IR 05000269/1988025

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Discusses Violations Noted in Insp Repts 50-269/88-25, 50-270/88-25 & 50-287/88-25 on 880801-15 & Forwards Notice of Violation & Proposed Imposition of Civil Penalty.W/O Notice
ML16279A116
Person / Time
Site: Oconee  Duke Energy icon.png
Issue date: 12/13/1988
From: Ernst M
NRC OFFICE OF INSPECTION & ENFORCEMENT (IE REGION II)
To: Tucker H
DUKE POWER CO.
References
EA-88-228, NUDOCS 8812200307
Download: ML16279A116 (6)


Text

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CESSION NBR:8812200307 DOC.DATE: 88/12/13 NOTARIZED: NO DOCKET ACIL:50-269 Oconee Nuclear Station, Unit 1, Duke Power C Oconee Nuclear Station, Unit 2, Duke Power C Oconee Nuclear Station, Unit 3, Duke Power C AUTH.NAME AUTHOR AFFILIATION ERNST, Region 2, Ofc of the Director RECIP.NAME RECIPIENT AFFILIATION TUCKER, Duke Power C SUBJECT: Discusses violations noted in Insp Repts 50-269/88-25, 50-270/88-25 & 50-287/88-25 on 880801-15 & forwards notice of violation & proposed imposition of civil penalty.W/o notic DISTRIBUTION CODE: IE14D COPIES RECEIVED:LTR _ ENCL _

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TITLE: Enforcement Action Non-2.790-Licensee Response A,

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UNITED STATas NUCLEAR REGULATORY COMMISSION

REGION II

o 101 MARIETTA STREET, ATLANTA, GEORGIA 3032 DEC 1 3 1988 Docket Nos. 50-269, 50-270, and 50-287 License No DPR-38, DPR-47, and DPR-55 EA 88-228 Duke Power Company ATTN:

Mr. H. B. Tucker, Vice President Nuclear Production Department 422 South Church Street Charlotte, North Carolina 28242 Gentlemen:

SUBJECT:

NOTICE OF VIOLATION AND PROPOSED IMPOSITION OF CIVIL PENALTY (INSPECTION REPORT NOS. 50-269/88-25, 50-270/88-25 AND 50-287/88-25)

This refers to the Nuclear Regulatory Commission (NRC) inspection conducted on August 1-15 1988, at the Oconee Nuclear Statio The inspection included a review of the circumstances surrounding the licensee's identification on May 19, 1988 of the inadequate design analysis of the high pressure injection (HPI) system in the emergency core cooling system (ECCS) sump recirculation mode, commonly referred to as the "piggyback mode".

The report documenting this inspection was sent to you by letter dated August 22, 198 As a result of this inspection, a significant failure to comply with NRC regulatory require ments was identified, and accordingly, NRC concerns relative to the inspection findings were discussed in an Enforcement Conference held on September 12, 198 The letter summarizing this conference was sent to you on October 3, 198 The violation described in the enclosed Notice of Violation and Proposed Imposition of Civil Penalty (Notice) involved a significant failure to provide adequate procedural guidance to ensure the HPI system would remain operable for all required accident conditions. The root cause of this violation was inadequate documentation for the original design assumptions and system performance requirements for the HPI piggyback mode of operatio As a result, HPI pump net positive suction head (NPSH) requirements during all operating scenarios were not adequately addressed during the original system analysis, and Oconee operating procedures did not provide precautions or limitations regarding the concern that pressure drops through the piping and components utilized in the HPI piggyback mode could deprive the HPI pumps of adequate NPSH during high flow condition Specifically, the operating procedures permitted the low pressure injection (LPI) and HPI system to both be injecting water simultaneously into the reactor coolant system without the necessary flow limitations. In addition, there was no guidance concerning the use of the reactor building spray pumps which can also be aligned to the piggybac flowpat Also, there were no precautions to prevent throttling of valves LP-12 and LP-14 which are upstream of the HPI piggyback line (at discharge of the LPI coolers).

Furthermore, because of the lack of sufficient procedural attention to the operation of the LPI/HPI crossover valves, LP-15 and LP-16, adequate time may not have been available for the required manual-local opera tion of these valves without interrupting HPI flo Certified By_'Cc

).

Duke Power Company-2-DEC 13 1988 An additional factor associated with the violation and an issue of concern to the NRC staff was the breakdown of communication between the various profes sional staff disciplines involved. Although the licensee's Design Engineering Group (DEG)

identified the inadequate design analysis on May 19, 1988 and was aware of the significance of the issue, due to a communication failure, th onsite operations personnel misunderstood the importance of the HPI piggyback mode to mitigate certain small break loss-of-coolant accidents (LOCAs).

