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{{#Wiki_filter:EPRI Hoisting, Rigging and Crane User Group Presentation: | {{#Wiki_filter:1 EPRI Hoisting, Rigging and Crane User Group Presentation: | ||
Control of Heavy Loads Steve Jones, Senior Reactor Systems Engineer Office of Nuclear Reactor Regulation U.S. Nuclear Regulatory Commission June 13, 2018 | Control of Heavy Loads Steve Jones, Senior Reactor Systems Engineer Office of Nuclear Reactor Regulation U.S. Nuclear Regulatory Commission June 13, 2018 | ||
Purpose | 2 Purpose | ||
* Communicate background information regarding existing licensing basis for control of heavy loads | * Communicate background information regarding existing licensing basis for control of heavy loads | ||
* Communicate operating experience important to NRC regulation and interface with industry initiative activities | * Communicate operating experience important to NRC regulation and interface with industry initiative activities | ||
* Discuss relationship with ASME Cranes for Nuclear Facilities Committee | * Discuss relationship with ASME Cranes for Nuclear Facilities Committee | ||
3 Task A-36 NUREG 0612 GL 80-113 GL81-07 GL 85-11 Bulletin 96-02 GSI-186 Opened NUREG-1774 (Operating Experience) | |||
ASME Issues NOG-1 | RIS 2005-25 Closure of GSI-186 Stator Drop and Temp Rig Collapse ASME Issues NOG-1 Comparison Matrix Heavy Load Issue Timeline NUREG-0554 First Dry Fuel Storage Installation Licensed Reactor Vessel Head Lift Issues Industry Initiative RIS 2008-28 ASME Issues Crane O&M Standard? | ||
Two Yellow Violations for Stator Drop | |||
Analysis of Issue | 4 Analysis of Issue | ||
* Task A-36: | * Task A-36: | ||
- Analyze current licensing criteria | |||
- Analyze measures that ensure safe handling of heavy loads. | |||
- Recommend changes | |||
* NUREG-0612 (July 1980) | * NUREG-0612 (July 1980) | ||
- Overview of potential consequences of a load drop | |||
- Summary of current licensee programs | |||
- Review of Historical Data | |||
- Guidelines and Recommendations | |||
* Procedures and safe load paths | * Procedures and safe load paths | ||
* Consistency with industry standards | * Consistency with industry standards | ||
* Assurance that critical SSCs adequately protected | * Assurance that critical SSCs adequately protected | ||
Heavy Load Handling Program | 5 Heavy Load Handling Program | ||
* Licensees review heavy load programs against NUREG-0612 guidelines | * Licensees review heavy load programs against NUREG-0612 guidelines | ||
* Requested responses in two phases to determine how NUREG-0612 guidelines would be met | * Requested responses in two phases to determine how NUREG-0612 guidelines would be met | ||
Phase I and II Guidelines: | 6 Phase I and II Guidelines: | ||
* Phase I [prevention]: | * Phase I [prevention]: | ||
* Phase II [protection or | - Safe load paths | ||
- Load handling procedures | |||
- Periodic inspection and testing | |||
- Operator qualification | |||
- Lifting device standard | |||
- Sling standard | |||
- Crane design standard | |||
- Interim Technical Specifications | |||
* Phase II [protection or consequence analysis]: | |||
- Stops or interlocks prevent movement of load over critical SSCs, OR; | |||
- Overhead crane and lifting devices designed to be single failure proof, OR; | |||
- Load drop analyses demonstrate acceptable consequences. | |||
Review of Phase I and II | 7 Review of Phase I and II | ||
* All licensees submitted Phase I and II information | * All licensees submitted Phase I and II information | ||
* Resource intensive reviews confirmed conformance with Phase I guidelines | * Resource intensive reviews confirmed conformance with Phase I guidelines | ||
* Phase II responses sampled | * Phase II responses sampled | ||
