG 
            &21',7,21                  5(48,5('$&7,21                  &203/(7,217,0(
  & 2QHRUPRUH'&HOHFWULFDO &    'HFODUHUHTXLUHGIHDWXUH V  ,PPHGLDWHO\
SRZHUGLVWULEXWLRQ                VXSSRUWHGE\WKHLQRSHUDEOH
VXEV\VWHPVLQRSHUDEOHGXH          '&HOHFWULFDOSRZHU              
WRORVVRIQRUPDO'&VRXUFH      GLVWULEXWLRQVXEV\VWHP
LQRSHUDEOH                      
                                    $1'                                    
                                    &  ,QLWLDWHDFWLRQWRWUDQVIHU'& ,PPHGLDWHO\
HOHFWULFDOSRZHUGLVWULEXWLRQ
VXEV\VWHPWRLWVDOWHUQDWH 
                                          '&VRXUFH
                                                                            
                                    $1'
                                                                            
                                    &  'HFODUHUHTXLUHGIHDWXUH V  8SRQFRPSOHWLRQRI
VXSSRUWHGE\WKHLQRSHUDEOH WUDQVIHURIWKH
                                          '&HOHFWULFDOSRZHU              UHTXLUHGIHDWXUH V
GLVWULEXWLRQVXEV\VWHP          '&HOHFWULFDOSRZHU
23(5$%/(                        GLVWULEXWLRQ
VXEV\VWHPWRLWV
                                                                          23(5$%/(
DOWHUQDWH'&VRXUFH
                                    
                                                                            
                                    $1'
                                                                            
                                    &  5HVWRUH'&HOHFWULFDO            GD\V
SRZHUGLVWULEXWLRQ
VXEV\VWHPWR23(5$%/(
VWDWXV
                                                                                       FRQWLQXHG 
                                  

%UXQVZLFN8QLW                                                    $PHQGPHQW1R


Program SR 3.8.1.7 -------------------------------NOTES------------------------------ 1. All DG starts may be preceded by an engine prelube period. 2. A single test at the specified Frequency will  satisfy this Surveillance for both units.  
                                                                  'LVWULEXWLRQ6\VWHPV&#xb2;2SHUDWLQJ
                                                                                            
$&7,216 FRQWLQXHG 
            &21',7,21                    5(48,5('$&7,21                      &203/(7,217,0(
  ' 2QHRUPRUH'&HOHFWULFDO    ' 5HVWRUH'&HOHFWULFDO              GD\V
SRZHUGLVWULEXWLRQ                  SRZHUGLVWULEXWLRQ
VXEV\VWHPVLQRSHUDEOHIRU          VXEV\VWHPVWR23(5$%/(
UHDVRQVRWKHUWKDQ                  VWDWXV
      &RQGLWLRQ&
( 5HTXLUHG$FWLRQDQG          (  127(    
DVVRFLDWHG&RPSOHWLRQ7LPH          /&2DLVQRW                  
RI&RQGLWLRQ$%&RU'          DSSOLFDEOHZKHQHQWHULQJ            
QRWPHW                            02'(                            
                                           
                                        %HLQ02'(                      KRXUV
  ) 7ZRRUPRUHHOHFWULFDO        ) (QWHU/&2                    ,PPHGLDWHO\
SRZHUGLVWULEXWLRQ
VXEV\VWHPVLQRSHUDEOHWKDW
UHVXOWLQDORVVRIIXQFWLRQ

                                                                                                  

%UXQVZLFN8QLW                                                      $PHQGPHQW1R


------------------------------------------------------------------------
5$
Verify each DG starts from standby condition and achieves, in  10 seconds, voltage  3750 V and frequency  58.8 Hz, and after steady state conditions are reached, maintains voltage  3750 V and  4300 V and frequency  58.8 Hz and  61.2 Hz.
(QFORVXUH
                                                        $WWDFKPHQW
3URSRVHG7HFKQLFDO6SHFLILFDWLRQ%DVHV&KDQJHV 0DUN8S 8QLW
                      )RU,QIRUPDWLRQ2QO\ 


In accordance with the Surveillance
6:6\VWHPDQG8+6
                                                                                          %
%$6(6
                                                                                                  
$&7,216$             FRQWLQXHG 
FDSDELOLW\LVXQDYDLODEOHWRRQHRUPRUH'*V$&7,216IRU/&2
                  $&6RXUFHV&#xb2;2SHUDWLQJPXVWEHLPPHGLDWHO\HQWHUHG7KLVDOORZV
                  &RQGLWLRQ$WRSURYLGHUHTXLUHPHQWVIRUDQLQRSHUDEOH16:SXPSZLWKRXW
UHJDUGWRZKHWKHUDFRROLQJZDWHUVXSSO\LVDYDLODEOHWRWKH'*V
                  /&2SURYLGHVWKHDSSURSULDWHUHVWULFWLRQVIRURQHRUPRUH
LQRSHUDEOH'*V
                  %
:LWKRQHUHTXLUHG16:SXPSLQRSHUDEOHIRUUHDVRQVRWKHUWKDQ
                  &RQGLWLRQ$RQHLQRSHUDEOHSXPSPXVWEHUHVWRUHGWR23(5$%/(VWDWXV
ZLWKLQGD\VDQGGD\VIURPGLVFRYHU\RIIDLOXUHWRPHHWWKH/&2
:LWKWKHXQLWLQWKLVFRQGLWLRQWKHUHPDLQLQJ23(5$%/(16:DQG&6:
SXPSVDUHDGHTXDWHWRSHUIRUPWKH6:KHDWUHPRYDOIXQFWLRQ+RZHYHU
WKHRYHUDOOUHOLDELOLW\LVUHGXFHG7KHGD\&RPSOHWLRQ7LPHLVEDVHGRQ
WKHUHPDLQLQJ6:KHDWUHPRYDOFDSDELOLW\DUHDVRQDEOHWLPHIRUUHSDLUV
DQGWKHORZSUREDELOLW\RIDQHYHQWRFFXUULQJGXULQJWKLVWLPHSHULRG
UHTXLULQJWKH6:6\VWHP
7KHVHFRQG&RPSOHWLRQ7LPHIRU5HTXLUHG$FWLRQ%HVWDEOLVKHVDOLPLW
RQWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRIUHTXLUHG16:DQG
                  &6:SXPSVWREHLQRSHUDEOHGXULQJDQ\VLQJOHFRQWLJXRXVRFFXUUHQFHRI
IDLOLQJWRPHHWWKH/&2,I&RQGLWLRQ%LVHQWHUHGZKLOHIRULQVWDQFHD
UHTXLUHG&6:SXPSLVLQRSHUDEOHDQGWKDW&6:SXPSLVVXEVHTXHQWO\
UHWXUQHG23(5$%/(WKH/&2PD\DOUHDG\KDYHEHHQQRWPHWIRUXSWR
                  GD\V7KLVVLWXDWLRQFRXOGOHDGWRDWRWDORIGD\VVLQFHLQLWLDOIDLOXUH
WRPHHWWKH/&2WRUHVWRUHWKH16:SXPS$WWKLVWLPHDUHTXLUHG&6:
SXPSFRXOGDJDLQEHFRPHLQRSHUDEOHWKH16:SXPSUHVWRUHG
23(5$%/(DQGDQDGGLWLRQDOGD\V IRUDWRWDORIGD\V DOORZHG
SULRUWRFRPSOHWHUHVWRUDWLRQRIWKH/&27KHGD\&RPSOHWLRQ7LPH
SURYLGHVDOLPLWRQWKHWLPHDOORZHGLQDVSHFLILHGFRQGLWLRQDIWHU
GLVFRYHU\RIIDLOXUHWRPHHWWKH/&27KLVOLPLWLVFRQVLGHUHGUHDVRQDEOH
IRUVLWXDWLRQVLQZKLFK&RQGLWLRQV%DQG&RU&RQGLWLRQV%DQG'DUH
HQWHUHGFRQFXUUHQWO\7KH$1'FRQQHFWRUEHWZHHQWKHGD\DQGWKH
                  GD\&RPSOHWLRQ7LPHVPHDQVWKDWERWK&RPSOHWLRQ7LPHVDSSO\
VLPXOWDQHRXVO\DQGWKHPRUHUHVWULFWLYH&RPSOHWLRQ7LPHPXVWEHPHW
                                                                                    FRQWLQXHG 
%UXQVZLFN8QLW                          %                          5HYLVLRQ1R


Frequency Control
6:6\VWHPDQG8+6
                                                                                        %
%$6(6
                                                                                              
$&7,216%           FRQWLQXHG 
7KHVHFRQG&RPSOHWLRQ7LPHDOORZVIRUDQH[FHSWLRQWRWKHQRUPDOWLPH
                  ]HURIRUEHJLQQLQJWKHDOORZHGRXWDJHWLPHFORFN7KLVH[FHSWLRQ
UHVXOWVLQHVWDEOLVKLQJWKHWLPH]HURDWWKHWLPH/&2ZDVLQLWLDOO\
QRWPHWLQVWHDGRIDWWKHWLPHWKDW&RQGLWLRQ%ZDVHQWHUHG
3XUVXDQWWR/&2WKH$&6RXUFHV&#xb2;2SHUDWLQJ$&7,216ZRXOGQRW
EHHQWHUHGHYHQLIFRROLQJFDSDELOLW\ZHUHORVWWRWKH'*VUHVXOWLQJLQRQH
RUPRUHLQRSHUDEOH'*V7KHUHIRUH5HTXLUHG$FWLRQ%LVPRGLILHGE\D
1RWHWRLQGLFDWHWKDWZKHQ&RQGLWLRQ%LVHQWHUHGDQG16:FRROLQJ
FDSDELOLW\LVXQDYDLODEOHWRRQHRUPRUH'*V$&7,216IRU/&2
                  $&6RXUFHV&#xb2;2SHUDWLQJPXVWEHLPPHGLDWHO\HQWHUHG7KLVDOORZV
                  &RQGLWLRQ%WRSURYLGHUHTXLUHPHQWVIRUDQLQRSHUDEOH16:SXPSZLWKRXW
UHJDUGWRZKHWKHUDFRROLQJZDWHUVXSSO\LVDYDLODEOHWRWKH'*V
                  /&2SURYLGHVWKHDSSURSULDWHUHVWULFWLRQVIRURQHRUPRUH
LQRSHUDEOH'*V
                  &DQG&
:LWKRQHUHTXLUHG&6:SXPSLQRSHUDEOHWKHLQRSHUDEOHSXPSPXVWEH
UHVWRUHGWR23(5$%/(VWDWXVZLWKLQGD\VDQGGD\VIURPGLVFRYHU\
RIIDLOXUHWRPHHWWKH/&2:LWKWKHXQLWLQWKLVFRQGLWLRQWKH23(5$%/(
                  &6:SXPSDQG16:SXPSVDUHDGHTXDWHWRSHUIRUPWKHKHDWUHPRYDO
IXQFWLRQ+RZHYHUWKHRYHUDOOUHOLDELOLW\LVUHGXFHG7KHGD\
                  &RPSOHWLRQ7LPHLVEDVHGRQWKHDYDLODELOLW\RIWZR8QLW6:SXPSV DQ
23(5$%/(&6:SXPSDQGDQ23(5$%/(8QLW16:SXPS HDFK
SRZHUHGIURPVHSDUDWHN9HPHUJHQF\EXVHVWRVXSSRUWWKHXQLW V
VHUYLFHZDWHUORDGV,PPHGLDWHYHULILFDWLRQWKDWWKH23(5$%/(&6:
SXPSDQGRQH23(5$%/(8QLW16:SXPSDUHSRZHUHGIURPVHSDUDWH
HPHUJHQF\EXVHVLVWKHUHIRUHUHTXLUHGZKHQRQHUHTXLUHG&6:SXPSLV
LQRSHUDEOH,IWKH23(5$%/(&6:SXPSDQGRQH8QLW16:SXPS
FDQQRWEHLPPHGLDWHO\YHULILHGWREHSRZHUHGIURPVHSDUDWHN9
HPHUJHQF\EXVHV&RQGLWLRQ'PXVWEHLPPHGLDWHO\HQWHUHG7KHGD\
                  &RPSOHWLRQ7LPHLVEDVHGRQWKHUHPDLQLQJ6:KHDWUHPRYDOFDSDELOLW\
DUHDVRQDEOHWLPHIRUUHSDLUVDQGWKHORZSUREDELOLW\RIDQHYHQW
RFFXUULQJGXULQJWKLVWLPHSHULRGUHTXLULQJWKH6:6\VWHP
                                                                                    FRQWLQXHG 
%UXQVZLFN8QLW                        %                            5HYLVLRQ1R


Program  (continued) 
6:6\VWHPDQG8+6
                                                                                          %
%$6(6
                                                                                                  
$&7,216          &DQG& FRQWLQXHG 
7KHVHFRQG&RPSOHWLRQ7LPHIRU5HTXLUHG$FWLRQ&HVWDEOLVKHVDOLPLW
RQWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRIUHTXLUHG16:DQG
                  &6:SXPSVWREHLQRSHUDEOHGXULQJDQ\VLQJOHFRQWLJXRXVRFFXUUHQFHRI
IDLOLQJWRPHHWWKH/&2,I&RQGLWLRQ&LVHQWHUHGZKLOHIRULQVWDQFHD
UHTXLUHG16:SXPSLVLQRSHUDEOHDQGWKDW16:SXPSLVVXEVHTXHQWO\
UHWXUQHG23(5$%/(WKH/&2PD\DOUHDG\KDYHEHHQQRWPHWIRUXSWR
                  GD\V7KLVVLWXDWLRQFRXOGOHDGWRDWRWDORIGD\VVLQFHLQLWLDOIDLOXUH
WRPHHWWKH/&2WRUHVWRUHWKH&6:SXPS$WWKLVWLPHDUHTXLUHG16:
SXPSFRXOGDJDLQEHFRPHLQRSHUDEOHWKH&6:SXPSUHVWRUHG
23(5$%/(DQGDQDGGLWLRQDOGD\V IRUDWRWDORIGD\V DOORZHG
SULRUWRFRPSOHWHUHVWRUDWLRQRIWKH/&27KHGD\&RPSOHWLRQ7LPH
SURYLGHVDOLPLWRQWKHWLPHDOORZHGLQDVSHFLILHGFRQGLWLRQDIWHU
GLVFRYHU\RIIDLOXUHWRPHHWWKH/&27KLVOLPLWLVFRQVLGHUHGUHDVRQDEOH
IRUVLWXDWLRQVLQZKLFK&RQGLWLRQV%DQG&DUHHQWHUHGFRQFXUUHQWO\7KH
                  $1'FRQQHFWRUEHWZHHQWKHGD\DQGWKHGD\&RPSOHWLRQ7LPHV
PHDQVWKDWERWK&RPSOHWLRQ7LPHVDSSO\VLPXOWDQHRXVO\DQGWKHPRUH
UHVWULFWLYH&RPSOHWLRQ7LPHPXVWEHPHW7KHVHFRQG&RPSOHWLRQ7LPH
DOORZVIRUDQH[FHSWLRQWRWKHQRUPDOWLPH]HURIRUEHJLQQLQJWKH
DOORZHGRXWDJHWLPHFORFN7KLVH[FHSWLRQUHVXOWVLQHVWDEOLVKLQJWKH
                  WLPH]HURDWWKHWLPH/&2ZDVLQLWLDOO\QRWPHWLQVWHDGRIDWWKH
WLPHWKDW&RQGLWLRQ&ZDVHQWHUHG
                  '
                  ,I5HTXLUHG$FWLRQ&FDQQRWEHFRPSOHWHGZLWKLQWKHDVVRFLDWHG
                  &RPSOHWLRQ7LPHRULIWKHVWDWXVRIWKH8QLW6:SXPSVFKDQJHVDIWHU
5HTXLUHG$FWLRQ&LVLQLWLDOO\PHWRQHUHTXLUHG&6:SXPSPXVWEH
UHVWRUHGWR23(5$%/(VWDWXVZLWKLQKRXUV:LWKWKHXQLWLQWKLV
FRQGLWLRQWKH23(5$%/(6:SXPSVDUHDGHTXDWHWRSHUIRUPWKHKHDW
UHPRYDOIXQFWLRQ+RZHYHURYHUDOOUHOLDELOLW\LVUHGXFHGDVFRPSDUHGWR
                  &RQGLWLRQ&DQGDUHGXFHG&RPSOHWLRQ7LPHRIKRXUVLVSURYLGHG7KH
                  KRXU&RPSOHWLRQ7LPHLVEDVHGRQWKHUHPDLQLQJ6:6\VWHPKHDW
UHPRYDOFDSDELOLW\DUHDVRQDEOHWLPHIRUUHSDLUVDQGWKHORZSUREDELOLW\
RIDQHYHQWRFFXUULQJGXULQJWKHWLPHSHULRGUHTXLULQJWKH6:6\VWHP
                                                                                    FRQWLQXHG 
%UXQVZLFN8QLW                        %                            5HYLVLRQ1R


Distribution Systems-Operating 3.8.7 Brunswick Unit 1 3.8-36 Amendment No. 280 ACTIONS  (continued) CONDITION REQUIRED ACTION COMPLETION TIMED. One or more DC electrical power distribution
6:6\VWHPDQG8+6
                                                                                          %
%$6(6
                                                                                                  
$&7,216(            
 FRQWLQXHG 
:LWKWZRUHTXLUHG&6:SXPSVLQRSHUDEOHWKHRQHUHTXLUHGLQRSHUDEOH
SXPSPXVWEHUHVWRUHGWR23(5$%/(VWDWXVZLWKLQKRXUVDQG
                  GD\VIURPGLVFRYHU\RIIDLOXUHWRPHHWWKH/&2:LWKWKHXQLWLQWKLV
FRQGLWLRQWKH23(5$%/(16:SXPSVDUHDGHTXDWHWRSHUIRUPWKHKHDW
UHPRYDOIXQFWLRQ7KHKRXU&RPSOHWLRQ7LPHLVEDVHGRQWKH
DYDLODELOLW\RIWKHUHPDLQLQJ16:SXPSVWRVXSSRUWWKHXQLW VVHUYLFH
ZDWHUORDGV7KHKRXU&RPSOHWLRQ7LPHLVEDVHGRQWKHUHPDLQLQJ
6:6\VWHPKHDWUHPRYDOFDSDELOLW\DUHDVRQDEOHWLPHIRUUHSDLUVDQG
WKHORZSUREDELOLW\RIDQHYHQWRFFXUULQJGXULQJWKLVWLPHSHULRGUHTXLULQJ
WKH6:6\VWHP
7KHVHFRQG&RPSOHWLRQ7LPHIRU5HTXLUHG$FWLRQ(HVWDEOLVKHVDOLPLW
RQWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRIUHTXLUHG16:DQG
                  &6:SXPSVWREHLQRSHUDEOHGXULQJDQ\VLQJOHFRQWLJXRXVRFFXUUHQFHRI
IDLOLQJWRPHHWWKH/&2,I&RQGLWLRQ(LVHQWHUHGZKLOHIRULQVWDQFHD
UHTXLUHG16:SXPSLVLQRSHUDEOHDQGWKDW16:SXPSLVVXEVHTXHQWO\
UHWXUQHG23(5$%/(WKH/&2PD\DOUHDG\KDYHEHHQQRWPHWIRUXSWR
                  GD\V7KLVVLWXDWLRQFRXOGOHDGWRDWRWDORIGD\VVLQFHLQLWLDOIDLOXUH
WRPHHWWKH/&2WRUHVWRUHWKH&6:SXPS$WWKLVWLPHDUHTXLUHG16:
SXPSFRXOGDJDLQEHFRPHLQRSHUDEOHWKH&6:SXPSUHVWRUHG
23(5$%/(DQGDQDGGLWLRQDOGD\V IRUDWRWDORIGD\V DOORZHG
SULRUWRFRPSOHWHUHVWRUDWLRQRIWKH/&27KHGD\&RPSOHWLRQ7LPH
SURYLGHVDOLPLWRQWKHWLPHDOORZHGLQDVSHFLILHGFRQGLWLRQDIWHU
GLVFRYHU\RIIDLOXUHWRPHHWWKH/&27KLVOLPLWLVFRQVLGHUHGUHDVRQDEOH
IRUVLWXDWLRQVLQZKLFK&RQGLWLRQV%DQG(DUHHQWHUHGFRQFXUUHQWO\7KH
                  $1'FRQQHFWRUEHWZHHQWKHGD\DQGWKHGD\&RPSOHWLRQ7LPHV
PHDQVWKDWERWK&RPSOHWLRQ7LPHVDSSO\VLPXOWDQHRXVO\DQGWKHPRUH
UHVWULFWLYH&RPSOHWLRQ7LPHPXVWEHPHW7KHVHFRQG&RPSOHWLRQ7LPH
DOORZVIRUDQH[FHSWLRQWRWKHQRUPDOWLPH]HURIRUEHJLQQLQJWKH
DOORZHGRXWDJHWLPHFORFN
7KLVH[FHSWLRQUHVXOWVLQHVWDEOLVKLQJWKHWLPH]HURDWWKHWLPH
                  /&2ZDVLQLWLDOO\QRWPHWLQVWHDGRIDWWKHWLPHWKDW&RQGLWLRQ(
ZDVHQWHUHG
3XUVXDQWWR/&2WKH5+56:$&7,216ZRXOGQRWEHHQWHUHGHYHQ
LIFRROLQJFDSDELOLW\ZHUHORVWWRWKH5+56:KHDWH[FKDQJHUVUHVXOWLQJLQ
RQHRUPRUHLQRSHUDEOH5+56:VXEV\VWHPV7KHUHIRUH5HTXLUHG
                                                                                    FRQWLQXHG 
%UXQVZLFN8QLW                        %                            5HYLVLRQ1R


subsystems inoperable for
                                                                        $&6RXUFHV&#xb2;2SHUDWLQJ
                                                                                          %
%$6(6
                                                                                                  
$&7,216%             FRQWLQXHG 
7RHQVXUHKLJKO\UHOLDEOHSRZHUVRXUFHVUHPDLQZLWKRQH8QLWEDODQFH
RISODQWFLUFXLWSDWKWRWKHGRZQVWUHDPN9HPHUJHQF\EXVLQRSHUDEOH
DQGWKH'*DVVRFLDWHGZLWKWKHGRZQVWUHDPN9HPHUJHQF\EXV
LQRSHUDEOHLWLVQHFHVVDU\WRYHULI\WKHDYDLODELOLW\RIWKHUHPDLQLQJRIIVLWH
FLUFXLWVRQDPRUHIUHTXHQWEDVLV6LQFHWKH5HTXLUHG$FWLRQRQO\
VSHFLILHVSHUIRUPDIDLOXUHRI65DFFHSWDQFHFULWHULDGRHVQRW
UHVXOWLQWKH5HTXLUHG$FWLRQQRWPHW+RZHYHULIDVHFRQGFLUFXLWIDLOV
65WKHVHFRQGRIIVLWHFLUFXLWLVLQRSHUDEOHDQG&RQGLWLRQ(IRU
WZRRUPRUHRIIVLWHFLUFXLWVLQRSHUDEOHLVHQWHUHG
                  %
7KLV5HTXLUHG$FWLRQSURYLGHVDGD\WLPHSHULRGWRSHUIRUPSODQQHG
PDLQWHQDQFHRQRQHRIWKHVH%23EXVHVDQGWKHFLUFXLWSDWKWRLWV
DVVRFLDWHGN9HPHUJHQF\EXVZKHQ8QLWLVLQ02'(RU
                  'XULQJWKHSODQQHGPDLQWHQDQFHRIWKH%23EXVWKHDVVRFLDWHG
HPHUJHQF\EXVDQGWKHDVVRFLDWHG'*LIDFRQGLWLRQLVGLVFRYHUHGRQ
WKHVHEXVHVRUWKH'*UHTXLULQJFRUUHFWLYHPDLQWHQDQFHWKLV
PDLQWHQDQFHPD\EHSHUIRUPHGZLWKLQWKHGD\WLPHSHULRGRI5HTXLUHG
                  $FWLRQ% ,I8QLWLVLQ02'(RUWKHQWKH8QLW$&7,216RI
6SHFLILFDWLRQ$&6RXUFHV&#xb2;2SHUDWLQJUHTXLUHHQWU\LQWR
                  /&2IRUWKLVFRQGLWLRQ 7KHGD\&RPSOHWLRQ7LPHWDNHVLQWR
DFFRXQWWKHFDSDFLW\DQGFDSDELOLW\RIWKHUHPDLQLQJ$&VRXUFHVDQGD
UHDVRQDEOHWLPHIUDPHIRUSHUIRUPDQFHRISODQQHGPDLQWHQDQFH7KLVLV
DFFHSWDEOHEHFDXVHPDLQWHQDQFHRQHDFK%23EXVDQGWKHFLUFXLWSDWK
WRLWVDVVRFLDWHGHPHUJHQF\EXVZLOOLQFUHDVHWKHUHOLDELOLW\RIWKHRIIVLWH
FLUFXLWVWRWKHGRZQVWUHDPN9HPHUJHQF\EXVHV,WVKRXOGEHQRWHG
WKDWZKLOHLQWKLVFRQGLWLRQHDFKRIWKHUHPDLQLQJWKUHHN9
HPHUJHQF\EXVHVZLOOKDYHWKHLUVWDQGE\HPHUJHQF\VRXUFHDQGWZR
VRXUFHVRIRIIVLWHSRZHU23(5$%/(,IRQHRUERWKVRXUFHVRIRIIVLWH
SRZHUDUHORVWWRDQDGGLWLRQDON9HPHUJHQF\EXVWKHQ&RQGLWLRQ(
LVHQWHUHG
7KHVHFRQG&RPSOHWLRQ7LPHIRU5HTXLUHG$FWLRQ%HVWDEOLVKHVDOLPLW
RQWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRIUHTXLUHG$&SRZHU
VRXUFHVWREHLQRSHUDEOHGXULQJDQ\VLQJOHFRQWLJXRXVRFFXUUHQFHRI
IDLOLQJWRPHHW/&2DRUE,I&RQGLWLRQ%LVHQWHUHGZKLOHIRU
                                                                                      FRQWLQXHG 
%UXQVZLFN8QLW                        %                              5HYLVLRQ1R


reasons other than
                                                                        $&6RXUFHV&#xb2;2SHUDWLQJ
                                                                                          %
%$6(6
                                                                                                  
$&7,216%           FRQWLQXHG 
LQVWDQFHDQRIIVLWHFLUFXLWLVLQRSHUDEOHDQGWKDWFLUFXLWLVVXEVHTXHQWO\
UHVWRUHG23(5$%/(WKH/&2PD\DOUHDG\KDYHEHHQQRWPHWIRUXSWR
                  KRXUV7KLVVLWXDWLRQFRXOGOHDGWRDWRWDORIGD\VIURPLQLWLDOIDLOXUH
RIWKH/&2WRUHVWRUDWLRQRIWKH%23FLUFXLWSDWKWRWKHGRZQVWUHDP
                  N9HPHUJHQF\EXVDQG'*DVVRFLDWHGZLWKWKHDIIHFWHGN9
HPHUJHQF\EXV$WWKLVWLPHDVHFRQGRIIVLWHFLUFXLWFRXOGDJDLQEHFRPH
LQRSHUDEOHWKH%23FLUFXLWSDWKWRWKHGRZQVWUHDPN9HPHUJHQF\
EXVDQG'*DVVRFLDWHGZLWKWKHDIIHFWHGN9HPHUJHQF\EXVUHVWRUHG
23(5$%/(DQGDQDGGLWLRQDOKRXUV IRUDWRWDORIGD\V DOORZHG
SULRUWRFRPSOHWHUHVWRUDWLRQRIWKH/&27KHGD\&RPSOHWLRQ7LPH
SURYLGHVDOLPLWRQWKHWLPHDOORZHGLQDVSHFLILHGFRQGLWLRQDIWHU
GLVFRYHU\RIIDLOXUHWRPHHW/&2DRUE7KLVOLPLWLVFRQVLGHUHG
UHDVRQDEOHIRUVLWXDWLRQVLQZKLFK&RQGLWLRQ%DQG&RQGLWLRQ&RU'DUH
HQWHUHGFRQFXUUHQWO\7KH$1'FRQQHFWRUEHWZHHQWKHGD\DQG
                  GD\&RPSOHWLRQ7LPHPHDQVWKDWERWK&RPSOHWLRQ7LPHVDSSO\
VLPXOWDQHRXVO\DQGWKHPRUHUHVWULFWLYHPXVWEHPHW
                  $VLQ5HTXLUHG$FWLRQ%WKHVHFRQG&RPSOHWLRQ7LPHDOORZVIRUDQ
H[FHSWLRQWRWKHQRUPDOWLPH]HURIRUEHJLQQLQJWKHDOORZHGRXWDJHWLPH
                  FORFN7KLVH[FHSWLRQUHVXOWVLQHVWDEOLVKLQJWKHWLPH]HURDWWKHWLPH
WKDW/&2DRUEZDVLQLWLDOO\QRWPHWLQVWHDGRIWKHWLPHWKDW
                  &RQGLWLRQ%ZDVHQWHUHG
                  &
7RHQVXUHDKLJKO\UHOLDEOHSRZHUVRXUFHUHPDLQVZLWKRQHRIIVLWHFLUFXLW
LQRSHUDEOHLWLVQHFHVVDU\WRYHULI\WKHDYDLODELOLW\RIWKHUHPDLQLQJRIIVLWH
FLUFXLWVRQDPRUHIUHTXHQWEDVLV6LQFHWKH5HTXLUHG$FWLRQRQO\
VSHFLILHVSHUIRUPDIDLOXUHRI65DFFHSWDQFHFULWHULDGRHVQRW
UHVXOWLQD5HTXLUHG$FWLRQQRWPHW+RZHYHULIDVHFRQGFLUFXLWIDLOV
65WKHVHFRQGRIIVLWHFLUFXLWLVLQRSHUDEOHDQG&RQGLWLRQ(IRU
WZRRUPRUHRIIVLWHFLUFXLWVLQRSHUDEOHLVHQWHUHG
                                                                                      FRQWLQXHG 
%UXQVZLFN8QLW                        %                              5HYLVLRQ1R


Condition C. D.1 Restore DC electrical power distribution
                                                                          $&6RXUFHV&#xb2;2SHUDWLQJ
                                                                                            %
%$6(6
                                                                                                  
