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{{#Wiki_filter:UNITED STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 20555-0001 April 19, 2018 Mr. Gonzalo L. Perez, Chief Radiologic Health Branch Division of Food, Drug & Radiation Safety California Department of Health Services P.O. Box 997414, MS-7610 Sacramento, CA 95899-7414
{{#Wiki_filter:UNITED STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 20555-0001 April 19, 2018 Mr. Gonzalo L. Perez, Chief Radiologic Health Branch Division of Food, Drug & Radiation Safety California Department of Health Services P.O. Box 997414, MS-7610 Sacramento, CA 95899-7414  


==Dear Mr. Perez:==
==Dear Mr. Perez:==
We have reviewed the proposed revisions to the California Radiation Control Regulations received by our office on March 2, 2018. These regulations were reviewed by comparison to the equivalent U.S. Nuclear Regulatory Commission (NRC) rules and Regulation Amendment Tracking System Identification Numbers (RATS IDs) 2012-2, 2012-3, 2013-1, 2015-1, 2015-2, 2015-3, 2015-4, and 2015-5 as identified in the enclosed State Regulation Status (SRS) Data Sheet. We discussed our review of the regulations with you on April 12, 2018.
We have reviewed the proposed revisions to the California Radiation Control Regulations received by our office on March 2, 2018. These regulations were reviewed by comparison to the equivalent U.S. Nuclear Regulatory Commission (NRC) rules and Regulation Amendment Tracking System Identification Numbers (RATS IDs) 2012-2, 2012-3, 2013-1, 2015-1, 2015-2, 2015-3, 2015-4, and 2015-5 as identified in the enclosed State Regulation Status (SRS) Data Sheet. We discussed our review of the regulations with you on April 12, 2018.
As a result of our review, we have nine comments related to compatibility that have been identified in the enclosure. Please note that we have limited our review to regulations required for compatibility and/or health and safety. Under our current procedure, a finding that the California regulations meet the compatibility and health and safety categories of the equivalent NRC regulation may only be made based on a review of the final California regulations.
As a result of our review, we have nine comments related to compatibility that have been identified in the enclosure. Please note that we have limited our review to regulations required for compatibility and/or health and safety. Under our current procedure, a finding that the California regulations meet the compatibility and health and safety categories of the equivalent NRC regulation may only be made based on a review of the final California regulations.
However, we have determined that if your proposed regulations were adopted, incorporating our comments and without other significant change, they would meet the compatibility and health and safety categories established in the Office of Nuclear Material Safety and Safeguards (NMSS) Procedure SA-200, Compatibility Categories and Health and Safety Identification for NRC Regulations and Other Program Elements.
However, we have determined that if your proposed regulations were adopted, incorporating our comments and without other significant change, they would meet the compatibility and health and safety categories established in the Office of Nuclear Material Safety and Safeguards (NMSS) Procedure SA-200, Compatibility Categories and Health and Safety Identification for NRC Regulations and Other Program Elements.
We request that when the proposed regulations are adopted and published as final regulations, a copy of the as published regulations be provided to us for review. As requested in NMSS Procedure SA-201, Review of State Regulatory Requirements, please highlight the final changes, and provide a copy to Division of Materials Safety, Security, State, and Tribal Programs, NMSS.
We request that when the proposed regulations are adopted and published as final regulations, a copy of the as published regulations be provided to us for review. As requested in NMSS Procedure SA-201, Review of State Regulatory Requirements, please highlight the final changes, and provide a copy to Division of Materials Safety, Security, State, and Tribal Programs, NMSS.
The SRS Data Sheet summarizes our knowledge of the status of other California regulations, as indicated. Please let us know if you note any inaccuracies, or have any comments on the information contained in the SRS Data Sheet. This letter, including the SRS Data Sheet, is posted on the NMSS State Communication Portal: https://scp.nrc.gov/rulemaking.html.
The SRS Data Sheet summarizes our knowledge of the status of other California regulations, as indicated. Please let us know if you note any inaccuracies, or have any comments on the information contained in the SRS Data Sheet. This letter, including the SRS Data Sheet, is posted on the NMSS State Communication Portal: https://scp.nrc.gov/rulemaking.html.  


G. Perez                                      If you have any questions regarding the comments, the compatibility and health and safety categories, or any of the NRC regulations used in the review, please contact Michelle Beardsley, State Regulation Review Coordinator, at (267) 884-2305 Michelle.Beardsley@nrc.gov) or Kathy Modes at (215) 872-5804 Kathy.Modes@nrc.gov).
If you have any questions regarding the comments, the compatibility and health and safety categories, or any of the NRC regulations used in the review, please contact Michelle Beardsley, State Regulation Review Coordinator, at (267) 884-2305 Michelle.Beardsley@nrc.gov) or Kathy Modes at (215) 872-5804 Kathy.Modes@nrc.gov).
Sincerely,
Sincerely,  
                                            /RA Paul Michalak for/
/RA Paul Michalak for/
Linda Howell, Acting Deputy Director Division of Materials Safety, Security, State and Tribal Programs Office of Nuclear Material Safety and Safeguards
Linda Howell, Acting Deputy Director Division of Materials Safety, Security, State and Tribal Programs Office of Nuclear Material Safety and Safeguards  


==Enclosures:==
==Enclosures:==
: 1. Compatibility Comments
: 1. Compatibility Comments
: 2. California SRS Data Sheet
: 2. California SRS Data Sheet  
 
G. Perez                                         


==SUBJECT:==
==SUBJECT:==
CALIFORNIA PROPOSED REGULATIONS TO RATS IDs: 2012-2, 2012-3, 2013-1, 2015-1, 2015-2, 2015-3, 2015-4, and 2015-5 DISTRIBUTION: SP 08 Randy Erickson, RSAO California File OFFICE         ASPB             ASPB               OGC   ASPB:BC         MSTR:DD NAME         KModes           MBeardsley           TBarczy PMichalak       PMichalak for LHowell DATE           3/28/18           3/28/18           4/12/18   4/19/18         4/19/18 ML18087A957                           OFFICIAL RECORD COPY       Package ML18065B082
CALIFORNIA PROPOSED REGULATIONS TO RATS IDs: 2012-2, 2012-3, 2013-1, 2015-1, 2015-2, 2015-3, 2015-4, and 2015-5 DISTRIBUTION: SP 08 Randy Erickson, RSAO California File OFFICE ASPB ASPB OGC ASPB:BC MSTR:DD NAME KModes MBeardsley TBarczy PMichalak PMichalak for LHowell DATE 3/28/18 3/28/18 4/12/18 4/19/18 4/19/18 ML18087A957 OFFICIAL RECORD COPY Package ML18065B082  


