ML040510044: Difference between revisions

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==Dear Mr. Hinnant:==
==Dear Mr. Hinnant:==
This is in reference to an apparent violation of NRC requirements prohibiting discrimination against employees who engage in protected activities, i.e., 10 CFR 50.7. The apparent violation involves Carolina Power & Light Companys (CP&L) discriminatory actions against Mr. Richard M. Kester at CP&Ls Corporate Security Offices. This apparent violation was discussed with you on February 19, 2004.
This is in reference to an apparent violation of NRC requirements prohibiting discrimination against employees who engage in protected activities, i.e., 10 CFR 50.7. The apparent violation involves Carolina Power & Light Companys (CP&L) discriminatory actions against Mr. Richard M. Kester at CP&Ls Corporate Security Offices. This apparent violation was discussed with you on February 19, 2004.
The apparent violation is based on findings from a U.S. Department of Labor (DOL)
The apparent violation is based on findings from a U.S. Department of Labor (DOL)
Line 33: Line 32:
(1) respond to the apparent violation within 30 days of the date of this letter or (2) request a predecisional enforcement conference. If a conference is held, it will be open for public observation, and will be held within 30 days of your receipt of this letter. The NRC will also issue a press release to announce the conference. Please contact Ms. Carolyn F. Evans, Regional Counsel/Enforcement Officer, at 404-562-4414, within 7 days of the date of this letter to notify the NRC of your intended response.
(1) respond to the apparent violation within 30 days of the date of this letter or (2) request a predecisional enforcement conference. If a conference is held, it will be open for public observation, and will be held within 30 days of your receipt of this letter. The NRC will also issue a press release to announce the conference. Please contact Ms. Carolyn F. Evans, Regional Counsel/Enforcement Officer, at 404-562-4414, within 7 days of the date of this letter to notify the NRC of your intended response.


CP&L                                               2 Regardless of which option CP&L chooses, you should be aware that the predecisional enforcement conference is not a forum for relitigating the DOL decision. That decision was based on an adjudicatory hearing in which CP&L participated as a party. Therefore, we do not expect you to discuss in any detail the factual conclusions forming the basis for the DOL decision. Rather, our primary interest in conducting the conference will be to discuss actions CP&L has taken or is taking to address the environment for raising concerns at CP&L.
CP&L 2 Regardless of which option CP&L chooses, you should be aware that the predecisional enforcement conference is not a forum for relitigating the DOL decision. That decision was based on an adjudicatory hearing in which CP&L participated as a party. Therefore, we do not expect you to discuss in any detail the factual conclusions forming the basis for the DOL decision. Rather, our primary interest in conducting the conference will be to discuss actions CP&L has taken or is taking to address the environment for raising concerns at CP&L.
Should you choose to respond in writing, your response should be clearly marked as a "Response to An Apparent Violation and should include for the apparent violation:
Should you choose to respond in writing, your response should be clearly marked as a "Response to An Apparent Violation and should include for the apparent violation:
(1) the reason for the apparent violation, or, if contested, the basis for disputing the apparent violation, (2) the corrective steps that have been taken and the results achieved, (3) the corrective steps that will be taken to avoid further violations, and (4) the date when full compliance will be achieved. Your response may reference or include previously docketed correspondence, if the correspondence adequately addresses the required response. If an adequate response is not received within the time specified, or an extension of time has not been granted by the NRC, the NRC will proceed with its enforcement decision.
(1) the reason for the apparent violation, or, if contested, the basis for disputing the apparent violation, (2) the corrective steps that have been taken and the results achieved, (3) the corrective steps that will be taken to avoid further violations, and (4) the date when full compliance will be achieved. Your response may reference or include previously docketed correspondence, if the correspondence adequately addresses the required response. If an adequate response is not received within the time specified, or an extension of time has not been granted by the NRC, the NRC will proceed with its enforcement decision.
In addition, please be advised that the number and characterization of the apparent violations may change as a result of further NRC review. You will be advised by separate correspondence of the results of our deliberations on this matter.
In addition, please be advised that the number and characterization of the apparent violations may change as a result of further NRC review. You will be advised by separate correspondence of the results of our deliberations on this matter.
In accordance with 10 CFR 2.790 of the NRC's "Rules of Practice," a copy of this letter and its enclosure will be made available electronically for public inspection in the NRC Public Document Room or from the NRCs document system (ADAMS), accessible from the NRC Web site at http://www.nrc.gov/reading-rm/adams.html. To the extent possible, your response should not include any personal privacy, proprietary, or safeguards information so that it can be made available to the Public without redaction.
In accordance with 10 CFR 2.790 of the NRC's "Rules of Practice," a copy of this letter and its enclosure will be made available electronically for public inspection in the NRC Public Document Room or from the NRCs document system (ADAMS), accessible from the NRC Web site at http://www.nrc.gov/reading-rm/adams.html. To the extent possible, your response should not include any personal privacy, proprietary, or safeguards information so that it can be made available to the Public without redaction.
Sincerely,
Sincerely,  
                                              /RA/
/RA/
Frank Congel, Director Office of Enforcement Docket Nos.: 050-325, 050-324 ,050-261, 050-400 License Nos.: DPR-71, DPR-62, DPR-23, NPF-63
Frank Congel, Director Office of Enforcement Docket Nos.: 050-325, 050-324,050-261, 050-400 License Nos.: DPR-71, DPR-62, DPR-23, NPF-63