$&7,216          & FRQWLQXHG 
7KHUHPDLQLQJ23(5$%/(RIIVLWHFLUFXLWVDQG'*VDUHDGHTXDWHWR
VXSSO\HOHFWULFDOSRZHUWRWKHRQVLWH&ODVV('LVWULEXWLRQ6\VWHP7KXV
RQDFRPSRQHQWEDVLVVLQJOHIDLOXUHSURWHFWLRQPD\KDYHEHHQORVWIRUWKH
UHTXLUHGIHDWXUH VIXQFWLRQKRZHYHUIXQFWLRQLVQRWORVW7KHKRXU
                  &RPSOHWLRQ7LPHWDNHVLQWRDFFRXQWWKHFRPSRQHQW23(5$%,/,7<RIWKH
UHGXQGDQWFRXQWHUSDUWWRWKHLQRSHUDEOHUHTXLUHGIHDWXUH$GGLWLRQDOO\
WKHKRXU&RPSOHWLRQ7LPHWDNHVLQWRDFFRXQWWKHFDSDFLW\DQG
FDSDELOLW\RIWKHUHPDLQLQJ$&VRXUFHVDUHDVRQDEOHWLPHIRUUHSDLUVDQG
WKHORZSUREDELOLW\RID'%$RFFXUULQJGXULQJWKLVSHULRG
                  &
                  $FFRUGLQJWR5HJXODWRU\*XLGH 5HI RSHUDWLRQPD\FRQWLQXHLQ
                  &RQGLWLRQ&IRUDSHULRGWKDWVKRXOGQRWH[FHHGKRXUV:LWKRQH
RIIVLWHFLUFXLWLQRSHUDEOHWKHUHOLDELOLW\RIWKHRIIVLWHV\VWHPLVGHJUDGHG
DQGWKHSRWHQWLDOIRUDORVVRIRIIVLWHSRZHULVLQFUHDVHGZLWKDWWHQGDQW
SRWHQWLDOIRUDFKDOOHQJHWRWKHSODQWVDIHW\V\VWHPV,QWKLVFRQGLWLRQ
KRZHYHUWKHUHPDLQLQJ23(5$%/(RIIVLWHFLUFXLWVDQG'*VDUH
DGHTXDWHWRVXSSO\HOHFWULFDOSRZHUWRWKHRQVLWH&ODVV('LVWULEXWLRQ
6\VWHP
7KHKRXU&RPSOHWLRQ7LPHWDNHVLQWRDFFRXQWWKHFDSDFLW\DQG
FDSDELOLW\RIWKHUHPDLQLQJ$&VRXUFHVDUHDVRQDEOHWLPHIRUUHSDLUVDQG
WKHORZSUREDELOLW\RID'%$RFFXUULQJGXULQJWKLVSHULRG
7KHVHFRQG&RPSOHWLRQ7LPHIRU5HTXLUHG$FWLRQ&HVWDEOLVKHVDOLPLW
RQWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRIUHTXLUHG$&SRZHU
VRXUFHVWREHLQRSHUDEOHGXULQJDQ\VLQJOHFRQWLJXRXVRFFXUUHQFHRI
IDLOLQJWRPHHW/&2DRUE,I&RQGLWLRQ&LVHQWHUHGZKLOHIRU
LQVWDQFHD'*LVLQRSHUDEOHDQGWKDW'*LVVXEVHTXHQWO\UHWXUQHG
23(5$%/(WKH/&2PD\DOUHDG\KDYHEHHQQRWPHWIRUXSWRGD\V
7KLVVLWXDWLRQFRXOGOHDGWRDWRWDORIGD\VVLQFHLQLWLDOIDLOXUHWRPHHW
WKH/&2WRUHVWRUHWKHRIIVLWHFLUFXLW$WWKLVWLPHD'*FRXOGDJDLQ
EHFRPHLQRSHUDEOHWKHFLUFXLWUHVWRUHG23(5$%/(DQGDQDGGLWLRQDO
                  GD\V IRUDWRWDORIGD\V DOORZHGSULRUWRFRPSOHWHUHVWRUDWLRQRIWKH
                  /&27KHGD\&RPSOHWLRQ7LPHSURYLGHVDOLPLWRQWKHWLPHDOORZHG
                                                                                        FRQWLQXHG 
%UXQVZLFN8QLW                        %                              5HYLVLRQ1R


subsystems to OPERABLE
                                                                        $&6RXUFHV&#xb2;2SHUDWLQJ
                                                                                            %
%$6(6
                                                                                                    
$&7,216          & FRQWLQXHG 
LQDVSHFLILHGFRQGLWLRQDIWHUGLVFRYHU\RIIDLOXUHWRPHHW/&2DRUE
7KLVOLPLWLVFRQVLGHUHGUHDVRQDEOHIRUVLWXDWLRQVLQZKLFK&RQGLWLRQV&
DQG'DUHHQWHUHGFRQFXUUHQWO\7KH$1'FRQQHFWRUEHWZHHQWKH
                  KRXUVDQGGD\&RPSOHWLRQ7LPHVPHDQVWKDWERWK&RPSOHWLRQ
7LPHVDSSO\VLPXOWDQHRXVO\DQGWKHPRUHUHVWULFWLYH&RPSOHWLRQ7LPH
PXVWEHPHW
                  $VLQ5HTXLUHG$FWLRQ&WKH&RPSOHWLRQ7LPHDOORZVIRUDQH[FHSWLRQ
WRWKHQRUPDOWLPH]HURIRUEHJLQQLQJWKHDOORZHGRXWDJHWLPHFORFN
7KLVH[FHSWLRQUHVXOWVLQHVWDEOLVKLQJWKHWLPH]HURDWWKHWLPH
                  /&2DRUEZDVLQLWLDOO\QRWPHWLQVWHDGRIDWWKHWLPHWKDW
                  &RQGLWLRQ&ZDVHQWHUHG
                  '
7RHQVXUHDKLJKO\UHOLDEOHSRZHUVRXUFHUHPDLQVZLWKRQH'*
LQRSHUDEOHLWLVQHFHVVDU\WRYHULI\WKHDYDLODELOLW\RIWKHRIIVLWHFLUFXLWVRQ
DPRUHIUHTXHQWEDVLV6LQFHWKH5HTXLUHG$FWLRQRQO\VSHFLILHV
                  SHUIRUPDIDLOXUHWRPHHW65DFFHSWDQFHFULWHULDGRHVQRWUHVXOW
LQD5HTXLUHG$FWLRQEHLQJQRWPHW+RZHYHULIDFLUFXLWIDLOVWRSDVV
65LWLVLQRSHUDEOH8SRQRIIVLWHFLUFXLWLQRSHUDELOLW\DGGLWLRQDO
                  &RQGLWLRQVPXVWWKHQEHHQWHUHG
                  '
                  ,QRUGHUWRH[WHQGWKH5HTXLUHG$FWLRQ'&RPSOHWLRQ7LPHIRUDQ
LQRSHUDEOH'*IURPGD\VWRGD\VLQRSHUDEOHLWLVQHFHVVDU\WRYHULI\
WKHDYDLODELOLW\RIWKH6833'*ZLWKLQKRXUVRQHQWU\LQWR76/&2
DQGHYHU\KRXUVWKHUHDIWHU6LQFH5HTXLUHG$FWLRQ'RQO\VSHFLILHV
                  HYDOXDWHGLVFRYHULQJWKH6833'*XQDYDLODEOHGRHVQRWUHVXOWLQWKH
5HTXLUHG$FWLRQEHLQJQRWPHW LHWKHHYDOXDWLRQLVSHUIRUPHG 
                  +RZHYHURQGLVFRYHU\RIDQXQDYDLODEOH6833'*WKH&RPSOHWLRQ7LPH
IRU5HTXLUHG$FWLRQ'VWDUWVWKHGD\DQGRUKRXUFORFN
6833'*DYDLODELOLW\UHTXLUHVWKDW
                   7KHORDGWHVWKDVEHHQSHUIRUPHGZLWKLQGD\VRIHQWU\LQWRWKH
H[WHQGHG&RPSOHWLRQ7LPH7KH5HTXLUHG$FWLRQHYDOXDWLRQLVPHWZLWK
DQDGPLQLVWUDWLYHYHULILFDWLRQRIWKLVSULRUWHVWLQJ
                   6833'*IXHOWDQNWHVWLVYHULILHGORFDOO\WREHKRXUVXSSO\DQG
                   6833'*VXSSRUWLQJV\VWHPSDUDPHWHUVIRUVWDUWLQJDQGRSHUDWLQJDUH
YHULILHGWREHZLWKLQUHTXLUHGOLPLWVIRUIXQFWLRQDODYDLODELOLW\ HJEDWWHU\
VWDWHRIFKDUJHVWDUWLQJDLUV\VWHPSUHVVXUH 
7KH6833'*LVQRWXVHGWRH[WHQGWKH&RPSOHWLRQ7LPHIRUPRUHWKDQ
RQHLQRSHUDEOH'*DWDQ\RQHWLPH
                                                                                      FRQWLQXHG 
%UXQVZLFN8QLW                        %                              5HYLVLRQ1R


status. 7 days AND 176 hours from discovery of failure
                                                              'LVWULEXWLRQ6\VWHPV&#xb2;2SHUDWLQJ
                                                                                        %
%$6(6
                                                                                                
$&7,216$             FRQWLQXHG 
                            /RDGJURXS(FRQVLVWVRIN9EXV(9EXV(DQG
                            9$&YLWDOEXV(
                            /RDGJURXS(FRQVLVWVRIN9EXV(9EXV(DQG
                            9$&YLWDOEXV(
                            /RDGJURXS(FRQVLVWVRIN9EXV(9EXV(DQG
                            9$&YLWDOEXV(
                            /RDGJURXS(FRQVLVWVRIN9EXV(9EXV(DQG
                            9$&YLWDOEXV(
7KHVHFRQG&RPSOHWLRQ7LPHIRU5HTXLUHG$FWLRQ$HVWDEOLVKHVDOLPLW
RQWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRIUHTXLUHGGLVWULEXWLRQ
VXEV\VWHPVWREHLQRSHUDEOHGXULQJDQ\VLQJOHFRQWLJXRXVRFFXUUHQFHRI
IDLOLQJWRPHHWWKH/&2,I&RQGLWLRQ$LVHQWHUHGZKLOHIRULQVWDQFHDQ
                  $&EXVLQDORDGJURXSLQDGLIIHUHQWGLYLVLRQLVLQRSHUDEOHDQG
VXEVHTXHQWO\UHWXUQHG23(5$%/(WKLV/&2PD\DOUHDG\KDYHEHHQQRW
PHWIRUXSWRKRXUV7KLVVLWXDWLRQFRXOGOHDGWRDWRWDOGXUDWLRQRI
                  KRXUV VLQFHLQLWLDOIDLOXUHWRPHHWWKH/&2 WRUHVWRUHWKH$&
(OHFWULFDO3RZHU'LVWULEXWLRQ6\VWHP$WWKLVWLPHDQ$&EXVLQDORDG
JURXSLQDGLIIHUHQWGLYLVLRQFRXOGDJDLQEHFRPHLQRSHUDEOHDQGWKHORDG
JURXSUHPRYHGXQGHU&RQGLWLRQ$FRXOGEHUHVWRUHG23(5$%/(7KLV
FRXOGFRQWLQXHLQGHILQLWHO\
7KLV&RPSOHWLRQ7LPHDOORZVIRUDQH[FHSWLRQWRWKHQRUPDOWLPH]HUR
IRUEHJLQQLQJWKHDOORZHGRXWDJHWLPHFORFN7KLVUHVXOWVLQHVWDEOLVKLQJ
WKHWLPH]HURDWWKHWLPHWKLV/&2ZDVLQLWLDOO\QRWPHWLQVWHDGRIDWWKH
WLPH&RQGLWLRQ$ZDVHQWHUHG7KHKRXU&RPSOHWLRQ7LPHLVDQ
DFFHSWDEOHOLPLWDWLRQRQWKLVSRWHQWLDOWRIDLOWRPHHWWKH/&2LQGHILQLWHO\
                  ,IZKLOHLQ&RQGLWLRQ$HPHUJHQF\EXVHVDVVRFLDWHGZLWKDQRWKHUORDG
JURXSEHFRPHLQRSHUDEOH HJEXVHVLQORDGJURXSV(DQG(DUH
FRQFXUUHQWO\LQRSHUDEOH &RQGLWLRQ%DQG)PXVWEHHQWHUHGDV
DSSURSULDWH
                                                                                    FRQWLQXHG 
%UXQVZLFN8QLW                        %                            5HYLVLRQ1R


to meet LCO E. Required Action and associated Completion Time
                                                                'LVWULEXWLRQ6\VWHPV&#xb2;2SHUDWLQJ
                                                                                          %
%$6(6
                                                                                                  
$&7,216%            
 FRQWLQXHG 
:LWKRQHRUPRUHUHTXLUHG$&EXVHVRUGLVWULEXWLRQSDQHOVLQRQHGLYLVLRQ
LQRSHUDEOHIRUUHDVRQVRWKHUWKDQ&RQGLWLRQ$WKHUHPDLQLQJ$&HOHFWULFDO
SRZHUGLVWULEXWLRQVXEV\VWHPVDUHFDSDEOHRIVXSSRUWLQJWKHPLQLPXP
VDIHW\IXQFWLRQVQHFHVVDU\WRVKXWGRZQWKHUHDFWRUDQGPDLQWDLQLWLQD
VDIHVKXWGRZQFRQGLWLRQDVVXPLQJQRVLQJOHIDLOXUH7KHRYHUDOO
UHOLDELOLW\LVUHGXFHGKRZHYHUEHFDXVHDVLQJOHIDLOXUHLQWKHUHPDLQLQJ
                  $&HOHFWULFDOSRZHUGLVWULEXWLRQVXEV\VWHPVFRXOGUHVXOWLQWKHPLQLPXP
UHTXLUHG(6)IXQFWLRQVQRWEHLQJVXSSRUWHG7KHUHIRUHWKHUHTXLUHG$&
EXVHVDQGGLVWULEXWLRQSDQHOVPXVWEHUHVWRUHGWR23(5$%/(VWDWXV
ZLWKLQKRXUV
7KH&RQGLWLRQ%ZRUVWVFHQDULRLVRQHGLYLVLRQZLWKRXW$&SRZHU LHQR
RIIVLWHSRZHUWRWKHGLYLVLRQDQGWKHDVVRFLDWHG'*LQRSHUDEOH ,QWKLV
                  &RQGLWLRQWKHXQLWLVPRUHYXOQHUDEOHWRDFRPSOHWHORVVRI$&SRZHU,W
LVWKHUHIRUHLPSHUDWLYHWKDWWKHXQLWRSHUDWRUV DWWHQWLRQEHIRFXVHGRQ
PLQLPL]LQJWKHSRWHQWLDOIRUORVVRISRZHUWRWKHUHPDLQLQJGLYLVLRQE\
VWDELOL]LQJWKHXQLWDQGUHVWRULQJSRZHUWRWKHDIIHFWHGGLYLVLRQ7KH
                  KRXUWLPHOLPLWEHIRUHUHTXLULQJDXQLWVKXWGRZQLQWKLV&RQGLWLRQLV
DFFHSWDEOHEHFDXVHRI
D      7KHSRWHQWLDOIRUGHFUHDVHGVDIHW\LIWKHXQLWRSHUDWRUV DWWHQWLRQLV
GLYHUWHGIURPWKHHYDOXDWLRQVDQGDFWLRQVQHFHVVDU\WRUHVWRUH
SRZHUWRWKHDIIHFWHGGLYLVLRQWRWKHDFWLRQVDVVRFLDWHGZLWKWDNLQJ
WKHXQLWWRVKXWGRZQZLWKLQWKLVWLPHOLPLW
E      7KHORZSRWHQWLDOIRUDQHYHQWLQFRQMXQFWLRQZLWKDVLQJOHIDLOXUHRI
DUHGXQGDQWFRPSRQHQWLQWKHGLYLVLRQZLWK$&SRZHU 7KH
UHGXQGDQWFRPSRQHQWLVYHULILHG23(5$%/(LQDFFRUGDQFHZLWK
6SHFLILFDWLRQ6DIHW\)XQFWLRQ'HWHUPLQDWLRQ3URJUDP
6)'3  
7KHVHFRQG&RPSOHWLRQ7LPHIRU5HTXLUHG$FWLRQ%HVWDEOLVKHVDOLPLW
RQWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRIUHTXLUHGGLVWULEXWLRQ
VXEV\VWHPVWREHLQRSHUDEOHGXULQJDQ\VLQJOHFRQWLJXRXVRFFXUUHQFHRI
IDLOLQJWRPHHWWKH/&2,I&RQGLWLRQ%LVHQWHUHGZKLOHIRULQVWDQFHD
                  '&EXVLVLQRSHUDEOHDQGVXEVHTXHQWO\UHWXUQHG23(5$%/(WKLV/&2
                                                                                      FRQWLQXHG 
%UXQVZLFN8QLW                          %                            5HYLVLRQ1R


of Condition A, B, C, or D  
                                                              'LVWULEXWLRQ6\VWHPV&#xb2;2SHUDWLQJ
                                                                                          %
%$6(6
                                                                                                
$&7,216%           FRQWLQXHG 
PD\DOUHDG\KDYHEHHQQRWPHWIRUXSWRGD\V7KLVVLWXDWLRQFRXOG
OHDGWRDWRWDOGXUDWLRQRIKRXUVVLQFHLQLWLDOIDLOXUHWRPHHWWKH/&2
WRUHVWRUHWKH$&HOHFWULFDOSRZHUGLVWULEXWLRQV\VWHP$WWKLVWLPHD'&
EXVFRXOGDJDLQEHFRPHLQRSHUDEOHDQGWKH$&HOHFWULFDOSRZHU
GLVWULEXWLRQV\VWHPFRXOGEHUHVWRUHG23(5$%/(7KLVFRXOGFRQWLQXH
LQGHILQLWHO\
7KLV&RPSOHWLRQ7LPHDOORZVIRUDQH[FHSWLRQWRWKHQRUPDOWLPH]HUR
IRUEHJLQQLQJWKHDOORZHGRXWDJHWLPHFORFN7KLVUHVXOWVLQHVWDEOLVKLQJ
WKHWLPH]HURDWWKHWLPHWKLV/&2ZDVLQLWLDOO\QRWPHWLQVWHDGRIDWWKH
WLPH&RQGLWLRQ%ZDVHQWHUHG7KHKRXU&RPSOHWLRQ7LPHLVDQ
DFFHSWDEOHOLPLWDWLRQRQWKLVSRWHQWLDOWRIDLOWRPHHWWKH/&2LQGHILQLWHO\
                  &&&DQG&
                  &RQGLWLRQ&DSSOLHVWRWKH9'&EXVHVOLVWHGLQ7DEOH%ZKLFK
FDQEHVXSSOLHGIURPHLWKHUDQRUPDORUDQDOWHUQDWH'&VRXUFH7KHVH
EXVHVDUHOLVWHGEHORZ
D      9'&&RQWURO3RZHU%XVHVIRUN96ZLWFKJHDU(((
DQG(
E      9'&&RQWURO3RZHU%XVHVIRU96ZLWFKJHDU(((
DQG(
F      9'&(66/RJLF&DELQHWV+++DQG+DQG
G      9'&'*3DQHOV'*'*'*DQG'*
                  &RQGLWLRQ$SHUPLWVWKHGHHQHUJL]DWLRQRIWKH(ORDGJURXSEXV HV RU
WKH(ORDGJURXSEXV HV IRUSODQQHGPDLQWHQDQFHZKHQ8QLWLVLQ
02'(RU'XULQJDN9RU9EXVRXWDJHLWLVGHVLUDEOHWR
FOHDUERWKWKHQRUPDODQGDOWHUQDWHVRXUFHVRI'&FRQWUROSRZHUWRWKH
EXVIRUSHUVRQQHOVDIHW\7KHGHHQHUJL]HG$&EXVLVLQRSHUDEOHDQGQRW
FDSDEOHRIVXSSO\LQJLWVORDGVUHJDUGOHVVRIWKHDYDLODELOLW\RI'&FRQWURO
SRZHU+HQFHHQWU\LQWR&RQGLWLRQ&DVDUHVXOWRISHUIRUPLQJ
PDLQWHQDQFHXQGHU&RQGLWLRQ$LVQRWQHFHVVDU\&RQGLWLRQ'ZRXOG
DSSO\
                                                                                      FRQWLQXHG 
%UXQVZLFN8QLW                        %                              5HYLVLRQ1R


not met. E.1 -------------NOTE--------------
                                                              'LVWULEXWLRQ6\VWHPV&#xb2;2SHUDWLQJ
LCO 3.0.4.a is not
                                                                                        %
%$6(6
                                                                                              
$&7,216          &&&DQG& FRQWLQXHG 
FRPSRQHQWDQGLVFRQVLVWHQWZLWKWKHDOORZHG&RPSOHWLRQ7LPHIRUDQ
LQRSHUDEOH'&HOHFWULFDOSRZHUVXEV\VWHPVSHFLILHGLQ6SHFLILFDWLRQ
                  '&6RXUFHV&#xb2;2SHUDWLQJ
7KHVHFRQG&RPSOHWLRQ7LPHIRU5HTXLUHG$FWLRQ&HVWDEOLVKHVDOLPLW
RQWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRIUHTXLUHGHOHFWULFDO
SRZHUGLVWULEXWLRQVXEV\VWHPVWREHLQRSHUDEOHGXULQJDQ\VLQJOH
FRQWLJXRXVRFFXUUHQFHRIIDLOLQJWRPHHWWKH/&2,I&RQGLWLRQ&LV
HQWHUHGZKLOHIRULQVWDQFHDQ$&EXVLVLQRSHUDEOHDQGVXEVHTXHQWO\
UHVWRUHG23(5$%/(WKH/&2PD\DOUHDG\KDYHEHHQQRWPHWIRUXSWR
                  KRXUV7KLVVLWXDWLRQFRXOGOHDGWRDWRWDOGXUDWLRQRIKRXUVVLQFH
LQLWLDOIDLOXUHWRPHHWWKH/&2WRUHVWRUHWKH'&HOHFWULFDOSRZHU
GLVWULEXWLRQV\VWHP$WWKLVWLPHDQ$&EXVFRXOGDJDLQEHFRPH
LQRSHUDEOHDQGWKH'&HOHFWULFDOSRZHUGLVWULEXWLRQV\VWHPFRXOGEH
UHVWRUHG23(5$%/(7KLVFRXOGFRQWLQXHLQGHILQLWHO\
7KLV&RPSOHWLRQ7LPHDOORZVIRUDQH[FHSWLRQWRWKHQRUPDOWLPH]HUR
IRUEHJLQQLQJWKHDOORZHGRXWDJHWLPHFORFN7KLVDOORZDQFHUHVXOWVLQ
HVWDEOLVKLQJWKHWLPH]HURDWWKHWLPHWKH/&2ZDVLQLWLDOO\QRWPHW
LQVWHDGRIDWWKHWLPH&RQGLWLRQ&ZDVHQWHUHG7KHKRXU&RPSOHWLRQ
7LPHLVDQDFFHSWDEOHOLPLWDWLRQRQWKLVSRWHQWLDORIIDLOLQJWRPHHWWKH
                  /&2LQGHILQLWHO\
                  '
:LWKRQH'&HOHFWULFDOSRZHUGLVWULEXWLRQVXEV\VWHPLQRSHUDEOHIRU
UHDVRQVRWKHUWKDQ&RQGLWLRQ&WKHUHPDLQLQJ'&HOHFWULFDOSRZHU
GLVWULEXWLRQVXEV\VWHPLVFDSDEOHRIVXSSRUWLQJWKHPLQLPXPVDIHW\
IXQFWLRQVQHFHVVDU\WRVKXWGRZQWKHUHDFWRUDQGPDLQWDLQLWLQDVDIH
VKXWGRZQFRQGLWLRQDVVXPLQJQRVLQJOHIDLOXUH7KHRYHUDOOUHOLDELOLW\LV
UHGXFHGKRZHYHUEHFDXVHDVLQJOHIDLOXUHLQWKHUHPDLQLQJ'&HOHFWULFDO
SRZHUGLVWULEXWLRQVXEV\VWHPFRXOGUHVXOWLQWKHPLQLPXPUHTXLUHG(6)
IXQFWLRQVQRWEHLQJVXSSRUWHG7KHUHIRUHWKHUHTXLUHG'&HOHFWULFDO
SRZHUGLVWULEXWLRQVXEV\VWHPPXVWEHUHVWRUHGWR23(5$%/(VWDWXV
ZLWKLQGD\VE\SRZHULQJWKHEXVIURPWKHDVVRFLDWHGEDWWHULHVRU
FKDUJHUV
                                                                                    FRQWLQXHG 
%UXQVZLFN8QLW                        %                          5HYLVLRQ1R


applicable when entering
                                                                'LVWULEXWLRQ6\VWHPV&#xb2;2SHUDWLQJ
                                                                                          %
%$6(6
                                                                                                
$&7,216'             FRQWLQXHG 
                  &RQGLWLRQ'UHSUHVHQWVRQHGLYLVLRQZLWKRXWDGHTXDWH'&SRZHU
SRWHQWLDOO\ZLWKERWKWKHEDWWHU\ V VLJQLILFDQWO\GHJUDGHGDQGWKH
DVVRFLDWHGFKDUJHU V QRQIXQFWLRQLQJ,QWKLVVLWXDWLRQWKHSODQWLV
VLJQLILFDQWO\PRUHYXOQHUDEOHWRDFRPSOHWHORVVRIDOO'&SRZHU,WLV
WKHUHIRUHLPSHUDWLYHWKDWWKHRSHUDWRU VDWWHQWLRQIRFXVRQVWDELOL]LQJWKH
SODQWPLQLPL]LQJWKHSRWHQWLDOIRUORVVRISRZHUWRWKHUHPDLQLQJGLYLVLRQV
DQGUHVWRULQJSRZHUWRWKHDIIHFWHGGLYLVLRQ
7KHGD\&RPSOHWLRQ7LPHLVFRQVLVWHQWZLWKWKHDOORZHG&RPSOHWLRQ
7LPHIRUDQLQRSHUDEOH'&HOHFWULFDOSRZHUVXEV\VWHPVSHFLILHGLQ
6SHFLILFDWLRQ'&6RXUFHV&#xb2;2SHUDWLQJ7DNLQJH[FHSWLRQWR
                  /&2IRUFRPSRQHQWVZLWKRXWDGHTXDWH'&SRZHUZKLFKZRXOG
KDYH5HTXLUHG$FWLRQ&RPSOHWLRQ7LPHVVKRUWHUWKDQGD\VLV
DFFHSWDEOHEHFDXVHRI
D      7KHSRWHQWLDOIRUGHFUHDVHGVDIHW\ZKHQUHTXLULQJDFKDQJHLQ
SODQWFRQGLWLRQV LHUHTXLULQJDVKXWGRZQ ZKLOHQRWDOORZLQJ
VWDEOHRSHUDWLRQVWRFRQWLQXH
E      7KHSRWHQWLDOIRUGHFUHDVHGVDIHW\ZKHQUHTXLULQJHQWU\LQWR
QXPHURXVDSSOLFDEOH&RQGLWLRQVDQG5HTXLUHG$FWLRQVIRU
FRPSRQHQWVZLWKRXW'&SRZHUZKLOHQRWSURYLGLQJVXIILFLHQWWLPH
IRUWKHRSHUDWRUVWRSHUIRUPWKHQHFHVVDU\HYDOXDWLRQVDQGDFWLRQV
IRUUHVWRULQJSRZHUWRWKHDIIHFWHGGLYLVLRQ
F      7KHORZSRWHQWLDOIRUDQHYHQWLQFRQMXQFWLRQZLWKDVLQJOHIDLOXUHRI
DUHGXQGDQWFRPSRQHQW
7KHVHFRQG&RPSOHWLRQ7LPHIRU5HTXLUHG$FWLRQ'HVWDEOLVKHVDOLPLW
RQWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRIUHTXLUHGHOHFWULFDO
SRZHUGLVWULEXWLRQVXEV\VWHPVWREHLQRSHUDEOHGXULQJDQ\VLQJOH
FRQWLJXRXVRFFXUUHQFHRIIDLOLQJWRPHHWWKH/&2,I&RQGLWLRQ'LV
HQWHUHGZKLOHIRULQVWDQFHDQ$&EXVLVLQRSHUDEOHDQGVXEVHTXHQWO\
UHVWRUHG23(5$%/(WKH/&2PD\DOUHDG\KDYHEHHQQRWPHWIRUXSWR
                  KRXUV7KLVVLWXDWLRQFRXOGOHDGWRDWRWDOGXUDWLRQRIKRXUVVLQFH
LQLWLDOIDLOXUHWRPHHWWKH/&2WRUHVWRUHWKH'&HOHFWULFDOSRZHU
                                                                                      FRQWLQXHG 
%UXQVZLFN8QLW                        %                            5HYLVLRQ1R


MODE 3.
Distribution SystemsOperating B 3.8.7 BASES ACTIONS         D.1 (continued) distribution system. At this time, an AC bus could again become inoperable, and the DC electrical power distribution system could be restored OPERABLE. This could continue indefinitely.
-----------------------------------  Be in MODE 3.
This Completion Time allows for an exception to the normal "time zero" for beginning the allowed outage time "clock." This allowance results in establishing the "time zero" at the time the LCO was initially not met, instead of at the time Condition D was entered. The 176 hour Completion Time is an acceptable limitation on this potential of failing to meet the LCO indefinitely.
 
E.1 If the inoperable electrical power distribution subsystem(s) cannot be restored to OPERABLE status within the associated Completion Time, the unit must be brought to a MODE in which overall plant risk is minimized. To achieve this status, the plant must be brought to at least MODE 3 within 12 hours.
12 hours F. Two or more electrical power distribution
Remaining in the Applicability of the LCO is acceptable because the plant risk in MODE 3 is similar to or lower than the risk in MODE 4 (Ref. 4) and because the time spent in MODE 3 to perform the necessary repairs to restore the system to OPERABLE status will be short. However, voluntary entry into MODE 4 may be made as it is also an acceptable low-risk state.
 
Required Action E.1 is modified by a Note that states that LCO 3.0.4.a is not applicable when entering MODE 3. This Note prohibits the use of LCO 3.0.4.a to enter MODE 3 during startup with the LCO not met.
subsystems inoperable that
However, there is no restriction on the use of LCO 3.0.4.b, if applicable, because LCO 3.0.4.b requires performance of a risk assessment addressing inoperable systems and components, consideration of the results, determination of the acceptability of entering MODE 3, and establishment of risk management actions, if appropriate. LCO 3.0.4 is not applicable to, and the Note does not preclude, changes in MODES or other specified conditions in the Applicability that are required to comply with ACTIONS or that are part of a shutdown of the unit.
 