Operations personnel incorrectly understood the piggyback mode to be one of several options available, rather than as a required mode under certain scenarios, for small break LOCA mitigation. Because station operations personnel were not aware of the importance of operation in this mode, the Oconee emergency opera ting procedures were only partially modified in June to include some additional guidance on HPI piggyback operation. While these modifications provided guidance regarding the NPSH aspects of operation in the piggyback mode, they still did not provide sufficient guidance to fully assure operation of the HPI system. Notwithstanding your issuance of an LER, it was not until early August, when questions were raised by the NRC, that DEG and operations staff finally communicated and the safety-related nature of the piggyback mode of operation was accepted by the operations staff. Procedures were then revised to provide specific provisions, such as operation of the LPI/HPI crossover valves, to assure operability of the safety-related requirement of the piggyback mode of operatio The NRC considers the violation to be of significant safety concern because, as a result of the inadequate procedural guidance, there was a lack of reasonable assurance that the ECCS would have remained operable for the entire spectrum of all loss-of-coolant accident Therefore, the staff considers this to be a Severity Level III violatio To emphasize the need for thorough problem recognition and resolution and the need for close and extensive interdisciplinary communications with regard to ECCS and other safety system issues, I have been authorized, after consultation with the Director, Office of Enforcement, and the Deputy Executive Director for Regional Operations, to issue the enclosed Notice of Violation and Proposed Imposition of Civil Penalty in the amount of Twenty-Five Thousand Dollars ($25,000) for the violation described in the enclosed Notice. In accordance with the "General Statement of Policy and Procedure for NRC Enforcement Actions,"

10 CFR Part 2, Appendix C (1988)

(Enforcement Policy), the violation described tn the enclosed Notice has been categorized as a Severity Level III violatio The base value of a civil penalty for a Severity Level III violation or problem is $50,00 The NRC Enforcement Policy allows for adjustment of a civil penalty under certain circumstances. The escalation and mitigation factors in the Enforcement Policy were evaluated as follows. Although your commitment to verify all safety-related calculations led to your initial discovery concerning the inadequate NPSH for HPI pumps on May 19, 1988, it was not until early August 1988 (after discussions with the NRC Resident Inspector) that your DEG and your onsite operations personnel understood that the piggyback mode of operation of the HPI system was a requirement of the ECCS. Once your staff fully recognized the extent of the problem in early August, extensive corrective action was take However, because of the initial failure to fully comprehend the extent and safety significance of the problem, there was a delay in taking the appropriate corrective actio Therefore, only 25% mitigation was warranted

Duke Power Company

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DEC 1 3 88 for each of the factors of identification and corrective actio The staff considered your prior performance and decided that the generally favorable SALP ratings in Plant Operations (1) and Engineering Support (2) were offset by the enforcement history in the area of Operations and Engineering at the facility since January 1987. Therefore,..neither escalation nor mitigation was considered warranted for the factor of past performance. Finally, the staff considered the prior notice of similar events and multiple occurrences factors and concluded that they were not applicable. Therefore, based on all the considerations, mitigation by 50% of the base civil penalty was considered appropriat The NRC is encouraged, however,-by your commitment to review all safety-related calculations at Oconee. The staff is also encouraged by your initiative to staff an on-site design engineering group to provide more timely response to an understanding of engineering issue You are required to respond to this letter and the enclosed Notice and should follow the instructions specified therein when preparing your response. In your response, you should.document the specific actions taken and any addi tional actions you plan to prevent recurrence. After reviewing your response to.this Notice, including your proposed corrective actions and the results of future inspections, the NRC will determine whether further NRC enforcement action is necessary to ensure compliance with NRC regulatory requirement In accordance with Section 2.790 of the NRC's "Rules of Practice," Part 2, Title 10, Code of Federal Regulations, a copy of this letter and its enclosure will be placed in the NRC Public Document Roo The responses directed by this letter and its enclosure are not subject to the clearance procedures of the Office of Management and Budget as required by the Paperwork Reduction Act of 1980, Pub. L. No. 96-51

Sincerely, M

L

. Ernst Acting Regional Administrator Enclosure:

Notice of Violation and Proposed Imposition of Civil Penalty cc w/encl:

M. S. Tuckman, Station Manager State of South Carolina

Duke Power Company-4 -

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Sandy Showman CA JTaylor, DEDRO MErnst, RH JLieberman, OE RPerfetti, OE LChandler, OGC TMurley, NRR DCrutchfield, NRR Enforcement Coordinators RI, RII, RIII, RIV, RV BHayes, 01 SConnelly, OIA EJordan, AEND EA File DCS NRC Senior Resident Inspector RI RII RII eyes AFGibson GRJenkins

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