==Enclosure:==
==Enclosure:==
Department of Labor Administrative Review Board Final Decision and Order of Remand, dated September 30, 2003.
Department of Labor Administrative Review Board Final Decision and Order of Remand, dated September 30, 2003.


CP&L                               3 cc w/encl:
CP&L 3 cc w/encl:
Mr. James Scarola                     John H. ONeill, Jr.
Mr. James Scarola Vice President - Harris Plant Shearon Harris Nuclear Power Plant P. O. Box 165, Mail Code: Zone 1 New Hill, North Carolina 27562-0165 Mr. John Moyer Vice President - Robinson Plant H. B. Robinson Steam Electric Plant Unit 2 3851 West Entrance Road Hartsville, SC 29550 Mr. C. J. Gannon Vice President Brunswick Steam Electric Plant P. O. Box 10429 Southport, NC 28461-0429 James W. Holt, Manager Performance Evaluation and Regulatory Affairs CPB 9 Carolina Power & Light Company Electronic Mail Distribution Robert J. Duncan II Director of Site Operations Carolina Power & Light Company Shearon Harris Nuclear Power Plant Electronic Mail Distribution Benjamin C. Waldrep Plant General Manager--Harris Plant Carolina Power & Light Company Shearon Harris Nuclear Power Plant Electronic Mail Distribution Terry C. Morton, Manager Support Services Carolina Power & Light Company Shearon Harris Nuclear Power Plant Electronic Mail Distribution John R. Caves, Supervisor Licensing/Regulatory Programs Carolina Power & Light Company Shearon Harris Nuclear Power Plant Electronic Mail Distribution John H. ONeill, Jr.
Vice President - Harris Plant         Shaw, Pittman, Potts & Trowbridge Shearon Harris Nuclear Power Plant   2300 N. Street, NW P. O. Box 165, Mail Code: Zone 1     Washington, DC 20037-1128 New Hill, North Carolina 27562-0165 Peggy Force Mr. John Moyer                       Assistant Attorney General Vice President - Robinson Plant       State of North Carolina H. B. Robinson Steam Electric Plant   Electronic Mail Distribution Unit 2 3851 West Entrance Road               Public Service Commission Hartsville, SC 29550                 State of South Carolina P. O. Box 11649 Mr. C. J. Gannon                     Columbia, SC 29211 Vice President Brunswick Steam Electric Plant       Robert P. Gruber P. O. Box 10429                       Executive Director Southport, NC 28461-0429             Public Staff NCUC 4326 Mail Service Center James W. Holt, Manager               Raleigh, NC 27699-4326 Performance Evaluation and Regulatory Affairs CPB 9             Herb Council, Chair Carolina Power & Light Company       Board of County Commissioners Electronic Mail Distribution           of Wake County P. O. Box 550 Robert J. Duncan II                   Raleigh, NC 27602 Director of Site Operations Carolina Power & Light Company       Tommy Emerson, Chair Shearon Harris Nuclear Power Plant   Board of County Commissioners Electronic Mail Distribution          of Chatham County Electronic Mail Distribution Benjamin C. Waldrep Plant General Manager--Harris Plant   Chris L. Burton Carolina Power & Light Company       Director, Site Operations Shearon Harris Nuclear Power Plant    Carolina Power & Light Company Electronic Mail Distribution          H. B. Robinson Steam Electric Plant Electronic Mail Distribution Terry C. Morton, Manager Support Services                     T. P. Cleary Carolina Power & Light Company       Plant General Manager Shearon Harris Nuclear Power Plant   Carolina Power & Light Company Electronic Mail Distribution         H. B. Robinson Steam Electric Plant Electronic Mail Distribution John R. Caves, Supervisor Licensing/Regulatory Programs Carolina Power & Light Company Shearon Harris Nuclear Power Plant Electronic Mail Distribution
Shaw, Pittman, Potts & Trowbridge 2300 N. Street, NW Washington, DC 20037-1128 Peggy Force Assistant Attorney General State of North Carolina Electronic Mail Distribution Public Service Commission State of South Carolina P. O. Box 11649 Columbia, SC 29211 Robert P. Gruber Executive Director Public Staff NCUC 4326 Mail Service Center Raleigh, NC 27699-4326 Herb Council, Chair Board of County Commissioners of Wake County P. O. Box 550 Raleigh, NC 27602 Tommy Emerson, Chair Board of County Commissioners of Chatham County Electronic Mail Distribution Chris L. Burton Director, Site Operations Carolina Power & Light Company H. B. Robinson Steam Electric Plant Electronic Mail Distribution T. P. Cleary Plant General Manager Carolina Power & Light Company H. B. Robinson Steam Electric Plant Electronic Mail Distribution


