ML15086A246

2015 Monticello Nuclear Generating Plant Initial License Examination Forms ES-401 and ES-401-3

ML15086A246
Person / Time
Site:	Monticello
Issue date:	06/12/2015
From:	Mcneil D NRC/RGN-III/DRS/OLB
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Download: ML15086A246 (8)

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ES-401 BWR Examination Outline Form ES-401-1 Facility: Monticello Nuclear Generating Plant Date of Exam: 06-12-2015 RO K/A Category Points SRO-Only Points Tier Group K K K K K K A A A A G A2 G* Total 1 2 3 4 5 6 1 2 3 4

• Total

1. 1 4 4 3 3 3 3 20 3 4 7 Emergency &

2 1 1 1 N/A 2 1 N/A 1 7 1 2 3 Abnormal Plant Evolutions Tier Totals 5 5 4 5 4 4 27 4 6 10 1 2 1 2 3 3 3 2 3 2 2 3 26 2 3 5 2.

Plant 2 1 1 1 1 0 2 1 1 2 1 1 12 0 1 2 3 Systems Tier Totals 3 2 3 4 3 5 3 4 4 3 4 38 3 5 8

3. Generic Knowledge and Abilities 1 2 3 4 1 2 3 4 Categories 10 7 3 3 2 2 2 2 1 2 Note: 1. Ensure that at least two topics from every applicable K/A category are sampled within each tier of the RO and SRO-only outlines (i.e., except for one category in Tier 3 of the SRO-only outline, the Tier Totals in each K/A category shall not be less than two).

2. The point total for each group and tier in the proposed outline must match that specified in the table.

The final point total for each group and tier may deviate by +/-1 from that specified in the table based on NRC revisions.

The final RO exam must total 75 points and the SRO-only exam must total 25 points.

3. Systems/evolutions within each group are identified on the associated outline; systems or evolutions that do not apply at the facility should be deleted and justified; operationally important, site-specific systems/evolutions that are not included on the outline should be added. Refer to Section D.1.b of ES-401 for guidance regarding the elimination of inappropriate K/A statements.

4. Select topics from as many systems and evolutions as possible; sample every system or evolution in the group before selecting a second topic for any system or evolution.

5. Absent a plant-specific priority, only those K/As having an importance rating (IR) of 2.5 or higher shall be selected.

Use the RO and SRO ratings for the RO and SRO-only portions, respectively.

6. Select SRO topics for Tiers 1 and 2 from the shaded systems and K/A categories.

7.* The generic (G) K/As in Tiers 1 and 2 shall be selected from Section 2 of the K/A Catalog, but the topics must be relevant to the applicable evolution or system. Refer to Section D.1.b of ES-401 for the applicable K/As.

8. On the following pages, enter the K/A numbers, a brief description of each topic, the topics importance ratings (IRs) for the applicable license level, and the point totals (#) for each system and category. Enter the group and tier totals for each category in the table above; if fuel handling equipment is sampled in other than Category A2 or G* on the SRO-only exam, enter it on the left side of Column A2 for Tier 2, Group 2 (Note #1 does not apply). Use duplicate pages for RO and SRO-only exams.

9. For Tier 3, select topics from Section 2 of the K/A catalog, and enter the K/A numbers, descriptions, IRs, and point totals (#) on Form ES-401-3. Limit SRO selections to K/As that are linked to 10 CFR 55.43.

ES-401 2 Form ES-401-1 ES-401 BWR Examination Outline Form ES-401-1 Emergency and Abnormal Plant Evolutions - Tier 1/Group 1 K K K A A G K/A Topic(s)

E/APE # / Name / Safety Function IR #

1 2 3 1 2 295001 Partial or Complete Loss of Forced 3.

R AK1.02 Power/flow distribution 1 Core Flow Circulation / 1 & 4 3

3. 2 AK2.03 AC electrical distribution system 7

295003 Partial or Complete Loss of AC / 6 R S AA2.05 Whether a partial or complete loss of AC 4.

power has occurred. 76 2

2.

295004 Partial or Total Loss of DC Pwr / 6 R AK3.01 Load shedding 3 6

3.