The allowed Completion Time is reasonable, based on operating experience, to reach the required plant conditions from full power conditions in an orderly manner and without challenging plant systems.
result in a loss of function. F.1 Enter LCO 3.0.3. Immediately
 
Completion Times 1.3 Brunswick Unit 2 1.3-3 Amendment No. 309 1.3  Completion Times DESCRIPTION The above Completion Time extension does not apply to those  (continued) Specifications that have exceptions that allow completely separate re-entry into the Condition (for each division, subsystem, component or variable expressed in the Condition) and separate tracking of Completion Times based on this re-entry. These exceptions are stated in individual Specifications.
The above Completion Time extension does not apply to a Completion Time with a modified "time zero."  This modified "time zero" may be expressed as a repetitive time (i.e., "once per 8 hours," where the
 
Completion Time is referenced from a previous completion of the Required Action versus the time of Condition entry) or as a time modified by the phrase "from discovery . . ."  Example 1.3-3 illustrates one use of this type of Completion Time. The 10 day Completion Time specified for Condition A and B in Example 1.3-3 may not be extended.
EXAMPLES The following examples illustrate the use of Completion Times with different types of Conditions and changing Conditions. EXAMPLE 1.3-1 ACTIONS CONDITION REQUIRED ACTION COMPLETION TIME B. Required Action and associated Completion Time not met. B.1 Be in MODE 3.
AND B.2 Be in MODE 4.
12 hours  36 hours Condition B has two Required Actions. Each Required Action has its own separate Completion Time. Each Completion Time is referenced to the time that Condition B is entered.
(continued)
 
AC Sources-Operating 3.8.1 Brunswick Unit 2 3.8-5 Amendment No. 310 ACTIONS  (continued) CONDITION REQUIRED ACTION COMPLETION TIME D. (continued) D.5 Restore DG to OPERABLE status.  ---------NOTE----------
Until DG 4 is
 
returned to
 
OPERABLE status, not to exceed 0745
 
EST on December 13, 2017, the 14 day and
 
17 day Completion
 
Times are extended
 
to 30 days and
 
33 days, respectively.
 
--------------------------
7 days from discovery of
 
unavailability of
 
SUPP-DG AND 24 hours from discovery of
 
Condition D entry 6 days concurrent with unavailability of SUPP-DG AND 14 days AND 17 days from discovery of failure
 
to meet LCO 3.8.1.a
 
or b    (continued)
 
AC Sources-Operating 3.8.1 Brunswick Unit 2 3.8-7 Amendment No. 310 SURVEILLANCE REQUIREMENTS SURVEILLANCE FREQUENCY SR  3.8.1.1 Verify correct breaker alignment and indicated power availability for each offsite circuit.
In accordance with the Surveillance
 
Frequency Control
 
Program SR  3.8.1.2 ----------------------------NOTES---------------------------------- 1. All DG starts may be preceded by an engine prelube period. 2. A modified DG start involving idling and gradual acceleration to synchronous speed may be used
 
for this SR. When modified start procedures are
 
not used, the time, voltage, and frequency
 
tolerances of SR 3.8.1.7 must be met. 3. A single test at the specified Frequency will satisfy this Surveillance for both units. 4. Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, performance of SR 3.8.1.2 for EDGs 1, 2, and 3
 
may be suspended. Past due surveillances will
 
be completed within 7 days of restoration of
 
EDG 4 operability or December 20, 2017, whichever occurs first.
-------------------------------------------------------------------------
 
Verify each DG starts from standby conditions and achieves steady state voltage  3750 V and  4300 V and frequency  58.8 Hz and  61.2 Hz.
 
In accordance with the Surveillance
 
Frequency Control
 
Program  (continued)
AC Sources-Operating 3.8.1 Brunswick Unit 2 3.8-8 Amendment No. 310 SURVEILLANCE REQUIREMENTS  (continued) SURVEILLANCE FREQUENCY SR  3.8.1.3 ----------------------------NOTES---------------------------------- 1. DG loadings may include gradual loading. 2. Momentary transients outside the load range do not invalidate this test. 3. This Surveillance shall be conducted on only one DG at a time. 4. This SR shall be preceded by and immediately follow, without shutdown, a successful
 
performance of SR 3.8.1.2 or SR 3.8.1.7. 5. A single test at the specified Frequency will satisfy this Surveillance for both units. 6. Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, performance of SR 3.8.1.3 for EDGs 1, 2, and 3
 
may be suspended. Past due surveillances will
 
be completed within 7 days of restoration of
 
EDG 4 operability or December 20, 2017, whichever occurs first.
------------------------------------------------------------------------
Verify each DG is synchronized and loaded and operates for  60 minutes at a load  2800 kW and  3500 kW.
 
In accordance with the Surveillance
 
Frequency Control
 
Program SR  3.8.1.4 Verify each engine mounted tank contains  150 gal of fuel oil.
In accordance with the Surveillance
 
Frequency Control
 
Program SR  3.8.1.5 Check for and remove accumulated water from each engine mounted tank.
In accordance with the Surveillance
 
Frequency Control
 
Program  (continued)
 
AC Sources-Operating 3.8.1 Brunswick Unit 2 3.8-9 Amendment No. 310 SURVEILLANCE REQUIREMENTS  (continued) SURVEILLANCE FREQUENCY SR  3.8.1.6 -------------------------------NOTE-------------------------------
Until DG 4 is returned to OPERABLE status, not to
 
exceed 0745 EST on December 13, 2017, performance of SR 3.8.1.6 for EDGs 1, 2, and 3 may
 
be suspended. Past due surveillances will be
 
completed within 7 days of restoration of EDG 4
 
operability or December 20, 2017, whichever occurs
 
first.
------------------------------------------------------------------------
Verify the fuel oil transfer system operates to transfer fuel oil from the day fuel oil storage tank to the engine
 
mounted tank.
 
In accordance with the Surveillance
 
Frequency Control
 
Program SR  3.8.1.7 ----------------------------NOTES---------------------------------- 1. All DG starts may be preceded by an engine prelube period. 2. A single test at the specified Frequency will  satisfy this Surveillance for both units.
 
-------------------------------------------------------------------------  Verify each DG starts from standby condition and achieves, in  10 seconds, voltage  3750 V and frequency  58.8 Hz, and after steady state conditions are reached, maintains voltage  3750 V and  4300 V and frequency  58.8 Hz and  61.2 Hz.
 
In accordance with the Surveillance
 
Frequency Control
 
Program  (continued)
 
Distribution Systems-Operating 3.8.7 Brunswick Unit 2 3.8-36 Amendment No. 308 ACTIONS  (continued) CONDITION REQUIRED ACTION COMPLETION TIME D. One or more DC electrical power distribution
 
subsystems inoperable for
 
reasons other than
 
Condition C. D.1 Restore DC electrical power distribution
 
subsystems to OPERABLE
 
status. 7 days AND 176 hours from discovery of failure
 
to meet LCO E. Required Action and associated Completion Time
 
of Condition A, B, C, or D
 
not met. E.1 -------------NOTE--------------
LCO 3.0.4.a is not
 
applicable when entering
 
MODE 3.
-----------------------------------  Be in MODE 3.
 
12 hours F. Two or more electrical power distribution
 
subsystems inoperable that
 
result in a loss of function. F.1 Enter LCO 3.0.3. Immediately
 
Distribution Systems-Operating B 3.8.7 Brunswick Unit 1 B 3.8.7-13 Revision No. 97 BASES   ACTIONS D.1 (continued) distribution system. At this time, an AC bus could again become inoperable, and the DC electrical power distribution system could be  
 
restored OPERABLE. This could continue indefinitely.
This Completion Time allows for an exception to the normal "time zero" for beginning the allowed outage time "clock." This allowance results in  
 
establishing the "time zero" at the time the LCO was initially not met, instead of at the time Condition D was entered. The 176 hour Completion  
 
Time is an acceptable limitation on this potential of failing to meet the  
 
LCO indefinitely.
E.1 If the inoperable electrical power distribution subsystem(s) cannot be restored to OPERABLE status within the associated Completion Time, the unit must be brought to a MODE in which overall plant risk is  
 
minimized. To achieve this status, the plant must be brought to at least  
 
MODE 3 within 12 hours.
Remaining in the Applicability of the LCO is acceptable because the plant risk in MODE 3 is similar to or lower than the risk in MODE 4 (Ref. 4) and  
 
because the time spent in MODE 3 to perform the necessary repairs to  
 
restore the system to OPERABLE status will be short. However, voluntary entry into MODE 4 may be made as it is also an acceptable  
 
low-risk state.
Required Action E.1 is modified by a Note that states that LCO 3.0.4.a is not applicable when entering MODE 3. This Note prohibits the use of  
 
LCO 3.0.4.a to enter MODE 3 during startup with the LCO not met.
 
However, there is no restriction on the use of LCO 3.0.4.b, if applicable, because LCO 3.0.4.b requires performance of a risk assessment  
 
addressing inoperable systems and components, consideration of the  
 
results, determination of the acceptability of entering MODE 3, and  
 
establishment of risk management actions, if appropriate. LCO 3.0.4 is  
 
not applicable to, and the Note does not preclude, changes in MODES or  
 
other specified conditions in the Applicability that are required to comply  
 
with ACTIONS or that are part of a shutdown of the unit.
The allowed Completion Time is reasonable, based on operating experience, to reach the required plant conditions from full power  
 
conditions in an orderly manner and without challenging plant systems.
F.1 Condition F corresponds to a level of degradation in the electrical power distribution system that causes a required safety function to be lost.
F.1 Condition F corresponds to a level of degradation in the electrical power distribution system that causes a required safety function to be lost.
(continued)}}
(continued)
Brunswick Unit 1                      B 3.8.7-13                              Revision No. 97}}

Revision as of 17:21, 20 October 2019

Application to Revise Technical Specifications to Adopt TSTF-439, Eliminate Second Completion Times Limiting Time from Discovery of Failure to Meet an LCO
ML18227A535
Person / Time
Site: Brunswick  Duke Energy icon.png
Issue date: 08/14/2018
From: William Gideon
Duke Energy Progress
To:
Document Control Desk, Office of Nuclear Reactor Regulation
References
RA-18-0079
Download: ML18227A535 (89)


Text

 :LOOLDP5*LGHRQ 9LFH3UHVLGHQW

%UXQVZLFN1XFOHDU3ODQW 32%R[

6RXWKSRUW1&

R

$XJXVW   

6HULDO5$ &)5

861XFOHDU5HJXODWRU\&RPPLVVLRQ

$771'RFXPHQW&RQWURO'HVN

DVKLQJWRQ'&

6XEMHFW %UXQVZLFN6WHDP(OHFWULF3ODQW8QLW1RVDQG

5HQHZHG)DFLOLW\2SHUDWLQJ/LFHQVH1RV'35DQG'35

'RFNHW1RVDQG

$SSOLFDWLRQWR5HYLVH7HFKQLFDO6SHFLILFDWLRQVWR$GRSW767)(OLPLQDWH

6HFRQG&RPSOHWLRQ7LPHV/LPLWLQJ7LPH)URP'LVFRYHU\RI)DLOXUH7R0HHWDQ

/&2'

/DGLHVDQG*HQWOHPHQ

3XUVXDQWWR&)5'XNH(QHUJ\3URJUHVV//& 'XNH(QHUJ\ LVVXEPLWWLQJDUHTXHVW

IRUDQDPHQGPHQWWRWKH7HFKQLFDO6SHFLILFDWLRQV 76 IRUWKH%UXQVZLFN6WHDP(OHFWULF3ODQW

%6(3 8QLW1RVDQG

7KHSURSRVHGFKDQJHFRQVLVWHQWZLWKSUHYLRXVO\15&DSSURYHG7HFKQLFDO6SHFLILFDWLRQ7DVN

)RUFH7UDYHOHU 767) GHOHWHVVHFRQG&RPSOHWLRQ7LPHVIURPWKHDIIHFWHG5HTXLUHG

$FWLRQVFRQWDLQHGLQ76DORQJZLWKUHPRYLQJWKHH[DPSOHFRQWDLQHGLQ766HFWLRQDQG

DGGLQJDGLVFXVVLRQDERXWDOWHUQDWLQJEHWZHHQ&RQGLWLRQV

$GGLWLRQDOO\WKHSURSRVHG/$5ZLOOPDNHDQDGPLQLVWUDWLYHUHYLVLRQWR76E\UHPRYLQJDQ

REVROHWHQRWHDVVRFLDWHGZLWK&RQGLWLRQ'DQG6XUYHLOODQFH5HTXLUHPHQWV

DQG

7KH(QFORVXUHSURYLGHVDGHVFULSWLRQDQGDVVHVVPHQWRIWKHSURSRVHGFKDQJHV7KHH[LVWLQJ

76SDJHVIRU8QLWVDQGPDUNHGWRVKRZWKHSURSRVHGFKDQJHVDUHLQFOXGHGDV$WWDFKPHQW

DQGRIWKH(QFORVXUHUHVSHFWLYHO\7KHUHYLVHG LHW\SHG 76SDJHVDUHLQFOXGHGDV

$WWDFKPHQWDQGIRU8QLWDQGUHVSHFWLYHO\$WWDFKPHQWSURYLGHVWKHH[LVWLQJ8QLW76

%DVHVSDJHVPDUNHGWRVKRZWKHSURSRVHGFKDQJHVIRULQIRUPDWLRQRQO\

$SSURYDORIWKHSURSRVHGDPHQGPHQWLVUHTXHVWHGRQH\HDUIURPFRPSOHWLRQRIWKH15&

DFFHSWDQFHUHYLHZ2QFHDSSURYHGWKHDPHQGPHQWVKDOOEHLPSOHPHQWHGZLWKLQGD\V,Q

DFFRUGDQFHZLWK&)5'XNH(QHUJ\LVSURYLGLQJDFRS\RIWKHSURSRVHGOLFHQVH

DPHQGPHQWWRWKHGHVLJQDWHGUHSUHVHQWDWLYHIRUWKH6WDWHRI1RUWK&DUROLQD

7KLVGRFXPHQWFRQWDLQVQRUHJXODWRU\FRPPLWPHQWV

3OHDVHUHIHUDQ\TXHVWLRQVUHJDUGLQJWKLVVXEPLWWDOWR0U/HH*U]HFN0DQDJHU5HJXODWRU\

$IIDLUVDW  

861XFOHDU5HJXODWRU\&RPPLVVLRQ

3DJHRI



FF ZLWK(QFORVXUH 

861XFOHDU5HJXODWRU\&RPPLVVLRQ5HJLRQ,,

$7710V&DWKHULQH+DQH\5HJLRQDO$GPLQLVWUDWRU

3HDFKWUHH&HQWHU$YH1(6XLWH

$WODQWD*$

861XFOHDU5HJXODWRU\&RPPLVVLRQ

$7710U'HQQLV-*DOYLQ 0DLO6WRS2:)1%$ 

5RFNYLOOH3LNH

5RFNYLOOH0'

861XFOHDU5HJXODWRU\&RPPLVVLRQ

$7710U*DOH6PLWK15&6HQLRU5HVLGHQW,QVSHFWRU

5LYHU5RDG

6RXWKSRUW1&

&KDLU1RUWK&DUROLQD8WLOLWLHV&RPPLVVLRQ (OHFWURQLF&RS\2QO\ 

0DLO6HUYLFH&HQWHU

5DOHLJK1&

VZDWVRQ#QFXFQHW

0U:/HH&R[,,,6HFWLRQ&KLHI (OHFWURQLF&RS\2QO\ 

5DGLDWLRQ3URWHFWLRQ6HFWLRQ

1RUWK&DUROLQD'HSDUWPHQWRI+HDOWKDQG+XPDQ6HUYLFHV

0DLO6HUYLFH&HQWHU

5DOHLJK1&

OHHFR[#GKKVQFJRY

5$

(QFORVXUH

3DJHRI



'HVFULSWLRQDQG$VVHVVPHQWRIWKH3URSRVHG&KDQJH

6XEMHFW $SSOLFDWLRQWR5HYLVH7HFKQLFDO6SHFLILFDWLRQVWR$GRSW767)(OLPLQDWH

6HFRQG&RPSOHWLRQ7LPHV/LPLWLQJ7LPH)URP'LVFRYHU\RI)DLOXUH7R0HHWDQ

/&2'

 6800$5<'(6&5,37,21

 '(7$,/(''(6&5,37,21

  'HVFULSWLRQRI3URSRVHG&KDQJH

  'HVFULSWLRQRI9DULDQFHV

  $GPLQLVWUDWLYH&KDQJHV



 7(&+1,&$/(9$/8$7,21

 5(*8/$725<(9$/8$7,21

  $SSOLFDEOH5HJXODWRU\5HTXLUHPHQWV&ULWHULD

  1R6LJQLILFDQW+D]DUGV&RQVLGHUDWLRQ'HWHUPLQDWLRQ$QDO\VLV

  &RQFOXVLRQV

 (19,5210(17$/&216,'(5$7,21

 5()(5(1&(6

$77$&+0(176

  3URSRVHG7HFKQLFDO6SHFLILFDWLRQV&KDQJHV 0DUN8S 8QLW

  3URSRVHG7HFKQLFDO6SHFLILFDWLRQV&KDQJHV 0DUN8S 8QLW

 5HYLVHG 7\SHG 7HFKQLFDO6SHFLILFDWLRQV3DJHV8QLW

 5HYLVHG 7\SHG 7HFKQLFDO6SHFLILFDWLRQV3DJHV8QLW

 3URSRVHG7HFKQLFDO6SHFLILFDWLRQ%DVHV&KDQJHV 0DUN8S 8QLW )RU

,QIRUPDWLRQ2QO\ 



 

5$

(QFORVXUH

3DJHRI



'HVFULSWLRQDQG$VVHVVPHQW

 6XPPDU\'HVFULSWLRQ

7KLVHYDOXDWLRQVXSSRUWVDUHTXHVWWRDPHQGWKH5HQHZHG2SHUDWLQJ/LFHQVH1RV'35DQG

'35IRU%UXQVZLFN6WHDP(OHFWULF3ODQW %6(3 8QLW1RVDQGUHVSHFWLYHO\

7KHSURSRVHGFKDQJHFRQVLVWHQWZLWKWKH15&DSSURYHG7HFKQLFDO6SHFLILFDWLRQ7DVN

)RUFH7UDYHOHU 767) 5HYLVLRQ LH5HIHUHQFH GHOHWHVVHFRQG&RPSOHWLRQ

7LPHVIURPWKHDIIHFWHG5HTXLUHG$FWLRQVFRQWDLQHGLQ7HFKQLFDO6SHFLILFDWLRQV 76 

6SHFLILFDOO\765HTXLUHG$FWLRQV%&DQG(DQG765HTXLUHG$FWLRQV%

&DQG'765HTXLUHG$FWLRQV$%&DQG',QDGGLWLRQWKHGHVFULSWLRQDQG

H[DPSOHRQVHFRQG&RPSOHWLRQ7LPHVFRQWDLQHGLQ766HFWLRQZLOOEHGHOHWHGDQGPRGLILHG

FRQVLVWHQWZLWK767)5HYLVLRQ3ODQWVSHFLILFYDULDWLRQVIURPWKHPRGHO767)DUH

GLVFXVVHGLQGHWDLOEHORZ

767)5HYLVLRQ³(OLPLQDWH6HFRQG&RPSOHWLRQ7LPHV/LPLWLQJ7LPH)URP'LVFRYHU\RI

)DLOXUH7R0HHWDQ/&2'ZDVDSSURYHGE\WKH15&RQ-DQXDU\

 'HWDLOHG'HVFULSWLRQ

 'HVFULSWLRQRI3URSRVHG&KDQJH

7KHJXLGDQFHRI185(*5HYLVLRQ³6WDQGDUG7HFKQLFDO6SHFLILFDWLRQV*HQHUDO(OHFWULF

3ODQWV%:5' LH5HIHUHQFH ZDVXVHGWRFRQYHUW%6(3VWDQGDUG76V 676 WRWKH

LPSURYHG76V ,76 ZKLFKZDVLVVXHGDVDPHQGPHQWVDQGIRU%6(38QLW1RVDQG

UHVSHFWLYHO\RQ-XQH LH5HIHUHQFH 7KH,76FRQYHUVLRQLQWURGXFHGDVHFRQG

&RPSOHWLRQ7LPHIRUFHUWDLQ765HTXLUHG$FWLRQVWKDWHVWDEOLVKDOLPLWRQWKHPD[LPXPDOORZHG

IRUDQ\FRPELQDWLRQRI&RQGLWLRQVWKDWUHVXOWLQDVLQJOHFRQWLQXRXVIDLOXUHWRPHHWWKH/&2

7KHVH&RPSOHWLRQ7LPHVKHQFHIRUWKUHIHUUHGWRDV³VHFRQG&RPSOHWLRQ7LPHV'DUHMRLQHGE\

DQ³$1ORJLFDOFRQQHFWRUWRWKH&RQGLWLRQVSHFLILF&RPSOHWLRQ7LPHDQGVWDWH³;GD\VIURP

GLVFRYHU\RIIDLOXUHWRPHHWWKH/&2'ZKHUH³;'YDULHVE\VSHFLILFDWLRQ7KHLQWHQWRIWKHVHFRQG

&RPSOHWLRQ7LPHZDVWRSUHFOXGHHQWU\LQWRDQGRXWRIWKH$&7,216IRUDQLQGHILQLWHSHULRG

ZLWKRXWPHHWLQJWKH/&2E\SURYLGLQJDOLPLWRQWKHDPRXQWRIWLPHWKDWWKH/&2FRXOGQRWEH

PHWIRUYDULRXVFRPELQDWLRQVRI&RQGLWLRQV

$IWHUWKH,76FRQYHUVLRQD%6(3VSHFLILFDPHQGPHQWZDVLVVXHGIRU76³$&6RXUFHV+/-

2SHUDWLQJ'DQG76³'LVWULEXWLRQ6\VWHPV+/-2SHUDWLQJ'DVDPHQGPHQWVDQGIRU

%6(38QLWVDQGUHVSHFWLYHO\RQ$SULO'XHWRWKHVKDUHGFRQILJXUDWLRQRIWKH

%6(3HOHFWULFDOGLVWULEXWLRQV\VWHPVWKHVHDPHQGPHQWVLQWURGXFHGQHZ76&RQGLWLRQV LH

RQO\DSSOLFDEOHZLWKRQHXQLWRSHUDWLQJDQGWKHRWKHUXQLWVKXWGRZQ WRDOORZH[WHQGHG

&RPSOHWLRQ7LPHVQHFHVVDU\WRDOORZSHUIRUPDQFHRISUHYHQWLYHPDLQWHQDQFHRQEXVHV

WUDQVIRUPHUVEUHDNHUVDQGRWKHUUHODWHGHOHFWULFDOHTXLSPHQWLQWKHVKXWGRZQXQLW7KH

&RPSOHWLRQ7LPHVIRUWKHVHFRQGLWLRQVDOVRLQWURGXFHGSODQWVSHFLILFVHFRQG&RPSOHWLRQ7LPHV

&RQVLVWHQWZLWK767)WKHSURSRVHGFKDQJH  UHPRYHVDOOVHFRQG&RPSOHWLRQ7LPHV

FRQWDLQHGLQWKH%6(376VDQG  PRGLILHV&RPSOHWLRQ7LPHV([DPSOHWRHOLPLQDWHWKH

VHFRQG&RPSOHWLRQ7LPHVFRQWDLQHGZLWKLQDQGUHYLVHVWKHGLVFXVVLRQLQWKH([DPSOHWRVWDWH

WKDWDOWHUQDWLQJEHWZHHQ&RQGLWLRQVLQVXFKDPDQQHUWKDWRSHUDWLRQFRXOGFRQWLQXHLQGHILQLWHO\

5$

(QFORVXUH

3DJHRI



ZLWKRXWHYHUUHVWRULQJV\VWHPVWRPHHWWKH/&2LVLQFRQVLVWHQWZLWKWKHEDVHVRIWKH&RPSOHWLRQ

7LPHVDQGLVLQDSSURSULDWH

$VVRFLDWHG76%DVHVDUHDOVREHLQJUHYLVHGWRGHOHWHWKHGLVFXVVLRQRIWKHVHFRQG&RPSOHWLRQ

7LPHV0DUNHGXSDQGUHYLVHG76DQG76%DVHVSDJHVDUHLQFOXGHGDV$WWDFKPHQWVWKURXJK

RIWKH(QFORVXUH

 'HVFULSWLRQRI9DULDQFHV

'XNH(QHUJ\LVSURSRVLQJWKHIROORZLQJYDULDQFHVIURPWKH76FKDQJHVGHVFULEHGLQ767)

7KHVHYDULDWLRQVGRQRWDIIHFWWKHDSSOLFDELOLW\RI767)WRWKHSURSRVHGOLFHQVH

DPHQGPHQW7KHMXVWLILFDWLRQVIRUGHOHWLQJVHFRQG&RPSOHWLRQ7LPHVSURYLGHGLQ767)DV

DFFHSWHGE\WKH15&DUHDSSOLFDEOHWRWKHIROORZLQJ%6(3FKDQJHVQRWZLWKLQWKHVFRSHRI

767)



%6(39DULDQFHV

767)&KDQJH %6(3&KDQJH ([SODQDWLRQ

765HTXLUHG$FWLRQ$ 1$ %6(376VGRQRWLQFOXGHD

&RQFHQWUDWLRQRIERURQLQ FRQGLWLRQDVVRFLDWHGZLWK

VROXWLRQQRWZLWKLQOLPLWV ERURQFRQFHQWUDWLRQQRWZLWKLQ

OLPLWV

765HTXLUHG$FWLRQ% 1$ 7KH&RPSOHWLRQ7LPHIRUWKH

2QH6/&VXEV\VWHP HTXLYDOHQW%6(3765HTXLUHG

LQRSHUDEOH $FWLRQ LH765HTXLUHG

$FWLRQ$ GRHVQRWLQFOXGHD

VHFRQG&RPSOHWLRQ7LPH

1$ 765HTXLUHG$FWLRQ% 7KHVHFRQG&RPSOHWLRQ7LPH

2QHUHTXLUHG1XFOHDU6HUYLFH ZDVDGGHGWRWKH%6(376V

DWHU 16: SXPS DVSDUWRIWKHFRQYHUVLRQWR

LQRSHUDEOH ,76185(*5HYLVLRQ

GLGQRWFRQWDLQDVHFRQG

&RPSOHWLRQ7LPHZLWKLQWKLV

VSHFLILFVHFWLRQKRZHYHU

%6(3DGRSWHGWKLVPRUH

UHVWULFWLYHFKDQJH

1$ 765HTXLUHG$FWLRQ& 7KHVHFRQG&RPSOHWLRQ7LPH

2QHUHTXLUHG&RQYHQWLRQDO ZDVDGGHGWRWKH%6(376V

6HUYLFH:DWHU &6: SXPS DVSDUWRIWKHFRQYHUVLRQWR

LQRSHUDEOH ,76185(*5HYLVLRQ

GLGQRWFRQWDLQDVHFRQG

&RPSOHWLRQ7LPHZLWKLQWKLV

VSHFLILFVHFWLRQKRZHYHU

%6(3DGRSWHGWKLVPRUH

UHVWULFWLYHFKDQJH

5$

(QFORVXUH

3DJHRI



%6(39DULDQFHV

767)&KDQJH %6(3&KDQJH ([SODQDWLRQ

1$ 765HTXLUHG$FWLRQ( 7KHVHFRQG&RPSOHWLRQ7LPH

7ZRUHTXLUHG&6:SXPSV ZDVDGGHGWRWKH%6(376V

LQRSHUDEOH DVSDUWRIWKHFRQYHUVLRQWR

,76185(*5HYLVLRQ

GLGQRWFRQWDLQDVHFRQG

&RPSOHWLRQ7LPHZLWKLQWKLV

VSHFLILFVHFWLRQKRZHYHU

%6(3DGRSWHGWKLVPRUH

UHVWULFWLYHFKDQJH

1$ 765HTXLUHG$FWLRQ% $IWHUWKH,76FRQYHUVLRQD

3ODQWVSHFLILF&RQGLWLRQ%LV %6(3VSHFLILFDPHQGPHQW

XVHGIRUSODQQHGPDLQWHQDQFH ZDVLVVXHGIRU76³$&

RQDVKXWGRZQXQLW¶V%23 6RXUFHV+/-2SHUDWLQJ'DQG76

EXVHVDQGWKHDVVRFLDWHG ³'LVWULEXWLRQ6\VWHPV+/-

N9HPHUJHQF\EXV,Q 2SHUDWLQJ'DVDPHQGPHQWV

RUGHUWRSHUIRUPPDLQWHQDQFH DQGIRU%6(38QLWV

RQWKHN9HPHUJHQF\ DQGUHVSHFWLYHO\RQ$SULO

EXVWKHDVVRFLDWHGGLHVHO 'XHWRWKHVKDUHG

JHQHUDWRU '* PXVWEH FRQILJXUDWLRQRIWKH%6(3

UHQGHUHGLQRSHUDEOH HOHFWULFDOGLVWULEXWLRQV\VWHPV

WKHVHDPHQGPHQWVLQWURGXFHG

QHZ76&RQGLWLRQV LHRQO\

DSSOLFDEOHZLWKRQHXQLW

RSHUDWLQJDQGWKHRWKHUXQLW

VKXWGRZQ WRDOORZH[WHQGHG

&RPSOHWLRQV7LPHVQHFHVVDU\

WRDOORZSHUIRUPDQFHRI

SUHYHQWLYHPDLQWHQDQFHRQ

EXVHVWUDQVIRUPHUV

EUHDNHUVDQGRWKHUUHODWHG

HOHFWULFDOHTXLSPHQWLQWKH

VKXWGRZQXQLW7KH

&RPSOHWLRQ7LPHVIRUWKHVH

FRQGLWLRQVDOVRLQWURGXFHG

SODQWVSHFLILFVHFRQG

&RPSOHWLRQ7LPHV

765HTXLUHG$FWLRQ$ 765HTXLUHG$FWLRQ& 1XPEHULQJGLIIHUHQFHRQO\

2QHUHTXLUHGRIIVLWHFLUFXLW 2QHUHTXLUHGRIIVLWHFLUFXLW

LQRSHUDEOH LQRSHUDEOH

765HTXLUHG$FWLRQ% 765HTXLUHG$FWLRQ 1XPEHULQJGLIIHUHQFHRQO\

2QHUHTXLUHG'*LQRSHUDEOH '