COMPATIBILITY COMMENTS ON CALIFORNIA PROPOSED REGULATIONS STATE SECTION NRC SECTION   RATS ID   CATEGORY   SUBJECT and COMMENTS 1   30373     71.8           2015-3    C          Purpose and Scope 71.13         10 CFR 71 B 71.103(a)               C          Requirements for license 71.127                   C 71.129                   C          Deliberate misconduct 71.131                   C Exemption of physicians Quality assurance organization Handling, storage, and shipping control Inspection, test, and operating status Nonconforming materials, parts, or components CA did not adopt these sections by reference.
COMPATIBILITY COMMENTS ON CALIFORNIA PROPOSED REGULATIONS STATE SECTION NRC SECTION RATS ID CATEGORY SUBJECT and COMMENTS 1
CA needs to adopt these sections in order to meet the Compatibility Category B designation assigned to 10 CFR 71.13; and the Compatibility Category C designation assigned to 10 CFR 71.8, 71.103(a), 71.127, 71.129, and 71.131.
30373 71.8 71.13 71.103(a) 71.127 71.129 71.131 2015-3 10 CFR 71 C
Enclosure 1
B C
C C
C Purpose and Scope Requirements for license Deliberate misconduct Exemption of physicians Quality assurance organization Handling, storage, and shipping control Inspection, test, and operating status Nonconforming materials, parts, or components CA did not adopt these sections by reference.
CA needs to adopt these sections in order to meet the Compatibility Category B designation assigned to 10 CFR 71.13; and the Compatibility Category C designation assigned to 10 CFR 71.8, 71.103(a), 71.127, 71.129, and 71.131.  


2 30373       71.20       2015-3     NA      Removed 10 CFR 71 The general license in 10 CFR 71.20 expired on October 1, 2008, and has been deleted from Part 71.
2 2
30373 71.20 2015-3 10 CFR 71 NA Removed The general license in 10 CFR 71.20 expired on October 1, 2008, and has been deleted from Part 71.
CA needs to remove 10 CFR 71.20 from the list of regulations adopted by reference in CA 30373.
CA needs to remove 10 CFR 71.20 from the list of regulations adopted by reference in CA 30373.
3 30373       Part 71     NA         Various General comments CA needs to include the following statements in Section 30373:
3 30373 Part 71 NA Various General comments CA needs to include the following statements in Section 30373:
a) Where the words NRC, Commission, Nuclear Regulatory Commission, United States Nuclear Regulatory Commission or Administrator of the appropriate Regional Office appear in 10 CFR Part 71, substitute the words [State]
a) Where the words NRC, Commission, Nuclear Regulatory Commission, United States Nuclear Regulatory Commission or Administrator of the appropriate Regional Office appear in 10 CFR Part 71, substitute the words [State]
Department/Agency except when used in 10 CFR 71.5 (b), 71.10, 71.17(c)(3), and (e), 71.85(c),
Department/Agency except when used in 10 CFR 71.5 (b), 71.10, 71.17(c)(3), and (e), 71.85(c),
Line 52: Line 53:
b) The terms certificate of compliance, compliance holder or applicant apply to the NRC as they are the sole authority for issuing a package Certificate of Compliance.
b) The terms certificate of compliance, compliance holder or applicant apply to the NRC as they are the sole authority for issuing a package Certificate of Compliance.
CA needs to make the changes to their regulations as indicated above to be compatible with 10 CFR Part 71.
CA needs to make the changes to their regulations as indicated above to be compatible with 10 CFR Part 71.
4 30293(a)(2) 40.61(a)(2) 2015-4     C       Records CA specified that transfer records be maintained for three years after each transfer unless a specific requirement in another part of the regulations in this subchapter dictates otherwise.
4 30293(a)(2) 40.61(a)(2) 2015-4 C
2
Records CA specified that transfer records be maintained for three years after each transfer unless a specific requirement in another part of the regulations in this subchapter dictates otherwise.  


This is less restrictive than NRC regulations.
3 This is less restrictive than NRC regulations.
NRC regulations specify retain each record of transfer of source or byproduct material until the Commission terminates each license that authorizes the activity that is subject to the recordkeeping requirement.
NRC regulations specify retain each record of transfer of source or byproduct material until the Commission terminates each license that authorizes the activity that is subject to the recordkeeping requirement.
CA needs to make the change indicated above in order to meet the Compatibility Category C designation assigned to 10 CFR 40.61(a)(2).
CA needs to make the change indicated above in order to meet the Compatibility Category C designation assigned to 10 CFR 40.61(a)(2).
5 30220       37.5         2013-1   C Definition: Fingerprint orders CA 30220(a)(2) states The terms fingerprint orders and government agency found in 10 CFR 37.5 are not incorporated by reference.
5 30220 37.5 2013-1 C
Definition: Fingerprint orders CA 30220(a)(2) states The terms fingerprint orders and government agency found in 10 CFR 37.5 are not incorporated by reference.
CA needs to adopt the definition of fingerprint orders in order to meet the Compatibility Category C designation assigned to 10 CFR 37.5.
CA needs to adopt the definition of fingerprint orders in order to meet the Compatibility Category C designation assigned to 10 CFR 37.5.
6 30220(a)(4)( 37.71(a)-(c) 2013-1   B Additional requirements for B)                                  transfer of category 1 and category 2 quantities of radioactive material CA regulation 30220(a)(4)(B) states:
6 30220(a)(4)(
B) 37.71(a)-(c) 2013-1 B
Additional requirements for transfer of category 1 and category 2 quantities of radioactive material CA regulation 30220(a)(4)(B) states:
Section 37.71 of 10 CFR 37. Any reference to the NRC shall be deemed to include both the NRC and the Department, as applicable, except that any reference to NRCs license verification system remains a reference to the NRC.
Section 37.71 of 10 CFR 37. Any reference to the NRC shall be deemed to include both the NRC and the Department, as applicable, except that any reference to NRCs license verification system remains a reference to the NRC.
CA needs to modify 30220(a)(4)(B) to include the NRC, the Department, and any Agreement State.
CA needs to modify 30220(a)(4)(B) to include the NRC, the Department, and any Agreement State.  
3