295005 Main Turbine Generator Trip / 3 R AA1.07 A.C. electrical distribution 4 3

AA2.03 Reactor water level

4. 5 2.4.21: Knowledge of the parameters and logic 0 295006 SCRAM / 1 R S used to assess the status of safety functions, such as reactivity control, core cooling and heat removal, 4.

reactor coolant system integrity, containment 6 77 conditions, radioactivity release control, etc 2.4.34 Knowledge of RO tasks performed outside 4.

the main control room during an emergency and the 2 6 295016 Control Room Abandonment / 7 S R resultant operational affect.

4. 78 AA2.04: Suppression pool temperature 1 3.

295018 Partial or Total Loss of CCW / 8 R AK1.01 Effects on component/system operations 7 5

3.

295019 Partial or Total Loss of Inst. Air / 8 R AK2.12 SBGT 8 3

3.

295021 Loss of Shutdown Cooling / 4 R AK3.01 Raising reactor water level 9 3

2.

295023 Refueling Acc / 8 R AA1.02 FPC&C 10 9

4.

295024 High Drywell Pressure / 5 R EA2.01 Drywell pressure 11 2

2.2.37 Ability to determine operability and/or 3.

295025 High Reactor Pressure / 3 R 12 availability of safety related equipment. 7 295026 Suppression Pool High Water Temp. 3.

R EK1.01 Pump NPSH 13

/5 0 295027 High Containment Temperature / 5 N/A MNGP 3.

295028 High Drywell Temperature / 5 R EK2.04 Drywell ventilation 14 6

EK1.03 Heat capacity 3.

8 15 295030 Low Suppression Pool Wtr Lvl / 5 R S 2.4.2: Knowledge of system setpoints, interlocks and automatic actions associated with EOP entry 4. 79 conditions. 6

ES-401 BWR Examination Outline Form ES-401-1 Emergency and Abnormal Plant Evolutions - Tier 1/Group 1 K K K A A G K/A Topic(s)

E/APE # / Name / Safety Function IR #

1 2 3 1 2 4.

EK2.10 Redundant reactivity control 0 16 295031 Reactor Low Water Level / 2 R S 2.1.20: Ability to interpret and execute procedure

4. 80 steps.

6 295037 SCRAM Condition Present EK3.07 Various alternate methods of control rod 4.

and Reactor Power Above APRM R 17 insertion 2 Downscale or Unknown / 1 295038 High Off-site Release Rate / 9 2. 18 R EA1.04 SPDS 8

600000 Plant Fire On Site / 8 R AA2.06 Need for pressurizing control room (Recirc 2. 19 Mode) 5 S

AA2.15 (SRO): Requirements for establishing a fire watch 81 3.

5 700000 Generator Voltage and Electric Grid R 2.1.25 Ability to interpret reference materials, such 3. 20 Disturbances / 6 as graphs, curves, tables etc. 9 2.2.44 (SRO): Ability to interpret control room S indications to verify the status and operation of a 82 system, and understand how operator actions and directives affect plant and system conditions.

4 4 3 3 3 3 20 K/A Category Totals: Group Point Total:

3 4 7

ES-401 3 Form ES-401-1 ES-401 BWR Examination Outline Form ES-401-1 Emergency and Abnormal Plant Evolutions - Tier 1/Group 2 K K K A A K/A Topic(s)

E/APE # / Name / Safety Function G IR #

1 2 3 1 2 3.

295002 Loss of Main Condenser Vac / 3 S AA2.02: Reactor power 83 3

295007 High Reactor Pressure / 3 295008 High Reactor Water Level / 2

2. 21 AK1.03 Jet pump NPSH 7 295009 Low Reactor Water Level / 2 R S 2.2.12: Knowledge of surveillance procedures 4.

1 84 295010 High Drywell Pressure / 5 295011 High Containment Temp / 5 N/A MNGP 295012 High Drywell Temperature / 5 3.

295013 High Suppression Pool Temp. / 5 R AK2.01 Suppression pool cooling 22 6

2.1.32: Ability to explain and apply system limits and 4.

295014 Inadvertent Reactivity Addition / 1 S 85 precautions 0 295015 Incomplete SCRAM / 1 3.

295017 High Off-site Release Rate / 9 R AK3.04 Power reduction 23 6

3.

295020 Inadvertent Cont. Isolation / 5 & 7 R AA1.01 PCIS 24 6

3.