* Phase II responses generally enhanced Phase I implementation through limited load drop analyses and administrative controls (where single-failure-proof cranes were not installed) | * Phase II responses generally enhanced Phase I implementation through limited load drop analyses and administrative controls (where single-failure-proof cranes were not installed) | ||
Resolution of Phase II (GL 85-11) | 8 Resolution of Phase II (GL 85-11) | ||
* Greatest risk - heavy loads over irradiated fuel | * Greatest risk - heavy loads over irradiated fuel | ||
* Risk to safe-shutdown systems considered small | * Risk to safe-shutdown systems considered small | ||
* Full implementation of Phase II unjustified | * Full implementation of Phase II unjustified | ||
* Phase II responses did not identify additional concerns; no need for further generic action | * Phase II responses did not identify additional concerns; no need for further generic action | ||
* However, Phase II responses captured in licensing basis | * However, Phase II responses captured in licensing basis | ||
Bulletin 96-02 | 9 Bulletin 96-02 | ||
* Handling of dry storage casks began after establishment of heavy load programs | * Handling of dry storage casks began after establishment of heavy load programs | ||
* Bulletin initiated because of proposed movement of dry storage casks at power in a BWR | * Bulletin initiated because of proposed movement of dry storage casks at power in a BWR | ||
* Potential for cask drop to initiate transient and damage key equipment | * Potential for cask drop to initiate transient and damage key equipment | ||
* Reinforced requirement to evaluate changes in operations through safety analysis report change process (10 CFR 50.59) | * Reinforced requirement to evaluate changes in operations through safety analysis report change process (10 CFR 50.59) | ||
Heavy Load Generic Issue | 10 Heavy Load Generic Issue | ||
* Generic Issue 186 was opened in 1999 to determine the need for more regulatory action | * Generic Issue 186 was opened in 1999 to determine the need for more regulatory action | ||
* Operating experience review published as NUREG-1774 | * Operating experience review published as NUREG-1774 | ||
* RIS 2005-025 in October 2005 and Supplement in May 2007 reemphasized expectations regarding heavy load handling | * RIS 2005-025 in October 2005 and Supplement in May 2007 reemphasized expectations regarding heavy load handling | ||
* Identified focus areas based on operating experience | * Identified focus areas based on operating experience | ||
Operating Experience Findings | 11 Operating Experience Findings | ||
* Most heavy lift accidents due to below the hook issues (human errors, rigging failures, etc.) vice crane deficiencies | * Most heavy lift accidents due to below the hook issues (human errors, rigging failures, etc.) vice crane deficiencies | ||
* Industry standard provides clear single failure proof criteria for cranes | * Industry standard provides clear single failure proof criteria for cranes | ||
* Consequence and load drop analysis methodologies vary between licensees | * Consequence and load drop analysis methodologies vary between licensees | ||
* Three >30 ton load drops between 1980 and 2002, all due to rigging failures (not crane failures) | * Three >30 ton load drops between 1980 and 2002, all due to rigging failures (not crane failures) | ||
Key Insights | 12 Key Insights | ||
* Three recurring causes of load drops at nuclear power plants: | * Three recurring causes of load drops at nuclear power plants: | ||
- Two-blocking | |||
- Intermediate hoists | |||
- Inadequate sling protection | |||
* Human performance important to prevention | * Human performance important to prevention | ||
* Additional measures can reduce risk | * Additional measures can reduce risk | ||
- Limit height of lift | |||
- Redundant equipment available | |||
- Use specially designed lift rigs | |||
Two Blocking | 13 Two Blocking | ||
* Three drops due to cutting of wire rope | * Three drops due to cutting of wire rope | ||