CA needs to make this change in order to meet the Compatibility Category B designation assigned to 10 CFR 37.71, (a)-(c).
4 CA needs to make this change in order to meet the Compatibility Category B designation assigned to 10 CFR 37.71, (a)-(c).
7 30373 71.17(a) and (b) 2015-3   B General license: NRC approved 71.21                    B package General license: Use of foreign approved package In 30373, CA did not indicate that the references to the NRC/Commission should be replaced with their corresponding Agency information.
7 30373 71.17(a) and (b) 71.21 2015-3 B
B General license: NRC approved package General license: Use of foreign approved package In 30373, CA did not indicate that the references to the NRC/Commission should be replaced with their corresponding Agency information.
CA needs to indicate that the references to the NRC/Commission should be replaced with their corresponding Agency information as this applies to CAs general licensees CA needs to make the change indicated above in order to meet the Compatibility Category B designation assigned to 10 CFR 71.17(a) and (b) and 71.21.
CA needs to indicate that the references to the NRC/Commission should be replaced with their corresponding Agency information as this applies to CAs general licensees CA needs to make the change indicated above in order to meet the Compatibility Category B designation assigned to 10 CFR 71.17(a) and (b) and 71.21.
8 30373 71.91(c) and (d) 2015-3  C Records 71.101(a), (b)           C and (c)(1)               C Quality assurance requirements 71.103(a)                 C 71.135                     Quality assurance organization Quality assurance records In Section 30373 CA needs to include a statement indicating that the terms Certificate of compliance (CoC),
8 30373 71.91(c) and (d) 71.101(a), (b) and (c)(1) 71.103(a) 71.135 2015-3 C
C C
C Records Quality assurance requirements Quality assurance organization Quality assurance records In Section 30373 CA needs to include a statement indicating that the terms Certificate of compliance (CoC),
certificate holder, and applicant for a CoC as stated in 71.91(c) and (d) 71.101(a), (b) and (c)(1), 71.103(a) and 71.135, apply to the NRC, as the NRC has sole authority for issuing a Certificate of Compliance.
certificate holder, and applicant for a CoC as stated in 71.91(c) and (d) 71.101(a), (b) and (c)(1), 71.103(a) and 71.135, apply to the NRC, as the NRC has sole authority for issuing a Certificate of Compliance.
CA needs to include the statement as indicated above in order to meet the 4
CA needs to include the statement as indicated above in order to meet the  


Compatibility Category C designation assigned to 10 CFR 71.91(c) and (d),
5 Compatibility Category C designation assigned to 10 CFR 71.91(c) and (d),
71.101(a), (b) and (c)(1), 71.103(a),
71.101(a), (b) and (c)(1), 71.103(a),
and 71.135.
and 71.135.
9 30373 71.91(c) and (d) 2015-3    C      Records 71.101(b) and               C (c)(1)                     C     Quality assurance requirements 71.106 Changes to quality assurance program In Section 30373 CA needs to indicate that the noted reference(s) to the NRC/Commission in 71.91(c) and (d), 71.101(b) and (c)(1), and 71.106 should be replaced with their corresponding Agency information.
9 30373 71.91(c) and (d) 71.101(b) and (c)(1) 71.106 2015-3 C
C C
Records Quality assurance requirements Changes to quality assurance program In Section 30373 CA needs to indicate that the noted reference(s) to the NRC/Commission in 71.91(c) and (d), 71.101(b) and (c)(1), and 71.106 should be replaced with their corresponding Agency information.
CA needs to include the statement as indicated above in order to meet the Compatibility Category C designation assigned to 10 CFR 71.91(c) and (d),
CA needs to include the statement as indicated above in order to meet the Compatibility Category C designation assigned to 10 CFR 71.91(c) and (d),
71.101(b) and (c)(1), and 71.106.
71.101(b) and (c)(1), and 71.106.
EDITORIAL COMMENT 1 30332 10 CFR           2012-3    B      Performance requirements for 34.20(a)(1)                       industrial radiography equipment The word Standards in 30332(a)(1) and in the notes section is singular when it should be plural.
EDITORIAL COMMENT 1
5
30332 10 CFR 34.20(a)(1) 2012-3 B
Performance requirements for industrial radiography equipment The word Standards in 30332(a)(1) and in the notes section is singular when it should be plural.  


STATE REGULATION STATUS State: California                                                                       Tracking Ticket Number: 18-28 Date: 04/19/2018
STATE REGULATION STATUS State: California Tracking Ticket Number: 18-28 Date: 04/19/2018
[ # 8 amendment(s) reviewed identified by a
[ # 8 amendment(s) reviewed identified by a
* at the beginning of the equivalent NRC requirement.]
* at the beginning of the equivalent NRC requirement.]
RATS ID     NRC Chronology Identification                   Date Due for   Incoming    Outgoing          Notes State Adoption Letter       Package 1991-1     Safety Requirements for Radiographic Equipment   01/10/1994     Not Required Not Required       California has adopted Final Part 34                                                                                        Regulations equivalent to RATS ID:
RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1991-1 Safety Requirements for Radiographic Equipment Part 34 55 FR 843 (Superceded by 1997-5) 01/10/1994 Not Required Not Required California has adopted Final Regulations equivalent to RATS ID:
55 FR 843                                                                                      1997-5.
1997-5.
(Superceded by 1997-5) 1991-2      ASNT Certification of Radiographers              none           Not Required Not Required       California has adopted Final Part 34                                                                                        Regulations equivalent to RATS ID:
1991-2 ASNT Certification of Radiographers Part 34 56 FR 11504 (Superceded by 1997-5) none Not Required Not Required California has adopted Final Regulations equivalent to RATS ID:
56 FR 11504                                                                                    1997-5.
1997-5.
(Superceded by 1997-5) 1991-3     Standards for Protection Against Radiation       01/01/1994    Final        No Comments Part 20                                                         ML020030346  03/18/2002 56 FR 23360; 56 FR 61352; 57 FR 38588; 57 FR                                 ML020780186 57877; 58 FR 67657; 59 FR 41641; 60 FR 20183 1991-4     Notification of Incidents                       10/15/1994    Final        No Comments Parts 20, 30, 31, 34, 39, 40 and 70                                         04/01/1998 56 FR 64980 1992-1     Quality Management Program and                   01/27/1995     Final       No Comments Misadministrations                                              ML103050179  01/05/2011 Part 35                                                                      ML103340424 56 FR 34104 (Superceded by 2002-2) 1992-2     Eliminating the Recordkeeping Requirements       none           Not Required Not Required       These regulation changes are not for Departures from Manufacturer's Instructions                                                required to be adopted for purposes Parts 30 and 35                                                                                of Compatibility.
1991-3 Standards for Protection Against Radiation Part 20 56 FR 23360; 56 FR 61352; 57 FR 38588; 57 FR 57877; 58 FR 67657; 59 FR 41641; 60 FR 20183 01/01/1994 Final ML020030346 No Comments 03/18/2002 ML020780186 1991-4 Notification of Incidents Parts 20, 30, 31, 34, 39, 40 and 70 56 FR 64980 10/15/1994 Final No Comments 04/01/1998 1992-1 Quality Management Program and Misadministrations Part 35 56 FR 34104 (Superceded by 2002-2) 01/27/1995 Final ML103050179 No Comments 01/05/2011 ML103340424 1992-2 Eliminating the Recordkeeping Requirements for Departures from Manufacturer's Instructions Parts 30 and 35 57 FR 45566 none Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.  
57 FR 45566 Enclosure 2