CP&L                                   4 cc w/encl (continued):                   David H. Hinds C. T. Baucom, Supervisor                 Plant Manager Licensing/Regulatory Programs             Brunswick Steam Electric Plant Carolina Power & Light Company            Carolina Power & Light Company H. B. Robinson Steam Electric Plant       Electronic Mail Distribution Electronic Mail Distribution Edward T. ONeil, Manager J. F. Lucas, Manager                     Support Services Support Services - Nuclear               Carolina Power & Light Company Carolina Power & Light Company            Brunswick Steam Electric Plant H. B. Robinson Steam Electric Plant       Electronic Mail Distribution Electronic Mail Distribution Lenny Beller, Supervisor Henry J. Porter, Director                 Licensing/Regulatory Programs Div. of Radioactive Waste Mgmt.           Carolina Power and Light Company Dept. of Health and Environmental         Electronic Mail Distribution Control Electronic Mail Distribution             William D. Johnson Vice President & Corporate Secretary R. Mike Gandy                             Carolina Power and Light Company Division of Radioactive Waste Mgmt.       Electronic Mail Distribution S. C. Department of Health and Environmental Control                   Donald E. Warren Electronic Mail Distribution             Brunswick County Board of Commissioners Beverly Hall, Acting Director             P. O. Box 249 Division of Radiation Protection         Bolivia, NC 28422 N. C. Department of Environment, Health and Natural Resources             Warren Lee Electronic Mail Distribution             Emergency Management Director New Hanover County Department of Steven R. Carr                             Emergency Management Associate General Counsel - Legal Dept. P. O. Box 1525 Progress Energy Service Company, LLC     Wilmington, NC 28402-1525 Electronic Mail Distribution Chairman of the North Carolina Utilities Commission c/o Sam Watson, Staff Attorney Electronic Mail Distribution W. C. Noll, Director Site Operations Brunswick Steam Electric Plant Carolina Power & Light Electronic Mail Distribution
CP&L 4 cc w/encl (continued):
C. T. Baucom, Supervisor Licensing/Regulatory Programs Carolina Power & Light Company H. B. Robinson Steam Electric Plant Electronic Mail Distribution J. F. Lucas, Manager Support Services - Nuclear Carolina Power & Light Company H. B. Robinson Steam Electric Plant Electronic Mail Distribution Henry J. Porter, Director Div. of Radioactive Waste Mgmt.
Dept. of Health and Environmental Control Electronic Mail Distribution R. Mike Gandy Division of Radioactive Waste Mgmt.
S. C. Department of Health and Environmental Control Electronic Mail Distribution Beverly Hall, Acting Director Division of Radiation Protection N. C. Department of Environment, Health and Natural Resources Electronic Mail Distribution Steven R. Carr Associate General Counsel - Legal Dept.
Progress Energy Service Company, LLC Electronic Mail Distribution Chairman of the North Carolina Utilities Commission c/o Sam Watson, Staff Attorney Electronic Mail Distribution W. C. Noll, Director Site Operations Brunswick Steam Electric Plant Carolina Power & Light Electronic Mail Distribution David H. Hinds Plant Manager Brunswick Steam Electric Plant Carolina Power & Light Company Electronic Mail Distribution Edward T. ONeil, Manager Support Services Carolina Power & Light Company Brunswick Steam Electric Plant Electronic Mail Distribution Lenny Beller, Supervisor Licensing/Regulatory Programs Carolina Power and Light Company Electronic Mail Distribution William D. Johnson Vice President & Corporate Secretary Carolina Power and Light Company Electronic Mail Distribution Donald E. Warren Brunswick County Board of Commissioners P. O. Box 249 Bolivia, NC 28422 Warren Lee Emergency Management Director New Hanover County Department of Emergency Management P. O. Box 1525 Wilmington, NC 28402-1525