2QHUHTXLUHG'*LQRSHUDEOH

5$

(QFORVXUH

3DJHRI



%6(39DULDQFHV

767)&KDQJH %6(3&KDQJH ([SODQDWLRQ

1$ 765HTXLUHG$FWLRQ$ $IWHUWKH,76FRQYHUVLRQD

2QH$&HOHFWULFDOSRZHU %6(3VSHFLILFDPHQGPHQW

GLVWULEXWLRQVXEV\VWHP ZDVLVVXHGIRU76³$&

LQRSHUDEOHIRUSODQQHG 6RXUFHV+/-2SHUDWLQJ'DQG76

PDLQWHQDQFHGXHWRHLWKHU ³'LVWULEXWLRQ6\VWHPV+/-

LQRSHUDEOHORDGJURXS( 2SHUDWLQJ'DVDPHQGPHQWV

EXV HV RULQRSHUDEOHORDG DQGIRU%6(38QLWV

JURXS(EXV HV  DQGUHVSHFWLYHO\RQ$SULO

'XHWRWKHVKDUHG

FRQILJXUDWLRQRIWKH%6(3

HOHFWULFDOGLVWULEXWLRQV\VWHPV

WKHVHDPHQGPHQWVLQWURGXFHG

QHZ76&RQGLWLRQV LHRQO\

DSSOLFDEOHZLWKRQHXQLW

RSHUDWLQJDQGWKHRWKHUXQLW

VKXWGRZQ WRDOORZH[WHQGHG

&RPSOHWLRQ7LPHVQHFHVVDU\

WRDOORZSHUIRUPDQFHRI

SUHYHQWLYHPDLQWHQDQFHRQ

EXVHVWUDQVIRUPHUV

EUHDNHUVDQGRWKHUUHODWHG

HOHFWULFDOHTXLSPHQWLQWKH

VKXWGRZQXQLW7KH

&RPSOHWLRQ7LPHVIRUWKHVH

FRQGLWLRQVDOVRLQWURGXFHG

SODQWVSHFLILFVHFRQG

&RPSOHWLRQ7LPHV

765HTXLUHG$FWLRQ$ 765HTXLUHG$FWLRQ% 1XPEHULQJGLIIHUHQFHRQO\

2QHRUPRUH$&HOHFWULFDO 2QHRUPRUH$&HOHFWULFDO

SRZHUGLVWULEXWLRQVXEV\VWHPV SRZHUGLVWULEXWLRQVXEV\VWHPV

LQRSHUDEOH LQRSHUDEOHIRUUHDVRQVRWKHU

WKDQ&RQGLWLRQ$

765HTXLUHG$FWLRQ% 1$ %6(376VGRQRWLQFOXGHD

2QHRUPRUH$&YLWDOEXVHV FRQGLWLRQDVVRFLDWHGZLWK$&

LQRSHUDEOH YLWDOEXVHVLQRSHUDEOH

765HTXLUHG$FWLRQ& 765HTXLUHG$FWLRQ& 1XPEHULQJGLIIHUHQFHRQO\

2QHRUPRUHVWDWLRQVHUYLFH 2QHRUPRUH'&HOHFWULFDO

'&HOHFWULFDOGLVWULEXWLRQ SRZHUGLVWULEXWLRQVXEV\VWHPV

VXEV\VWHPVLQRSHUDEOH LQRSHUDEOHGXHWRORVVRI

QRUPDO'&VRXUFH

5$

(QFORVXUH

3DJHRI



%6(39DULDQFHV

767)&KDQJH %6(3&KDQJH ([SODQDWLRQ

1$ 765HTXLUHG$FWLRQ' 7KHRQVLWH'&HOHFWULFDO

2QHRUPRUH'&HOHFWULFDO SRZHUGLVWULEXWLRQV\VWHPLV

SRZHUGLVWULEXWLRQVXEV\VWHPV GLYLGHGLQWRUHGXQGDQWDQG

LQRSHUDEOHIRUUHDVRQVRWKHU LQGHSHQGHQW'&HOHFWULFDO

WKDQ&RQGLWLRQ& SRZHUGLVWULEXWLRQ

VXEV\VWHPVGXHWRWKH

XQLTXHVKDUHGHOHFWULFDO

V\VWHPDW%6(3%HFDXVH

HDFK'&VXEV\VWHPFDQEH

SRZHUHGE\DQRUPDODQG

DOWHUQDWH'&VRXUFHWKLV

VSHFLILF765HTXLUHG$FWLRQ

FRYHUVWKHORVVRIRQHRUPRUH

'&HOHFWULFDOSRZHU

GLVWULEXWLRQVXEV\VWHPVIRU

UHDVRQVRWKHUWKDQWKHORVVRI

WKHQRUPDO'&VRXUFH LH76

5HTXLUHG$FWLRQ& 



 $GPLQLVWUDWLYH&KDQJHV

7KHDGPLQLVWUDWLYHFKDQJHVUHTXHVWHGE\WKLVDPHQGPHQWDUHWRGHOHWHWZRREVROHWHQRWHV

DVVRFLDWHGZLWK765HTXLUHG$FWLRQ'DQG6XUYHLOODQFH5HTXLUHPHQWV 65 

DQG7KHQRWHDVVRFLDWHGZLWK765HTXLUHG$FWLRQ'VWDWHV³8QWLO'*LV

UHWXUQHGWRRSHUDEOHVWDWXVQRWWRH[FHHG(67RQ'HFHPEHUWKHGD\DQG

GD\&RPSOHWLRQ7LPHVDUHH[WHQGHGWRGD\VDQGGD\VUHVSHFWLYHO\'7KHQRWHDVVRFLDWHG

ZLWK7665VDQGVWDWHV³8QWLO'*LVUHWXUQHGWR23(5$%/(VWDWXV

QRWWRH[FHHG(67RQ'HFHPEHUSHUIRUPDQFHRI65¶;¶IRU('*V

DQGPD\EHVXVSHQGHG3DVWGXHVXUYHLOODQFHVZLOOEHFRPSOHWHGZLWKLQGD\VRIUHVWRUDWLRQ

RI('*RSHUDELOLW\RU'HFHPEHUZKLFKHYHURFFXUVILUVW'$OORIWKH65QRWHVUHDGWKH

VDPHH[FHSWIRUWKHµ;¶DERYHZKLFKGHVLJQDWHVWKHVSHFLILF65WKHQRWHLVDVVRFLDWHGZLWK

%RWKQRWHVZHUHDGGHGDVSDUWRIDQ(PHUJHQF\/$5GDWHG1RYHPEHUDQGDSSURYHG

RQ1RYHPEHUDV$PHQGPHQWVDQGIRU8QLWDQGUHVSHFWLYHO\

 7HFKQLFDO(YDOXDWLRQ

$VGLVFXVVHGLQ767)5HYLVLRQWKHDGRSWLRQRIDVHFRQG&RPSOHWLRQ7LPHZDVEDVHG

RQDQ15&FRQFHUQWKDWDSODQWFRXOGFRQWLQXHWRRSHUDWHLQGHILQLWHO\ZLWKDQ/&2JRYHUQLQJ

VDIHW\VLJQLILFDQWV\VWHPVQHYHUEHLQJPHWE\DOWHUQDWHO\PHHWLQJWKHUHTXLUHPHQWVRIVHSDUDWH

&RQGLWLRQV,QWKHUHZDVQRUHJXODWRU\UHTXLUHPHQWRUSURJUDPZKLFKFRXOGSUHYHQWWKLV

PLVXVHRIWKH76+RZHYHUWKDWLVQRORQJHUWKHFDVH:LWKWKHSURPXOJDWLRQRIWKH

0DLQWHQDQFH5XOHLPSOHPHQWDWLRQRIWKH5HDFWRU2YHUVLJKW3URFHVVDQGWKHLQFOXVLRQRI

DGPLQLVWUDWLYHFRQWUROVDVGLVFXVVHGKHUHLQWKHUHZRXOGH[LVWVWURQJGLVLQFHQWLYHWRFRQWLQXHG

RSHUDWLRQZLWKFRQFXUUHQWPXOWLSOHLQRSHUDELOLWLHVRIWKHW\SHWKHVHFRQG&RPSOHWLRQ7LPHVZHUH

GHVLJQHGWRSUHYHQW

5$

(QFORVXUH

3DJHRI



0DLQWHQDQFH5XOH

&)5 D  ³5HTXLUHPHQWVIRU0RQLWRULQJWKH(IIHFWLYHQHVVRI0DLQWHQDQFHDW1XFOHDU

3RZHU3ODQWV' LHWKH0DLQWHQDQFH5XOH UHTXLUHVHDFKOLFHQVHHWRPRQLWRUWKHSHUIRUPDQFH

RUFRQGLWLRQRI66&VDJDLQVWOLFHQVHHHVWDEOLVKHGJRDOVWRHQVXUHWKDWWKH66&VDUHFDSDEOHRI

IXOILOOLQJWKHLULQWHQGHGIXQFWLRQV,IWKHSHUIRUPDQFHRUFRQGLWLRQRIDQ66&GRHVQRWPHHW

HVWDEOLVKHGJRDOVDSSURSULDWHFRUUHFWLYHDFWLRQLVUHTXLUHGWREHWDNHQ7KH15&5HVLGHQW

,QVSHFWRUVPRQLWRUWKHOLFHQVHH¶V&RUUHFWLYH$FWLRQ3URJUDP &$3 DQGFRXOGWDNHDFWLRQLIWKH

OLFHQVHH¶VPDLQWHQDQFHSURJUDPDOORZHGWKHV\VWHPVUHTXLUHGE\DVLQJOH/&2WREHFRPH

FRQFXUUHQWO\LQRSHUDEOHPXOWLSOHWLPHV7KHSHUIRUPDQFHDQGFRQGLWLRQPRQLWRULQJDFWLYLWLHV

UHTXLUHGE\&)5 D  DQG D  ZRXOGLGHQWLI\LISRRUPDLQWHQDQFHSUDFWLFHVUHVXOWHG

LQPXOWLSOHHQWULHVLQWRWKH$&7,216RIWKH76DQGXQDFFHSWDEOHXQDYDLODELOLW\RIWKHVH66&V

7KHHIIHFWLYHQHVVRIWKHVHSHUIRUPDQFHPRQLWRULQJDFWLYLWLHVDQGDVVRFLDWHGFRUUHFWLYHDFWLRQV

LVHYDOXDWHGDWOHDVWHYHU\UHIXHOLQJF\FOHQRWWRH[FHHGPRQWKVSHU&)5 D  

8QGHUWKH76WKH&RPSOHWLRQ7LPHIRURQHV\VWHPLVQRWDIIHFWHGE\RWKHULQRSHUDEOH

HTXLSPHQW7KHVHFRQG&RPSOHWLRQ7LPHVZHUHDQDWWHPSWWRLQIOXHQFHWKH&RPSOHWLRQ7LPH

IRURQHV\VWHPEDVHGRQWKHFRQGLWLRQRIDQRWKHUV\VWHPLIWKHWZRV\VWHPVZHUHUHTXLUHGE\

WKHVDPH/&2+RZHYHU&)5 D  LVDPXFKEHWWHUPHFKDQLVPWRDSSO\WKLV

LQIOXHQFHDVWKH0DLQWHQDQFH5XOHFRQVLGHUVDOOLQRSHUDEOHULVNVLJQLILFDQWHTXLSPHQWQRWMXVW

WKHRQHRUWZRV\VWHPVJRYHUQHGE\WKHVDPH/&2

8QGHU&)5 D  WKHULVNLPSDFWRIDOOLQRSHUDEOHULVNVLJQLILFDQWHTXLSPHQWLV

DVVHVVHGDQGPDQDJHGZKHQSHUIRUPLQJSUHYHQWDWLYHRUFRUUHFWLYHPDLQWHQDQFH7KHULVN

DVVHVVPHQWVDUHFRQGXFWHGXVLQJWKHSURFHGXUHVDQGJXLGDQFHHQGRUVHGE\5HJXODWRU\

  • XLGH³0RQLWRULQJWKH(IIHFWLYHQHVVRI0DLQWHQDQFHDW1XFOHDU3RZHU3ODQWV' LH

5HIHUHQFH 5HJXODWRU\*XLGHHQGRUVHVWKH5HYLVLRQ$RI180$5&³,QGXVWU\

  • XLGHOLQHIRU0RQLWRULQJWKH(IIHFWLYHQHVVRI0DLQWHQDQFHDW1XFOHDU3RZHU3ODQWV' LH

5HIHUHQFH 7KHVHGRFXPHQWVDGGUHVVJHQHUDOJXLGDQFHIRUFRQGXFWRIWKHULVN

DVVHVVPHQWTXDQWLWDWLYHDQGTXDOLWDWLYHJXLGHOLQHVIRUHVWDEOLVKLQJULVNPDQDJHPHQWDFWLRQV

DQGH[DPSOHULVNPDQDJHPHQWDFWLRQV7KHVHLQFOXGHDFWLRQVWR

  •  SODQDQGFRQGXFWRWKHUDFWLYLWLHVLQDPDQQHUWKDWFRQWUROVRYHUDOOULVN
  •  LQFUHDVHGULVNDZDUHQHVVE\VKLIWDQGPDQDJHPHQWSHUVRQQHO
  •  UHGXFHWKHGXUDWLRQRIWKHFRQGLWLRQ
  •  PLQLPL]HWKHPDJQLWXGHRIULVNLQFUHDVHVWKURXJKWKHHVWDEOLVKPHQWRIEDFNXS

VXFFHVVSDWKVRUFRPSHQVDWRU\PHDVXUHV

  •  DQGGHWHUPLQDWLRQWKDWWKHSURSRVHGPDLQWHQDQFHLVDFFHSWDEOH

7KLVFRPSUHKHQVLYHSURJUDPSURYLGHVPXFKJUHDWHUDVVXUDQFHRIVDIHSODQWRSHUDWLRQWKDQWKH

VHFRQG&RPSOHWLRQ7LPHVLQWKH76

5HDFWRU2YHUVLJKW3URFHVV

1XFOHDU(QHUJ\,QVWLWXWH 1(, ³5HJXODWRU\$VVHVVPHQW3HUIRUPDQFH,QGLFDWRU

  • XLGHOLQH'GHVFULEHVWKHWUDFNLQJDQGUHSRUWLQJRISHUIRUPDQFHLQGLFDWRUVWRVXSSRUWWKH15&¶V

5HDFWRU2YHUVLJKW3URFHVV 523  LH5HIHUHQFH 7KH1(,GRFXPHQWLVHQGRUVHGE\

5HJXODWRU\,VVXH6XPPDU\ 5,6 ³9ROXQWDU\6XEPLVVLRQRI3HUIRUPDQFH,QGLFDWRU

'DWD' LH5HIHUHQFH 1(,6HFWLRQGHVFULEHVWKH0LWLJDWLQJ6\VWHPV

5$

(QFORVXUH

3DJHRI



&RUQHUVWRQH1(,VSHFLILFDOO\DGGUHVVHV(PHUJHQF\$&6RXUFHVZKLFKHQFRPSDVVHV

WKH$&6RXUFHVDQG'LVWULEXWLRQ6\VWHP/&2VDQGWKH&RROLQJ:DWHU6\VWHPVZKLFK

HQFRPSDVVHVWKH%6(316:DQG&6:6\VWHP/&2V([WHQGHGXQDYDLODELOLW\RIWKHVH

V\VWHPVGXHWRPXOWLSOHHQWULHVLQWRWKH$&7,216ZRXOGDIIHFWWKH15&¶VHYDOXDWLRQRIWKH

OLFHQVHH¶VSHUIRUPDQFHXQGHUWKH523

$GPLQLVWUDWLYH&RQWUROV

,QDGGLWLRQWRWKHVHSURJUDPVDUHTXLUHPHQWLVDGGHGWR6HFWLRQRIWKH76WRUHTXLUH

OLFHQVHHVWRKDYHDGPLQLVWUDWLYHFRQWUROVWROLPLWWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQ

RI&RQGLWLRQVWKDWUHVXOWLQDVLQJOHFRQWLJXRXVRFFXUUHQFHRIIDLOLQJWRPHHWWKH/&27KHVH

DGPLQLVWUDWLYHFRQWUROVVKRXOGFRQVLGHUSODQWULVNDQGVKDOOOLPLWWKHPD[LPXPFRQWLJXRXVWLPHRI

IDLOLQJWRPHHWWKH/&27KLV76UHTXLUHPHQWZKHQFRQVLGHUHGZLWKWKHUHJXODWRU\SURFHVVHV

GLVFXVVHGDERYHSURYLGHDQHTXLYDOHQWRUVXSHULRUOHYHORISODQWVDIHW\ZLWKRXWWKHXQQHFHVVDU\

FRPSOLFDWLRQRIWKH76E\VHFRQG&RPSOHWLRQ7LPHVRQVRPH6SHFLILFDWLRQV)XUWKHUPRUH

'XNH(QHUJ\ZLOOUHYLVH2,³%13&RQGXFWRI2SHUDWLRQV6XSSOHPHQW'WRLPSOHPHQWWKH

JXLGDQFHFRQWDLQHGLQ767)5HYLVLRQ6SHFLILFDOO\

,WLVSRVVLEOHWRDOWHUQDWHEHWZHHQ7HFKQLFDO6SHFLILFDWLRQ&RQGLWLRQVLQVXFKDPDQQHU

WKDW RSHUDWLRQ FRXOG FRQWLQXH LQGHILQLWHO\ ZLWKRXW HYHU UHVWRULQJ V\VWHPV WR PHHW WKH

/&2+RZHYHUGRLQJVRZRXOGEHLQFRQVLVWHQWZLWKWKHEDVLVRIWKH&RPSOHWLRQ7LPHV

7KHUHIRUHWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRI&RQGLWLRQVWKDWUHVXOWLQD

VLQJOHFRQWLJXRXVRFFXUUHQFHRIIDLOLQJWRPHHWWKH/&2VKDOOEHOLPLWHG7KH&RPSOHWLRQ

7LPHVIRUWKRVH&RQGLWLRQVVKDOOQRWEHLQDSSURSULDWHO\H[WHQGHG

2,SURYLGHVJXLGDQFHIRUGRFXPHQWLQJWKHHQWUDQFHLQWR76$FWLRQVZKHQDQDSSOLFDEOH

/&2LVQRWPHW/&2UHDVVLJQPHQWDQG/&2FDQFHOODWLRQ7KLVFKDQJHZLOOEHSDUWRIWKH

LPSOHPHQWDWLRQSURFHVVIRUWKLV76FKDQJH

,QFRQFOXVLRQWKHSURSRVHGFKDQJHVDOWKRXJKZLWKYDULDQFHVIDOOZLWKLQWKHVFRSHRIWKLV767)

DQGWKHMXVWLILFDWLRQLVDOVRDSSOLFDEOH7KHDGGHG6HUYLFH:DWHUV\VWHPLVPRQLWRUHGXQGHU

ERWKWKH0DLQWHQDQFH5XOHDQGWKH5HDFWRU2YHUVLJKW3URFHVV3HUIRUPDQFH,QGLFDWRUVDVRQH

RIWKHILYH0LWLJDWLQJ6\VWHP3HUIRUPDQFH,QGH[ 063, V\VWHPV7KHXQDYDLODELOLW\DQG

UHOLDELOLW\RIWKHV\VWHPLVPRQLWRUHGPRQWKO\DQGUHVXOWVSURYLGHGWRWKH15&TXDUWHUO\

 5HJXODWRU\$QDO\VLV

 $SSOLFDEOH5HJXODWRU\5HTXLUHPHQWV&ULWHULD

7KHIROORZLQJ15&UHTXLUHPHQWVDUHDSSOLFDEOHWRWKHSURSRVHGFKDQJH

7LWOH&RGHRI)HGHUDO5HJXODWLRQV F  

7KHUHJXODWLRQVRI7LWOHRIWKH&RGHRI)HGHUDO5HJXODWLRQV &)5 ³7HFKQLFDO

6SHFLILFDWLRQV'HVWDEOLVKWKHUHTXLUHPHQWVUHODWHGWRWKHFRQWHQWRIWKH766HFWLRQ F  

VWDWHV

KHQDOLPLWLQJFRQGLWLRQIRURSHUDWLRQRIDQXFOHDUUHDFWRULVQRWPHWWKHOLFHQVHHVKDOO

VKXWGRZQWKHUHDFWRURUIROORZDQ\UHPHGLDODFWLRQSHUPLWWHGE\WKHWHFKQLFDO

VSHFLILFDWLRQVXQWLOWKHFRQGLWLRQFDQEHPHW

5$

(QFORVXUH

3DJHRI



7LWOH&RGHRI)HGHUDO5HJXODWLRQV

7KHUHJXODWLRQVRI&)5³5HTXLUHPHQWVIRU0RQLWRULQJWKH(IIHFWLYHQHVVRI

0DLQWHQDQFHDW1XFOHDU3RZHU3ODQWV'HVWDEOLVKDSHUIRUPDQFHEDVHGUXOHWRHQVXUHWKDW

QXFOHDUSRZHUSODQWVWUXFWXUHVV\VWHPVDQGFRPSRQHQWV 66&V ZLOOEHPDLQWDLQHGVRWKDW

WKH\ZLOOSHUIRUPWKHLULQWHQGHGIXQFWLRQZKHQUHTXLUHG

7KHSURSRVHGFKDQJHVFRQWLQXHWRPHHWWKHUHTXLUHPHQWVRIWKHVHUHJXODWLRQV

 1R6LJQLILFDQW+D]DUGV&RQVLGHUDWLRQ$QDO\VLV

'XNH(QHUJ\3URJUHVV//& 'XNH(QHUJ\ UHTXHVWVDGRSWLRQRI7HFKQLFDO6SHFLILFDWLRQ7DVN

)RUFH 767) 7UDYHOHU767)(OLPLQDWH6HFRQG&RPSOHWLRQ7LPHV/LPLWLQJ7LPH)URP

'LVFRYHU\RI)DLOXUH7R0HHWDQ/&2ZKLFKLVDQDSSURYHGFKDQJHWRWKH6WDQGDUG7HFKQLFDO

6SHFLILFDWLRQV 676 LQWRWKH%UXQVZLFN6WHDP(OHFWULF3ODQW %6(3 8QLWVDQG7HFKQLFDO

6SHFLILFDWLRQV 76 7KHSURSRVHGFKDQJHGHOHWHVVHFRQG&RPSOHWLRQ7LPHVIURPWKHDIIHFWHG

5HTXLUHG$FWLRQVFRQWDLQHGLQ76DORQJZLWKUHPRYLQJWKHH[DPSOHFRQWDLQHGLQ766HFWLRQ

DQGDGGLQJDGLVFXVVLRQDERXWDOWHUQDWLQJEHWZHHQ&RQGLWLRQV7KHVHFKDQJHVDUHFRQVLVWHQW

ZLWK15&DSSURYHG7UDYHOHU767)5HYLVLRQ

'XNH(QHUJ\KDVHYDOXDWHGZKHWKHUDVLJQLILFDQWKD]DUGVFRQVLGHUDWLRQLVLQYROYHGZLWKWKH

SURSRVHGDPHQGPHQW V E\IRFXVLQJRQWKHWKUHHVWDQGDUGVVHWIRUWKLQ&)5

,VVXDQFHRIDPHQGPHQWDVGLVFXVVHGEHORZ

 'RHVWKHSURSRVHGFKDQJHLQYROYHDVLJQLILFDQWLQFUHDVHLQWKHSUREDELOLW\RU

FRQVHTXHQFHVRIDQDFFLGHQWSUHYLRXVO\HYDOXDWHG"

5HVSRQVH 1R

7KHSURSRVHGFKDQJHHOLPLQDWHVVHFRQG&RPSOHWLRQ7LPHVIURPWKH7HFKQLFDO

6SHFLILFDWLRQV&RPSOHWLRQ7LPHVDUHQRWDQLQLWLDWRUWRDQ\DFFLGHQWSUHYLRXVO\

HYDOXDWHG7KHFRQVHTXHQFHVRIDQDFFLGHQWGXULQJWKHUHYLVHG&RPSOHWLRQ7LPH

DUHQRGLIIHUHQWWKDQWKHFRQVHTXHQFHVRIWKHVDPHDFFLGHQWGXULQJWKHH[LVWLQJ

&RPSOHWLRQ7LPHV$VDUHVXOWWKHSUREDELOLW\DQGFRQVHTXHQFHVRIDQDFFLGHQW

SUHYLRXVO\HYDOXDWHGDUHQRWDIIHFWHGE\WKLVFKDQJH7KHSURSRVHGFKDQJHGRHV

QRWDOWHURUSUHYHQWWKHDELOLW\RIV\VWHPVVWUXFWXUHVDQGFRPSRQHQWV 66&V 

IURPSHUIRUPLQJWKHLULQWHQGHGIXQFWLRQWRPLWLJDWHWKHFRQVHTXHQFHVRIDQ

LQLWLDWLQJHYHQWZLWKLQWKHDVVXPHGDFFHSWDQFHOLPLWV7KHSURSRVHGFKDQJHGRHV

QRWDIIHFWWKHVRXUFHWHUPFRQWDLQPHQWLVRODWLRQRUUDGLRORJLFDOUHOHDVH

DVVXPSWLRQVXVHGLQHYDOXDWLQJWKHUDGLRORJLFDOFRQVHTXHQFHVRIDQDFFLGHQW

SUHYLRXVO\HYDOXDWHG)XUWKHUWKHSURSRVHGFKDQJHGRHVQRWLQFUHDVHWKHW\SHV

RUDPRXQWVRIUDGLRDFWLYHHIIOXHQWWKDWPD\EHUHOHDVHGRIIVLWHQRUVLJQLILFDQWO\

LQFUHDVHLQGLYLGXDORUFXPXODWLYHRFFXSDWLRQDOSXEOLFUDGLDWLRQH[SRVXUHV7KH

SURSRVHGFKDQJHLVFRQVLVWHQWZLWKWKHVDIHW\DQDO\VLVDVVXPSWLRQVDQG

UHVXOWDQWFRQVHTXHQFHV

7KHUHIRUHWKHSURSRVHGFKDQJHGRHVQRWLQYROYHDVLJQLILFDQWLQFUHDVHLQWKHSUREDELOLW\

RUFRQVHTXHQFHVRIDQDFFLGHQWSUHYLRXVO\HYDOXDWHG

5$

(QFORVXUH

3DJHRI



 'RHVWKHSURSRVHGFKDQJHFUHDWHWKHSRVVLELOLW\RIDQHZRUGLIIHUHQWNLQGRIDFFLGHQW

IURPDQ\DFFLGHQWSUHYLRXVO\HYDOXDWHG"

5HVSRQVH 1R

7KHSURSRVHGFKDQJHGRHVQRWLQYROYHDSK\VLFDODOWHUDWLRQWRWKHSODQW LHQRQHZRU

GLIIHUHQWW\SHRIHTXLSPHQWZLOOEHLQVWDOOHG RUDFKDQJHLQWKHPHWKRGVJRYHUQLQJ

QRUPDOSODQWRSHUDWLRQ7KHSURSRVHGFKDQJHZLOOQRWDOWHUWKHGHVLJQIXQFWLRQQRU

FUHDWHQHZIDLOXUHPHFKDQLVPVPDOIXQFWLRQVRUDFFLGHQWLQLWLDWRUVIRUWKHHTXLSPHQW

UHODWHGWRWKH76EHLQJDOWHUHG

7KXVEDVHGRQWKHDERYHWKLVFKDQJHGRHVQRWFUHDWHWKHSRVVLELOLW\RIDQHZRU

GLIIHUHQWNLQGRIDFFLGHQWIURPDQDFFLGHQWSUHYLRXVO\HYDOXDWHG

 'RHVWKHSURSRVHGFKDQJHLQYROYHDVLJQLILFDQWUHGXFWLRQLQDPDUJLQRIVDIHW\"

5HVSRQVH 1R

7KHSURSRVHGFKDQJHWRGHOHWHWKHVHFRQG&RPSOHWLRQ7LPHGRHVQRWDOWHUWKHPDQQHU

LQZKLFKVDIHW\OLPLWVOLPLWLQJVDIHW\V\VWHPVHWWLQJVRUOLPLWHGFRQGLWLRQVIRURSHUDWLRQ

DUHGHWHUPLQHG7KHVDIHW\DQDO\VLVDFFHSWDQFHFULWHULDDUHQRWDIIHFWHGE\WKLVFKDQJH

7KHSURSRVHGFKDQJHZLOOQRWUHVXOWLQSODQWRSHUDWLRQLQDFRQILJXUDWLRQRXWVLGHRIWKH

GHVLJQEDVLV

7KHUHIRUHWKHSURSRVHGFKDQJHGRHVQRWLQYROYHDVLJQLILFDQWUHGXFWLRQLQDPDUJLQRI

VDIHW\

%DVHGRQWKHDERYH'XNH(QHUJ\FRQFOXGHVWKDWWKHSURSRVHGFKDQJHSUHVHQWVQRVLJQLILFDQW

KD]DUGVFRQVLGHUDWLRQXQGHUWKHVWDQGDUGVVHWIRUWKLQ&)5 F DQGDFFRUGLQJO\D

ILQGLQJRIQRVLJQLILFDQWKD]DUGVFRQVLGHUDWLRQLVMXVWLILHG

 &RQFOXVLRQV

,QFRQFOXVLRQEDVHGRQWKHFRQVLGHUDWLRQVGLVFXVVHGDERYH  WKHUHLVUHDVRQDEOHDVVXUDQFH

WKDWWKHKHDOWKDQGVDIHW\RIWKHSXEOLFZLOOQRWEHHQGDQJHUHGE\RSHUDWLRQLQWKHSURSRVHG

PDQQHU  VXFKDFWLYLWLHVZLOOEHFRQGXFWHGLQFRPSOLDQFHZLWKWKH15&UHJXODWLRQVDQG  

WKHLVVXDQFHRIWKHDPHQGPHQWZLOOQRWEHLQLPLFDOWRWKHFRPPRQGHIHQVHDQGVHFXULW\RUWR

WKHKHDOWKDQGVDIHW\RIWKHSXEOLF

 (QYLURQPHQWDO(YDOXDWLRQ

7KHSURSRVHGFKDQJHZRXOGDOWHUDUHTXLUHPHQWZLWKUHVSHFWWRLQVWDOODWLRQRUXVHRIDIDFLOLW\

FRPSRQHQWORFDWHGZLWKLQWKHUHVWULFWHGDUHDDVGHILQHGLQ&)5RUZRXOGFKDQJHDQ

LQVSHFWLRQRUVXUYHLOODQFHUHTXLUHPHQW+RZHYHUWKHSURSRVHGFKDQJHGRHVQRWLQYROYH L D

VLJQLILFDQWKD]DUGVFRQVLGHUDWLRQ LL DVLJQLILFDQWFKDQJHLQWKHW\SHVRUVLJQLILFDQWLQFUHDVHLQ

WKHDPRXQWVRIDQ\HIIOXHQWVWKDWPD\EHUHOHDVHGRIIVLWHRU LLL DVLJQLILFDQWLQFUHDVHLQ

LQGLYLGXDORUFXPXODWLYHRFFXSDWLRQDOUDGLDWLRQH[SRVXUH$FFRUGLQJO\WKHSURSRVHGFKDQJH

PHHWVWKHHOLJLELOLW\FULWHULRQIRUFDWHJRULFDOH[FOXVLRQVHWIRUWKLQ&)5 F  7KHUHIRUH

SXUVXDQWWR&)5 E QRHQYLURQPHQWDOLPSDFWVWDWHPHQWRUHQYLURQPHQWDODVVHVVPHQW

QHHGEHSUHSDUHGLQFRQQHFWLRQZLWKWKHSURSRVHGFKDQJH

5$

(QFORVXUH

3DJHRI



 5HIHUHQFHV

 /HWWHUIURPWKH767)WRWKH15&³767)5HYLVLRQµ(OLPLQDWH6HFRQG

&RPSOHWLRQ7LPHV/LPLWLQJ7LPH)URP'LVFRYHU\RI)DLOXUH7R0HHWDQ/&2¶'

GDWHG-XQH$'$06$FFHVVLRQ1R0/

 185(*5HYLVLRQ³6WDQGDUG7HFKQLFDO6SHFLILFDWLRQV*HQHUDO(OHFWULF

3ODQWV%:5'GDWHG$SULO$'$06$FFHVVLRQ1R0/$

 /HWWHUIURP'DYLG&7ULPEOH 15& WR&6+LQQDQW &3 / ,VVXDQFHRI

$PHQGPHQW1RWR)DFLOLW\2SHUDWLQJ/LFHQVH1R'35DQG$PHQGPHQW

1RWR)DFLOLW\2SHUDWLQJ/LFHQVH1R'355HJDUGLQJ&RQYHUVLRQWR

,PSURYHG6WDQGDUG7HFKQLFDO6SHFLILFDWLRQVDQG,PSOHPHQWDWLRQRI5HDFWRU

6WDELOLW\6ROXWLRQ+/-%UXQVZLFN6WHDP(OHFWULF3ODQW8QLWVDQG 7$&1RV

0DQG0 GDWHG-XQH$'$06$FFHVVLRQ1R

 861XFOHDU5HJXODWRU\&RPPLVVLRQ5HJXODWRU\*XLGH³0RQLWRULQJWKH

(IIHFWLYHQHVVRI0DLQWHQDQFHDW1XFOHDU3RZHU3ODQWV'GDWHG0D\

$'$06$FFHVVLRQ1R0/

 1XFOHDU(QHUJ\,QVWLWXWH 1(, 180$5&³,QGXVWU\*XLGHOLQHIRU

0RQLWRULQJWKH(IIHFWLYHQHVVRI0DLQWHQDQFHDW1XFOHDU3RZHU3ODQWV'5HYLVLRQ

$$SULO$'$06$FFHVVLRQ1R0/$

 1(,*XLGHOLQH1(,³5HJXODWRU\$VVHVVPHQW3HUIRUPDQFH,QGLFDWRU

  • XLGHOLQH'5HYLVLRQGDWHG$XJXVW$'$06$FFHVVLRQ1R

0/$

 15&5HJXODWRU\,VVXH6XPPDU\ 5,6 5,6³9ROXQWDU\6XEPLVVLRQRI

3HUIRUPDQFH,QGLFDWRU'DWD'GDWHG0D\$'$06$FFHVVLRQ

1R0/



5$

(QFORVXUH

$WWDFKPHQW



3URSRVHG7HFKQLFDO6SHFLILFDWLRQV&KDQJHV 0DUN8S 8QLW





Completion Times 1.3 1.3 Completion Times DESCRIPTION The above Completion Time extension does not apply to those (continued) Specifications that have exceptions that allow completely separate re-entry into the Condition (for each division, subsystem, component or variable expressed in the Condition) and separate tracking of Completion Times based on this re-entry. These exceptions are stated in individual Specifications.