RATS ID NRC Chronology Identification                     Date Due for   Incoming          Outgoing      Notes State Adoption Letter           Package 1993-1 Decommissioning Recordkeeping and License         10/25/1996    Final            No Comments Termination: Documentation Additions [Restricted                 ML112970300      01/20/2012 areas and spill sites]                                                             ML113330808 Parts 30 and 40 58 FR 39628 1993-2 Licensing and Radiation Safety Requirements for   07/01/1996     License Condition No Comments Irradiators                                                      ML051670371      07/01/2005 Part 36                                                                            ML051810407 58 FR 7715 1993-3 Definition of Land Disposal and Waste Site QA     07/22/1996     Not Applicable1   Not Applicable California does not have any Program                                                                                            licensees subject to these Part 61                                                                                            regulations (See SECY-95-112) 58 FR 33886 1994-1 Self-Guarantee as an Additional Financial         none           Final             No Comments   These regulation changes are not Mechanism                                                                          04/01/1998    required to be adopted for purposes Parts 30, 40 and 70                                                                                of Compatibility.
2 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1993-1 Decommissioning Recordkeeping and License Termination: Documentation Additions [Restricted areas and spill sites]
58 FR 68726; 59 FR 1618 1994-2 Uranium Mill Tailings Regulations: Conforming     07/01/1997     Not Applicable   Not Applicable California does not have authority to NRC Requirements to EPA Standards                                                                  regulate this material under its Part 40                                                                                            Agreement.
Parts 30 and 40 58 FR 39628 10/25/1996 Final ML112970300 No Comments 01/20/2012 ML113330808 1993-2 Licensing and Radiation Safety Requirements for Irradiators Part 36 58 FR 7715 07/01/1996 License Condition ML051670371 No Comments 07/01/2005 ML051810407 1993-3 Definition of Land Disposal and Waste Site QA Program Part 61 58 FR 33886 07/22/1996 Not Applicable1 Not Applicable California does not have any licensees subject to these regulations (See SECY-95-112) 1994-1 Self-Guarantee as an Additional Financial Mechanism Parts 30, 40 and 70 58 FR 68726; 59 FR 1618 none Final No Comments 04/01/1998 These regulation changes are not required to be adopted for purposes of Compatibility.
59 FR 28220 Final            Comments 1994-3 Timeliness in Decommissioning Material Facilities 08/15/1997     ML16034A230       05/24/16 Parts 30, 40 and 70                                                                ML16034A225 59 FR 36026 1995-1 Preparation, Transfer for Commercial Distribution, 01/01/1998    Final            No Comments and Use of Byproduct Material for Medical Use                                       11/16/1999 Parts 30, 32 and 35 59 FR 61767; 59 FR 65243; 60 FR 322 2
1994-2 Uranium Mill Tailings Regulations: Conforming NRC Requirements to EPA Standards Part 40 59 FR 28220 07/01/1997 Not Applicable Not Applicable California does not have authority to regulate this material under its Agreement.
1994-3 Timeliness in Decommissioning Material Facilities Parts 30, 40 and 70 59 FR 36026 08/15/1997 Final ML16034A230 Comments 05/24/16 ML16034A225 1995-1 Preparation, Transfer for Commercial Distribution, and Use of Byproduct Material for Medical Use Parts 30, 32 and 35 59 FR 61767; 59 FR 65243; 60 FR 322 01/01/1998 Final No Comments 11/16/1999


RATS ID NRC Chronology Identification                       Date Due for   Incoming    Outgoing    Notes State Adoption Letter       Package 1995-2 Frequency of Medical Examinations for Use of       03/13/1998     Final       No Comments Respiratory Protection Equipment                                  ML020030346  03/18/2002 Part 20                                                                        ML020780186 60 FR 7900 1995-3 Low-Level Waste Shipment Manifest Information       03/01/1998     Final       No Comments and Reporting                                                      ML020030346  03/18/2002 Parts 20 and 61                                                                ML020780186 60 FR 15649; 60 FR 25983 1995-4 Performance Requirements for Radiography           06/30/1998     Not Required Not Required California has adopted Final Equipment                                                                                    Regulations equivalent to RATS ID:
3 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1995-2 Frequency of Medical Examinations for Use of Respiratory Protection Equipment Part 20 60 FR 7900 03/13/1998 Final ML020030346 No Comments 03/18/2002 ML020780186 1995-3 Low-Level Waste Shipment Manifest Information and Reporting Parts 20 and 61 60 FR 15649; 60 FR 25983 03/01/1998 Final ML020030346 No Comments 03/18/2002 ML020780186 1995-4 Performance Requirements for Radiography Equipment Part 34 60 FR 28323 (Superceded by 1997-5) 06/30/1998 Not Required Not Required California has adopted Final Regulations equivalent to RATS ID:
Part 34                                                                                      1997-5.
1997-5.
60 FR 28323 (Superceded by 1997-5) 1995-5 Radiation Protection Requirements: Amended         08/14/1998     Final       No Comments Definitions and Criteria                                          ML020030346  03/18/2002 Parts 19 and 20                                                                ML020780186 60 FR 36038 1995-6 Clarification of Decommissioning Funding           11/24/1998     Final       No Comments Requirements                                                                    04/01/1998 Parts 30, 40 and 70 60 FR 38235 1995-7 Medical Administration of Radiation and Radioactive 10/20/1998    Final        No Comments  Part 35 only Materials                                                         ML103050179  01/05/2011 Parts 20 and 35                                                                 ML103340411 60 FR 48623 (Superceded by 2002-2 and 2005-2)                                 Final       No Comments Part 20 only ML103550423  02/14/2011 ML110120070 3
1995-5 Radiation Protection Requirements: Amended Definitions and Criteria Parts 19 and 20 60 FR 36038 08/14/1998 Final ML020030346 No Comments 03/18/2002 ML020780186 1995-6 Clarification of Decommissioning Funding Requirements Parts 30, 40 and 70 60 FR 38235 11/24/1998 Final No Comments 04/01/1998 1995-7 Medical Administration of Radiation and Radioactive Materials Parts 20 and 35 60 FR 48623 (Superceded by 2002-2 and 2005-2) 10/20/1998 Final ML103050179 Final ML103550423 No Comments 01/05/2011 ML103340411 No Comments 02/14/2011 ML110120070 Part 35 only Part 20 only


