ML12081A207
| ML12081A207 | |
| Person / Time | |
|---|---|
| Site: | Susquehanna  |
| Issue date: | 12/20/2011 |
| From: | Goff C Susquehanna |
| To: | Caruso J Operations Branch I |
| Jackson D | |
| References | |
| TAC U01842, ES-201, ES-201-1 | |
| Download: ML12081A207 (17) | |
Text
ES-201 Examination Preparation Checklist Form ES-201-1 Facility:
Susguehanna Date of Examination: 1/17/12 Developed by: Written - Facility NRC. /1 Operating - Facility D NRC.
Target Chief Date*
Task Description (Reference)
Examiner's Initials
-180
- 1.
Examination administration date confirmed (C.1.a; C.2.a and b)
),
-120
- 2.
NRC examiners and facility contact assigned (C.1.o; C.2.e)
~'-
-120
- 3.
Facility contact briefed on security and other requirE~ments (C.2.c)
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-120
- 4.
Corporate notification letter sent (C.2.d)
~d\\
[-90]
[5.
Reference material due (C.1.e; C.3.c; Attachment 3)]
~~
{-75}
- 6.
Integrated examination outline(s) due, including Forms ES-201-2, ES-201-3, ES-301-1, ES-301-2, ES-301-5, ES-D-1's, ES-401-1/2, ES-401-3, and ES-401-4, as applicable (C.1.e and f; C.3.d) 1\\
{-70}
{7.
Examination outline(s) reviewed by NRC and feedback provided to facility
)VI licensee (C.2.h; C.3.e)}
I.
{-45}
- 8.
Proposed examinations (including written, walk-through JPMs, and scenarios, as applicable), supporting documentation (including Forms ES-301-3, ES-301-4, ES-301-5, ES-301-6, and ES-401-6, and any Form
)1l ES-201-3 updates), and reference materials due (C.1.e, f, g and h; C.3.d)
-30
- 9.
Preliminary license applications (NRC Form 398's) due (C.1.1; C.2.g; ES-202) 1L
-14
- 10.
Final license applications due and Form ES-201-4 prepared (C.1.1; C.2.i; ES-202)
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-14
- 11.
Examination approved by NRC supervisor for facility licensee review (C.2.h; C.3.f)
/
-14
- 12.
Examinations reviewed with facility licensee (C.1.j; C.2.f and h; C.3.g)
-7
- 13.
Written examinations and operating tests approved by NRC supervisor (C.2.i; C.3.h)
~
-7
- 14.
Final applications reviewed; 1 or 2 (if>10) applications audited to confirm qualifications / eligibility; and examination approval and waiver letters sent (C.2.i; Attachment 5; ES-202, C.2.e; ES-204)
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f
-7
- 15.
Proctoring/written exam administration guidelines r,eviewed d f\\-.
with facility licensee (C.3.k)
I
-7
- 16.
Approved scenarios, job performance measures, and questions Cj ~.
distributed to NRC examiners (C.3.i)
I
- Target dates are generally based on facility-prepared examinations and are keyed to the examinatio~ date identified in the corporate notification letter. They are for planning purposes and may be adjusted on a case-by case basis in coordination with the facility licensee.
[Applies only] {Does not apply} to examinations prepared by the NRC.
ES-201 Examination Outline Quality Checklist Form ES-201-2 Facility:
Susquehanna Date of Examination:
1/17/12 Initials Item Task Description a
b*
C#
- 1.
- a.
Verify that the outline(s) fit(s) the appropriate model. in accordance \\Aith ES-401.
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- b. Assess whether the outline was systematically and randomly prepare,d in accordance with I
Section D.l of ES-401 and whether all KIA categories are appropriati,ly sampled.
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- c. Assess whether the outline over-emphasizes any systems. evolutions. or generic topics.
IAJ,,"r NI'\\
E N
- d. Assess whether the justifications for deselected or rejected KIA statements are appropriate.
'fry Nt" Mi
- 2.
- a.
Using Form ES-301-5. verify that the proposed scenario sets cover the required number
,.J, of normal evolutions. instrument and component failures. technical specifications.
a.