The above Completion Time extension does not apply to a Completion Time with a modified "time zero." This modified "time zero" may be expressed as a repetitive time (i.e., "once per 8 hours9.259259e-5 days <br />0.00222 hours <br />1.322751e-5 weeks <br />3.044e-6 months <br />," where the Completion Time is referenced from a previous completion of the Required Action versus the time of Condition entry) or as a time modified by the phrase "from discovery . . ." Example 1.3-3 illustrates one use of this type of Completion Time. The 10 day Completion Time specified for Condition A and B in Example 1.3-3 may not be extended.

EXAMPLES The following examples illustrate the use of Completion Times with different types of Conditions and changing Conditions.

EXAMPLE 1.3-1 ACTIONS COMPLETION CONDITION REQUIRED ACTION TIME B. Required Action B.1 Be in MODE 3. 12 hours1.388889e-4 days <br />0.00333 hours <br />1.984127e-5 weeks <br />4.566e-6 months <br /> and associated Completion AND Time not met.

B.2 Be in MODE 4. 36 hours4.166667e-4 days <br />0.01 hours <br />5.952381e-5 weeks <br />1.3698e-5 months <br /> Condition B has two Required Actions. Each Required Action has its own separate Completion Time. Each Completion Time is referenced to the time that Condition B is entered.

(continued)

Brunswick Unit 1 1.3-3 Amendment No. 281

INSERT:

It is possible to alternate between Conditions A, B, and C in such a manner that operation could continue indefinitely without ever restoring systems to meet the LCO. However, doing so would be inconsistent with the basis of the Completion Times. Therefore, there shall be administrative controls to limit the maximum time allowed for any combination of Conditions that result in a single contiguous occurrence of failing to meet the LCO. These administrative controls shall ensure that the Completion Times for those Conditions are not inappropriately extended.

AC SourcesOperating 3.8.1 ACTIONS (continued)

CONDITION REQUIRED ACTION COMPLETION TIME D. (continued) D.5 Restore DG to OPERABLE ---------NOTE----------

status. Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, the 14 day and 17 day Completion Times are extended to 30 days and 33 days, respectively.


7 days from discovery of unavailability of SUPP-DG AND 24 hours2.777778e-4 days <br />0.00667 hours <br />3.968254e-5 weeks <br />9.132e-6 months <br /> from discovery of Condition D entry t 6 days concurrent with unavailability of SUPP-DG AND 14 days AND 17 days from discovery of failure to meet LCO 3.8.1.a or b (continued)

Brunswick Unit 1 3.8-5 Amendment No. 282

AC SourcesOperating 3.8.1 SURVEILLANCE REQUIREMENTS SURVEILLANCE FREQUENCY SR 3.8.1.1 Verify correct breaker alignment and indicated power In accordance with availability for each offsite circuit. the Surveillance Frequency Control Program SR 3.8.1.2 -------------------------------NOTES------------------------------

1. All DG starts may be preceded by an engine prelube period.
2. A modified DG start involving idling and gradual acceleration to synchronous speed may be used for this SR. When modified start procedures are not used, the time, voltage, and frequency tolerances of SR 3.8.1.7 must be met.
3. A single test at the specified Frequency will satisfy this Surveillance for both units.
4. Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, performance of SR 3.8.1.2 for EDGs 1, 2, and 3 may be suspended. Past due surveillances will be completed within 7 days of restoration of EDG 4 operability or December 20, 2017, whichever occurs first.

Verify each DG starts from standby conditions and In accordance with achieves steady state voltage t 3750 V and d 4300 V the Surveillance and frequency t 58.8 Hz and d 61.2 Hz. Frequency Control Program (continued)

Brunswick Unit 1 3.8-7 Amendment No. 282

AC SourcesOperating 3.8.1 SURVEILLANCE REQUIREMENTS (continued)

SURVEILLANCE FREQUENCY SR 3.8.1.3 -------------------------------NOTES------------------------------

1. DG loadings may include gradual loading.
2. Momentary transients outside the load range do not invalidate this test.
3. This Surveillance shall be conducted on only one DG at a time.
4. This SR shall be preceded by and immediately follow, without shutdown, a successful performance of SR 3.8.1.2 or SR 3.8.1.7.
5. A single test at the specified Frequency will satisfy this Surveillance for both units.
6. Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, performance of SR 3.8.1.3 for EDGs 1, 2, and 3 may be suspended. Past due surveillances will be completed within 7 days of restoration of EDG 4 operability or December 20, 2017, whichever occurs first.

In accordance with Verify each DG is synchronized and loaded and the Surveillance operates for t 60 minutes at a load t 2800 kW and Frequency Control d 3500 kW.

Program SR 3.8.1.4 Verify each engine mounted tank contains t 150 gal of In accordance with fuel oil. the Surveillance Frequency Control Program SR 3.8.1.5 Check for and remove accumulated water from each In accordance with engine mounted tank. the Surveillance Frequency Control Program (continued)

Brunswick Unit 1 3.8-8 Amendment No. 282

AC SourcesOperating 3.8.1 SURVEILLANCE REQUIREMENTS (continued)

SURVEILLANCE FREQUENCY SR 3.8.1.6 -------------------------------NOTE-------------------------------

Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, performance of SR 3.8.1.6 for EDGs 1, 2, and 3 may be suspended. Past due surveillances will be completed within 7 days of restoration of EDG 4 operability or December 20, 2017, whichever occurs first.


Verify the fuel oil transfer system operates to transfer In accordance with fuel oil from the day fuel oil storage tank to the engine the Surveillance mounted tank. Frequency Control Program SR 3.8.1.7 -------------------------------NOTES------------------------------

1. All DG starts may be preceded by an engine prelube period.
2. A single test at the specified Frequency will satisfy this Surveillance for both units.

Verify each DG starts from standby condition and In accordance with achieves, in d 10 seconds, voltage t 3750 V and the Surveillance frequency t 58.8 Hz, and after steady state conditions Frequency Control are reached, maintains voltage t 3750 V and d 4300 V Program and frequency t 58.8 Hz and d 61.2 Hz.

(continued)

Brunswick Unit 1 3.8-9 Amendment No. 282

Distribution SystemsOperating 3.8.7 ACTIONS (continued)

CONDITION REQUIRED ACTION COMPLETION TIME D. One or more DC electrical D.1 Restore DC electrical 7 days power distribution power distribution subsystems inoperable for subsystems to OPERABLE AND reasons other than status.

Condition C. 176 hours0.00204 days <br />0.0489 hours <br />2.910053e-4 weeks <br />6.6968e-5 months <br /> from discovery of failure to meet LCO E. Required Action and E.1 -------------NOTE--------------

associated Completion Time LCO 3.0.4.a is not of Condition A, B, C, or D applicable when entering not met. MODE 3.


Be in MODE 3. 12 hours1.388889e-4 days <br />0.00333 hours <br />1.984127e-5 weeks <br />4.566e-6 months <br /> F. Two or more electrical F.1 Enter LCO 3.0.3. Immediately power distribution subsystems inoperable that result in a loss of function.

Brunswick Unit 1 3.8-36 Amendment No. 280

5$

(QFORVXUH

$WWDFKPHQW



3URSRVHG7HFKQLFDO6SHFLILFDWLRQV&KDQJHV 0DUN8S 8QLW





Completion Times 1.3 1.3 Completion Times DESCRIPTION The above Completion Time extension does not apply to those (continued) Specifications that have exceptions that allow completely separate re-entry into the Condition (for each division, subsystem, component or variable expressed in the Condition) and separate tracking of Completion Times based on this re-entry. These exceptions are stated in individual Specifications.

The above Completion Time extension does not apply to a Completion Time with a modified "time zero." This modified "time zero" may be expressed as a repetitive time (i.e., "once per 8 hours9.259259e-5 days <br />0.00222 hours <br />1.322751e-5 weeks <br />3.044e-6 months <br />," where the Completion Time is referenced from a previous completion of the Required Action versus the time of Condition entry) or as a time modified by the phrase "from discovery . . ." Example 1.3-3 illustrates one use of this type of Completion Time. The 10 day Completion Time specified for Condition A and B in Example 1.3-3 may not be extended.

EXAMPLES The following examples illustrate the use of Completion Times with different types of Conditions and changing Conditions.

EXAMPLE 1.3-1 ACTIONS COMPLETION CONDITION REQUIRED ACTION TIME B. Required Action B.1 Be in MODE 3. 12 hours1.388889e-4 days <br />0.00333 hours <br />1.984127e-5 weeks <br />4.566e-6 months <br /> and associated Completion AND Time not met.

B.2 Be in MODE 4. 36 hours4.166667e-4 days <br />0.01 hours <br />5.952381e-5 weeks <br />1.3698e-5 months <br /> Condition B has two Required Actions. Each Required Action has its own separate Completion Time. Each Completion Time is referenced to the time that Condition B is entered.

(continued)

Brunswick Unit 2 1.3-3 Amendment No. 309

INSERT:

It is possible to alternate between Conditions A, B, and C in such a manner that operation could continue indefinitely without ever restoring systems to meet the LCO. However, doing so would be inconsistent with the basis of the Completion Times. Therefore, there shall be administrative controls to limit the maximum time allowed for any combination of Conditions that result in a single contiguous occurrence of failing to meet the LCO. These administrative controls shall ensure that the Completion Times for those Conditions are not inappropriately extended.

AC SourcesOperating 3.8.1 ACTIONS (continued)

CONDITION REQUIRED ACTION COMPLETION TIME D. (continued) D.5 Restore DG to OPERABLE ---------NOTE----------

status. Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, the 14 day and 17 day Completion Times are extended to 30 days and 33 days, respectively.


7 days from discovery of unavailability of SUPP-DG AND 24 hours2.777778e-4 days <br />0.00667 hours <br />3.968254e-5 weeks <br />9.132e-6 months <br /> from discovery of Condition D entry t 6 days concurrent with unavailability of SUPP-DG AND 14 days AND 17 days from discovery of failure to meet LCO 3.8.1.a or b (continued)

Brunswick Unit 2 3.8-5 Amendment No. 310

AC SourcesOperating 3.8.1 SURVEILLANCE REQUIREMENTS SURVEILLANCE FREQUENCY SR 3.8.1.1 Verify correct breaker alignment and indicated power In accordance with availability for each offsite circuit. the Surveillance Frequency Control Program SR 3.8.1.2 ----------------------------NOTES----------------------------------

1. All DG starts may be preceded by an engine prelube period.
2. A modified DG start involving idling and gradual acceleration to synchronous speed may be used for this SR. When modified start procedures are not used, the time, voltage, and frequency tolerances of SR 3.8.1.7 must be met.
3. A single test at the specified Frequency will satisfy this Surveillance for both units.
4. Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, performance of SR 3.8.1.2 for EDGs 1, 2, and 3 may be suspended. Past due surveillances will be completed within 7 days of restoration of EDG 4 operability or December 20, 2017, whichever occurs first.

Verify each DG starts from standby conditions and In accordance with achieves steady state voltage t 3750 V and d 4300 V the Surveillance and frequency t 58.8 Hz and d 61.2 Hz. Frequency Control Program (continued)

Brunswick Unit 2 3.8-7 Amendment No. 310

AC SourcesOperating 3.8.1 SURVEILLANCE REQUIREMENTS (continued)

SURVEILLANCE FREQUENCY SR 3.8.1.3 ----------------------------NOTES----------------------------------

1. DG loadings may include gradual loading.
2. Momentary transients outside the load range do not invalidate this test.
3. This Surveillance shall be conducted on only one DG at a time.
4. This SR shall be preceded by and immediately follow, without shutdown, a successful performance of SR 3.8.1.2 or SR 3.8.1.7.
5. A single test at the specified Frequency will satisfy this Surveillance for both units.
6. Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, performance of SR 3.8.1.3 for EDGs 1, 2, and 3 may be suspended. Past due surveillances will be completed within 7 days of restoration of EDG 4 operability or December 20, 2017, whichever occurs first.

Verify each DG is synchronized and loaded and In accordance with operates for t 60 minutes at a load t 2800 kW and the Surveillance d 3500 kW. Frequency Control Program SR 3.8.1.4 Verify each engine mounted tank contains t 150 gal of In accordance with fuel oil. the Surveillance Frequency Control Program SR 3.8.1.5 Check for and remove accumulated water from each In accordance with engine mounted tank. the Surveillance Frequency Control Program (continued)

Brunswick Unit 2 3.8-8 Amendment No. 310

AC SourcesOperating 3.8.1 SURVEILLANCE REQUIREMENTS (continued)

SURVEILLANCE FREQUENCY SR 3.8.1.6 -------------------------------NOTE-------------------------------

Until DG 4 is returned to OPERABLE status, not to exceed 0745 EST on December 13, 2017, performance of SR 3.8.1.6 for EDGs 1, 2, and 3 may be suspended. Past due surveillances will be completed within 7 days of restoration of EDG 4 operability or December 20, 2017, whichever occurs first.


Verify the fuel oil transfer system operates to transfer In accordance with fuel oil from the day fuel oil storage tank to the engine the Surveillance mounted tank. Frequency Control Program SR 3.8.1.7 ----------------------------NOTES----------------------------------

1. All DG starts may be preceded by an engine prelube period.
2. A single test at the specified Frequency will satisfy this Surveillance for both units.

Verify each DG starts from standby condition and In accordance with achieves, in d 10 seconds, voltage t 3750 V and the Surveillance frequency t 58.8 Hz, and after steady state conditions Frequency Control are reached, maintains voltage t 3750 V and d 4300 V Program and frequency t 58.8 Hz and d 61.2 Hz.

(continued)

Brunswick Unit 2 3.8-9 Amendment No. 310

'LVWULEXWLRQ6\VWHPV²2SHUDWLQJ



(/(&75,&$/32:(56<67(06

 'LVWULEXWLRQ6\VWHPV²2SHUDWLQJ

/&2 'LYLVLRQ,DQG'LYLVLRQ,,$&DQG'&HOHFWULFDOSRZHUGLVWULEXWLRQ

VXEV\VWHPVVKDOOEH23(5$%/(

$33/,&$%,/,7< 02'(6DQG

$&7,216

&21',7,21 5(48,5('$&7,21 &203/(7,217,0(

$ 2QH$&HOHFWULFDOSRZHU $ 5HVWRUHDIIHFWHGORDGJURXS GD\V

GLVWULEXWLRQVXEV\VWHP EXV HV WR23(5$%/(

LQRSHUDEOHIRUSODQQHG VWDWXV $1'

PDLQWHQDQFHGXHWRHLWKHU

LQRSHUDEOHORDGJURXS( KRXUVIURP

EXV HV RULQRSHUDEOHORDG GLVFRYHU\RIIDLOXUH

JURXS(EXV HV  WRPHHWWKH/&2

% 2QHRUPRUH$&HOHFWULFDO  % 5HVWRUH$&HOHFWULFDOSRZHU KRXUV

SRZHUGLVWULEXWLRQ GLVWULEXWLRQVXEV\VWHPVWR

VXEV\VWHPVLQRSHUDEOHIRU 23(5$%/(VWDWXV $1'

UHDVRQVRWKHUWKDQ

&RQGLWLRQ$ KRXUVIURP

GLVFRYHU\RIIDLOXUH

WRPHHW/&2

FRQWLQXHG 

 



%UXQVZLFN8QLW  $PHQGPHQW1R

Distribution SystemsOperating 3.8.7 ACTIONS (continued)

CONDITION REQUIRED ACTION COMPLETION TIME D. One or more DC electrical D.1 Restore DC electrical 7 days power distribution power distribution subsystems inoperable for subsystems to OPERABLE AND reasons other than status.

Condition C. 176 hours0.00204 days <br />0.0489 hours <br />2.910053e-4 weeks <br />6.6968e-5 months <br /> from discovery of failure to meet LCO E. Required Action and E.1 -------------NOTE--------------

associated Completion Time LCO 3.0.4.a is not of Condition A, B, C, or D applicable when entering not met. MODE 3.


Be in MODE 3. 12 hours1.388889e-4 days <br />0.00333 hours <br />1.984127e-5 weeks <br />4.566e-6 months <br /> F. Two or more electrical F.1 Enter LCO 3.0.3. Immediately power distribution subsystems inoperable that result in a loss of function.

Brunswick Unit 2 3.8-36 Amendment No. 308

5$

(QFORVXUH

$WWDFKPHQW



5HYLVHG7HFKQLFDO6SHFLILFDWLRQV3DJHV8QLW



&RPSOHWLRQ7LPHV



&RPSOHWLRQ7LPHV

 

'(6&5,37,21 7KHDERYH&RPSOHWLRQ7LPHH[WHQVLRQGRHVQRWDSSO\WRWKRVH

 FRQWLQXHG  6SHFLILFDWLRQVWKDWKDYHH[FHSWLRQVWKDWDOORZFRPSOHWHO\VHSDUDWH

UHHQWU\LQWRWKH&RQGLWLRQ IRUHDFKGLYLVLRQVXEV\VWHPFRPSRQHQWRU

YDULDEOHH[SUHVVHGLQWKH&RQGLWLRQ DQGVHSDUDWHWUDFNLQJRI&RPSOHWLRQ

7LPHVEDVHGRQWKLVUHHQWU\7KHVHH[FHSWLRQVDUHVWDWHGLQLQGLYLGXDO

6SHFLILFDWLRQV

7KHDERYH&RPSOHWLRQ7LPHH[WHQVLRQGRHVQRWDSSO\WRD&RPSOHWLRQ

7LPHZLWKDPRGLILHGWLPH]HUR7KLVPRGLILHGWLPH]HURPD\EH

H[SUHVVHGDVDUHSHWLWLYHWLPH LHRQFHSHUKRXUVZKHUHWKH

&RPSOHWLRQ7LPHLVUHIHUHQFHGIURPDSUHYLRXVFRPSOHWLRQRIWKH

5HTXLUHG$FWLRQYHUVXVWKHWLPHRI&RQGLWLRQHQWU\ RUDVDWLPHPRGLILHG

E\WKHSKUDVHIURPGLVFRYHU\

 

(;$03/(6 7KHIROORZLQJH[DPSOHVLOOXVWUDWHWKHXVHRI&RPSOHWLRQ7LPHVZLWK

GLIIHUHQWW\SHVRI&RQGLWLRQVDQGFKDQJLQJ&RQGLWLRQV

(;$03/(

$&7,216

&203/(7,21

&21',7,21 5(48,5('$&7,21 7,0(

% 5HTXLUHG$FWLRQ % %HLQ02'( KRXUV

DQGDVVRFLDWHG

&RPSOHWLRQ $1' 

7LPHQRWPHW

% %HLQ02'( KRXUV

&RQGLWLRQ%KDVWZR5HTXLUHG$FWLRQV(DFK5HTXLUHG$FWLRQKDVLWVRZQ

VHSDUDWH&RPSOHWLRQ7LPH(DFK&RPSOHWLRQ7LPHLVUHIHUHQFHGWRWKH

WLPHWKDW&RQGLWLRQ%LVHQWHUHG

 FRQWLQXHG 



%UXQVZLFN8QLW  $PHQGPHQW1R

&RPSOHWLRQ7LPHV



&RPSOHWLRQ7LPHV

 

(;$03/(6 (;$03/(

 FRQWLQXHG 

$&7,216

&203/(7,21

&21',7,21 5(48,5('$&7,21 7,0(

$ 2QH)XQFWLRQ; $ 5HVWRUH GD\V

VXEV\VWHP )XQFWLRQ;

LQRSHUDEOH VXEV\VWHPWR 

23(5$%/(

VWDWXV

% 2QH)XQFWLRQ< % 5HVWRUH KRXUV

VXEV\VWHP )XQFWLRQ<

LQRSHUDEOH VXEV\VWHPWR 

23(5$%/(

VWDWXV

& 2QH)XQFWLRQ; & 5HVWRUH KRXUV

VXEV\VWHP )XQFWLRQ; 

LQRSHUDEOH VXEV\VWHPWR

23(5$%/( 

 $1' VWDWXV



 2QH)XQFWLRQ< 25

VXEV\VWHP 

LQRSHUDEOH & 5HVWRUH KRXUV

)XQFWLRQ<

VXEV\VWHPWR

23(5$%/(

VWDWXV



 FRQWLQXHG 





%UXQVZLFN8QLW  $PHQGPHQW1R

&RPSOHWLRQ7LPHV



&RPSOHWLRQ7LPHV

 

(;$03/(6 (;$03/( FRQWLQXHG 

KHQRQH)XQFWLRQ;VXEV\VWHPDQGRQH)XQFWLRQ<VXEV\VWHPDUH

LQRSHUDEOH&RQGLWLRQ$DQG&RQGLWLRQ%DUHFRQFXUUHQWO\DSSOLFDEOH7KH

&RPSOHWLRQ7LPHVIRU&RQGLWLRQ$DQG&RQGLWLRQ%DUHWUDFNHGVHSDUDWHO\

IRUHDFKVXEV\VWHPVWDUWLQJIURPWKHWLPHHDFKVXEV\VWHPZDVGHFODUHG

LQRSHUDEOHDQGWKH&RQGLWLRQZDVHQWHUHG$VHSDUDWH&RPSOHWLRQ7LPH

LVHVWDEOLVKHGIRU&RQGLWLRQ&DQGWUDFNHGIURPWKHWLPHWKHVHFRQG

VXEV\VWHPZDVGHFODUHGLQRSHUDEOH LHWKHWLPHWKHVLWXDWLRQGHVFULEHG

LQ&RQGLWLRQ&ZDVGLVFRYHUHG 

,I5HTXLUHG$FWLRQ&LVFRPSOHWHGZLWKLQWKHVSHFLILHG&RPSOHWLRQ7LPH

&RQGLWLRQV%DQG&DUHH[LWHG,IWKH&RPSOHWLRQ7LPHIRU5HTXLUHG

$FWLRQ$KDVQRWH[SLUHGRSHUDWLRQPD\FRQWLQXHLQDFFRUGDQFHZLWK

&RQGLWLRQ$7KHUHPDLQLQJ&RPSOHWLRQ7LPHLQ&RQGLWLRQ$LVPHDVXUHG

IURPWKHWLPHWKHDIIHFWHGVXEV\VWHPZDVGHFODUHGLQRSHUDEOH LHLQLWLDO

HQWU\LQWR&RQGLWLRQ$ 

,WLVSRVVLEOHWRDOWHUQDWHEHWZHHQ&RQGLWLRQV$%DQG&LQVXFKD

PDQQHUWKDWRSHUDWLRQFRXOGFRQWLQXHLQGHILQLWHO\ZLWKRXWHYHUUHVWRULQJ

V\VWHPVWRPHHWWKH/&2+RZHYHUGRLQJVRZRXOGEHLQFRQVLVWHQWZLWK

WKHEDVLVRIWKH&RPSOHWLRQ7LPHV7KHUHIRUHWKHUHVKDOOEH

DGPLQLVWUDWLYHFRQWUROVWROLPLWWKHPD[LPXPWLPHDOORZHGIRUDQ\

FRPELQDWLRQRI&RQGLWLRQVWKDWUHVXOWLQDVLQJOHFRQWLJXRXVRFFXUUHQFHRI

IDLOLQJWRPHHWWKH/&27KHVHDGPLQLVWUDWLYHFRQWUROVVKDOOHQVXUHWKDW

WKH&RPSOHWLRQ7LPHVIRUWKRVH&RQGLWLRQVDUHQRWLQDSSURSULDWHO\

H[WHQGHG

 FRQWLQXHG 







%UXQVZLFN8QLW  $PHQGPHQW1R

6:6\VWHPDQG8+6



$&7,216 FRQWLQXHG 

&203/(7,21

&21',7,21 5(48,5('$&7,21 7,0(

% 2QHUHTXLUHG16:SXPS  % 127( 

LQRSHUDEOHIRUUHDVRQVRWKHU (QWHUDSSOLFDEOH&RQGLWLRQV

WKDQ&RQGLWLRQ$ DQG5HTXLUHG$FWLRQVRI 

/&2IRU'*VPDGH

LQRSHUDEOHE\16: 





 5HVWRUHUHTXLUHG16: GD\V

SXPSWR23(5$%/(

VWDWXV

& 2QHUHTXLUHGFRQYHQWLRQDO & 9HULI\WKHRQH23(5$%/( ,PPHGLDWHO\

VHUYLFHZDWHU &6: SXPS &6:SXPSDQGRQH

LQRSHUDEOH 23(5$%/(8QLW16: 

SXPSDUHSRZHUHGIURP

VHSDUDWHN9 

HPHUJHQF\EXVHV



$1'



& 5HVWRUHUHTXLUHG&6: GD\V

SXPSWR23(5$%/(

VWDWXV 

FRQWLQXHG 

 





%UXQVZLFN8QLW  $PHQGPHQW1R

6:6\VWHPDQG8+6



$&7,216 FRQWLQXHG 

&203/(7,21

&21',7,21 5(48,5('$&7,21 7,0(

' 5HTXLUHG$FWLRQ&DQG ' 5HVWRUHUHTXLUHG&6: KRXUV

DVVRFLDWHG&RPSOHWLRQ7LPH SXPSWR23(5$%/(

QRWPHW VWDWXV

( 7ZRUHTXLUHG&6:SXPSV ( 127( 

LQRSHUDEOH (QWHUDSSOLFDEOH&RQGLWLRQV 

DQG5HTXLUHG$FWLRQVRI 

/&25HVLGXDO+HDW 

5HPRYDO6HUYLFH:DWHU 

5+56: 6\VWHPIRU 

5+56:VXEV\VWHPVPDGH 

LQRSHUDEOHE\&6: 

 

 5HVWRUHRQHUHTXLUHG&6: KRXUV

SXPSWR23(5$%/(

VWDWXV

) 2QHUHTXLUHG16:SXPS ) 5HVWRUHUHTXLUHG16: KRXUV

LQRSHUDEOH SXPSWR23(5$%/(

VWDWXV 

 $1'

25 

 2QHUHTXLUHG&6:SXPS

LQRSHUDEOH ) 5HVWRUHUHTXLUHG&6: KRXUV

SXPSWR23(5$%/(

VWDWXV

FRQWLQXHG 

 

%UXQVZLFN8QLW  $PHQGPHQW1R

$&6RXUFHV²2SHUDWLQJ



$&7,216 FRQWLQXHG 

&21',7,21 5(48,5('$&7,21 &203/(7,217,0(

% 127(6 % 'HFODUHUHTXLUHGIHDWXUH V  ,PPHGLDWHO\IURP

 2QO\DSSOLFDEOHZKHQ ZLWKQRSRZHUDYDLODEOH GLVFRYHU\RI

 8QLWLVLQ02'( LQRSHUDEOHZKHQWKH &RQGLWLRQ%

 RU UHGXQGDQWUHTXLUHG FRQFXUUHQWZLWK

IHDWXUH V DUHLQRSHUDEOH LQRSHUDELOLW\RI

  &RQGLWLRQ%VKDOOQRWEH UHGXQGDQWUHTXLUHG

 HQWHUHGLQFRQMXQFWLRQ  IHDWXUH V 

 ZLWK&RQGLWLRQ$

  

 7ZR8QLWRIIVLWHFLUFXLWV  

LQRSHUDEOHGXHWRRQH8QLW

EDODQFHRISODQWFLUFXLWSDWK  

WRWKHGRZQVWUHDPN9

HPHUJHQF\EXVLQRSHUDEOH  

IRUSODQQHGPDLQWHQDQFH 



 $1' $1' 

 '*DVVRFLDWHGZLWKWKH  % 3HUIRUP65IRU KRXUV

DIIHFWHGGRZQVWUHDP 23(5$%/(RIIVLWH

N9HPHUJHQF\EXV FLUFXLW V  $1'

LQRSHUDEOHIRUSODQQHG

PDLQWHQDQFH  2QFHSHUKRXUV

WKHUHDIWHU





$1'