ML040510044 FILE NAME: G:\OECASES\CP&L Choice Ltr.wpd
ML040510044 FILE NAME: G:\\OECASES\\CP&L Choice Ltr.wpd
* Publicly Available
 Publicly Available
* Non-Publicly Available
 Non-Publicly Available  Sensitive
* Sensitive
 Non-Sensitive OFFICE ES:OE OGC DD:OE D:OE NAME D. Starkey D. Dambly*
* Non-Sensitive OFFICE ES:OE             OGC                 DD:OE             D:OE NAME D. Starkey           D. Dambly*           J. Luehman       F. Congel DATE       02/11/04       02/11/04             02/13/04         02/17/04}}
J. Luehman F. Congel DATE 02/11/04 02/11/04 02/13/04 02/17/04}}

Latest revision as of 04:51, 16 January 2025

Apparent Violation of Employee Discrimination Requirements (U.S. Department of Labor Administrative Review Board Case No.02-007)
ML040510044
Person / Time
Site: Harris, Brunswick, Robinson  Duke Energy icon.png
Issue date: 02/19/2004
From: Congel F
NRC/OE
To: Hinnant C
Carolina Power & Light Co
Starkey D
Shared Package
ml040580082 List:
References
02-007, EA-04-028
Download: ML040510044 (6)


Text

February 19, 2004 EA-04-028 Carolina Power & Light Company ATTN: C. S. Hinnant Senior Vice President Nuclear Generation/CNO P. O. Box 1551 Raleigh, NC 27602

SUBJECT:

APPARENT VIOLATION OF EMPLOYEE DISCRIMINATION REQUIREMENTS (U.S. DEPARTMENT OF LABOR ADMINISTRATIVE REVIEW BOARD CASE NO.02-007)

Dear Mr. Hinnant:

This is in reference to an apparent violation of NRC requirements prohibiting discrimination against employees who engage in protected activities, i.e., 10 CFR 50.7. The apparent violation involves Carolina Power & Light Companys (CP&L) discriminatory actions against Mr. Richard M. Kester at CP&Ls Corporate Security Offices. This apparent violation was discussed with you on February 19, 2004.