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and major transients.
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- b. Assess whether there are enough scenario sets (and spares) to test the projected number M
and mix of applicants in accordance with the expected crew composition and rotation schedule U
NI 1~
without compromising exam integrity. and ensure that each applicant can be tested using L
~,rY at least one new or significantly modified scenario. that no scenarios are duplicated A
from the applicants' audit test(s). and that scenarios will not be repeated on subsequent days.
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R
- c. To the extent possible. assess whether the outline(s) conform(s) with the qualitative
,.,. r'y I'll, ~£\\
and quantitative criteria specified on Form ES-301-4 and described in Appendix D.
- 3.
- a. Verify that the systems walk-through outline meets the criteria specified on Form ES-301-2:
(1 ) the outline(s) contain(s) the required number of control room and in-plant tasks I'll W
distributed among the safety functions as specified on the form l\\
,y 1
(2) task repetition from the last two NRC examinations is within the limits specified on the form f'\\J
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T (3) no tasks are duplicated from the applicants' audit test(s)
(4) the number of new or modified tasks meets or exceeds the minimums specified on the form (5) the number of alternate path. low-power, emergency. and RCA tasks meet the criteria on the form.
- b. Verify that the administrative outline meets the criteria specified on Form ES-301-1:
/..)/4, (1 ) the tasks are distributed among the topics as specified on the form
".r-';r (2) at least one task is new or significantly modified (3) no more than one task is repeated from the last two NRC licensing examinations r'
- c.
Determine if there are enough different outlines to test the projected number and mix jV'11:\\
r of applicants and ensure that no items are duplicated on subsequent days.
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- 4.
in the appropriate exam sections.
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- b. Assess whether the 10 CFR 55.41/43 and 55.45 sampling is appropriate.
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- c. Ensure that KIA importance ratings (except for plant-specific prioritie:s) are at least 2.5.
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- d. Check for duplication and overlap among exam sections.
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- e. Check the entire exam for balance of coverage.
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- f.
Assess whether the exam fits the appropriate job level (RO or SRO).
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Author gi~nt~ame/Sign~kL.... ~
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- a.
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- b. Facility Reviewer (*)
- c. NRC Chief Examiner (#)
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- d. NRC Supervisor
~2
..~'~:s
!f1:L Note:
- Independent NRC reviewer initial items in Column "c"; chiof examiner concurrence required.
- Not applicable for NRC-prepared examination outlines
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ES~201 Examination Security Agreement Form ES-201-3
- 1.
Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of Jan 10. 2011 and Jan 17.
2011at Susquehanna as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations andlor an enforcement action again~t me or the facility licensee. J will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
- 2.
Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of Jan 10. 2011 and Jan 17.2011 at Susquehanna. Fro'm the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.
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ES-201 Examination Security Agreement Form ES-201-3
- 1.
Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of Jan 10, 2011 and Jan 17.
2011 at Susquehanna as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct. evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not sele9t the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result In cancellation of the examinations andlor an enforcement action against me or the facility licensee. I will immediately report to facillty management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
- 2.
Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of Jan 10, 2011 and Jan 17.2011 at Susquehanna. From the date that I entered into this security agreement until the. completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.
PRINTED NAME JOB TITLE I RESPONSIBILITY DATE NOTE
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ES-201 Examination SecuritYl'-greemel1_t ~
Form ES-201-3
- 1.
Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of J/it/n--
as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
- 2.
Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s} of IIlt>mt1bz/,LFrom the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.
PRINTED NAME JOB TiTLE i RESPONSIBiliTY DATE NOTE 1...:>1.11\\, B->i", L..
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~~3Vl ES-201, Page 27 of 28
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ES-201 Examination Security Agreement Form ES-201*3
- 1.
Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the weekes) of as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration. except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
- 2.
Post-Examination To the best of my knowled9J:' I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the weekes) of '1//(" 11..
- From the date that I entered into this security agreement until the completion of examination admlnistration,l did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.
PRINTED NAME JOB TITLE I RESPONSIBiliTY SIGNATURE (1)
DATE SIGNATURE (2)
DATE NOTE r
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- 12.