- 1970-Palisades (Polar Crane Aux Hoist; Prior to Operation; Limit Switch Bypassed) | |||
- 1985-Browns Ferry (Unloaded Turbine Aux Hoist) | |||
- 1993-Calvert Cliffs (Unloaded Turbine Aux Hoist) | |||
* Relationship to nuclear safety | * Relationship to nuclear safety | ||
- Aux hoist faster than main hoist; less time for operator action | |||
- Main hoists carry heaviest loads | |||
- Two Blocking is a credible cause of load drops | |||
Intermediate Hoists | 14 Intermediate Hoists Hoist failure - Comanche Peak - 1999 | ||
- 20 foot drop of 45 ton motor | |||
- Snag avoided RCS impact | |||
- Plant was defueled Chain failure - Peach Bottom - 2002 | |||
- 10 inch drop of 24 ton motor | |||
- No damage to RCS; fuel in vessel Load path issue - South Texas - 2003 | |||
- 50 ton motor moved over operating RHR heat exchanger (in containment) | |||
- Double-capacity lift rig specified in heavy load program not used | |||
Intermediate Hoists (Continued) | 15 Intermediate Hoists (Continued) | ||
* Relationship to nuclear safety | * Relationship to nuclear safety | ||
- Intermediate hoist increases failure probability | |||
- Failures could threaten decay heat removal | |||
* Regulatory Insights | * Regulatory Insights | ||
- Not addressed in heavy load guidelines | |||
- Redundant capabilities unaffected by potential load drop should be available to manage risk pursuant to 10 CFR 50.65(a)(4) | |||
Slings | 16 Slings | ||
* Three drops of very heavy loads | * Three drops of very heavy loads | ||
- 2001 at San Onofre (mobile crane dropped from turbine bldg crane) | |||
- 2001 at Turkey Point (mobile crane dropped form turbine bldg crane) | |||
- 2005 at Browns Ferry (old trolley dropped from reactor building crane temp hoist) | |||
* All outside scope of heavy load program | * All outside scope of heavy load program | ||
Slings (Continued) | 17 Slings (Continued) | ||
* Nuclear safety insights | * Nuclear safety insights | ||
- Failed slings used in basket configuration | |||
- Slings used as part of cask lifting device with special fittings | |||
- Operating experience suggests synthetics more susceptible to cutting than steel | |||
- Training and procedures may improve identification of incorrect sling usage | |||
- Steel slings may allow more time to correct inadequate corner softening | |||
Continued Heavy Load Issues | 18 Continued Heavy Load Issues | ||
* Mid-2000s: refueling delays | * Mid-2000s: refueling delays | ||
* Regulatory Issue: unclear licensing bases (particularly reactor head lifts) | * Regulatory Issue: unclear licensing bases (particularly reactor head lifts) | ||
* Safety Issue: potential damage that precludes adequate cooling of irradiated fuel | * Safety Issue: potential damage that precludes adequate cooling of irradiated fuel | ||
* Desired Resolution: improved practices aligned with licensing basis | * Desired Resolution: improved practices aligned with licensing basis | ||
Industry Initiative | 19 Industry Initiative | ||
* NEI proposed industry initiative related to heavy load handling: | * NEI proposed industry initiative related to heavy load handling: | ||
- Safety basis for key heavy lifts | |||
- Safety basis incorporated in FSAR | |||
- Develop industry guidance for reactor head lifts (load drop analyses and single-failure-proof crane equivalence) | |||
* Enforcement discretion during implementation | * Enforcement discretion during implementation | ||
* NRC held public meetings with NEI to speed guideline development | * NRC held public meetings with NEI to speed guideline development | ||
Industry Guidelines (NEI 08-05) | 20 Industry Guidelines (NEI 08-05) | ||
* Realistic reactor head drop analysis methodology | * Realistic reactor head drop analysis methodology | ||
* Single-failure-proof handling system equivalence for head lifts | * Single-failure-proof handling system equivalence for head lifts | ||