RATS ID NRC Chronology Identification                       Date Due for   Incoming    Outgoing    Notes State Adoption Letter       Package 1996-1 Compatibility with the International Atomic Energy   04/01/1999     Final       No Comments California has adopted Final Agency                                                              ML091240053  06/11/2009   Regulations equivalent to RATS ID:
4 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1996-1 Compatibility with the International Atomic Energy Agency Part 71 60 FR 50248; 61 FR 28724 (Superceded by 2004-1) 04/01/1999 Final ML091240053 No Comments 06/11/2009 ML091470300 California has adopted Final Regulations equivalent to RATS ID:
Part 71                                                                          ML091470300  2004-1 60 FR 50248; 61 FR 28724 (Superceded by 2004-1) 1996-2 One Time Extension of Certain Byproduct, Source     02/15/1999     Not Required Not Required These regulation changes are not and Special Nuclear Materials Licenses                                                        required to be adopted for purposes Parts 30, 40 and 70                                                                          of Compatibility.
2004-1 1996-2 One Time Extension of Certain Byproduct, Source and Special Nuclear Materials Licenses Parts 30, 40 and 70 61 FR 1109 02/15/1999 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.
61 FR 1109 1996-3 Termination or Transfer of Licensed Activities:     06/17/1999    Final        No Comments Record keeping Requirements                                         ML020030346  03/18/2002 Parts 20, 30, 40, 61 and 70                                                     ML020780186 61 FR 24669 1997-1 Resolution of Dual Regulation of Airborne Effluents 01/9/2000     Final       No Comments of Radioactive Materials; Clean Air Act                            ML020030346  03/18/2002 Part 20                                                                          ML020780186 61 FR 65120 1997-2 Recognition of Agreement State Licenses in Areas     02/27/2000     Final       No Comments Under Exclusive Federal Jurisdiction Within an                      ML111740220  08/24/2011 Agreement State                                                                  ML112130149 Part 150 62 FR 1662 1997-3 Criteria for the Release of Individuals Administered 05/29/2000     Final       No Comments Part 35 only Radioactive Material                                                ML103050179  01/05/2011 Parts 20 and 35                                                                  ML103340411 62 FR 4120 Final        No Comments Part 20 only ML103550423  02/14/2011 ML110120070 4
1996-3 Termination or Transfer of Licensed Activities:
Record keeping Requirements Parts 20, 30, 40, 61 and 70 61 FR 24669 06/17/1999 Final ML020030346 No Comments 03/18/2002 ML020780186 1997-1 Resolution of Dual Regulation of Airborne Effluents of Radioactive Materials; Clean Air Act Part 20 61 FR 65120 01/9/2000 Final ML020030346 No Comments 03/18/2002 ML020780186 1997-2 Recognition of Agreement State Licenses in Areas Under Exclusive Federal Jurisdiction Within an Agreement State Part 150 62 FR 1662 02/27/2000 Final ML111740220 No Comments 08/24/2011 ML112130149 1997-3 Criteria for the Release of Individuals Administered Radioactive Material Parts 20 and 35 62 FR 4120 05/29/2000 Final ML103050179 Final ML103550423 No Comments 01/05/2011 ML103340411 No Comments 02/14/2011 ML110120070 Part 35 only Part 20 only


RATS ID NRC Chronology Identification                     Date Due for   Incoming    Outgoing    Notes State Adoption Letter       Package 1997-4 Fissile Material Shipments and Exemptions         02/10/2000     Not Required Not Required These regulation changes are not Part 71                                                                                    required to be adopted for purposes 62 FR 5907                                                                                of Compatibility. (See STP-97-078)
5 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1997-4 Fissile Material Shipments and Exemptions Part 71 62 FR 5907 (Superceded by 2004-1) 02/10/2000 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility. (See STP-97-078) 1997-5 Licenses for Industrial Radiography and Radiation Safety Requirements for Industrial Radiography Operations Parts 30, 34, 71 and 150 62 FR 28947 06/27/2000 R2 ML14139A065 Final ML15012A519 Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465 1997-6 Radiological Criteria for License Termination Parts 20, 30, 40 and 70 62 FR 39057 08/20/2000 Final ML16034A230 Comments 05/24/16 ML16034A225 This regulation was previously reviewed and found acceptable (See NRC letter ML020780186),
(Superceded by 2004-1) 1997-5 Licenses for Industrial Radiography and Radiation 06/27/2000 Safety Requirements for Industrial Radiography                               Comments Operations                                                       R2          08/06/2014 Parts 30, 34, 71 and 150 62 FR 28947                                                     ML14139A065 ML14139A060 Final        No Comments ML15012A519  02/09/2015 ML15012A465 1997-6 Radiological Criteria for License Termination     08/20/2000    Final        Comments    This regulation was previously Parts 20, 30, 40 and 70                                         ML16034A230 05/24/16     reviewed and found acceptable 62 FR 39057                                                                  ML16034A225  (See NRC letter ML020780186),
however it was repealed on August 8, 2002, and CA is currently terminating licenses on a case by case basis 1997-7 Exempt Distribution of a Radioactive Drug Containing One Micro curie of Carbon-14 Urea Part 30 62 FR 63634 01/02/2001 Final ML081080140 No Comments 05/13/2008 ML081340266  
however it was repealed on August 8, 2002, and CA is currently terminating licenses on a case by case basis 1997-7 Exempt Distribution of a Radioactive Drug         01/02/2001    Final        No Comments Containing One Micro curie of Carbon-14 Urea                     ML081080140 05/13/2008 Part 30                                                                      ML081340266 62 FR 63634 5


RATS ID NRC Chronology Identification                     Date Due for   Incoming    Outgoing    Notes State Adoption Letter       Package 1998-1 Deliberate Misconduct by Unlicensed Persons       02/12/2001    Final        No Comments Parts 30, 40, 61, 70, 71 and 150                                 ML060340073  03/09/2006 63 FR 1890; 63 FR 13773                                                       ML060670437 1998-2 Self-Guarantee of Decommissioning Funding by     07/01/2001     Not Required Not Required These regulation changes are not Nonprofit and Non-Bond-Issuing Licensees                                                  required to be adopted for purposes Parts 30, 40 and 70                                                                        of Compatibility.
6 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1998-1 Deliberate Misconduct by Unlicensed Persons Parts 30, 40, 61, 70, 71 and 150 63 FR 1890; 63 FR 13773 02/12/2001 Final ML060340073 No Comments 03/09/2006 ML060670437 1998-2 Self-Guarantee of Decommissioning Funding by Nonprofit and Non-Bond-Issuing Licensees Parts 30, 40 and 70 63 FR 29535 07/01/2001 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.
63 FR 29535 1998-3 License Term for Medical Use Licenses             07/10/2001     Not Required Not Required These regulation changes are not Part 35                                                                                    required to be adopted for purposes 63 FR 31604                                                                                of Compatibility. (See STP-98-074)
1998-3 License Term for Medical Use Licenses Part 35 63 FR 31604 (Superceded by 2002-2) 07/10/2001 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility. (See STP-98-074) 1998-4 Licenses for Industrial Radiography and Radiation Safety Requirements for Industrial Radiographic Operations Part 34 63 FR 37059 07/09/2001 Final ML081160234 No Comments 06/19/2008 ML081710246  
(Superceded by 2002-2) 1998-4 Licenses for Industrial Radiography and Radiation 07/09/2001     Final       No Comments Safety Requirements for Industrial Radiographic                  ML081160234  06/19/2008 Operations                                                                    ML081710246 Part 34 63 FR 37059 6