- 13.
- 14.
- 15.
NOTES:
P1 '-f i" ES-201, Page 27 of 28
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pt ES-201 Examination Security Agreement Form ES-201*3
- 1.
Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of I >>7It.z, as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
- 2.
Post-Examination To the best of my knowled~e. I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of illk 11.-
- From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as speCifically noted below and authorized by the NRC.
PRINTED NAME JOB TITLE I RESPONSIBILITY SIGNATURE (1)
DATE SIGNATURE (2)
DATE NOTE 1.CUU"4!M t!~atL
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- 9. _______________________________________
- 10.
- 11.
- 12.
- 13.
- 14.
- 15.
NOTES:
11 611 ES-201, Page 27 of 28
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ES-201 Examination Security Agre~J:11~nt Form ES-201-3
- 1.
Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of Ifrjlt/ as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing eXaminations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback), Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
- 2.
Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s} of lil"l,,-. From the date that I entered into this security agreement until the completion of examination administration. I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.
PRINTED NAME JOB TITLE I RESPONSIBiliTY SIGNATURE (1)
DATE SIGNATURE (2)
DATE NOTE
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- 8. ____________________________________________________________________
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- 11.
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- 13.
- 14.
- 15.
NOTES:
~ G"V1 ES-201, Page 27 of 28
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ES-201 Examination Security Agreement Form ES-201-3
- 1.
Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the weekes) of if';'i!:-
as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not /Jeen authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g** acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and reqUirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.
- 2.
Post-Examination To the best of my knoWled~e, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of U'r..JL. From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations. except as speCifically noted below and authorized by the NRC.
PRINTED NAME JOB TITLE I RESPONSIBILITY SIGNATURE (1)
DATE SIGNATURE (2)
DATE NOTE
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NOTES; QJ'l'l Vb1 ES-201, Page 27 of 28
ES-301 Operating Test Quality Checklist Form ES-301*3 Facility:
Susquehanna Date of Examination: 1/17/12 Operating Test Number: 1 Initials
- 1. General Criteria a
b*
c#
- a.
The operating test conforms with the previously approved outline; changes are consistent with MItI~
sampling requirements (e.g., 10 CFR 55.45, operational importance, safety function distribution).,,',
There is no day-to-day repetition between this and other operating tests to be administered during this examination.
- c.
The operating test shall not duplicate items from the applicants' audit test(s). (see Section 0.1.a.) t1lrlf N/1 )\\.
- d.
Overlap with the written examination and between different parts of the operating test is within "IJiY rJ,~
I ~A acceptable limits.
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- e.
It appears that the operating test will differentiate between competent and less-than-competent 1l~"'Y-fIJ/1 CD applicants at the designated license level.
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- 2. Walk-Through Criteria
- a.
Each JPM includes the following, as applicable:
initial conditions initiating cues references and tools, including associated procedures reasonable and validated time limits (average time allowed for completion) and specific designation if deemed to be time-critical by the facility licensee operationally important specific performance criteria that include:
detailed expected actions with exact criteria and nomenclature system response and other examiner cues statements describing important observations to be made by the applicant criteria for successful completion of the task identification of critical steps and their associated performance standards restrictions on the sequence of steps, if applicable
- b.
Ensure that any changes from the previously approved systems and administrative walk-through r{ rJ I",
outlines (Forms ES-301-1 and 2) have not caused the test to deviate from any of the acceptance M'i criteria (e.g., item distribution, bank use, repetition from the last 2 NRC examinations) specified f" on those forms and Form ES-201-2.
- 3. Simulator Criteria The associated simulator operating tests (scenario sets) have been reviewed in accordance with Form ES-301*4 and a copy is attached.
- a.
Author
- b.
Facility Reviewer(')
- c.
NRC Chief Examiner (#)
- d.
NRC Supervisor NOTE:
The facility signature is not applicable for NRC-developed tests.
Independent NRC reviewer initial items in Column 'c"; chief examin!~r concurrence required.