295022 Loss of CRD Pumps / 1 R AA1.01 CRD Hydraulic System 25 1

295029 High Suppression Pool Wtr Lvl / 5 295032 High Secondary Containment 3.

R EA2.01 Area temperature 26 Area Temperature / 5 8 295033 High Secondary Containment 2.4.45 Ability to prioritize and interpret the significance 4.

R 27 Area Radiation Levels / 9 of each annunciator or alarm. 1 295034 Secondary Containment Ventilation High Radiation / 9 295035 Secondary Containment High Differential Pressure / 5 295036 Secondary Containment High Sump/Area Water Level / 5 500000 High CTMT Hydrogen Conc. / 5 1 1 1 2 1 1 7 K/A Category Point Totals: Group Point Total:

1 2 3

ES-401 4 Form ES-401-1 ES-401 BWR Examination Outline Form ES-401-1 Plant Systems - Tier 2/Group 1 System # / Name K K K K K K A A A A K/A Topic(s)

G IR #

1 2 3 4 5 6 1 2 3 4 203000 RHR/LPCI: Injection Mode 3.

R A3.04 System flow 28 8

205000 Shutdown Cooling 2.

R A4.10 System pressures 29 9

206000 HPCI 2.4.9 Knowledge of low power/shutdown 3.

R 30 implications in accident mitigation strategies. 8 207000 Isolation Condenser N/A MNGP 209001 LPCS K1.01 Condensate storage tank 3. 31 1

R S 2.1.23: Ability to perform specific system and integrated plant procedures during all modes 4.

of plant operations. 4 86 209002 HPCS N/A MNGP 211000 SLC 2.

K3.01 Ability to shutdown the reactor 6 32 R R K4.10 Overpressure protection 2. 33 8

212000 RPS K4.04 Prevention of supplying both RPS 3.

buses simultaneously from the alternate 1 34 power source 3.

R R S K5.02 Specific logic arrangements 3 35 2.4.6: Knowledge of EOP mitigations 4. 87 strategies. 7 215003 IRM 2.

K5.01 Detector operation 6 36 R R K6.06 APRM 3. 37 2

215004 Source Range Monitor 3.

K6.02 24/48 volt D.C. power 1 38 R R A1.06 Lights and alarms 3. 39 1

215005 APRM / LPRM 4.

A1.01 Reactor power indication 0 40 R A2.04 Scram trip signals 3.

R 41 S 8 A2.08 (SRO): Faulty or erratic operation of 88 detectors/systems. 3.

4 217000 RCIC 3.

R A2.12 Valve openings 42 0

218000 ADS 4.

R A3.01 ADS valve operation 43 2

223002 PCIS 3.

R A4.01 Valve closures 44 6

ES-401 BWR Examination Outline Form ES-401-1 Plant Systems - Tier 2/Group 1 System # / Name K K K K K K A A A A K/A Topic(s)

G IR #

1 2 3 4 5 6 1 2 3 4 2.2.25 Knowledge of the bases in technical 3.

239002 SRVs R specifications for limiting conditions for 45 2

operations and safety limits.

3.

259002 Reactor Water Level Control R K1.02 Main steam flow 46 2

2.1.27 Knowledge of system purpose and/or 3.

R function. 9 47 261000 SGTS S 2.2.40 (SRO): Ability to apply technical 4. 89 specifications for a system. 7 2.

262001 AC Electrical Distribution R K3.03 DC electrical distribution 48 9

K4.01 Transfer from preferred power to 3.

262002 UPS (AC/DC) R 49 alternate power supplies 1 K5.01 Hydrogen generation during battery 2.

263000 DC Electrical Distribution R 50 charging 6 3.

K6.07 Cooling water system 8 51 264000 EDGs R S A2.09: Loss of A.C. Power 4. 90 1

2.

300000 Instrument Air R K2.01 Instrument air compressor 52 8

2.

400000 Component Cooling Water R A2.03 High/low CCW temperature 53 9

K/A Category Point Totals: 2 1 2 3 3 3 2 3 2 2 3 Group Point Total: 26 2 3 5

ES-401 5 Form ES-401-1 ES-401 BWR Examination Outline Form ES-401-1 Plant Systems - Tier 2/Group 2 System # / Name K K K K K K A A A A G K/A Topic(s) IR #

1 2 3 4 5 6 1 2 3 4 201001 CRD Hydraulic 201002 RMCS R K6.01 Select matrix power 2.5 54 201003 CRDM R A1.03 CRD drive water flow 2.9 55 2.2.38: Knowledge of conditions and 201006 RWM S 4.5 91 limitations in the facility licnese.