RATS ID NRC Chronology Identification                     Date Due for   Incoming          Outgoing      Notes State Adoption Letter           Package 1998-5 Minor Corrections, Clarifying Changes, and a Minor 10/26/2001 Policy Change                                                     R2                No Comments Parts 20, 32, 35, 36 and 39                                       ML14139A065      08/06/2014 63 FR 39477; 63 FR 45393 ML14139A060 License Condition No Comments   Part 36 ML051580164      07/18/2006 ML061790298      ML061990575 Final            No Comments ML15012A519      02/09/2015 ML15012A465 1998-6 Transfer for Disposal and Manifests: Minor         11/20/2001     Final             No Comments Technical Conforming Amendment                                    ML020030346      03/18/2002 Part 20                                                                            ML020780186 63 FR 50127 1999-1 Radiological Criteria for License Termination of   06/11/2002     Not Applicable   Not Applicable California does not have authority to Uranium Recovery Facilities                                                                        regulate this material under its Part 40                                                                                            Agreement.
7 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1998-5 Minor Corrections, Clarifying Changes, and a Minor Policy Change Parts 20, 32, 35, 36 and 39 63 FR 39477; 63 FR 45393 10/26/2001 R2 ML14139A065 License Condition ML051580164 ML061790298 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 07/18/2006 ML061990575 No Comments 02/09/2015 ML15012A465 Part 36 1998-6 Transfer for Disposal and Manifests: Minor Technical Conforming Amendment Part 20 63 FR 50127 11/20/2001 Final ML020030346 No Comments 03/18/2002 ML020780186 1999-1 Radiological Criteria for License Termination of Uranium Recovery Facilities Part 40 64 FR 17506 06/11/2002 Not Applicable Not Applicable California does not have authority to regulate this material under its Agreement.  
64 FR 17506 7


RATS ID NRC Chronology Identification                       Date Due for   Incoming          Outgoing    Notes State Adoption Letter           Package 1999-2 Requirements for Those Who Possess Certain         10/04/2002     Not Required     Not Required These regulation changes are not Industrial Devices Containing Byproduct Material to                                              required to be adopted for purposes Provide Requested Information                                                                    of Compatibility.
8 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1999-2 Requirements for Those Who Possess Certain Industrial Devices Containing Byproduct Material to Provide Requested Information Part 31 64 FR 42269 10/04/2002 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.
Part 31 64 FR 42269 1999-3 Respiratory Protection and Controls to Restrict     02/02/2003     Final             No Comments Internal Exposure                                                  ML062210438      08/31/2006 Part 20                                                                              ML062490010 64 FR 54543; 64 FR 55524 2000-1 Energy Compensation Sources for Well Logging       05/17/2003     Final             No Comments and Other Regulatory Clarifications                                ML070920384      04/23/2007 Part 39                                                                              ML071140038 65 FR 20337 2000-2 New Dosimetry Technology                           01/08/2004     Final             No Comments Part 34 Parts 34, 36 and 39                                                ML081160234      06/19/2008 65 FR 63750                                                                          ML081710246 Final            No Comments Part 39 ML070920384      04/23/2007 ML071140038 License Condition No Comments Part 36 adopted by reference ML051580164      07/18/2006 ML061790298      ML061990575 8
1999-3 Respiratory Protection and Controls to Restrict Internal Exposure Part 20 64 FR 54543; 64 FR 55524 02/02/2003 Final ML062210438 No Comments 08/31/2006 ML062490010 2000-1 Energy Compensation Sources for Well Logging and Other Regulatory Clarifications Part 39 65 FR 20337 05/17/2003 Final ML070920384 No Comments 04/23/2007 ML071140038 2000-2 New Dosimetry Technology Parts 34, 36 and 39 65 FR 63750 01/08/2004 Final ML081160234 Final ML070920384 License Condition ML051580164 ML061790298 No Comments 06/19/2008 ML081710246 No Comments 04/23/2007 ML071140038 No Comments 07/18/2006 ML061990575 Part 34 Part 39 Part 36 adopted by reference


RATS ID NRC Chronology Identification                   Date Due for   Incoming            Outgoing    Notes State Adoption Letter             Package No Comments 2001-1 Requirements for Certain Generally Licensed     02/16/2004 Industrial Devices Containing Byproduct Material               R2                  08/06/2014 Parts 30, 31 and 32                                             ML14139A065        ML14139A060 65 FR 79162 License Condition   No Comments for 32.52 (a) & (b) 03/10/2004 ML040500440        ML040700191 Final              No Comments ML15012A519        02/09/2015 ML15012A465 2002-1 Revision of the Skin Dose Limit                 04/05/2005     Final               No Comments Part 20                                                        ML062210438        08/31/2006 67 FR 16298                                                                        ML062490010 9
9 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2001-1 Requirements for Certain Generally Licensed Industrial Devices Containing Byproduct Material Parts 30, 31 and 32 65 FR 79162 02/16/2004 R2 ML14139A065 License Condition for 32.52 (a) & (b)
ML040500440 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 03/10/2004 ML040700191 No Comments 02/09/2015 ML15012A465 2002-1 Revision of the Skin Dose Limit Part 20 67 FR 16298 04/05/2005 Final ML062210438 No Comments 08/31/2006 ML062490010  


RATS ID NRC Chronology Identification                 Date Due for   Incoming          Outgoing    Notes State Adoption Letter           Package 2002-2 Medical Use of Byproduct Material             10/24/2005 Parts 20, 32 and 35                                         R2                No Comments 67 FR 20249                                                 ML14139A065       08/06/2014 ML14139A060 Final            No Comments ML15012A516      02/09/2015 ML15012A465 2003-1 Financial Assurance for Materials Licensees   12/03/2006     Final             No Comments Parts 30, 40 and 70                                          ML090210714      02/06/2009 68 FR 57327                                                                    ML090260305 2004-1 Compatibility With IAEA Transportation Safety 10/01/2007     Final             No Comments Standards and Other Transportation Safety                    ML091240053      06/11/2009 Amendments                                                                    ML091470300 Part 71 69 FR 3697 2005-1 Security Requirements for Portable Gauges     07/11/2008     License Condition No Comments Containing Byproduct Material                                ML062920179      11/09/2006 Part 30                                                                        ML063130004 70 FR 2001 10
10 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2002-2 Medical Use of Byproduct Material Parts 20, 32 and 35 67 FR 20249 10/24/2005 R2 ML14139A065 Final ML15012A516 No Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465 2003-1 Financial Assurance for Materials Licensees Parts 30, 40 and 70 68 FR 57327 12/03/2006 Final ML090210714 No Comments 02/06/2009 ML090260305 2004-1 Compatibility With IAEA Transportation Safety Standards and Other Transportation Safety Amendments Part 71 69 FR 3697 10/01/2007 Final ML091240053 No Comments 06/11/2009 ML091470300 2005-1 Security Requirements for Portable Gauges Containing Byproduct Material Part 30 70 FR 2001 07/11/2008 License Condition ML062920179 No Comments 11/09/2006 ML063130004  