ES-301 Simulator Scenario Quality Checklist Form ES-301-4 Date of Exam: 1/17/12 Scenario Numbers: 1 1 2 13 Operating Test No.: 1 QUALITATIVE ATTRIBUTES
- 1.
The initial conditions are realistic. in that some equipment and/or instrumElntation may be out of service. but it does not cue the operators into expected events.
- 2.
The scenarios consist mostly of related events.
- 3.
Each event description consists of the point in the scenario when it is to be initiated the malfunction(s) that are entered to initiate the event the symptoms/cues that will be visible to the crew the expected operator actions (by shift position) the event termination point (if applicable)
- 4.
No more than one non-mechanistic failure (e.g., pipe break) is incorporatEld into the scenario without a credible preceding incident such as a seismic event.
- 5.
The events are valid with regard to physics and thermodynamics.
- 6.
Sequencing and timing of events is reasonable, and allows the examination team to obtain complete evaluation results commensurate with the scenario nnl,,,,,,'tII,.,,,
- 7.
If time compression techniques are used, the scenario summary clearly so indicates.
Operators have sufficient time to carry out expected activities without undue time constraints.
Cues are given.
- 8.
The simulator modeling is not altered.
- 9.
The scenarios have been validated. Pursuant to 1 0 CFR 55.46(d), any open simulator performance deficiencies or deviations from the referenced plant have been evaluated to ensure that functional fidelity is maintained while running the planned scenarios.
- 10.
Every operator will be evaluated using at least one new or Significantly modified scenario.
All other scenarios have been altered in accordance with Section 0.5 of ES-301.
- 11.
All individual operator competencies can be evaluated, as verified using Form ES-301-6 (submit the form along with the simulator scenarios).
- 12.
Each applicant will be significantly involved in the minimum number of transients and events specified on Form ES-301-5 (submit the form with the simulator scenarios).
- 13.
The level of difficulty is appropriate to support licensing d~~cisions for each crew position.
Target Quantitative Attributes (Per Scenario; See Section Actual Attributes
- 1.
Total malfunctions (5-8) 81717
- 2.
Malfunctions after EOP entry (1-2) 3/1/2
- 3.
Abnormal events (2-4) 3/3/4
- 4.
Major transients (1-2) 1/1/1
- 5.
EOPs enteredlrequiring substantive actions (1-2) 2/2/2
- 6.
EOP contingencies requiring substantive actions (0-2) 2/0/1
- 7.
Critical tasks (2-3) 3/2/2
ES-301 Transient and Event Checklist Form ES-301-5 Date of Exam: 1/17/12 Operating Test No.: 1 A
E Scenarios P
V 1
2 3
4 T
M P
E I
0 L
N CREW CREW CREW CREW N
T I
T POSITION POSITION POSITION POSITION I
A M
C S
A B
S A
B S
A B
S A
B L
U A
T R
T 0
R T
0 R
T 0
R T
0 M(*)
0 C
P 0
C P
0 C
P 0
C P
N Y
R I
U T
P E
RO RX 5
2 2
3 1
1 0 0
NOR 1
1 2
1 1 1 SRO-11 I/C 2,3, 3,4,5 1,4,8 17 4
4 2 4,6,7
,6,7, SRO-U*
,8,9, 9
10 10 MAJ 7
8 6
3 2
2 1
TS 2,3,4 3,4,7 7
0 2
2
,6 RX 5
1 1
1 0 RO 1 NOR 0
1 1
1 IIC 2,3,4 3,4,5, 11 4
4 2
SRO-I
,6,8, 7,9 0
10 10 SRO-U MAJ 7
8 2
2 2
1 i
TS 0
10 2
2 RO RX 5
2 2
3 IU
[J NOR 1
1 2
1 1
1 SRO-12 I/C 2,3,4 6
1,2,3 17 4
4 2
,6,7,
,4,5, SRO-U 8,9,1 7,8,9 0
0 I
MAJ 7
8 6
3 2
2 1
TS 2,3,4 2,4 6
0 2
2 0
,6 R02 RX 5
1 1
1 0 NOR 1
1 1
1 1 SRO-I I/C 2,3,4 2,3,7 11 4
4 2
,6,8,
,8,9 SRO-U 0
10 MAJ 7
6 2
2 2
1 TS 0
0 2
2
Instructions:
- 1.