* Maintenance rule risk management | * Maintenance rule risk management | ||
* NRC staff endorsed the NEI guidelines, with some exceptions | * NRC staff endorsed the NEI guidelines, with some exceptions | ||
Safety Significance | 21 Safety Significance | ||
* PWR Head Lifts | * PWR Head Lifts | ||
- Significant portion of lift at height/location where drop could severely damage vessel | |||
- High lift - increased potential for two-blocking, an important cause of drops | |||
- Crane inspection/maintenance on or near critical path | |||
- Vulnerable to single failures/operator error | |||
* BWR Cask Movements | * BWR Cask Movements | ||
- Potential for drops from high elevations over sensitive structures (e.g., spent fuel pool floor and torus) | |||
- Often performed with reactor operating at power | |||
Load Drop Probabilities | 22 Load Drop Probabilities | ||
* NUREG-0612, 1980 (Navy Data): | * NUREG-0612, 1980 (Navy Data): | ||
6.3 E-05 Drops/Lift | 6.3 E-05 Drops/Lift | ||
| Line 181: | Line 180: | ||
5.6 E-05 Drops/Lift | 5.6 E-05 Drops/Lift | ||
* DOE WIPP Study | * DOE WIPP Study | ||
- Crane Failure (Navy Data): | |||
2.5 E-06 Failures/Lift | 2.5 E-06 Failures/Lift | ||
- Human Error Probability (Failure of Lifting Device): | |||
8 E-07 Failures/Lift | 8 E-07 Failures/Lift | ||
* Estimates uncertain due to limited data | * Estimates uncertain due to limited data | ||
ANO Stator Drop | ANO Stator Drop 23 | ||
* Collapse due to buckling of unstable column assembly | * Collapse due to buckling of unstable column assembly | ||
- New configuration | |||
- Not load tested | |||
* Adverse impacts | * Adverse impacts | ||
- Loss of electric power | |||
- Trip of adjacent unit | |||
- Flooding | |||
* Safety Significance | * Safety Significance | ||
- Mechanical damage and flooding impacted all sources of AC power except EDGs | |||
- Unit 1 EDG work not coordinated with stator move | |||
Ongoing Activities | 24 Ongoing Activities | ||
* Policy is to endorse consensus standards where appropriate | * Policy is to endorse consensus standards where appropriate | ||
* Participation with ASME for standards development | * Participation with ASME for standards development | ||
- ASME NOG-1, 2010 and later include matrix to NUREG-0554 guidelines for single failure proof cranes | |||
- ASME HRT-1 addressed heavy component replacement activities following ANO stator drop | |||
- ASME developing operation and maintenance standard addressing scope of NUREG-0612 | |||
* Inspection and licensing | * Inspection and licensing | ||
- Consolidated interim fuel storage license application | |||
- At-reactor independent fuel storage facilities | |||
- Reactor refueling activities}} | |||
Latest revision as of 18:30, 5 January 2025
| ML18158A528 | |
| Person / Time | |
|---|---|
| Issue date: | 06/07/2018 |
| From: | Steve Jones NRC/NRR/DSS/SCPB |
| To: | |
| Jones S, NRR/DSS/SCPB, 415-2712 | |
| References | |
| Download: ML18158A528 (24) | |
Text
1 EPRI Hoisting, Rigging and Crane User Group Presentation:
Control of Heavy Loads Steve Jones, Senior Reactor Systems Engineer Office of Nuclear Reactor Regulation U.S. Nuclear Regulatory Commission June 13, 2018
2 Purpose
- Communicate background information regarding existing licensing basis for control of heavy loads
- Communicate operating experience important to NRC regulation and interface with industry initiative activities
- Discuss relationship with ASME Cranes for Nuclear Facilities Committee
3 Task A-36 NUREG 0612 GL 80-113 GL81-07 GL 85-11 Bulletin 96-02 GSI-186 Opened NUREG-1774 (Operating Experience)
RIS 2005-25 Closure of GSI-186 Stator Drop and Temp Rig Collapse ASME Issues NOG-1 Comparison Matrix Heavy Load Issue Timeline NUREG-0554 First Dry Fuel Storage Installation Licensed Reactor Vessel Head Lift Issues Industry Initiative RIS 2008-28 ASME Issues Crane O&M Standard?