% 5HVWRUHERWK8QLWRIIVLWH GD\V

FLUFXLWVDQG'*WR

23(5$%/(VWDWXV 

FRQWLQXHG 

 

%UXQVZLFN8QLW  $PHQGPHQW1R

$&6RXUFHV²2SHUDWLQJ



$&7,216 FRQWLQXHG 

&21',7,21 5(48,5('$&7,21 &203/(7,217,0(

& 2QHRIIVLWHFLUFXLWLQRSHUDEOH & 3HUIRUP65IRU KRXUV

IRUUHDVRQVRWKHUWKDQ 23(5$%/(RIIVLWH

&RQGLWLRQ$RU% FLUFXLW V  $1'

 2QFHSHUKRXUV

WKHUHDIWHU





$1'



& 'HFODUHUHTXLUHGIHDWXUH V  KRXUVIURP

ZLWKQRRIIVLWHSRZHU GLVFRYHU\RIQR

DYDLODEOHLQRSHUDEOHZKHQ RIIVLWHSRZHUWRRQH

WKHUHGXQGDQWUHTXLUHG N9HPHUJHQF\

IHDWXUH V DUHLQRSHUDEOH EXVFRQFXUUHQWZLWK

LQRSHUDELOLW\RI

 UHGXQGDQWUHTXLUHG

IHDWXUH V 

 

$1' 

& 5HVWRUHRIIVLWHFLUFXLWWR KRXUV

23(5$%/(VWDWXV

FRQWLQXHG 

 

%UXQVZLFN8QLW  $PHQGPHQW1R

$&6RXUFHV²2SHUDWLQJ



$&7,216 FRQWLQXHG 

&21',7,21 5(48,5('$&7,21 &203/(7,217,0(

' FRQWLQXHG  ' 5HVWRUH'*WR23(5$%/( GD\VIURP

VWDWXV GLVFRYHU\RI

XQDYDLODELOLW\RI

 6833'*

$1'

KRXUVIURP

GLVFRYHU\RI

&RQGLWLRQ'HQWU\

GD\VFRQFXUUHQW

ZLWKXQDYDLODELOLW\RI

6833'*

$1'

GD\V

( 7ZRRUPRUHRIIVLWHFLUFXLWV ( 'HFODUHUHTXLUHGIHDWXUH V  KRXUVIURP

LQRSHUDEOHIRUUHDVRQVRWKHU LQRSHUDEOHZKHQWKH GLVFRYHU\RI

WKDQ&RQGLWLRQ% UHGXQGDQWUHTXLUHG &RQGLWLRQ(

IHDWXUH V DUHLQRSHUDEOH FRQFXUUHQWZLWK

LQRSHUDELOLW\RI

 UHGXQGDQWUHTXLUHG

IHDWXUH V 





$1'

( 5HVWRUHDOOEXWRQHRIIVLWH KRXUV

FLUFXLWWR23(5$%/(

VWDWXV

  FRQWLQXHG 





%UXQVZLFN8QLW  $PHQGPHQW1R

$&6RXUFHV²2SHUDWLQJ



6859(,//$1&(5(48,5(0(176

6859(,//$1&( )5(48(1&<

65 9HULI\FRUUHFWEUHDNHUDOLJQPHQWDQGLQGLFDWHGSRZHU ,QDFFRUGDQFHZLWK

DYDLODELOLW\IRUHDFKRIIVLWHFLUFXLW WKH6XUYHLOODQFH

)UHTXHQF\&RQWURO

3URJUDP

65 127(6 

 $OO'*VWDUWVPD\EHSUHFHGHGE\DQHQJLQH 

 SUHOXEHSHULRG 

 $PRGLILHG'*VWDUWLQYROYLQJLGOLQJDQGJUDGXDO 

DFFHOHUDWLRQWRV\QFKURQRXVVSHHGPD\EHXVHG 

IRUWKLV65:KHQPRGLILHGVWDUWSURFHGXUHVDUH 

QRWXVHGWKHWLPHYROWDJHDQGIUHTXHQF\ 

WROHUDQFHVRI65PXVWEHPHW 

 $VLQJOHWHVWDWWKHVSHFLILHG)UHTXHQF\ZLOO 

VDWLVI\WKLV6XUYHLOODQFHIRUERWKXQLWV 

 

9HULI\HDFK'*VWDUWVIURPVWDQGE\FRQGLWLRQVDQG ,QDFFRUGDQFHZLWK

DFKLHYHVVWHDG\VWDWHYROWDJH9DQG9 WKH6XUYHLOODQFH

DQGIUHTXHQF\+]DQG+] )UHTXHQF\&RQWURO

3URJUDP

FRQWLQXHG 







%UXQVZLFN8QLW  $PHQGPHQW1R

$&6RXUFHV²2SHUDWLQJ



6859(,//$1&(5(48,5(0(176 FRQWLQXHG 

6859(,//$1&( )5(48(1&<

65 127(6 

 '*ORDGLQJVPD\LQFOXGHJUDGXDOORDGLQJ 

 0RPHQWDU\WUDQVLHQWVRXWVLGHWKHORDGUDQJHGR 

QRWLQYDOLGDWHWKLVWHVW 

 7KLV6XUYHLOODQFHVKDOOEHFRQGXFWHGRQRQO\ 

RQH'*DWDWLPH 

 7KLV65VKDOOEHSUHFHGHGE\DQGLPPHGLDWHO\ 

IROORZZLWKRXWVKXWGRZQDVXFFHVVIXO 

SHUIRUPDQFHRI65RU65 

  $VLQJOHWHVWDWWKHVSHFLILHG)UHTXHQF\ZLOO 

 VDWLVI\WKLV6XUYHLOODQFHIRUERWKXQLWV 

 

9HULI\HDFK'*LVV\QFKURQL]HGDQGORDGHGDQG ,QDFFRUGDQFHZLWK

RSHUDWHVIRUPLQXWHVDWDORDGN:DQG WKH6XUYHLOODQFH

N: )UHTXHQF\&RQWURO

3URJUDP

65 9HULI\HDFKHQJLQHPRXQWHGWDQNFRQWDLQVJDORI ,QDFFRUGDQFHZLWK

IXHORLO WKH6XUYHLOODQFH

)UHTXHQF\&RQWURO

3URJUDP

65 &KHFNIRUDQGUHPRYHDFFXPXODWHGZDWHUIURPHDFK ,QDFFRUGDQFHZLWK

HQJLQHPRXQWHGWDQN WKH6XUYHLOODQFH

)UHTXHQF\&RQWURO

3URJUDP

FRQWLQXHG 



 



%UXQVZLFN8QLW  $PHQGPHQW1R

$&6RXUFHV²2SHUDWLQJ



6859(,//$1&(5(48,5(0(176 FRQWLQXHG 

6859(,//$1&( )5(48(1&<

65 9HULI\WKHIXHORLOWUDQVIHUV\VWHPRSHUDWHVWRWUDQVIHU ,QDFFRUGDQFHZLWK

IXHORLOIURPWKHGD\IXHORLOVWRUDJHWDQNWRWKHHQJLQH WKH6XUYHLOODQFH

PRXQWHGWDQN )UHTXHQF\&RQWURO

3URJUDP

65 127(6 

 $OO'*VWDUWVPD\EHSUHFHGHGE\DQHQJLQH 

 SUHOXEHSHULRG 

  $VLQJOHWHVWDWWKHVSHFLILHG)UHTXHQF\ZLOO 

 VDWLVI\WKLV6XUYHLOODQFHIRUERWKXQLWV 

 

9HULI\HDFK'*VWDUWVIURPVWDQGE\FRQGLWLRQDQG ,QDFFRUGDQFHZLWK

DFKLHYHVLQVHFRQGVYROWDJH9DQG WKH6XUYHLOODQFH

IUHTXHQF\+]DQGDIWHUVWHDG\VWDWHFRQGLWLRQV )UHTXHQF\&RQWURO

DUHUHDFKHGPDLQWDLQVYROWDJH9DQG9 3URJUDP

DQGIUHTXHQF\+]DQG+]

FRQWLQXHG 



%UXQVZLFN8QLW  $PHQGPHQW1R

'LVWULEXWLRQ6\VWHPV²2SHUDWLQJ



(/(&75,&$/32:(56<67(06

 'LVWULEXWLRQ6\VWHPV²2SHUDWLQJ

/&2 'LYLVLRQ,DQG'LYLVLRQ,,$&DQG'&HOHFWULFDOSRZHUGLVWULEXWLRQ

VXEV\VWHPVVKDOOEH23(5$%/(

$33/,&$%,/,7< 02'(6DQG

$&7,216

&21',7,21 5(48,5('$&7,21 &203/(7,217,0(

$ 2QH$&HOHFWULFDOSRZHU $ 5HVWRUHDIIHFWHGORDGJURXS GD\V

GLVWULEXWLRQVXEV\VWHP EXV HV WR23(5$%/(

LQRSHUDEOHIRUSODQQHG VWDWXV

PDLQWHQDQFHGXHWRHLWKHU

LQRSHUDEOHORDGJURXS(

EXV HV RULQRSHUDEOHORDG

JURXS(EXV HV 

% 2QHRUPRUH$&HOHFWULFDO  % 5HVWRUH$&HOHFWULFDOSRZHU KRXUV

SRZHUGLVWULEXWLRQ GLVWULEXWLRQVXEV\VWHPVWR

VXEV\VWHPVLQRSHUDEOHIRU 23(5$%/(VWDWXV

UHDVRQVRWKHUWKDQ

&RQGLWLRQ$

FRQWLQXHG 

 





%UXQVZLFN8QLW  $PHQGPHQW1R

'LVWULEXWLRQ6\VWHPV²2SHUDWLQJ



$&7,216 FRQWLQXHG 

&21',7,21 5(48,5('$&7,21 &203/(7,217,0(

& 2QHRUPRUH'&HOHFWULFDO & 'HFODUHUHTXLUHGIHDWXUH V  ,PPHGLDWHO\

SRZHUGLVWULEXWLRQ VXSSRUWHGE\WKHLQRSHUDEOH 

VXEV\VWHPVLQRSHUDEOHGXH '&HOHFWULFDOSRZHU 

WRORVVRIQRUPDO'&VRXUFH GLVWULEXWLRQVXEV\VWHP 

LQRSHUDEOH 

$1' 

& ,QLWLDWHDFWLRQWRWUDQVIHU'& ,PPHGLDWHO\

HOHFWULFDOSRZHUGLVWULEXWLRQ 

VXEV\VWHPWRLWVDOWHUQDWH 

'&VRXUFH 

$1' 

& 'HFODUHUHTXLUHGIHDWXUH V  8SRQFRPSOHWLRQRI

VXSSRUWHGE\WKHLQRSHUDEOH WUDQVIHURIWKH

'&HOHFWULFDOSRZHU UHTXLUHGIHDWXUH V

GLVWULEXWLRQVXEV\VWHP '&HOHFWULFDOSRZHU

23(5$%/( GLVWULEXWLRQ

VXEV\VWHPWRLWV

 23(5$%/(

DOWHUQDWH'&VRXUFH





$1' 

& 5HVWRUH'&HOHFWULFDO GD\V

SRZHUGLVWULEXWLRQ

VXEV\VWHPWR23(5$%/(

VWDWXV

FRQWLQXHG 

 

%UXQVZLFN8QLW  $PHQGPHQW1R

'LVWULEXWLRQ6\VWHPV²2SHUDWLQJ



$&7,216 FRQWLQXHG 

&21',7,21 5(48,5('$&7,21 &203/(7,217,0(

' 2QHRUPRUH'&HOHFWULFDO ' 5HVWRUH'&HOHFWULFDO GD\V

SRZHUGLVWULEXWLRQ SRZHUGLVWULEXWLRQ

VXEV\VWHPVLQRSHUDEOHIRU VXEV\VWHPVWR23(5$%/(

UHDVRQVRWKHUWKDQ VWDWXV

&RQGLWLRQ&

( 5HTXLUHG$FWLRQDQG ( 127( 

DVVRFLDWHG&RPSOHWLRQ7LPH /&2DLVQRW 

RI&RQGLWLRQ$%&RU' DSSOLFDEOHZKHQHQWHULQJ 

QRWPHW 02'( 

 

 %HLQ02'( KRXUV

) 7ZRRUPRUHHOHFWULFDO ) (QWHU/&2 ,PPHGLDWHO\

SRZHUGLVWULEXWLRQ

VXEV\VWHPVLQRSHUDEOHWKDW

UHVXOWLQDORVVRIIXQFWLRQ





%UXQVZLFN8QLW  $PHQGPHQW1R

5$

(QFORVXUH

$WWDFKPHQW



5HYLVHG7HFKQLFDO6SHFLILFDWLRQV3DJHV8QLW

&RPSOHWLRQ7LPHV



&RPSOHWLRQ7LPHV

 

'(6&5,37,21 7KHDERYH&RPSOHWLRQ7LPHH[WHQVLRQGRHVQRWDSSO\WRWKRVH

 FRQWLQXHG  6SHFLILFDWLRQVWKDWKDYHH[FHSWLRQVWKDWDOORZFRPSOHWHO\VHSDUDWH

UHHQWU\LQWRWKH&RQGLWLRQ IRUHDFKGLYLVLRQVXEV\VWHPFRPSRQHQWRU

YDULDEOHH[SUHVVHGLQWKH&RQGLWLRQ DQGVHSDUDWHWUDFNLQJRI&RPSOHWLRQ

7LPHVEDVHGRQWKLVUHHQWU\7KHVHH[FHSWLRQVDUHVWDWHGLQLQGLYLGXDO

6SHFLILFDWLRQV

7KHDERYH&RPSOHWLRQ7LPHH[WHQVLRQGRHVQRWDSSO\WRD&RPSOHWLRQ

7LPHZLWKDPRGLILHGWLPH]HUR7KLVPRGLILHGWLPH]HURPD\EH

H[SUHVVHGDVDUHSHWLWLYHWLPH LHRQFHSHUKRXUVZKHUHWKH

&RPSOHWLRQ7LPHLVUHIHUHQFHGIURPDSUHYLRXVFRPSOHWLRQRIWKH

5HTXLUHG$FWLRQYHUVXVWKHWLPHRI&RQGLWLRQHQWU\ RUDVDWLPHPRGLILHG

E\WKHSKUDVHIURPGLVFRYHU\

 

(;$03/(6 7KHIROORZLQJH[DPSOHVLOOXVWUDWHWKHXVHRI&RPSOHWLRQ7LPHVZLWK

GLIIHUHQWW\SHVRI&RQGLWLRQVDQGFKDQJLQJ&RQGLWLRQV

(;$03/(

$&7,216

&203/(7,21

&21',7,21 5(48,5('$&7,21 7,0(

% 5HTXLUHG$FWLRQ % %HLQ02'( KRXUV

DQGDVVRFLDWHG

&RPSOHWLRQ $1' 

7LPHQRWPHW

% %HLQ02'( KRXUV

&RQGLWLRQ%KDVWZR5HTXLUHG$FWLRQV(DFK5HTXLUHG$FWLRQKDVLWVRZQ

VHSDUDWH&RPSOHWLRQ7LPH(DFK&RPSOHWLRQ7LPHLVUHIHUHQFHGWRWKH

WLPHWKDW&RQGLWLRQ%LVHQWHUHG

 FRQWLQXHG 





%UXQVZLFN8QLW  $PHQGPHQW1R

&RPSOHWLRQ7LPHV



&RPSOHWLRQ7LPHV

 

(;$03/(6 (;$03/(

 FRQWLQXHG 

$&7,216

&203/(7,21

&21',7,21 5(48,5('$&7,21 7,0(

$ 2QH)XQFWLRQ; $ 5HVWRUH GD\V

VXEV\VWHP )XQFWLRQ;

LQRSHUDEOH VXEV\VWHPWR

23(5$%/(

VWDWXV

% 2QH)XQFWLRQ< % 5HVWRUH KRXUV

VXEV\VWHP )XQFWLRQ<

LQRSHUDEOH VXEV\VWHPWR

23(5$%/(

VWDWXV

& 2QH)XQFWLRQ; & 5HVWRUH KRXUV

VXEV\VWHP )XQFWLRQ;

LQRSHUDEOH VXEV\VWHPWR 

23(5$%/(

 $1' VWDWXV 

 2QH)XQFWLRQ< 25 

VXEV\VWHP

LQRSHUDEOH & 5HVWRUH KRXUV

)XQFWLRQ<

VXEV\VWHPWR

23(5$%/(

VWDWXV



 FRQWLQXHG 



%UXQVZLFN8QLW  $PHQGPHQW1R

&RPSOHWLRQ7LPHV



&RPSOHWLRQ7LPHV

 

(;$03/(6 (;$03/( FRQWLQXHG 

KHQRQH)XQFWLRQ;VXEV\VWHPDQGRQH)XQFWLRQ<VXEV\VWHPDUH

LQRSHUDEOH&RQGLWLRQ$DQG&RQGLWLRQ%DUHFRQFXUUHQWO\DSSOLFDEOH7KH

&RPSOHWLRQ7LPHVIRU&RQGLWLRQ$DQG&RQGLWLRQ%DUHWUDFNHGVHSDUDWHO\

IRUHDFKVXEV\VWHPVWDUWLQJIURPWKHWLPHHDFKVXEV\VWHPZDVGHFODUHG

LQRSHUDEOHDQGWKH&RQGLWLRQZDVHQWHUHG$VHSDUDWH&RPSOHWLRQ7LPH

LVHVWDEOLVKHGIRU&RQGLWLRQ&DQGWUDFNHGIURPWKHWLPHWKHVHFRQG

VXEV\VWHPZDVGHFODUHGLQRSHUDEOH LHWKHWLPHWKHVLWXDWLRQGHVFULEHG

LQ&RQGLWLRQ&ZDVGLVFRYHUHG 

,I5HTXLUHG$FWLRQ&LVFRPSOHWHGZLWKLQWKHVSHFLILHG&RPSOHWLRQ7LPH

&RQGLWLRQV%DQG&DUHH[LWHG,IWKH&RPSOHWLRQ7LPHIRU5HTXLUHG

$FWLRQ$KDVQRWH[SLUHGRSHUDWLRQPD\FRQWLQXHLQDFFRUGDQFHZLWK

&RQGLWLRQ$7KHUHPDLQLQJ&RPSOHWLRQ7LPHLQ&RQGLWLRQ$LVPHDVXUHG

IURPWKHWLPHWKHDIIHFWHGVXEV\VWHPZDVGHFODUHGLQRSHUDEOH LHLQLWLDO

HQWU\LQWR&RQGLWLRQ$ 

,WLVSRVVLEOHWRDOWHUQDWHEHWZHHQ&RQGLWLRQV$%DQG&LQVXFKD

PDQQHUWKDWRSHUDWLRQFRXOGFRQWLQXHLQGHILQLWHO\ZLWKRXWHYHUUHVWRULQJ

V\VWHPVWRPHHWWKH/&2+RZHYHUGRLQJVRZRXOGEHLQFRQVLVWHQWZLWK

WKHEDVLVRIWKH&RPSOHWLRQ7LPHV7KHUHIRUHWKHUHVKDOOEH

DGPLQLVWUDWLYHFRQWUROVWROLPLWWKHPD[LPXPWLPHDOORZHGIRUDQ\

FRPELQDWLRQRI&RQGLWLRQVWKDWUHVXOWLQDVLQJOHFRQWLJXRXVRFFXUUHQFHRI

IDLOLQJWRPHHWWKH/&27KHVHDGPLQLVWUDWLYHFRQWUROVVKDOOHQVXUHWKDW

WKH&RPSOHWLRQ7LPHVIRUWKRVH&RQGLWLRQVDUHQRWLQDSSURSULDWHO\

H[WHQGHG

 FRQWLQXHG 



%UXQVZLFN8QLW  $PHQGPHQW1R

6:6\VWHPDQG8+6



$&7,216 FRQWLQXHG 

&203/(7,21

&21',7,21 5(48,5('$&7,21 7,0(

% 2QHUHTXLUHG16:SXPS  % 127( 

LQRSHUDEOHIRUUHDVRQVRWKHU (QWHUDSSOLFDEOH&RQGLWLRQV 

WKDQ&RQGLWLRQ$ DQG5HTXLUHG$FWLRQVRI 

/&2IRU'*VPDGH 

LQRSHUDEOHE\16: 

 

 5HVWRUHUHTXLUHG16: GD\V

SXPSWR23(5$%/(

VWDWXV

& 2QHUHTXLUHGFRQYHQWLRQDO & 9HULI\WKHRQH23(5$%/( ,PPHGLDWHO\

VHUYLFHZDWHU &6: SXPS &6:SXPSDQGRQH

LQRSHUDEOH 23(5$%/(8QLW16: 

SXPSDUHSRZHUHGIURP

VHSDUDWHN9 

HPHUJHQF\EXVHV



$1'



& 5HVWRUHUHTXLUHG&6: GD\V

SXPSWR23(5$%/(

VWDWXV

FRQWLQXHG 

 



%UXQVZLFN8QLW  $PHQGPHQW1R

6:6\VWHPDQG8+6



$&7,216 FRQWLQXHG 

&203/(7,21

&21',7,21 5(48,5('$&7,21 7,0(

' 5HTXLUHG$FWLRQ&DQG ' 5HVWRUHUHTXLUHG&6: KRXUV

DVVRFLDWHG&RPSOHWLRQ7LPH SXPSWR23(5$%/(

QRWPHW VWDWXV

( 7ZRUHTXLUHG&6:SXPSV ( 127( 

LQRSHUDEOH (QWHUDSSOLFDEOH&RQGLWLRQV 

DQG5HTXLUHG$FWLRQVRI 

/&25HVLGXDO+HDW 

5HPRYDO6HUYLFH:DWHU 

5+56: 6\VWHPIRU 

5+56:VXEV\VWHPVPDGH 

LQRSHUDEOHE\&6: 

 

 5HVWRUHRQHUHTXLUHG&6: KRXUV

SXPSWR23(5$%/(

VWDWXV

) 2QHUHTXLUHG16:SXPS ) 5HVWRUHUHTXLUHG16: KRXUV

LQRSHUDEOH SXPSWR23(5$%/(

VWDWXV 

 $1'

25 

 2QHUHTXLUHG&6:SXPS

LQRSHUDEOH ) 5HVWRUHUHTXLUHG&6: KRXUV

SXPSWR23(5$%/(

VWDWXV

FRQWLQXHG 

 





%UXQVZLFN8QLW  $PHQGPHQW1R

$&6RXUFHV²2SHUDWLQJ



$&7,216 FRQWLQXHG 

&21',7,21 5(48,5('$&7,21 &203/(7,217,0(

% 127(6 % 'HFODUHUHTXLUHGIHDWXUH V  ,PPHGLDWHO\IURP

 2QO\DSSOLFDEOHZKHQ ZLWKQRSRZHUDYDLODEOH GLVFRYHU\RI

 8QLWLVLQ02'( LQRSHUDEOHZKHQWKH &RQGLWLRQ%

 RU UHGXQGDQWUHTXLUHG FRQFXUUHQWZLWK

IHDWXUH V DUHLQRSHUDEOH LQRSHUDELOLW\RI

  &RQGLWLRQ%VKDOOQRWEH UHGXQGDQWUHTXLUHG

 HQWHUHGLQFRQMXQFWLRQ  IHDWXUH V 

 ZLWK&RQGLWLRQ$

  

 7ZR8QLWRIIVLWHFLUFXLWV  

LQRSHUDEOHGXHWRRQH8QLW

EDODQFHRISODQWFLUFXLWSDWK  

WRWKHGRZQVWUHDPN9

HPHUJHQF\EXVLQRSHUDEOH  

IRUSODQQHGPDLQWHQDQFH

 

 $1'

$1' 

 '*DVVRFLDWHGZLWKWKH

DIIHFWHGGRZQVWUHDP  % 3HUIRUP65IRU KRXUV

N9HPHUJHQF\EXV 23(5$%/(RIIVLWH

LQRSHUDEOHIRUSODQQHG FLUFXLW V  $1'

PDLQWHQDQFH

 2QFHSHUKRXUV

WKHUHDIWHU





$1'



% 5HVWRUHERWK8QLWRIIVLWH GD\V

FLUFXLWVDQG'*WR

23(5$%/(VWDWXV

FRQWLQXHG 

 



%UXQVZLFN8QLW  $PHQGPHQW1R

$&6RXUFHV²2SHUDWLQJ



$&7,216 FRQWLQXHG 

&21',7,21 5(48,5('$&7,21 &203/(7,217,0(

& 2QHRIIVLWHFLUFXLWLQRSHUDEOH & 3HUIRUP65IRU KRXUV

IRUUHDVRQVRWKHUWKDQ 23(5$%/(RIIVLWH

&RQGLWLRQ$RU% FLUFXLW V  $1'

 2QFHSHUKRXUV

WKHUHDIWHU





$1'



& 'HFODUHUHTXLUHGIHDWXUH V  KRXUVIURP

ZLWKQRRIIVLWHSRZHU GLVFRYHU\RIQR

DYDLODEOHLQRSHUDEOHZKHQ RIIVLWHSRZHUWRRQH

WKHUHGXQGDQWUHTXLUHG N9HPHUJHQF\

IHDWXUH V DUHLQRSHUDEOH EXVFRQFXUUHQWZLWK

LQRSHUDELOLW\RI

 UHGXQGDQWUHTXLUHG

IHDWXUH V 

 

$1' 

& 5HVWRUHRIIVLWHFLUFXLWWR KRXUV

23(5$%/(VWDWXV

FRQWLQXHG 

 



%UXQVZLFN8QLW  $PHQGPHQW1R

$&6RXUFHV²2SHUDWLQJ



$&7,216 FRQWLQXHG 

&21',7,21 5(48,5('$&7,21 &203/(7,217,0(

' FRQWLQXHG  ' 5HVWRUH'*WR23(5$%/( GD\VIURP

VWDWXV GLVFRYHU\RI

XQDYDLODELOLW\RI

 6833'*

$1'

KRXUVIURP

GLVFRYHU\RI

&RQGLWLRQ'HQWU\

GD\VFRQFXUUHQW

ZLWKXQDYDLODELOLW\RI

6833'*

$1'

GD\V

( 7ZRRUPRUHRIIVLWHFLUFXLWV ( 'HFODUHUHTXLUHGIHDWXUH V  KRXUVIURP

LQRSHUDEOHIRUUHDVRQVRWKHU LQRSHUDEOHZKHQWKH GLVFRYHU\RI

WKDQ&RQGLWLRQ% UHGXQGDQWUHTXLUHG &RQGLWLRQ(

IHDWXUH V DUHLQRSHUDEOH FRQFXUUHQWZLWK

LQRSHUDELOLW\RI

 UHGXQGDQWUHTXLUHG

IHDWXUH V 





$1'

( 5HVWRUHDOOEXWRQHRIIVLWH KRXUV

FLUFXLWWR23(5$%/(

VWDWXV

  FRQWLQXHG 



%UXQVZLFN8QLW  $PHQGPHQW1R

$&6RXUFHV²2SHUDWLQJ



6859(,//$1&(5(48,5(0(176

6859(,//$1&( )5(48(1&<

65 9HULI\FRUUHFWEUHDNHUDOLJQPHQWDQGLQGLFDWHGSRZHU ,QDFFRUGDQFHZLWK

DYDLODELOLW\IRUHDFKRIIVLWHFLUFXLW WKH6XUYHLOODQFH

)UHTXHQF\&RQWURO

3URJUDP

65 127(6 

 $OO'*VWDUWVPD\EHSUHFHGHGE\DQHQJLQH 

 SUHOXEHSHULRG 

 $PRGLILHG'*VWDUWLQYROYLQJLGOLQJDQGJUDGXDO 

DFFHOHUDWLRQWRV\QFKURQRXVVSHHGPD\EHXVHG 

IRUWKLV65:KHQPRGLILHGVWDUWSURFHGXUHVDUH 

QRWXVHGWKHWLPHYROWDJHDQGIUHTXHQF\ 

WROHUDQFHVRI65PXVWEHPHW 

 $VLQJOHWHVWDWWKHVSHFLILHG)UHTXHQF\ZLOO 

VDWLVI\WKLV6XUYHLOODQFHIRUERWKXQLWV 

 

9HULI\HDFK'*VWDUWVIURPVWDQGE\FRQGLWLRQVDQG ,QDFFRUGDQFHZLWK

DFKLHYHVVWHDG\VWDWHYROWDJH9DQG9 WKH6XUYHLOODQFH

DQGIUHTXHQF\+]DQG+] )UHTXHQF\&RQWURO

3URJUDP

FRQWLQXHG 







%UXQVZLFN8QLW  $PHQGPHQW1R

$&6RXUFHV²2SHUDWLQJ



6859(,//$1&(5(48,5(0(176 FRQWLQXHG 

6859(,//$1&( )5(48(1&<

65 127(6 

 '*ORDGLQJVPD\LQFOXGHJUDGXDOORDGLQJ 

 0RPHQWDU\WUDQVLHQWVRXWVLGHWKHORDGUDQJHGR 

QRWLQYDOLGDWHWKLVWHVW 

 7KLV6XUYHLOODQFHVKDOOEHFRQGXFWHGRQRQO\ 

RQH'*DWDWLPH 

 7KLV65VKDOOEHSUHFHGHGE\DQGLPPHGLDWHO\ 

IROORZZLWKRXWVKXWGRZQDVXFFHVVIXO 

SHUIRUPDQFHRI65RU65 

 $VLQJOHWHVWDWWKHVSHFLILHG)UHTXHQF\ZLOO 

VDWLVI\WKLV6XUYHLOODQFHIRUERWKXQLWV 

 

9HULI\HDFK'*LVV\QFKURQL]HGDQGORDGHGDQG ,QDFFRUGDQFHZLWK

RSHUDWHVIRUPLQXWHVDWDORDGN:DQG WKH6XUYHLOODQFH

N: )UHTXHQF\&RQWURO

3URJUDP

65 9HULI\HDFKHQJLQHPRXQWHGWDQNFRQWDLQVJDORI ,QDFFRUGDQFHZLWK

IXHORLO WKH6XUYHLOODQFH

)UHTXHQF\&RQWURO

3URJUDP

65 &KHFNIRUDQGUHPRYHDFFXPXODWHGZDWHUIURPHDFK ,QDFFRUGDQFHZLWK

HQJLQHPRXQWHGWDQN WKH6XUYHLOODQFH

)UHTXHQF\&RQWURO

3URJUDP

FRQWLQXHG 







%UXQVZLFN8QLW  $PHQGPHQW1R

$&6RXUFHV²2SHUDWLQJ



6859(,//$1&(5(48,5(0(176 FRQWLQXHG 

6859(,//$1&( )5(48(1&<

65 9HULI\WKHIXHORLOWUDQVIHUV\VWHPRSHUDWHVWRWUDQVIHU ,QDFFRUGDQFHZLWK

IXHORLOIURPWKHGD\IXHORLOVWRUDJHWDQNWRWKHHQJLQH WKH6XUYHLOODQFH

PRXQWHGWDQN )UHTXHQF\&RQWURO

3URJUDP

65 127(6 

 $OO'*VWDUWVPD\EHSUHFHGHGE\DQHQJLQH 

 SUHOXEHSHULRG 

  $VLQJOHWHVWDWWKHVSHFLILHG)UHTXHQF\ZLOO 

 VDWLVI\WKLV6XUYHLOODQFHIRUERWKXQLWV 

 