The apparent violation is based on findings from a U.S. Department of Labor (DOL)

Administrative Review Board (ARB) proceeding (ARB Case No.02-007). The ARB found in its Final Decision and Order of Remand, issued September 30, 2003, that Richard M. Kester was the subject of employment discrimination in 1999 when CP&L terminated him in retaliation for raising concerns about a security breach at CP&Ls nuclear facilities. A copy of the ARBs Final Decision and Order of Remand is enclosed.

The NRC staff has reviewed the DOL findings and conclude that the action taken against Mr. Kester was in apparent violation of 10 CFR 50.7. Therefore, this apparent violation is being considered for escalated enforcement action in accordance with the "General Statement of Policy and Procedure for NRC Enforcement Actions" (Enforcement Policy), NUREG-1600. The current Enforcement Policy is included on the NRCs Web site at www.nrc.gov; select What We Do, Enforcement, then Enforcement Policy. The NRC is not issuing a Notice of Violation at this time; you will be advised by separate correspondence of the results of our deliberations on this matter.

Before the NRC makes its enforcement decision, we are providing you an opportunity to either:

(1) respond to the apparent violation within 30 days of the date of this letter or (2) request a predecisional enforcement conference. If a conference is held, it will be open for public observation, and will be held within 30 days of your receipt of this letter. The NRC will also issue a press release to announce the conference. Please contact Ms. Carolyn F. Evans, Regional Counsel/Enforcement Officer, at 404-562-4414, within 7 days of the date of this letter to notify the NRC of your intended response.

CP&L 2 Regardless of which option CP&L chooses, you should be aware that the predecisional enforcement conference is not a forum for relitigating the DOL decision. That decision was based on an adjudicatory hearing in which CP&L participated as a party. Therefore, we do not expect you to discuss in any detail the factual conclusions forming the basis for the DOL decision. Rather, our primary interest in conducting the conference will be to discuss actions CP&L has taken or is taking to address the environment for raising concerns at CP&L.

Should you choose to respond in writing, your response should be clearly marked as a "Response to An Apparent Violation and should include for the apparent violation:

(1) the reason for the apparent violation, or, if contested, the basis for disputing the apparent violation, (2) the corrective steps that have been taken and the results achieved, (3) the corrective steps that will be taken to avoid further violations, and (4) the date when full compliance will be achieved. Your response may reference or include previously docketed correspondence, if the correspondence adequately addresses the required response. If an adequate response is not received within the time specified, or an extension of time has not been granted by the NRC, the NRC will proceed with its enforcement decision.

In addition, please be advised that the number and characterization of the apparent violations may change as a result of further NRC review. You will be advised by separate correspondence of the results of our deliberations on this matter.

In accordance with 10 CFR 2.790 of the NRC's "Rules of Practice," a copy of this letter and its enclosure will be made available electronically for public inspection in the NRC Public Document Room or from the NRCs document system (ADAMS), accessible from the NRC Web site at http://www.nrc.gov/reading-rm/adams.html. To the extent possible, your response should not include any personal privacy, proprietary, or safeguards information so that it can be made available to the Public without redaction.

Sincerely,

/RA/

Frank Congel, Director Office of Enforcement Docket Nos.: 050-325, 050-324,050-261, 050-400 License Nos.: DPR-71, DPR-62, DPR-23, NPF-63

Enclosure:

Department of Labor Administrative Review Board Final Decision and Order of Remand, dated September 30, 2003.