Two Yellow Violations for Stator Drop
4 Analysis of Issue
- Task A-36:
- Analyze current licensing criteria
- Analyze measures that ensure safe handling of heavy loads.
- Recommend changes
- NUREG-0612 (July 1980)
- Overview of potential consequences of a load drop
- Summary of current licensee programs
- Review of Historical Data
- Guidelines and Recommendations
- Procedures and safe load paths
- Consistency with industry standards
- Assurance that critical SSCs adequately protected
5 Heavy Load Handling Program
- Licensees review heavy load programs against NUREG-0612 guidelines
- Requested responses in two phases to determine how NUREG-0612 guidelines would be met
6 Phase I and II Guidelines:
- Phase I [prevention]:
- Safe load paths
- Load handling procedures
- Periodic inspection and testing
- Operator qualification
- Lifting device standard
- Sling standard
- Crane design standard
- Interim Technical Specifications
- Phase II [protection or consequence analysis]:
- Stops or interlocks prevent movement of load over critical SSCs, OR;
- Overhead crane and lifting devices designed to be single failure proof, OR;
- Load drop analyses demonstrate acceptable consequences.
7 Review of Phase I and II
- All licensees submitted Phase I and II information
- Resource intensive reviews confirmed conformance with Phase I guidelines
- Phase II responses sampled
- Phase II responses generally enhanced Phase I implementation through limited load drop analyses and administrative controls (where single-failure-proof cranes were not installed)
8 Resolution of Phase II (GL 85-11)
- Greatest risk - heavy loads over irradiated fuel
- Risk to safe-shutdown systems considered small
- Full implementation of Phase II unjustified
- Phase II responses did not identify additional concerns; no need for further generic action
- However, Phase II responses captured in licensing basis
- Handling of dry storage casks began after establishment of heavy load programs
- Bulletin initiated because of proposed movement of dry storage casks at power in a BWR
- Potential for cask drop to initiate transient and damage key equipment
- Reinforced requirement to evaluate changes in operations through safety analysis report change process (10 CFR 50.59)
10 Heavy Load Generic Issue
- Generic Issue 186 was opened in 1999 to determine the need for more regulatory action
- Operating experience review published as NUREG-1774
- RIS 2005-025 in October 2005 and Supplement in May 2007 reemphasized expectations regarding heavy load handling
- Identified focus areas based on operating experience
11 Operating Experience Findings
- Most heavy lift accidents due to below the hook issues (human errors, rigging failures, etc.) vice crane deficiencies
- Industry standard provides clear single failure proof criteria for cranes
- Consequence and load drop analysis methodologies vary between licensees
- Three >30 ton load drops between 1980 and 2002, all due to rigging failures (not crane failures)
12 Key Insights
- Three recurring causes of load drops at nuclear power plants:
- Two-blocking
- Intermediate hoists
- Inadequate sling protection
- Human performance important to prevention
- Additional measures can reduce risk
- Limit height of lift
- Redundant equipment available
- Use specially designed lift rigs
13 Two Blocking
- Three drops due to cutting of wire rope
- 1970-Palisades (Polar Crane Aux Hoist; Prior to Operation; Limit Switch Bypassed)
- 1985-Browns Ferry (Unloaded Turbine Aux Hoist)
- 1993-Calvert Cliffs (Unloaded Turbine Aux Hoist)
- Relationship to nuclear safety
- Aux hoist faster than main hoist; less time for operator action
- Main hoists carry heaviest loads
- Two Blocking is a credible cause of load drops
14 Intermediate Hoists Hoist failure - Comanche Peak - 1999
- 20 foot drop of 45 ton motor
- Snag avoided RCS impact
- Plant was defueled Chain failure - Peach Bottom - 2002