RATS ID NRC Chronology Identification                       Date Due for   Incoming          Outgoing    Notes State Adoption Letter           Package 2005-2 Medical Use of Byproduct Material - Recognition of 04/29/2008 Specialty Boards                                                  R2               No Comments Part 35                                                            ML14139A065      08/06/2014 70 FR 16336; 71 FR 1926 ML14139A060 Final            No Comments ML15012A519      02/09/2015 ML15012A465 2005-3 Increased Controls for Risk-Significant Radioactive 12/01/2005    License Condition No Comments California chose to revise its IC Sources (NRC Order EA-05-090)                                     ML081280851       05/13/2008 License Condition at the time of the 70 FR 72128                                                                          ML081340260 Fingerprinting Order EA-07-305 License Condition Implementation.
11 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2005-2 Medical Use of Byproduct Material - Recognition of Specialty Boards Part 35 70 FR 16336; 71 FR 1926 04/29/2008 R2 ML14139A065 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465 2005-3 Increased Controls for Risk-Significant Radioactive Sources (NRC Order EA-05-090) 70 FR 72128 12/01/2005 License Condition ML081280851 No Comments 05/13/2008 ML081340260 California chose to revise its IC License Condition at the time of the Fingerprinting Order EA-07-305 License Condition Implementation.
The original license condition can be seen at ML053060120. The response letter sent 11/04/2005 can be seen at ML053080246.
The original license condition can be seen at ML053060120. The response letter sent 11/04/2005 can be seen at ML053080246.  
11


RATS ID NRC Chronology Identification                   Date Due for   Incoming          Outgoing    Notes State Adoption Letter           Package 2006-1 Minor Amendments                               03/27/2009 Parts 20, 30, 32, 35, 40 and 70                               R2                No Comments 71 FR 15005                                                   ML14139A065       08/06/2014 Note: changes to Part 40 and 70 are not required for compatibility.
12 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2006-1 Minor Amendments Parts 20, 30, 32, 35, 40 and 70 71 FR 15005 03/27/2009 R2 ML14139A065 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465 Note: changes to Part 40 and 70 are not required for compatibility.
ML14139A060 Final            No Comments ML15012A519      02/09/2015 ML15012A465 2006-2 National Source Tracking System - Serialization 02/06/2007     License Condition No Comments Requirements                                                  ML070360575      02/16/2007 Part 32 with reference to Part 20 Appendix E                                    ML070470007 71 FR 65685 2006-3 National Source Tracking System                 01/31/2009     Final             No Comments Part 20                                                        ML103550423      02/14/2011 71 FR 65685, 72 FR 59162                                                        ML110120070 12
2006-2 National Source Tracking System - Serialization Requirements Part 32 with reference to Part 20 Appendix E 71 FR 65685 02/06/2007 License Condition ML070360575 No Comments 02/16/2007 ML070470007 2006-3 National Source Tracking System Part 20 71 FR 65685, 72 FR 59162 01/31/2009 Final ML103550423 No Comments 02/14/2011 ML110120070  


RATS ID NRC Chronology Identification                     Date Due for   Incoming    Outgoing    Notes State Adoption Letter     Package 2007-1 Medical Use of Byproduct Material - Minor         10/29/2010 Corrections and Clarifications                                  R2         No Comments Parts 32 and 35                                                  ML14139A065 08/06/2014 72 FR 45147, 54207 ML14139A060 Final      No Comments ML15012A519 02/09/2015 ML15012A465 2007-2 Exemptions From Licensing, General Licenses, and 12/17/2010 Distribution of Byproduct Material: Licensing and               R2          No Comments Reporting Requirements                                           ML14139A065 08/06/2014 Parts 30, 31, 32 and 150 72 FR 58473                                                                 ML14139A060 Final      No Comments ML15012A519 02/09/2015 ML15012A465 13
13 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2007-1 Medical Use of Byproduct Material - Minor Corrections and Clarifications Parts 32 and 35 72 FR 45147, 54207 10/29/2010 R2 ML14139A065 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465 2007-2 Exemptions From Licensing, General Licenses, and Distribution of Byproduct Material: Licensing and Reporting Requirements Parts 30, 31, 32 and 150 72 FR 58473 12/17/2010 R2 ML14139A065 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465  


RATS ID NRC Chronology Identification                     Date Due for   Incoming          Outgoing    Notes State Adoption Letter           Package 2007-3 Requirements for Expanded Definition of Byproduct 11/30/2010 Material                                                         R2                No Comments Parts 20, 30, 31, 32, 33, 35, 61 and 150                         ML14139A065       08/06/2014 72 FR 55864 ML14139A060 Final            No Comments ML15012A519      02/09/2015 ML15012A465 2007-4 Order Imposing Fingerprinting Requirements and   06/05/2008    License Condition No Comments Criminal History Records Check Requirements for                 ML081280851      05/13/2008 Unescorted Access to Certain Radioactive Material                                 ML081340260 NRC Order EA-07-305 72 FR 70901 2008-1 Occupational Dose Records, Labeling Containers,   02/15/2011     Final             No Comments and Total Effective Dose Equivalent                              ML103550423      02/14/2011 Parts 19 and 20                                                                    ML110120070 72 FR 68043 14
14 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2007-3 Requirements for Expanded Definition of Byproduct Material Parts 20, 30, 31, 32, 33, 35, 61 and 150 72 FR 55864 11/30/2010 R2 ML14139A065 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465 2007-4 Order Imposing Fingerprinting Requirements and Criminal History Records Check Requirements for Unescorted Access to Certain Radioactive Material NRC Order EA-07-305 72 FR 70901 06/05/2008 License Condition ML081280851 No Comments 05/13/2008 ML081340260 2008-1 Occupational Dose Records, Labeling Containers, and Total Effective Dose Equivalent Parts 19 and 20 72 FR 68043 02/15/2011 Final ML103550423 No Comments 02/14/2011 ML110120070  