Check the applicant level and enter the operating test number and Form ES-D-1 event numbers for each event type; TS are not applicable for RO applicants. ROs must serve in both the "at-the-controls (ATC)"
and "balance-of-plant (BOP)" positions; Instant SROs must serve in both the SRO and the ATC positions, including at least two instrument or component (I/C) malfunctions and one major transient, in the ATC position. If an Instant SRO additionally serves in the BOP position, one IIC malfunction can be credited toward the two IIC malfunctions required for the A TC position.
- 2.
Reactivity manipulations may be conducted under normal or controlled abnormal conditions (refer to Section D.5.d) but must be significant per Section C.2.a of Appendix D. (*) Reactivity and normal evolutions may be rep/aced with additional instrument or compon'snt malfunctions on a 1-for-1 basis.
- 3.
Whenever practical, both instrument and component malfunctions should be included; only those that require verifiable actions that provide insight to the applicant's competence count toward the minimum requirements specified for the applicant's license level in the right-hand columns.
ES-301 Competencies Checklist Form ES-301-6 Facility: Susquehanna Date of Examination: 1/H/12 Operating Test No.: 1 APPLICANTS RO 0
RO RO 1 R02 I
SRO-11 SRO-12 ~
SRO-I 01 SRO-I 0 i
SRO-U LJ SRO-U SRO-U 0 SRO-U C 1
I SCENARIO SCENARIO SCENARIO SCENARIO Competencies I 1 2
3 1
2
- 3 1
2 3
1 2
3 SRO SRO ATe SRO ATe SHO ATe BOP ATe BOP!
1 2-6,8-3-9 1,2,4, 2-6,8-4,6,9 1-9 2,4-3-
2,4-2,3,5 Interpret/Diagnose 11 5,8 11 8,10 5,7-9
- 8,10
-9 Events and Conditions Comply With and 2-6,8-2-
1,2,4, 2-6,8-1,2,4, 1-9 2,4-3,5,7 2,4-2,3,5 11 7,9,10 5,8 11 6,9 8,10
-9 8,10
-9 Use Procedures (1 )
I 1,2,4, 1,2,4, 2,4-3,5,7 2,4-2,3,5 Operate Control 8,9 6,9 8,10
-9 8,10
-9 Boards (2) 1-11 1-10 1,2,4,.
1-11 1,2,4, I 2,4-3,5,7 2,4-2,3,5 Communicate 1*9 8,9 6,9 8,10
-9 8,10
-9 and Interact 2-11 2-10 2-11 1**9 Demonstrate
. Supervisory Ability (3) 2,3,4, 3,4,7 2,3,4,6 2.4 Comply With and Use Tech. Specs, (3) 6 Notes:
(1 )
Includes Technical Specification compliance for an RO.
(2)
Optional for an SRO-U.
(3)
Only applicable to SROs.
Instructions:
Check the applicants' license type and enter one or more event numbers that will allow the examiners to evaluate every applicable competency for every applicant.
ES*401 Written Examination Quality Checklist Form ES*401*6 Facility: Susquehanna Date of Exam:
Initial Item Description a
b*
c#
J.,/Y
- 1.
Questions and answers are technically accurate and applicable to the 'facility.
jJlA ~
- 2.
- a.
NRC KlAs are referenced for all questions.
Jff'V ",Ie,
- b.
Facility learninq objectives are referenced as available.
~~.,
M. W'r I'/Il 1'1
- 3.
SRO questions are appropriate in accordance with Section D.2.d of ES-401
- 4.
The sampling process was random and systematic (If more than 4 RO or 2 SRO questions tJl~
were repeated from the last 2 NRC licensinq exams, consult the NRR OL proQram office).
JJrY 1Q1r I
- 5.
Question duplication from the license screening/audit exam was controlled i
as indicated below (check the item that applies) and appears appropriate:
the audit exam was systematically and randomly developed; or the audit exam was completed before the license exam was started; or rJ ~1--
rJ I~
the examinations were developed independently; or
_ the licensee certifies that there is no duplication; or
~
_ other (explain)
- 6.