- 10 inch drop of 24 ton motor
- No damage to RCS; fuel in vessel Load path issue - South Texas - 2003
- 50 ton motor moved over operating RHR heat exchanger (in containment)
- Double-capacity lift rig specified in heavy load program not used
15 Intermediate Hoists (Continued)
- Relationship to nuclear safety
- Intermediate hoist increases failure probability
- Failures could threaten decay heat removal
- Regulatory Insights
- Not addressed in heavy load guidelines
- Redundant capabilities unaffected by potential load drop should be available to manage risk pursuant to 10 CFR 50.65(a)(4)
16 Slings
- Three drops of very heavy loads
- 2001 at San Onofre (mobile crane dropped from turbine bldg crane)
- 2001 at Turkey Point (mobile crane dropped form turbine bldg crane)
- 2005 at Browns Ferry (old trolley dropped from reactor building crane temp hoist)
- All outside scope of heavy load program
17 Slings (Continued)
- Nuclear safety insights
- Failed slings used in basket configuration
- Slings used as part of cask lifting device with special fittings
- Operating experience suggests synthetics more susceptible to cutting than steel
- Training and procedures may improve identification of incorrect sling usage
- Steel slings may allow more time to correct inadequate corner softening
18 Continued Heavy Load Issues
- Mid-2000s: refueling delays
- Regulatory Issue: unclear licensing bases (particularly reactor head lifts)
- Safety Issue: potential damage that precludes adequate cooling of irradiated fuel
- Desired Resolution: improved practices aligned with licensing basis
19 Industry Initiative
- NEI proposed industry initiative related to heavy load handling:
- Safety basis for key heavy lifts
- Safety basis incorporated in FSAR
- Develop industry guidance for reactor head lifts (load drop analyses and single-failure-proof crane equivalence)
- Enforcement discretion during implementation
- NRC held public meetings with NEI to speed guideline development
20 Industry Guidelines (NEI 08-05)
- Realistic reactor head drop analysis methodology
- Single-failure-proof handling system equivalence for head lifts
- Maintenance rule risk management
- NRC staff endorsed the NEI guidelines, with some exceptions
21 Safety Significance
- PWR Head Lifts
- Significant portion of lift at height/location where drop could severely damage vessel
- High lift - increased potential for two-blocking, an important cause of drops
- Crane inspection/maintenance on or near critical path
- Vulnerable to single failures/operator error
- BWR Cask Movements
- Potential for drops from high elevations over sensitive structures (e.g., spent fuel pool floor and torus)
- Often performed with reactor operating at power
22 Load Drop Probabilities
- NUREG-0612, 1980 (Navy Data):
6.3 E-05 Drops/Lift
- NUREG-1774, 2003 (>30 Ton Lifts):
5.6 E-05 Drops/Lift
- DOE WIPP Study
- Crane Failure (Navy Data):
2.5 E-06 Failures/Lift
- Human Error Probability (Failure of Lifting Device):
8 E-07 Failures/Lift
- Estimates uncertain due to limited data
- Collapse due to buckling of unstable column assembly
- New configuration
- Not load tested
- Adverse impacts
- Loss of electric power
- Trip of adjacent unit
- Flooding
- Safety Significance
- Mechanical damage and flooding impacted all sources of AC power except EDGs
- Unit 1 EDG work not coordinated with stator move
24 Ongoing Activities
- Policy is to endorse consensus standards where appropriate
- Participation with ASME for standards development
- ASME NOG-1, 2010 and later include matrix to NUREG-0554 guidelines for single failure proof cranes
- ASME HRT-1 addressed heavy component replacement activities following ANO stator drop
- ASME developing operation and maintenance standard addressing scope of NUREG-0612
- Inspection and licensing
- Consolidated interim fuel storage license application
- At-reactor independent fuel storage facilities
- Reactor refueling activities