 9HULI\HDFK'*VWDUWVIURPVWDQGE\FRQGLWLRQDQG ,QDFFRUGDQFHZLWK

DFKLHYHVLQVHFRQGVYROWDJH9DQG WKH6XUYHLOODQFH

IUHTXHQF\+]DQGDIWHUVWHDG\VWDWHFRQGLWLRQV )UHTXHQF\&RQWURO

DUHUHDFKHGPDLQWDLQVYROWDJH9DQG9 3URJUDP

DQGIUHTXHQF\+]DQG+]

FRQWLQXHG 





%UXQVZLFN8QLW  $PHQGPHQW1R

'LVWULEXWLRQ6\VWHPV²2SHUDWLQJ



(/(&75,&$/32:(56<67(06

 'LVWULEXWLRQ6\VWHPV²2SHUDWLQJ

/&2 'LYLVLRQ,DQG'LYLVLRQ,,$&DQG'&HOHFWULFDOSRZHUGLVWULEXWLRQ

VXEV\VWHPVVKDOOEH23(5$%/(

$33/,&$%,/,7< 02'(6DQG

$&7,216

&21',7,21 5(48,5('$&7,21 &203/(7,217,0(

$ 2QH$&HOHFWULFDOSRZHU $ 5HVWRUHDIIHFWHGORDGJURXS GD\V

GLVWULEXWLRQVXEV\VWHP EXV HV WR23(5$%/(

LQRSHUDEOHIRUSODQQHG VWDWXV

PDLQWHQDQFHGXHWRHLWKHU

LQRSHUDEOHORDGJURXS(

EXV HV RULQRSHUDEOHORDG

JURXS(EXV HV 

% 2QHRUPRUH$&HOHFWULFDO  % 5HVWRUH$&HOHFWULFDOSRZHU KRXUV

SRZHUGLVWULEXWLRQ GLVWULEXWLRQVXEV\VWHPVWR

VXEV\VWHPVLQRSHUDEOHIRU 23(5$%/(VWDWXV

UHDVRQVRWKHUWKDQ

&RQGLWLRQ$

FRQWLQXHG 

 



%UXQVZLFN8QLW  $PHQGPHQW1R

'LVWULEXWLRQ6\VWHPV²2SHUDWLQJ



$&7,216 FRQWLQXHG 

&21',7,21 5(48,5('$&7,21 &203/(7,217,0(

& 2QHRUPRUH'&HOHFWULFDO & 'HFODUHUHTXLUHGIHDWXUH V  ,PPHGLDWHO\

SRZHUGLVWULEXWLRQ VXSSRUWHGE\WKHLQRSHUDEOH

VXEV\VWHPVLQRSHUDEOHGXH '&HOHFWULFDOSRZHU 

WRORVVRIQRUPDO'&VRXUFH GLVWULEXWLRQVXEV\VWHP

LQRSHUDEOH 

$1' 

& ,QLWLDWHDFWLRQWRWUDQVIHU'& ,PPHGLDWHO\

HOHFWULFDOSRZHUGLVWULEXWLRQ

VXEV\VWHPWRLWVDOWHUQDWH 

'&VRXUFH



$1'



& 'HFODUHUHTXLUHGIHDWXUH V  8SRQFRPSOHWLRQRI

VXSSRUWHGE\WKHLQRSHUDEOH WUDQVIHURIWKH

'&HOHFWULFDOSRZHU UHTXLUHGIHDWXUH V

GLVWULEXWLRQVXEV\VWHP '&HOHFWULFDOSRZHU

23(5$%/( GLVWULEXWLRQ

VXEV\VWHPWRLWV

 23(5$%/(

DOWHUQDWH'&VRXUFH





$1'



& 5HVWRUH'&HOHFWULFDO GD\V

SRZHUGLVWULEXWLRQ

VXEV\VWHPWR23(5$%/(

VWDWXV

 FRQWLQXHG 

 



%UXQVZLFN8QLW  $PHQGPHQW1R

'LVWULEXWLRQ6\VWHPV²2SHUDWLQJ



$&7,216 FRQWLQXHG 

&21',7,21 5(48,5('$&7,21 &203/(7,217,0(

' 2QHRUPRUH'&HOHFWULFDO ' 5HVWRUH'&HOHFWULFDO GD\V

SRZHUGLVWULEXWLRQ SRZHUGLVWULEXWLRQ

VXEV\VWHPVLQRSHUDEOHIRU VXEV\VWHPVWR23(5$%/(

UHDVRQVRWKHUWKDQ VWDWXV

&RQGLWLRQ&

( 5HTXLUHG$FWLRQDQG ( 127( 

DVVRFLDWHG&RPSOHWLRQ7LPH /&2DLVQRW 

RI&RQGLWLRQ$%&RU' DSSOLFDEOHZKHQHQWHULQJ 

QRWPHW 02'( 

 

 %HLQ02'( KRXUV

) 7ZRRUPRUHHOHFWULFDO ) (QWHU/&2 ,PPHGLDWHO\

SRZHUGLVWULEXWLRQ

VXEV\VWHPVLQRSHUDEOHWKDW

UHVXOWLQDORVVRIIXQFWLRQ







%UXQVZLFN8QLW  $PHQGPHQW1R

5$

(QFORVXUH

$WWDFKPHQW

3URSRVHG7HFKQLFDO6SHFLILFDWLRQ%DVHV&KDQJHV 0DUN8S 8QLW

)RU,QIRUPDWLRQ2QO\ 

6:6\VWHPDQG8+6

%

%$6(6

 

$&7,216$  FRQWLQXHG 

FDSDELOLW\LVXQDYDLODEOHWRRQHRUPRUH'*V$&7,216IRU/&2

$&6RXUFHV²2SHUDWLQJPXVWEHLPPHGLDWHO\HQWHUHG7KLVDOORZV

&RQGLWLRQ$WRSURYLGHUHTXLUHPHQWVIRUDQLQRSHUDEOH16:SXPSZLWKRXW

UHJDUGWRZKHWKHUDFRROLQJZDWHUVXSSO\LVDYDLODEOHWRWKH'*V

/&2SURYLGHVWKHDSSURSULDWHUHVWULFWLRQVIRURQHRUPRUH

LQRSHUDEOH'*V

%

LWKRQHUHTXLUHG16:SXPSLQRSHUDEOHIRUUHDVRQVRWKHUWKDQ

&RQGLWLRQ$RQHLQRSHUDEOHSXPSPXVWEHUHVWRUHGWR23(5$%/(VWDWXV

ZLWKLQGD\VDQGGD\VIURPGLVFRYHU\RIIDLOXUHWRPHHWWKH/&2

LWKWKHXQLWLQWKLVFRQGLWLRQWKHUHPDLQLQJ23(5$%/(16:DQG&6:

SXPSVDUHDGHTXDWHWRSHUIRUPWKH6:KHDWUHPRYDOIXQFWLRQ+RZHYHU

WKHRYHUDOOUHOLDELOLW\LVUHGXFHG7KHGD\&RPSOHWLRQ7LPHLVEDVHGRQ

WKHUHPDLQLQJ6:KHDWUHPRYDOFDSDELOLW\DUHDVRQDEOHWLPHIRUUHSDLUV

DQGWKHORZSUREDELOLW\RIDQHYHQWRFFXUULQJGXULQJWKLVWLPHSHULRG

UHTXLULQJWKH6:6\VWHP

7KHVHFRQG&RPSOHWLRQ7LPHIRU5HTXLUHG$FWLRQ%HVWDEOLVKHVDOLPLW

RQWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRIUHTXLUHG16:DQG

&6:SXPSVWREHLQRSHUDEOHGXULQJDQ\VLQJOHFRQWLJXRXVRFFXUUHQFHRI

IDLOLQJWRPHHWWKH/&2,I&RQGLWLRQ%LVHQWHUHGZKLOHIRULQVWDQFHD

UHTXLUHG&6:SXPSLVLQRSHUDEOHDQGWKDW&6:SXPSLVVXEVHTXHQWO\

UHWXUQHG23(5$%/(WKH/&2PD\DOUHDG\KDYHEHHQQRWPHWIRUXSWR

GD\V7KLVVLWXDWLRQFRXOGOHDGWRDWRWDORIGD\VVLQFHLQLWLDOIDLOXUH

WRPHHWWKH/&2WRUHVWRUHWKH16:SXPS$WWKLVWLPHDUHTXLUHG&6:

SXPSFRXOGDJDLQEHFRPHLQRSHUDEOHWKH16:SXPSUHVWRUHG

23(5$%/(DQGDQDGGLWLRQDOGD\V IRUDWRWDORIGD\V DOORZHG

SULRUWRFRPSOHWHUHVWRUDWLRQRIWKH/&27KHGD\&RPSOHWLRQ7LPH

SURYLGHVDOLPLWRQWKHWLPHDOORZHGLQDVSHFLILHGFRQGLWLRQDIWHU

GLVFRYHU\RIIDLOXUHWRPHHWWKH/&27KLVOLPLWLVFRQVLGHUHGUHDVRQDEOH

IRUVLWXDWLRQVLQZKLFK&RQGLWLRQV%DQG&RU&RQGLWLRQV%DQG'DUH

HQWHUHGFRQFXUUHQWO\7KH$1'FRQQHFWRUEHWZHHQWKHGD\DQGWKH

GD\&RPSOHWLRQ7LPHVPHDQVWKDWERWK&RPSOHWLRQ7LPHVDSSO\

VLPXOWDQHRXVO\DQGWKHPRUHUHVWULFWLYH&RPSOHWLRQ7LPHPXVWEHPHW

 FRQWLQXHG 

%UXQVZLFN8QLW  % 5HYLVLRQ1R

6:6\VWHPDQG8+6

%

%$6(6

 

$&7,216%  FRQWLQXHG 

7KHVHFRQG&RPSOHWLRQ7LPHDOORZVIRUDQH[FHSWLRQWRWKHQRUPDOWLPH

]HURIRUEHJLQQLQJWKHDOORZHGRXWDJHWLPHFORFN7KLVH[FHSWLRQ

UHVXOWVLQHVWDEOLVKLQJWKHWLPH]HURDWWKHWLPH/&2ZDVLQLWLDOO\

QRWPHWLQVWHDGRIDWWKHWLPHWKDW&RQGLWLRQ%ZDVHQWHUHG

3XUVXDQWWR/&2WKH$&6RXUFHV²2SHUDWLQJ$&7,216ZRXOGQRW

EHHQWHUHGHYHQLIFRROLQJFDSDELOLW\ZHUHORVWWRWKH'*VUHVXOWLQJLQRQH

RUPRUHLQRSHUDEOH'*V7KHUHIRUH5HTXLUHG$FWLRQ%LVPRGLILHGE\D

1RWHWRLQGLFDWHWKDWZKHQ&RQGLWLRQ%LVHQWHUHGDQG16:FRROLQJ

FDSDELOLW\LVXQDYDLODEOHWRRQHRUPRUH'*V$&7,216IRU/&2

$&6RXUFHV²2SHUDWLQJPXVWEHLPPHGLDWHO\HQWHUHG7KLVDOORZV

&RQGLWLRQ%WRSURYLGHUHTXLUHPHQWVIRUDQLQRSHUDEOH16:SXPSZLWKRXW

UHJDUGWRZKHWKHUDFRROLQJZDWHUVXSSO\LVDYDLODEOHWRWKH'*V

/&2SURYLGHVWKHDSSURSULDWHUHVWULFWLRQVIRURQHRUPRUH

LQRSHUDEOH'*V

&DQG&

LWKRQHUHTXLUHG&6:SXPSLQRSHUDEOHWKHLQRSHUDEOHSXPSPXVWEH

UHVWRUHGWR23(5$%/(VWDWXVZLWKLQGD\VDQGGD\VIURPGLVFRYHU\

RIIDLOXUHWRPHHWWKH/&2:LWKWKHXQLWLQWKLVFRQGLWLRQWKH23(5$%/(

&6:SXPSDQG16:SXPSVDUHDGHTXDWHWRSHUIRUPWKHKHDWUHPRYDO

IXQFWLRQ+RZHYHUWKHRYHUDOOUHOLDELOLW\LVUHGXFHG7KHGD\

&RPSOHWLRQ7LPHLVEDVHGRQWKHDYDLODELOLW\RIWZR8QLW6:SXPSV DQ

23(5$%/(&6:SXPSDQGDQ23(5$%/(8QLW16:SXPS HDFK

SRZHUHGIURPVHSDUDWHN9HPHUJHQF\EXVHVWRVXSSRUWWKHXQLW V

VHUYLFHZDWHUORDGV,PPHGLDWHYHULILFDWLRQWKDWWKH23(5$%/(&6:

SXPSDQGRQH23(5$%/(8QLW16:SXPSDUHSRZHUHGIURPVHSDUDWH

HPHUJHQF\EXVHVLVWKHUHIRUHUHTXLUHGZKHQRQHUHTXLUHG&6:SXPSLV

LQRSHUDEOH,IWKH23(5$%/(&6:SXPSDQGRQH8QLW16:SXPS

FDQQRWEHLPPHGLDWHO\YHULILHGWREHSRZHUHGIURPVHSDUDWHN9

HPHUJHQF\EXVHV&RQGLWLRQ'PXVWEHLPPHGLDWHO\HQWHUHG7KHGD\

&RPSOHWLRQ7LPHLVEDVHGRQWKHUHPDLQLQJ6:KHDWUHPRYDOFDSDELOLW\

DUHDVRQDEOHWLPHIRUUHSDLUVDQGWKHORZSUREDELOLW\RIDQHYHQW

RFFXUULQJGXULQJWKLVWLPHSHULRGUHTXLULQJWKH6:6\VWHP

 FRQWLQXHG 

%UXQVZLFN8QLW  % 5HYLVLRQ1R

6:6\VWHPDQG8+6

%

%$6(6

 

$&7,216 &DQG& FRQWLQXHG 

7KHVHFRQG&RPSOHWLRQ7LPHIRU5HTXLUHG$FWLRQ&HVWDEOLVKHVDOLPLW

RQWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRIUHTXLUHG16:DQG

&6:SXPSVWREHLQRSHUDEOHGXULQJDQ\VLQJOHFRQWLJXRXVRFFXUUHQFHRI

IDLOLQJWRPHHWWKH/&2,I&RQGLWLRQ&LVHQWHUHGZKLOHIRULQVWDQFHD

UHTXLUHG16:SXPSLVLQRSHUDEOHDQGWKDW16:SXPSLVVXEVHTXHQWO\

UHWXUQHG23(5$%/(WKH/&2PD\DOUHDG\KDYHEHHQQRWPHWIRUXSWR

GD\V7KLVVLWXDWLRQFRXOGOHDGWRDWRWDORIGD\VVLQFHLQLWLDOIDLOXUH

WRPHHWWKH/&2WRUHVWRUHWKH&6:SXPS$WWKLVWLPHDUHTXLUHG16:

SXPSFRXOGDJDLQEHFRPHLQRSHUDEOHWKH&6:SXPSUHVWRUHG

23(5$%/(DQGDQDGGLWLRQDOGD\V IRUDWRWDORIGD\V DOORZHG

SULRUWRFRPSOHWHUHVWRUDWLRQRIWKH/&27KHGD\&RPSOHWLRQ7LPH

SURYLGHVDOLPLWRQWKHWLPHDOORZHGLQDVSHFLILHGFRQGLWLRQDIWHU

GLVFRYHU\RIIDLOXUHWRPHHWWKH/&27KLVOLPLWLVFRQVLGHUHGUHDVRQDEOH

IRUVLWXDWLRQVLQZKLFK&RQGLWLRQV%DQG&DUHHQWHUHGFRQFXUUHQWO\7KH

$1'FRQQHFWRUEHWZHHQWKHGD\DQGWKHGD\&RPSOHWLRQ7LPHV

PHDQVWKDWERWK&RPSOHWLRQ7LPHVDSSO\VLPXOWDQHRXVO\DQGWKHPRUH

UHVWULFWLYH&RPSOHWLRQ7LPHPXVWEHPHW7KHVHFRQG&RPSOHWLRQ7LPH

DOORZVIRUDQH[FHSWLRQWRWKHQRUPDOWLPH]HURIRUEHJLQQLQJWKH

DOORZHGRXWDJHWLPHFORFN7KLVH[FHSWLRQUHVXOWVLQHVWDEOLVKLQJWKH

WLPH]HURDWWKHWLPH/&2ZDVLQLWLDOO\QRWPHWLQVWHDGRIDWWKH

WLPHWKDW&RQGLWLRQ&ZDVHQWHUHG

'

,I5HTXLUHG$FWLRQ&FDQQRWEHFRPSOHWHGZLWKLQWKHDVVRFLDWHG

&RPSOHWLRQ7LPHRULIWKHVWDWXVRIWKH8QLW6:SXPSVFKDQJHVDIWHU

5HTXLUHG$FWLRQ&LVLQLWLDOO\PHWRQHUHTXLUHG&6:SXPSPXVWEH

UHVWRUHGWR23(5$%/(VWDWXVZLWKLQKRXUV:LWKWKHXQLWLQWKLV

FRQGLWLRQWKH23(5$%/(6:SXPSVDUHDGHTXDWHWRSHUIRUPWKHKHDW

UHPRYDOIXQFWLRQ+RZHYHURYHUDOOUHOLDELOLW\LVUHGXFHGDVFRPSDUHGWR

&RQGLWLRQ&DQGDUHGXFHG&RPSOHWLRQ7LPHRIKRXUVLVSURYLGHG7KH

KRXU&RPSOHWLRQ7LPHLVEDVHGRQWKHUHPDLQLQJ6:6\VWHPKHDW

UHPRYDOFDSDELOLW\DUHDVRQDEOHWLPHIRUUHSDLUVDQGWKHORZSUREDELOLW\

RIDQHYHQWRFFXUULQJGXULQJWKHWLPHSHULRGUHTXLULQJWKH6:6\VWHP

 FRQWLQXHG 

%UXQVZLFN8QLW  % 5HYLVLRQ1R

6:6\VWHPDQG8+6

%

%$6(6

 

$&7,216( 

 FRQWLQXHG 

LWKWZRUHTXLUHG&6:SXPSVLQRSHUDEOHWKHRQHUHTXLUHGLQRSHUDEOH

SXPSPXVWEHUHVWRUHGWR23(5$%/(VWDWXVZLWKLQKRXUVDQG

GD\VIURPGLVFRYHU\RIIDLOXUHWRPHHWWKH/&2:LWKWKHXQLWLQWKLV

FRQGLWLRQWKH23(5$%/(16:SXPSVDUHDGHTXDWHWRSHUIRUPWKHKHDW

UHPRYDOIXQFWLRQ7KHKRXU&RPSOHWLRQ7LPHLVEDVHGRQWKH

DYDLODELOLW\RIWKHUHPDLQLQJ16:SXPSVWRVXSSRUWWKHXQLW VVHUYLFH

ZDWHUORDGV7KHKRXU&RPSOHWLRQ7LPHLVEDVHGRQWKHUHPDLQLQJ

6:6\VWHPKHDWUHPRYDOFDSDELOLW\DUHDVRQDEOHWLPHIRUUHSDLUVDQG

WKHORZSUREDELOLW\RIDQHYHQWRFFXUULQJGXULQJWKLVWLPHSHULRGUHTXLULQJ

WKH6:6\VWHP

7KHVHFRQG&RPSOHWLRQ7LPHIRU5HTXLUHG$FWLRQ(HVWDEOLVKHVDOLPLW

RQWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRIUHTXLUHG16:DQG

&6:SXPSVWREHLQRSHUDEOHGXULQJDQ\VLQJOHFRQWLJXRXVRFFXUUHQFHRI

IDLOLQJWRPHHWWKH/&2,I&RQGLWLRQ(LVHQWHUHGZKLOHIRULQVWDQFHD

UHTXLUHG16:SXPSLVLQRSHUDEOHDQGWKDW16:SXPSLVVXEVHTXHQWO\

UHWXUQHG23(5$%/(WKH/&2PD\DOUHDG\KDYHEHHQQRWPHWIRUXSWR

GD\V7KLVVLWXDWLRQFRXOGOHDGWRDWRWDORIGD\VVLQFHLQLWLDOIDLOXUH

WRPHHWWKH/&2WRUHVWRUHWKH&6:SXPS$WWKLVWLPHDUHTXLUHG16:

SXPSFRXOGDJDLQEHFRPHLQRSHUDEOHWKH&6:SXPSUHVWRUHG

23(5$%/(DQGDQDGGLWLRQDOGD\V IRUDWRWDORIGD\V DOORZHG

SULRUWRFRPSOHWHUHVWRUDWLRQRIWKH/&27KHGD\&RPSOHWLRQ7LPH

SURYLGHVDOLPLWRQWKHWLPHDOORZHGLQDVSHFLILHGFRQGLWLRQDIWHU

GLVFRYHU\RIIDLOXUHWRPHHWWKH/&27KLVOLPLWLVFRQVLGHUHGUHDVRQDEOH

IRUVLWXDWLRQVLQZKLFK&RQGLWLRQV%DQG(DUHHQWHUHGFRQFXUUHQWO\7KH

$1'FRQQHFWRUEHWZHHQWKHGD\DQGWKHGD\&RPSOHWLRQ7LPHV

PHDQVWKDWERWK&RPSOHWLRQ7LPHVDSSO\VLPXOWDQHRXVO\DQGWKHPRUH

UHVWULFWLYH&RPSOHWLRQ7LPHPXVWEHPHW7KHVHFRQG&RPSOHWLRQ7LPH

DOORZVIRUDQH[FHSWLRQWRWKHQRUPDOWLPH]HURIRUEHJLQQLQJWKH

DOORZHGRXWDJHWLPHFORFN

7KLVH[FHSWLRQUHVXOWVLQHVWDEOLVKLQJWKHWLPH]HURDWWKHWLPH

/&2ZDVLQLWLDOO\QRWPHWLQVWHDGRIDWWKHWLPHWKDW&RQGLWLRQ(

ZDVHQWHUHG

3XUVXDQWWR/&2WKH5+56:$&7,216ZRXOGQRWEHHQWHUHGHYHQ

LIFRROLQJFDSDELOLW\ZHUHORVWWRWKH5+56:KHDWH[FKDQJHUVUHVXOWLQJLQ

RQHRUPRUHLQRSHUDEOH5+56:VXEV\VWHPV7KHUHIRUH5HTXLUHG

 FRQWLQXHG 

%UXQVZLFN8QLW  % 5HYLVLRQ1R

$&6RXUFHV²2SHUDWLQJ

%

%$6(6

 

$&7,216%  FRQWLQXHG 

7RHQVXUHKLJKO\UHOLDEOHSRZHUVRXUFHVUHPDLQZLWKRQH8QLWEDODQFH

RISODQWFLUFXLWSDWKWRWKHGRZQVWUHDPN9HPHUJHQF\EXVLQRSHUDEOH

DQGWKH'*DVVRFLDWHGZLWKWKHGRZQVWUHDPN9HPHUJHQF\EXV

LQRSHUDEOHLWLVQHFHVVDU\WRYHULI\WKHDYDLODELOLW\RIWKHUHPDLQLQJRIIVLWH

FLUFXLWVRQDPRUHIUHTXHQWEDVLV6LQFHWKH5HTXLUHG$FWLRQRQO\

VSHFLILHVSHUIRUPDIDLOXUHRI65DFFHSWDQFHFULWHULDGRHVQRW

UHVXOWLQWKH5HTXLUHG$FWLRQQRWPHW+RZHYHULIDVHFRQGFLUFXLWIDLOV

65WKHVHFRQGRIIVLWHFLUFXLWLVLQRSHUDEOHDQG&RQGLWLRQ(IRU

WZRRUPRUHRIIVLWHFLUFXLWVLQRSHUDEOHLVHQWHUHG

%

7KLV5HTXLUHG$FWLRQSURYLGHVDGD\WLPHSHULRGWRSHUIRUPSODQQHG

PDLQWHQDQFHRQRQHRIWKHVH%23EXVHVDQGWKHFLUFXLWSDWKWRLWV

DVVRFLDWHGN9HPHUJHQF\EXVZKHQ8QLWLVLQ02'(RU

'XULQJWKHSODQQHGPDLQWHQDQFHRIWKH%23EXVWKHDVVRFLDWHG

HPHUJHQF\EXVDQGWKHDVVRFLDWHG'*LIDFRQGLWLRQLVGLVFRYHUHGRQ

WKHVHEXVHVRUWKH'*UHTXLULQJFRUUHFWLYHPDLQWHQDQFHWKLV

PDLQWHQDQFHPD\EHSHUIRUPHGZLWKLQWKHGD\WLPHSHULRGRI5HTXLUHG

$FWLRQ% ,I8QLWLVLQ02'(RUWKHQWKH8QLW$&7,216RI

6SHFLILFDWLRQ$&6RXUFHV²2SHUDWLQJUHTXLUHHQWU\LQWR

/&2IRUWKLVFRQGLWLRQ 7KHGD\&RPSOHWLRQ7LPHWDNHVLQWR

DFFRXQWWKHFDSDFLW\DQGFDSDELOLW\RIWKHUHPDLQLQJ$&VRXUFHVDQGD

UHDVRQDEOHWLPHIUDPHIRUSHUIRUPDQFHRISODQQHGPDLQWHQDQFH7KLVLV

DFFHSWDEOHEHFDXVHPDLQWHQDQFHRQHDFK%23EXVDQGWKHFLUFXLWSDWK

WRLWVDVVRFLDWHGHPHUJHQF\EXVZLOOLQFUHDVHWKHUHOLDELOLW\RIWKHRIIVLWH

FLUFXLWVWRWKHGRZQVWUHDPN9HPHUJHQF\EXVHV,WVKRXOGEHQRWHG

WKDWZKLOHLQWKLVFRQGLWLRQHDFKRIWKHUHPDLQLQJWKUHHN9

HPHUJHQF\EXVHVZLOOKDYHWKHLUVWDQGE\HPHUJHQF\VRXUFHDQGWZR

VRXUFHVRIRIIVLWHSRZHU23(5$%/(,IRQHRUERWKVRXUFHVRIRIIVLWH

SRZHUDUHORVWWRDQDGGLWLRQDON9HPHUJHQF\EXVWKHQ&RQGLWLRQ(

LVHQWHUHG

7KHVHFRQG&RPSOHWLRQ7LPHIRU5HTXLUHG$FWLRQ%HVWDEOLVKHVDOLPLW

RQWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRIUHTXLUHG$&SRZHU

VRXUFHVWREHLQRSHUDEOHGXULQJDQ\VLQJOHFRQWLJXRXVRFFXUUHQFHRI

IDLOLQJWRPHHW/&2DRUE,I&RQGLWLRQ%LVHQWHUHGZKLOHIRU

 FRQWLQXHG 

%UXQVZLFN8QLW  % 5HYLVLRQ1R

$&6RXUFHV²2SHUDWLQJ

%

%$6(6

 

$&7,216%  FRQWLQXHG 

LQVWDQFHDQRIIVLWHFLUFXLWLVLQRSHUDEOHDQGWKDWFLUFXLWLVVXEVHTXHQWO\

UHVWRUHG23(5$%/(WKH/&2PD\DOUHDG\KDYHEHHQQRWPHWIRUXSWR

KRXUV7KLVVLWXDWLRQFRXOGOHDGWRDWRWDORIGD\VIURPLQLWLDOIDLOXUH

RIWKH/&2WRUHVWRUDWLRQRIWKH%23FLUFXLWSDWKWRWKHGRZQVWUHDP

N9HPHUJHQF\EXVDQG'*DVVRFLDWHGZLWKWKHDIIHFWHGN9

HPHUJHQF\EXV$WWKLVWLPHDVHFRQGRIIVLWHFLUFXLWFRXOGDJDLQEHFRPH

LQRSHUDEOHWKH%23FLUFXLWSDWKWRWKHGRZQVWUHDPN9HPHUJHQF\

EXVDQG'*DVVRFLDWHGZLWKWKHDIIHFWHGN9HPHUJHQF\EXVUHVWRUHG

23(5$%/(DQGDQDGGLWLRQDOKRXUV IRUDWRWDORIGD\V DOORZHG

SULRUWRFRPSOHWHUHVWRUDWLRQRIWKH/&27KHGD\&RPSOHWLRQ7LPH

SURYLGHVDOLPLWRQWKHWLPHDOORZHGLQDVSHFLILHGFRQGLWLRQDIWHU

GLVFRYHU\RIIDLOXUHWRPHHW/&2DRUE7KLVOLPLWLVFRQVLGHUHG

UHDVRQDEOHIRUVLWXDWLRQVLQZKLFK&RQGLWLRQ%DQG&RQGLWLRQ&RU'DUH

HQWHUHGFRQFXUUHQWO\7KH$1'FRQQHFWRUEHWZHHQWKHGD\DQG

GD\&RPSOHWLRQ7LPHPHDQVWKDWERWK&RPSOHWLRQ7LPHVDSSO\

VLPXOWDQHRXVO\DQGWKHPRUHUHVWULFWLYHPXVWEHPHW

$VLQ5HTXLUHG$FWLRQ%WKHVHFRQG&RPSOHWLRQ7LPHDOORZVIRUDQ

H[FHSWLRQWRWKHQRUPDOWLPH]HURIRUEHJLQQLQJWKHDOORZHGRXWDJHWLPH

FORFN7KLVH[FHSWLRQUHVXOWVLQHVWDEOLVKLQJWKHWLPH]HURDWWKHWLPH

WKDW/&2DRUEZDVLQLWLDOO\QRWPHWLQVWHDGRIWKHWLPHWKDW

&RQGLWLRQ%ZDVHQWHUHG

&

7RHQVXUHDKLJKO\UHOLDEOHSRZHUVRXUFHUHPDLQVZLWKRQHRIIVLWHFLUFXLW

LQRSHUDEOHLWLVQHFHVVDU\WRYHULI\WKHDYDLODELOLW\RIWKHUHPDLQLQJRIIVLWH

FLUFXLWVRQDPRUHIUHTXHQWEDVLV6LQFHWKH5HTXLUHG$FWLRQRQO\

VSHFLILHVSHUIRUPDIDLOXUHRI65DFFHSWDQFHFULWHULDGRHVQRW

UHVXOWLQD5HTXLUHG$FWLRQQRWPHW+RZHYHULIDVHFRQGFLUFXLWIDLOV

65WKHVHFRQGRIIVLWHFLUFXLWLVLQRSHUDEOHDQG&RQGLWLRQ(IRU

WZRRUPRUHRIIVLWHFLUFXLWVLQRSHUDEOHLVHQWHUHG

 FRQWLQXHG 

%UXQVZLFN8QLW  % 5HYLVLRQ1R

$&6RXUFHV²2SHUDWLQJ

%

%$6(6

 