Bank use meets limits (no more than 75 percent Bank Modified New from the bank, at least 10 percent new, and the rest tJ\\A new or modified); enter the actual RO / SRO-only 15/10 18/6 42/9 Ifjr
~~
~
Question distribution(s) at riqht.
- 7.
Between 50 and 60 percent of the questions on the RO Memory CIA rJt4
~~
exam are written at the comprehension! analysis level;
.,/~
the SRO exam may exceed 60 percent if the randomly 34!5 41/20 selected KlAs support the higher cognitive levels; enter the actual RO I SRO question distribution(s) al right.
i 8.
References/handouts provided do not give away answers til", (
or aid in the elimination of distractors.
~/fY
~
IV
- 9.
Question content conforms with specific KIA statements in the previously approved tllA examination outline and is appropriate for the tier to which they are aSSigned; f flY
)r deviations are iustified.
- 10.
Question psychometric quality and format meet the guidelines in ES Appendix B.
,t/Y '"It'; ~
- 11.
The exam contains the required number of one-point, multiple choice itt3ms; I"1f\\.
the total is correct and aqrees with the value on the cover sheet.
~ ~r
~
prin;\\~\\J!( Signalure
- a. Author
~
....., Ld\\"'l (\\t\\
I t-It,~l\\.j~Ml &-k-t tJ,Il~
i ~ J-"
-4
- b. Facility Reviewer (*)
- c. NRC Chief Examiner (#)
- .1"rB~
j I"liz..
- d. NRC Regional Supervisor
~§iif~'/.c~
== =E9~,,;,,1. ""I.-
Nole:
- The facility reviewer'S initials!signature are not applicable for NRC-developed examinations.
- Independent NRC reviewer initial items in Column "c"; chief examiner concurrence required.
ES-403 Written Examination Grading Form ES-403-1 Quality Checklist
{Z Exam Level: RO.
Initials Item Descri tion a
b c
- 1.
- 2.
Answer key changes and question deletions justified and documented
- 3.
Applicants' scores checked for addition errors reviewers s at check> 25% of examinations
- 4.
Grading for all borderline cases (80 +/-2% overall and 70 or 80, as a licable, +/-4% on the SRO-onl reviewed in detail
- 5.
All other failing examinations checked to ensure that grades are. ustified
- 6.
Performance on missed questions checked for training deficiencies and wording problems; evaluate validity of uestions missed b half or more of the a licants Printed Name/Signature Date
- a. Grader 1<o6Crcr A. 1HoW1eJort
~?--
- b. Facility Reviewer(*)
rYl.-Ju.co pe. +ti YY)~,
- c. NRC Chief Examiner (*)
- d. NRC Supervisor (*)
(*)
The facility reviewer's signature is not applicable for exa two inde endent NRC reviews are re uired.
ES-403 Written Examination Grading Form ES-403-1 Quality Checklist Facility: Susquehanna Units 1 &2 Date of Exam: Iln/zo/~ Exam Level: RO D SRO.
Initials Item Description a
b c
- 2.
Clean answer sheets copied before grading
- 11J 1)\\
V
- 2.
Answer key changes and question deletions justified and documented frlJ Ir?\\
v
- 3.
Applicants' scores checked for addition errors (reviewers spot check> 25% of examinations)
- 4.
Grading for all borderline cases (80 +/-2% overall and 70 or 80, as applicable, +/-4% on the SRO-only) reviewed in detail
- 5.
All other failing examinations checked to ensure that grades are justified
- 6.
Performance on missed questions checked for training deficiencies and wording problems; evaluate validity of questions missed by half or more of the applicants v
Printed Name/Signature Date
- a. Grader 0(." f.... S (7
- b. Facility Reviewer(*)
L /'2.11,.-z....
- c. NRC Chief Examiner (*)
l/u{rt
- d. NRC Supervisor (*)
(*)
The facility reviewer'S signature is not applicable for Hxaminations graded by the NRC; two independent NRC reviews are required.