A2.11 Low reactor water level 2.4.47: Ability to diagnose and recognize 3.7 56 202001 Recirculation R S trends in an accurate and timely manner 4.2 92 utilizing the appropriate control room reference material.

202002 Recirculation Flow Control R A3.03 Scoop tube operation 3.1 57 204000 RWCU 214000 RPIS 215001 Traversing In-core Probe R A3.03 Valve operation 2.5 58 215002 RBM R A4.03 Trip bypasses 2.8 59 216000 Nuclear Boiler Inst. R K1.12 Reactor water level control system 3.6 60 219000 RHR/LPCI: Torus Cooling Mode 2.1.32 Ability to explain and apply system 223001 Primary CTMT and Aux. R 3.8 61 limits and precautions 226001 RHR/LPCI: CTMT Spray Mode 230000 RHR/LPCI: Torus Spray Mode 233000 Fuel Pool Cooling/Cleanup 234000 Fuel Handling Equipment 239001 Main and Reheat Steam R K2.01 MSIVs solenoids 3.2 62 239003 MSIV Leakage Control 241000 Reactor Pressure Regulator 245000 Main Turbine Gen. / Aux.

256000 Reactor Condensate 259001 Reactor Feedwater 268000 Radwaste R K3.04 Drain sumps 2.7 63 K4.08 Automatic system isolation 3.1 64 271000 Offgas R S A2.04Offgas system high radiation 4.1 93 272000 Radiation Monitoring R K6.03 A.C. Power 2.8 65 286000 Fire Protection 288000 Plant Ventilation 290001 Secondary CTMT 290003 Control Room HVAC 290002 Reactor Vessel Internals 1 1 1 1 0 2 1 1 2 1 1 Group Point Total: 12 K/A Category Point Totals:

1 2 3

ES-401 Generic Knowledge and Abilities Outline (Tier 3) Form ES-401-3 Facility: Monticello Date of Exam: 06-12-2015 Category K/A # Topic RO SRO-Only IR # IR #

Knowledge of individual licensed operator responsibilities related to shift staffing, such as medical requirements, 2.1.4 3.3 66 no-solo operation, maintenance of active license status, 10CFR55, etc.

Ability to make accurate, clear, and concise verbal 2.1.17 3.9 67

1. reports.

Conduct Ability to identify and interpret diverse indications to of Operations 2.1.45 4.3 68 validate the response of another indication.

Knowledge of operator responsibility during all modes of 2.1.2 4.4 94 operation 2.1.39 Knowledge of conservative decision making practices. 4.3 95 Subtotal 3 2 Ability to perform pre-startup procedures for the facility, 2.2.1 including operating those controls associated with plant 4.5 69 equipment that could affect reactivity.

Ability to determine the expected plant configuration using 2.2.15 design and configuration control documentation, such as 3.9 70

2. drawings, line-ups, tag-outs, etc.

Equipment Knowledge of less than or equal to one hour Technical Control 2.2.39 3.9 71 Specification action statements for systems Ability to determine technical specification mode of 2.2.35 4.5 96 operation.

2.2.43 Knowledge of the process used to track inoperable alarms. 3.3 97 Subtotal 3 2 Ability to use radiation monitoring systems, such as fixed 2.3.5 radiation monitors and alarms, portable survey 2.9 72 instruments, personnel monitoring equipment, etc.

3. Ability to comply with radiation work permits during 2.3.7 3.5 73 Radiation normal or abnormal conditions.

Control Knowledge of radiation or contamination hazards that 2.3.14 may arise during normal, abnormal, or emergency 3.8 98 conditions or activities.

Subtotal 2 Knowledge of facility protection requirements, including 2.4.26 3.1 74 fire brigade and portable firefighting equipment usage.

4. 2.4.27 Knowledge of fire in the plant procedures. 3.4 75 Emergency Knowledge of the bases for prioritizing emergency Procedures / 2.4.23 4.4 99 procedure implementation during emergency operations Plan Knowledge of procedure related to a security event (non-2.4.28 4.1 100 safeguards information).

Subtotal 2 2 Tier 3 Point Total 10 7