$&7,216 & FRQWLQXHG 

7KHUHPDLQLQJ23(5$%/(RIIVLWHFLUFXLWVDQG'*VDUHDGHTXDWHWR

VXSSO\HOHFWULFDOSRZHUWRWKHRQVLWH&ODVV('LVWULEXWLRQ6\VWHP7KXV

RQDFRPSRQHQWEDVLVVLQJOHIDLOXUHSURWHFWLRQPD\KDYHEHHQORVWIRUWKH

UHTXLUHGIHDWXUH VIXQFWLRQKRZHYHUIXQFWLRQLVQRWORVW7KHKRXU

&RPSOHWLRQ7LPHWDNHVLQWRDFFRXQWWKHFRPSRQHQW23(5$%,/,7<RIWKH

UHGXQGDQWFRXQWHUSDUWWRWKHLQRSHUDEOHUHTXLUHGIHDWXUH$GGLWLRQDOO\

WKHKRXU&RPSOHWLRQ7LPHWDNHVLQWRDFFRXQWWKHFDSDFLW\DQG

FDSDELOLW\RIWKHUHPDLQLQJ$&VRXUFHVDUHDVRQDEOHWLPHIRUUHSDLUVDQG

WKHORZSUREDELOLW\RID'%$RFFXUULQJGXULQJWKLVSHULRG

&

$FFRUGLQJWR5HJXODWRU\*XLGH 5HI RSHUDWLRQPD\FRQWLQXHLQ

&RQGLWLRQ&IRUDSHULRGWKDWVKRXOGQRWH[FHHGKRXUV:LWKRQH

RIIVLWHFLUFXLWLQRSHUDEOHWKHUHOLDELOLW\RIWKHRIIVLWHV\VWHPLVGHJUDGHG

DQGWKHSRWHQWLDOIRUDORVVRIRIIVLWHSRZHULVLQFUHDVHGZLWKDWWHQGDQW

SRWHQWLDOIRUDFKDOOHQJHWRWKHSODQWVDIHW\V\VWHPV,QWKLVFRQGLWLRQ

KRZHYHUWKHUHPDLQLQJ23(5$%/(RIIVLWHFLUFXLWVDQG'*VDUH

DGHTXDWHWRVXSSO\HOHFWULFDOSRZHUWRWKHRQVLWH&ODVV('LVWULEXWLRQ

6\VWHP

7KHKRXU&RPSOHWLRQ7LPHWDNHVLQWRDFFRXQWWKHFDSDFLW\DQG

FDSDELOLW\RIWKHUHPDLQLQJ$&VRXUFHVDUHDVRQDEOHWLPHIRUUHSDLUVDQG

WKHORZSUREDELOLW\RID'%$RFFXUULQJGXULQJWKLVSHULRG

7KHVHFRQG&RPSOHWLRQ7LPHIRU5HTXLUHG$FWLRQ&HVWDEOLVKHVDOLPLW

RQWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRIUHTXLUHG$&SRZHU

VRXUFHVWREHLQRSHUDEOHGXULQJDQ\VLQJOHFRQWLJXRXVRFFXUUHQFHRI

IDLOLQJWRPHHW/&2DRUE,I&RQGLWLRQ&LVHQWHUHGZKLOHIRU

LQVWDQFHD'*LVLQRSHUDEOHDQGWKDW'*LVVXEVHTXHQWO\UHWXUQHG

23(5$%/(WKH/&2PD\DOUHDG\KDYHEHHQQRWPHWIRUXSWRGD\V

7KLVVLWXDWLRQFRXOGOHDGWRDWRWDORIGD\VVLQFHLQLWLDOIDLOXUHWRPHHW

WKH/&2WRUHVWRUHWKHRIIVLWHFLUFXLW$WWKLVWLPHD'*FRXOGDJDLQ

EHFRPHLQRSHUDEOHWKHFLUFXLWUHVWRUHG23(5$%/(DQGDQDGGLWLRQDO

GD\V IRUDWRWDORIGD\V DOORZHGSULRUWRFRPSOHWHUHVWRUDWLRQRIWKH

/&27KHGD\&RPSOHWLRQ7LPHSURYLGHVDOLPLWRQWKHWLPHDOORZHG

 FRQWLQXHG 

%UXQVZLFN8QLW  % 5HYLVLRQ1R

$&6RXUFHV²2SHUDWLQJ

%

%$6(6

 

$&7,216 & FRQWLQXHG 

LQDVSHFLILHGFRQGLWLRQDIWHUGLVFRYHU\RIIDLOXUHWRPHHW/&2DRUE

7KLVOLPLWLVFRQVLGHUHGUHDVRQDEOHIRUVLWXDWLRQVLQZKLFK&RQGLWLRQV&

DQG'DUHHQWHUHGFRQFXUUHQWO\7KH$1'FRQQHFWRUEHWZHHQWKH

KRXUVDQGGD\&RPSOHWLRQ7LPHVPHDQVWKDWERWK&RPSOHWLRQ

7LPHVDSSO\VLPXOWDQHRXVO\DQGWKHPRUHUHVWULFWLYH&RPSOHWLRQ7LPH

PXVWEHPHW

$VLQ5HTXLUHG$FWLRQ&WKH&RPSOHWLRQ7LPHDOORZVIRUDQH[FHSWLRQ

WRWKHQRUPDOWLPH]HURIRUEHJLQQLQJWKHDOORZHGRXWDJHWLPHFORFN

7KLVH[FHSWLRQUHVXOWVLQHVWDEOLVKLQJWKHWLPH]HURDWWKHWLPH

/&2DRUEZDVLQLWLDOO\QRWPHWLQVWHDGRIDWWKHWLPHWKDW

&RQGLWLRQ&ZDVHQWHUHG

'

7RHQVXUHDKLJKO\UHOLDEOHSRZHUVRXUFHUHPDLQVZLWKRQH'*

LQRSHUDEOHLWLVQHFHVVDU\WRYHULI\WKHDYDLODELOLW\RIWKHRIIVLWHFLUFXLWVRQ

DPRUHIUHTXHQWEDVLV6LQFHWKH5HTXLUHG$FWLRQRQO\VSHFLILHV

SHUIRUPDIDLOXUHWRPHHW65DFFHSWDQFHFULWHULDGRHVQRWUHVXOW

LQD5HTXLUHG$FWLRQEHLQJQRWPHW+RZHYHULIDFLUFXLWIDLOVWRSDVV

65LWLVLQRSHUDEOH8SRQRIIVLWHFLUFXLWLQRSHUDELOLW\DGGLWLRQDO

&RQGLWLRQVPXVWWKHQEHHQWHUHG

'

,QRUGHUWRH[WHQGWKH5HTXLUHG$FWLRQ'&RPSOHWLRQ7LPHIRUDQ

LQRSHUDEOH'*IURPGD\VWRGD\VLQRSHUDEOHLWLVQHFHVVDU\WRYHULI\

WKHDYDLODELOLW\RIWKH6833'*ZLWKLQKRXUVRQHQWU\LQWR76/&2

DQGHYHU\KRXUVWKHUHDIWHU6LQFH5HTXLUHG$FWLRQ'RQO\VSHFLILHV

HYDOXDWHGLVFRYHULQJWKH6833'*XQDYDLODEOHGRHVQRWUHVXOWLQWKH

5HTXLUHG$FWLRQEHLQJQRWPHW LHWKHHYDOXDWLRQLVSHUIRUPHG 

+RZHYHURQGLVFRYHU\RIDQXQDYDLODEOH6833'*WKH&RPSOHWLRQ7LPH

IRU5HTXLUHG$FWLRQ'VWDUWVWKHGD\DQGRUKRXUFORFN

6833'*DYDLODELOLW\UHTXLUHVWKDW

 7KHORDGWHVWKDVEHHQSHUIRUPHGZLWKLQGD\VRIHQWU\LQWRWKH

H[WHQGHG&RPSOHWLRQ7LPH7KH5HTXLUHG$FWLRQHYDOXDWLRQLVPHWZLWK

DQDGPLQLVWUDWLYHYHULILFDWLRQRIWKLVSULRUWHVWLQJ

 6833'*IXHOWDQNWHVWLVYHULILHGORFDOO\WREHKRXUVXSSO\DQG

 6833'*VXSSRUWLQJV\VWHPSDUDPHWHUVIRUVWDUWLQJDQGRSHUDWLQJDUH

YHULILHGWREHZLWKLQUHTXLUHGOLPLWVIRUIXQFWLRQDODYDLODELOLW\ HJEDWWHU\

VWDWHRIFKDUJHVWDUWLQJDLUV\VWHPSUHVVXUH 

7KH6833'*LVQRWXVHGWRH[WHQGWKH&RPSOHWLRQ7LPHIRUPRUHWKDQ

RQHLQRSHUDEOH'*DWDQ\RQHWLPH

 FRQWLQXHG 

%UXQVZLFN8QLW  % 5HYLVLRQ1R

'LVWULEXWLRQ6\VWHPV²2SHUDWLQJ

%

%$6(6

 

$&7,216$  FRQWLQXHG 

/RDGJURXS(FRQVLVWVRIN9EXV(9EXV(DQG

9$&YLWDOEXV(

/RDGJURXS(FRQVLVWVRIN9EXV(9EXV(DQG

9$&YLWDOEXV(

/RDGJURXS(FRQVLVWVRIN9EXV(9EXV(DQG

9$&YLWDOEXV(

/RDGJURXS(FRQVLVWVRIN9EXV(9EXV(DQG

9$&YLWDOEXV(

7KHVHFRQG&RPSOHWLRQ7LPHIRU5HTXLUHG$FWLRQ$HVWDEOLVKHVDOLPLW

RQWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRIUHTXLUHGGLVWULEXWLRQ

VXEV\VWHPVWREHLQRSHUDEOHGXULQJDQ\VLQJOHFRQWLJXRXVRFFXUUHQFHRI

IDLOLQJWRPHHWWKH/&2,I&RQGLWLRQ$LVHQWHUHGZKLOHIRULQVWDQFHDQ

$&EXVLQDORDGJURXSLQDGLIIHUHQWGLYLVLRQLVLQRSHUDEOHDQG

VXEVHTXHQWO\UHWXUQHG23(5$%/(WKLV/&2PD\DOUHDG\KDYHEHHQQRW

PHWIRUXSWRKRXUV7KLVVLWXDWLRQFRXOGOHDGWRDWRWDOGXUDWLRQRI

KRXUV VLQFHLQLWLDOIDLOXUHWRPHHWWKH/&2 WRUHVWRUHWKH$&

(OHFWULFDO3RZHU'LVWULEXWLRQ6\VWHP$WWKLVWLPHDQ$&EXVLQDORDG

JURXSLQDGLIIHUHQWGLYLVLRQFRXOGDJDLQEHFRPHLQRSHUDEOHDQGWKHORDG

JURXSUHPRYHGXQGHU&RQGLWLRQ$FRXOGEHUHVWRUHG23(5$%/(7KLV

FRXOGFRQWLQXHLQGHILQLWHO\

7KLV&RPSOHWLRQ7LPHDOORZVIRUDQH[FHSWLRQWRWKHQRUPDOWLPH]HUR

IRUEHJLQQLQJWKHDOORZHGRXWDJHWLPHFORFN7KLVUHVXOWVLQHVWDEOLVKLQJ

WKHWLPH]HURDWWKHWLPHWKLV/&2ZDVLQLWLDOO\QRWPHWLQVWHDGRIDWWKH

WLPH&RQGLWLRQ$ZDVHQWHUHG7KHKRXU&RPSOHWLRQ7LPHLVDQ

DFFHSWDEOHOLPLWDWLRQRQWKLVSRWHQWLDOWRIDLOWRPHHWWKH/&2LQGHILQLWHO\

,IZKLOHLQ&RQGLWLRQ$HPHUJHQF\EXVHVDVVRFLDWHGZLWKDQRWKHUORDG

JURXSEHFRPHLQRSHUDEOH HJEXVHVLQORDGJURXSV(DQG(DUH

FRQFXUUHQWO\LQRSHUDEOH &RQGLWLRQ%DQG)PXVWEHHQWHUHGDV

DSSURSULDWH

 FRQWLQXHG 

%UXQVZLFN8QLW  % 5HYLVLRQ1R

'LVWULEXWLRQ6\VWHPV²2SHUDWLQJ

%

%$6(6

 

$&7,216% 

 FRQWLQXHG 

LWKRQHRUPRUHUHTXLUHG$&EXVHVRUGLVWULEXWLRQSDQHOVLQRQHGLYLVLRQ

LQRSHUDEOHIRUUHDVRQVRWKHUWKDQ&RQGLWLRQ$WKHUHPDLQLQJ$&HOHFWULFDO

SRZHUGLVWULEXWLRQVXEV\VWHPVDUHFDSDEOHRIVXSSRUWLQJWKHPLQLPXP

VDIHW\IXQFWLRQVQHFHVVDU\WRVKXWGRZQWKHUHDFWRUDQGPDLQWDLQLWLQD

VDIHVKXWGRZQFRQGLWLRQDVVXPLQJQRVLQJOHIDLOXUH7KHRYHUDOO

UHOLDELOLW\LVUHGXFHGKRZHYHUEHFDXVHDVLQJOHIDLOXUHLQWKHUHPDLQLQJ

$&HOHFWULFDOSRZHUGLVWULEXWLRQVXEV\VWHPVFRXOGUHVXOWLQWKHPLQLPXP

UHTXLUHG(6)IXQFWLRQVQRWEHLQJVXSSRUWHG7KHUHIRUHWKHUHTXLUHG$&

EXVHVDQGGLVWULEXWLRQSDQHOVPXVWEHUHVWRUHGWR23(5$%/(VWDWXV

ZLWKLQKRXUV

7KH&RQGLWLRQ%ZRUVWVFHQDULRLVRQHGLYLVLRQZLWKRXW$&SRZHU LHQR

RIIVLWHSRZHUWRWKHGLYLVLRQDQGWKHDVVRFLDWHG'*LQRSHUDEOH ,QWKLV

&RQGLWLRQWKHXQLWLVPRUHYXOQHUDEOHWRDFRPSOHWHORVVRI$&SRZHU,W

LVWKHUHIRUHLPSHUDWLYHWKDWWKHXQLWRSHUDWRUV DWWHQWLRQEHIRFXVHGRQ

PLQLPL]LQJWKHSRWHQWLDOIRUORVVRISRZHUWRWKHUHPDLQLQJGLYLVLRQE\

VWDELOL]LQJWKHXQLWDQGUHVWRULQJSRZHUWRWKHDIIHFWHGGLYLVLRQ7KH

KRXUWLPHOLPLWEHIRUHUHTXLULQJDXQLWVKXWGRZQLQWKLV&RQGLWLRQLV

DFFHSWDEOHEHFDXVHRI

D 7KHSRWHQWLDOIRUGHFUHDVHGVDIHW\LIWKHXQLWRSHUDWRUV DWWHQWLRQLV

GLYHUWHGIURPWKHHYDOXDWLRQVDQGDFWLRQVQHFHVVDU\WRUHVWRUH

SRZHUWRWKHDIIHFWHGGLYLVLRQWRWKHDFWLRQVDVVRFLDWHGZLWKWDNLQJ

WKHXQLWWRVKXWGRZQZLWKLQWKLVWLPHOLPLW

E 7KHORZSRWHQWLDOIRUDQHYHQWLQFRQMXQFWLRQZLWKDVLQJOHIDLOXUHRI

DUHGXQGDQWFRPSRQHQWLQWKHGLYLVLRQZLWK$&SRZHU 7KH

UHGXQGDQWFRPSRQHQWLVYHULILHG23(5$%/(LQDFFRUGDQFHZLWK

6SHFLILFDWLRQ6DIHW\)XQFWLRQ'HWHUPLQDWLRQ3URJUDP

6)'3  

7KHVHFRQG&RPSOHWLRQ7LPHIRU5HTXLUHG$FWLRQ%HVWDEOLVKHVDOLPLW

RQWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRIUHTXLUHGGLVWULEXWLRQ

VXEV\VWHPVWREHLQRSHUDEOHGXULQJDQ\VLQJOHFRQWLJXRXVRFFXUUHQFHRI

IDLOLQJWRPHHWWKH/&2,I&RQGLWLRQ%LVHQWHUHGZKLOHIRULQVWDQFHD

'&EXVLVLQRSHUDEOHDQGVXEVHTXHQWO\UHWXUQHG23(5$%/(WKLV/&2

 FRQWLQXHG 

%UXQVZLFN8QLW  % 5HYLVLRQ1R

'LVWULEXWLRQ6\VWHPV²2SHUDWLQJ

%

%$6(6

 

$&7,216%  FRQWLQXHG 

PD\DOUHDG\KDYHEHHQQRWPHWIRUXSWRGD\V7KLVVLWXDWLRQFRXOG

OHDGWRDWRWDOGXUDWLRQRIKRXUVVLQFHLQLWLDOIDLOXUHWRPHHWWKH/&2

WRUHVWRUHWKH$&HOHFWULFDOSRZHUGLVWULEXWLRQV\VWHP$WWKLVWLPHD'&

EXVFRXOGDJDLQEHFRPHLQRSHUDEOHDQGWKH$&HOHFWULFDOSRZHU

GLVWULEXWLRQV\VWHPFRXOGEHUHVWRUHG23(5$%/(7KLVFRXOGFRQWLQXH

LQGHILQLWHO\

7KLV&RPSOHWLRQ7LPHDOORZVIRUDQH[FHSWLRQWRWKHQRUPDOWLPH]HUR

IRUEHJLQQLQJWKHDOORZHGRXWDJHWLPHFORFN7KLVUHVXOWVLQHVWDEOLVKLQJ

WKHWLPH]HURDWWKHWLPHWKLV/&2ZDVLQLWLDOO\QRWPHWLQVWHDGRIDWWKH

WLPH&RQGLWLRQ%ZDVHQWHUHG7KHKRXU&RPSOHWLRQ7LPHLVDQ

DFFHSWDEOHOLPLWDWLRQRQWKLVSRWHQWLDOWRIDLOWRPHHWWKH/&2LQGHILQLWHO\

&&&DQG&

&RQGLWLRQ&DSSOLHVWRWKH9'&EXVHVOLVWHGLQ7DEOH%ZKLFK

FDQEHVXSSOLHGIURPHLWKHUDQRUPDORUDQDOWHUQDWH'&VRXUFH7KHVH

EXVHVDUHOLVWHGEHORZ

D 9'&&RQWURO3RZHU%XVHVIRUN96ZLWFKJHDU(((

DQG(

E 9'&&RQWURO3RZHU%XVHVIRU96ZLWFKJHDU(((

DQG(

F 9'&(66/RJLF&DELQHWV+++DQG+DQG

G 9'&'*3DQHOV'*'*'*DQG'*

&RQGLWLRQ$SHUPLWVWKHGHHQHUJL]DWLRQRIWKH(ORDGJURXSEXV HV RU

WKH(ORDGJURXSEXV HV IRUSODQQHGPDLQWHQDQFHZKHQ8QLWLVLQ

02'(RU'XULQJDN9RU9EXVRXWDJHLWLVGHVLUDEOHWR

FOHDUERWKWKHQRUPDODQGDOWHUQDWHVRXUFHVRI'&FRQWUROSRZHUWRWKH

EXVIRUSHUVRQQHOVDIHW\7KHGHHQHUJL]HG$&EXVLVLQRSHUDEOHDQGQRW

FDSDEOHRIVXSSO\LQJLWVORDGVUHJDUGOHVVRIWKHDYDLODELOLW\RI'&FRQWURO

SRZHU+HQFHHQWU\LQWR&RQGLWLRQ&DVDUHVXOWRISHUIRUPLQJ

PDLQWHQDQFHXQGHU&RQGLWLRQ$LVQRWQHFHVVDU\&RQGLWLRQ'ZRXOG

DSSO\

 FRQWLQXHG 

%UXQVZLFN8QLW  % 5HYLVLRQ1R

'LVWULEXWLRQ6\VWHPV²2SHUDWLQJ

%

%$6(6

 

$&7,216 &&&DQG& FRQWLQXHG 

FRPSRQHQWDQGLVFRQVLVWHQWZLWKWKHDOORZHG&RPSOHWLRQ7LPHIRUDQ

LQRSHUDEOH'&HOHFWULFDOSRZHUVXEV\VWHPVSHFLILHGLQ6SHFLILFDWLRQ

'&6RXUFHV²2SHUDWLQJ

7KHVHFRQG&RPSOHWLRQ7LPHIRU5HTXLUHG$FWLRQ&HVWDEOLVKHVDOLPLW

RQWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRIUHTXLUHGHOHFWULFDO

SRZHUGLVWULEXWLRQVXEV\VWHPVWREHLQRSHUDEOHGXULQJDQ\VLQJOH

FRQWLJXRXVRFFXUUHQFHRIIDLOLQJWRPHHWWKH/&2,I&RQGLWLRQ&LV

HQWHUHGZKLOHIRULQVWDQFHDQ$&EXVLVLQRSHUDEOHDQGVXEVHTXHQWO\

UHVWRUHG23(5$%/(WKH/&2PD\DOUHDG\KDYHEHHQQRWPHWIRUXSWR

KRXUV7KLVVLWXDWLRQFRXOGOHDGWRDWRWDOGXUDWLRQRIKRXUVVLQFH

LQLWLDOIDLOXUHWRPHHWWKH/&2WRUHVWRUHWKH'&HOHFWULFDOSRZHU

GLVWULEXWLRQV\VWHP$WWKLVWLPHDQ$&EXVFRXOGDJDLQEHFRPH

LQRSHUDEOHDQGWKH'&HOHFWULFDOSRZHUGLVWULEXWLRQV\VWHPFRXOGEH

UHVWRUHG23(5$%/(7KLVFRXOGFRQWLQXHLQGHILQLWHO\

7KLV&RPSOHWLRQ7LPHDOORZVIRUDQH[FHSWLRQWRWKHQRUPDOWLPH]HUR

IRUEHJLQQLQJWKHDOORZHGRXWDJHWLPHFORFN7KLVDOORZDQFHUHVXOWVLQ

HVWDEOLVKLQJWKHWLPH]HURDWWKHWLPHWKH/&2ZDVLQLWLDOO\QRWPHW

LQVWHDGRIDWWKHWLPH&RQGLWLRQ&ZDVHQWHUHG7KHKRXU&RPSOHWLRQ

7LPHLVDQDFFHSWDEOHOLPLWDWLRQRQWKLVSRWHQWLDORIIDLOLQJWRPHHWWKH

/&2LQGHILQLWHO\

'

LWKRQH'&HOHFWULFDOSRZHUGLVWULEXWLRQVXEV\VWHPLQRSHUDEOHIRU

UHDVRQVRWKHUWKDQ&RQGLWLRQ&WKHUHPDLQLQJ'&HOHFWULFDOSRZHU

GLVWULEXWLRQVXEV\VWHPLVFDSDEOHRIVXSSRUWLQJWKHPLQLPXPVDIHW\

IXQFWLRQVQHFHVVDU\WRVKXWGRZQWKHUHDFWRUDQGPDLQWDLQLWLQDVDIH

VKXWGRZQFRQGLWLRQDVVXPLQJQRVLQJOHIDLOXUH7KHRYHUDOOUHOLDELOLW\LV

UHGXFHGKRZHYHUEHFDXVHDVLQJOHIDLOXUHLQWKHUHPDLQLQJ'&HOHFWULFDO

SRZHUGLVWULEXWLRQVXEV\VWHPFRXOGUHVXOWLQWKHPLQLPXPUHTXLUHG(6)

IXQFWLRQVQRWEHLQJVXSSRUWHG7KHUHIRUHWKHUHTXLUHG'&HOHFWULFDO

SRZHUGLVWULEXWLRQVXEV\VWHPPXVWEHUHVWRUHGWR23(5$%/(VWDWXV

ZLWKLQGD\VE\SRZHULQJWKHEXVIURPWKHDVVRFLDWHGEDWWHULHVRU

FKDUJHUV

 FRQWLQXHG 

%UXQVZLFN8QLW  % 5HYLVLRQ1R

'LVWULEXWLRQ6\VWHPV²2SHUDWLQJ

%

%$6(6

 

$&7,216'  FRQWLQXHG 

&RQGLWLRQ'UHSUHVHQWVRQHGLYLVLRQZLWKRXWDGHTXDWH'&SRZHU

SRWHQWLDOO\ZLWKERWKWKHEDWWHU\ V VLJQLILFDQWO\GHJUDGHGDQGWKH

DVVRFLDWHGFKDUJHU V QRQIXQFWLRQLQJ,QWKLVVLWXDWLRQWKHSODQWLV

VLJQLILFDQWO\PRUHYXOQHUDEOHWRDFRPSOHWHORVVRIDOO'&SRZHU,WLV

WKHUHIRUHLPSHUDWLYHWKDWWKHRSHUDWRU VDWWHQWLRQIRFXVRQVWDELOL]LQJWKH

SODQWPLQLPL]LQJWKHSRWHQWLDOIRUORVVRISRZHUWRWKHUHPDLQLQJGLYLVLRQV

DQGUHVWRULQJSRZHUWRWKHDIIHFWHGGLYLVLRQ

7KHGD\&RPSOHWLRQ7LPHLVFRQVLVWHQWZLWKWKHDOORZHG&RPSOHWLRQ

7LPHIRUDQLQRSHUDEOH'&HOHFWULFDOSRZHUVXEV\VWHPVSHFLILHGLQ

6SHFLILFDWLRQ'&6RXUFHV²2SHUDWLQJ7DNLQJH[FHSWLRQWR

/&2IRUFRPSRQHQWVZLWKRXWDGHTXDWH'&SRZHUZKLFKZRXOG

KDYH5HTXLUHG$FWLRQ&RPSOHWLRQ7LPHVVKRUWHUWKDQGD\VLV

DFFHSWDEOHEHFDXVHRI

D 7KHSRWHQWLDOIRUGHFUHDVHGVDIHW\ZKHQUHTXLULQJDFKDQJHLQ

SODQWFRQGLWLRQV LHUHTXLULQJDVKXWGRZQ ZKLOHQRWDOORZLQJ

VWDEOHRSHUDWLRQVWRFRQWLQXH

E 7KHSRWHQWLDOIRUGHFUHDVHGVDIHW\ZKHQUHTXLULQJHQWU\LQWR

QXPHURXVDSSOLFDEOH&RQGLWLRQVDQG5HTXLUHG$FWLRQVIRU

FRPSRQHQWVZLWKRXW'&SRZHUZKLOHQRWSURYLGLQJVXIILFLHQWWLPH

IRUWKHRSHUDWRUVWRSHUIRUPWKHQHFHVVDU\HYDOXDWLRQVDQGDFWLRQV

IRUUHVWRULQJSRZHUWRWKHDIIHFWHGGLYLVLRQ

F 7KHORZSRWHQWLDOIRUDQHYHQWLQFRQMXQFWLRQZLWKDVLQJOHIDLOXUHRI

DUHGXQGDQWFRPSRQHQW

7KHVHFRQG&RPSOHWLRQ7LPHIRU5HTXLUHG$FWLRQ'HVWDEOLVKHVDOLPLW

RQWKHPD[LPXPWLPHDOORZHGIRUDQ\FRPELQDWLRQRIUHTXLUHGHOHFWULFDO

SRZHUGLVWULEXWLRQVXEV\VWHPVWREHLQRSHUDEOHGXULQJDQ\VLQJOH

FRQWLJXRXVRFFXUUHQFHRIIDLOLQJWRPHHWWKH/&2,I&RQGLWLRQ'LV

HQWHUHGZKLOHIRULQVWDQFHDQ$&EXVLVLQRSHUDEOHDQGVXEVHTXHQWO\

UHVWRUHG23(5$%/(WKH/&2PD\DOUHDG\KDYHEHHQQRWPHWIRUXSWR

KRXUV7KLVVLWXDWLRQFRXOGOHDGWRDWRWDOGXUDWLRQRIKRXUVVLQFH

LQLWLDOIDLOXUHWRPHHWWKH/&2WRUHVWRUHWKH'&HOHFWULFDOSRZHU

 FRQWLQXHG 

%UXQVZLFN8QLW  % 5HYLVLRQ1R

Distribution SystemsOperating B 3.8.7 BASES ACTIONS D.1 (continued) distribution system. At this time, an AC bus could again become inoperable, and the DC electrical power distribution system could be restored OPERABLE. This could continue indefinitely.

This Completion Time allows for an exception to the normal "time zero" for beginning the allowed outage time "clock." This allowance results in establishing the "time zero" at the time the LCO was initially not met, instead of at the time Condition D was entered. The 176 hour0.00204 days <br />0.0489 hours <br />2.910053e-4 weeks <br />6.6968e-5 months <br /> Completion Time is an acceptable limitation on this potential of failing to meet the LCO indefinitely.

E.1 If the inoperable electrical power distribution subsystem(s) cannot be restored to OPERABLE status within the associated Completion Time, the unit must be brought to a MODE in which overall plant risk is minimized. To achieve this status, the plant must be brought to at least MODE 3 within 12 hours1.388889e-4 days <br />0.00333 hours <br />1.984127e-5 weeks <br />4.566e-6 months <br />.

Remaining in the Applicability of the LCO is acceptable because the plant risk in MODE 3 is similar to or lower than the risk in MODE 4 (Ref. 4) and because the time spent in MODE 3 to perform the necessary repairs to restore the system to OPERABLE status will be short. However, voluntary entry into MODE 4 may be made as it is also an acceptable low-risk state.

Required Action E.1 is modified by a Note that states that LCO 3.0.4.a is not applicable when entering MODE 3. This Note prohibits the use of LCO 3.0.4.a to enter MODE 3 during startup with the LCO not met.

However, there is no restriction on the use of LCO 3.0.4.b, if applicable, because LCO 3.0.4.b requires performance of a risk assessment addressing inoperable systems and components, consideration of the results, determination of the acceptability of entering MODE 3, and establishment of risk management actions, if appropriate. LCO 3.0.4 is not applicable to, and the Note does not preclude, changes in MODES or other specified conditions in the Applicability that are required to comply with ACTIONS or that are part of a shutdown of the unit.

The allowed Completion Time is reasonable, based on operating experience, to reach the required plant conditions from full power conditions in an orderly manner and without challenging plant systems.

F.1 Condition F corresponds to a level of degradation in the electrical power distribution system that causes a required safety function to be lost.

(continued)

Brunswick Unit 1 B 3.8.7-13 Revision No. 97