CP&L 3 cc w/encl:

Mr. James Scarola Vice President - Harris Plant Shearon Harris Nuclear Power Plant P. O. Box 165, Mail Code: Zone 1 New Hill, North Carolina 27562-0165 Mr. John Moyer Vice President - Robinson Plant H. B. Robinson Steam Electric Plant Unit 2 3851 West Entrance Road Hartsville, SC 29550 Mr. C. J. Gannon Vice President Brunswick Steam Electric Plant P. O. Box 10429 Southport, NC 28461-0429 James W. Holt, Manager Performance Evaluation and Regulatory Affairs CPB 9 Carolina Power & Light Company Electronic Mail Distribution Robert J. Duncan II Director of Site Operations Carolina Power & Light Company Shearon Harris Nuclear Power Plant Electronic Mail Distribution Benjamin C. Waldrep Plant General Manager--Harris Plant Carolina Power & Light Company Shearon Harris Nuclear Power Plant Electronic Mail Distribution Terry C. Morton, Manager Support Services Carolina Power & Light Company Shearon Harris Nuclear Power Plant Electronic Mail Distribution John R. Caves, Supervisor Licensing/Regulatory Programs Carolina Power & Light Company Shearon Harris Nuclear Power Plant Electronic Mail Distribution John H. ONeill, Jr.

Shaw, Pittman, Potts & Trowbridge 2300 N. Street, NW Washington, DC 20037-1128 Peggy Force Assistant Attorney General State of North Carolina Electronic Mail Distribution Public Service Commission State of South Carolina P. O. Box 11649 Columbia, SC 29211 Robert P. Gruber Executive Director Public Staff NCUC 4326 Mail Service Center Raleigh, NC 27699-4326 Herb Council, Chair Board of County Commissioners of Wake County P. O. Box 550 Raleigh, NC 27602 Tommy Emerson, Chair Board of County Commissioners of Chatham County Electronic Mail Distribution Chris L. Burton Director, Site Operations Carolina Power & Light Company H. B. Robinson Steam Electric Plant Electronic Mail Distribution T. P. Cleary Plant General Manager Carolina Power & Light Company H. B. Robinson Steam Electric Plant Electronic Mail Distribution

CP&L 4 cc w/encl (continued):

C. T. Baucom, Supervisor Licensing/Regulatory Programs Carolina Power & Light Company H. B. Robinson Steam Electric Plant Electronic Mail Distribution J. F. Lucas, Manager Support Services - Nuclear Carolina Power & Light Company H. B. Robinson Steam Electric Plant Electronic Mail Distribution Henry J. Porter, Director Div. of Radioactive Waste Mgmt.

Dept. of Health and Environmental Control Electronic Mail Distribution R. Mike Gandy Division of Radioactive Waste Mgmt.

S. C. Department of Health and Environmental Control Electronic Mail Distribution Beverly Hall, Acting Director Division of Radiation Protection N. C. Department of Environment, Health and Natural Resources Electronic Mail Distribution Steven R. Carr Associate General Counsel - Legal Dept.

Progress Energy Service Company, LLC Electronic Mail Distribution Chairman of the North Carolina Utilities Commission c/o Sam Watson, Staff Attorney Electronic Mail Distribution W. C. Noll, Director Site Operations Brunswick Steam Electric Plant Carolina Power & Light Electronic Mail Distribution David H. Hinds Plant Manager Brunswick Steam Electric Plant Carolina Power & Light Company Electronic Mail Distribution Edward T. ONeil, Manager Support Services Carolina Power & Light Company Brunswick Steam Electric Plant Electronic Mail Distribution Lenny Beller, Supervisor Licensing/Regulatory Programs Carolina Power and Light Company Electronic Mail Distribution William D. Johnson Vice President & Corporate Secretary Carolina Power and Light Company Electronic Mail Distribution Donald E. Warren Brunswick County Board of Commissioners P. O. Box 249 Bolivia, NC 28422 Warren Lee Emergency Management Director New Hanover County Department of Emergency Management P. O. Box 1525 Wilmington, NC 28402-1525

ML040510044 FILE NAME: G:\\OECASES\\CP&L Choice Ltr.wpd

 Publicly Available

 Non-Publicly Available  Sensitive

 Non-Sensitive OFFICE ES:OE OGC DD:OE D:OE NAME D. Starkey D. Dambly*

J. Luehman F. Congel DATE 02/11/04 02/11/04 02/13/04 02/17/04