RATS ID NRC Chronology Identification                         Date Due for   Incoming          Outgoing    Notes State Adoption Letter           Package 2009-1 Medical Use of Byproduct Material - Authorized       09/28/2012 User Clarification                                                  Proposed         No Comments Part 35                                                              ML14139A0652      08/06/2014 74 FR 33901 ML14139A060 Final            No Comments ML15012A519      02/09/2015 ML15012A465
15 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2009-1 Medical Use of Byproduct Material - Authorized User Clarification Part 35 74 FR 33901 09/28/2012 Proposed ML14139A0652 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465  
*2011-1 Decommissioning Planning                             12/17/2015     Proposed         No Comments Parts 20, 30, 40 and 70                                                                04/13/2018 76 FR 35512                                                          ML18067A028      ML18067A027 2011-2 Licenses, Certifications, and Approvals for Materials 11/14/2014    Final            No Comments Licensees                                                           ML13144A735      07/03/2013 Parts 30, 36, 39, 40, 70 and 150                                                       ML13162A553 76 FR 56951 License Condition No Comments Part 36 adopted by reference ML13196A091      08/21/2013 ML13196A080 15
*2011-1 Decommissioning Planning Parts 20, 30, 40 and 70 76 FR 35512 12/17/2015 Proposed ML18067A028 No Comments 04/13/2018 ML18067A027 2011-2 Licenses, Certifications, and Approvals for Materials Licensees Parts 30, 36, 39, 40, 70 and 150 76 FR 56951 11/14/2014 Final ML13144A735 License Condition ML13196A091 No Comments 07/03/2013 ML13162A553 No Comments 08/21/2013 ML13196A080 Part 36 adopted by reference


RATS ID NRC Chronology Identification                     Date Due for   Incoming    Outgoing    Notes State Adoption Letter       Package 2012-1 Change of Compatibility of                       01/25/2015 Parts 31.5 and 31.6                                             R2          No Comments (See RATS ID: 2001-1 for Rule text)                             ML14139A0652 08/06/2014 77 FR 3640 ML14139A060 Final        No Comments ML15012A519  02/09/2015 ML15012A465
16 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2012-1 Change of Compatibility of Parts 31.5 and 31.6 (See RATS ID: 2001-1 for Rule text) 77 FR 3640 01/25/2015 R2 ML14139A0652 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465  
*2012-2 Advance Notification to Native American Tribes of 08/10/2015     Proposed     No Comments Transportation of Certain Types of Nuclear Waste                ML18065B098  04/19/2018 Part 71                                                                      ML18065B082 77 FR 34194
*2012-2 Advance Notification to Native American Tribes of Transportation of Certain Types of Nuclear Waste Part 71 77 FR 34194 08/10/2015 Proposed ML18065B098 No Comments 04/19/2018 ML18065B082  
*2012-3 Technical Corrections                             08/06/2015    Proposed    No Comments Parts 30, 34, 40 and 71                                         ML18065B098 04/19/2018 77 FR 39899                                                                  ML18065B082 16
*2012-3 Technical Corrections Parts 30, 34, 40 and 71 77 FR 39899 08/06/2015 Proposed ML18065B098 No Comments 04/19/2018 ML18065B082  


RATS ID NRC Chronology Identification                       Date Due for   Incoming        Outgoing    Notes State Adoption Letter           Package 2012-4 Requirements for Distribution of Byproduct Material 10/23/2015 Parts 30, 31, 32, 40 and 70                                       Proposed        No Comments 77 FR 43666                                                       ML14139A0652     08/06/2014 ML14139A060 Final            No Comments ML15012A519      02/09/2015 ML15012A465
17 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2012-4 Requirements for Distribution of Byproduct Material Parts 30, 31, 32, 40 and 70 77 FR 43666 10/23/2015 Proposed ML14139A0652 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465  
*2013-1 Physical Protection of Byproduct Material, 10 CFR   03/19/2016                                  Part 37 only.
*2013-1 Physical Protection of Byproduct Material, 10 CFR Parts 20, 30, 32, 33, 34, 35, 36, 37, 39 and 71 78 FR 16922 03/19/2016 Proposed License Condition ML15216A474 Revised License Condition ML15281A285 Proposed ML18065B098 Comments 08/31/2015 ML15216A443 No Comments 11/03/2015 ML15281A277 Comments 04/19/2018 ML18065B082 Part 37 only.
Parts 20, 30, 32, 33, 34, 35, 36, 37, 39 and 71                   Proposed License Comments 78 FR 16922                                                       Condition 08/31/2015 ML15216A474 ML15216A443 Part 37 only.
Part 37 only.
Revised License Condition        No Comments ML15281A285      11/03/2015 ML15281A277 Proposed ML18065B098      Comments 04/19/2018 ML18065B082 17


RATS ID NRC Chronology Identification                     Date Due for   Incoming        Outgoing    Notes State Adoption Letter         Package 2013-2 Distribution of Source Material to Exempt Persons 08/27/2016 and to General Licensees and Revision of General License and Exemptions Parts 30, 40, and 70 78 FR 32310
18 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2013-2 Distribution of Source Material to Exempt Persons and to General Licensees and Revision of General License and Exemptions Parts 30, 40, and 70 78 FR 32310 08/27/2016
*2015-1 Domestic Licensing of Special Nuclear Material - 01/26/2018     Proposed       No Comments Written Reports and Clarifying Amendments                        ML18065B098    04/19/2018 Part 70                                                                          ML18065B082 79 FR 57721, 80 FR 143
*2015-1 Domestic Licensing of Special Nuclear Material -
*2015-2 Safeguards Information - Modified Handling       01/28/2018 Categorization, Change for Materials Facilities                 Proposed        No Comments Proposed Parts 30, 37, 73 and 150                                         ML15216A474    08/31/2015  ML15216A474 79 FR 58664, 80 FR 3865 ML15216A443 Revised License No Comments Revised License Condition Condition 11/03/2015 ML15281A285 ML15281A285 ML15281A277 Proposed ML18065B098    No Comments 04/19/2018 ML18065B082 18
Written Reports and Clarifying Amendments Part 70 79 FR 57721, 80 FR 143 01/26/2018 Proposed ML18065B098 No Comments 04/19/2018 ML18065B082  
*2015-2 Safeguards Information - Modified Handling Categorization, Change for Materials Facilities Parts 30, 37, 73 and 150 79 FR 58664, 80 FR 3865 01/28/2018 Proposed ML15216A474 Revised License Condition ML15281A285 Proposed ML18065B098 No Comments 08/31/2015 ML15216A443 No Comments 11/03/2015 ML15281A277 No Comments 04/19/2018 ML18065B082 Proposed ML15216A474 Revised License Condition ML15281A285


RATS ID     NRC Chronology Identification                       Date Due for       Incoming            Outgoing    Notes State Adoption     Letter               Package
19 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes
*2015-3     Revisions to Transportation Safety Requirements     07/13/2018        Proposed            Comments and Harmonization with International Atomic         *extended to      ML18065B098          04/19/2018 Energy Agency Transportation Requirements                                                   ML18065B082 Part 71                                             08/15/2020 80 FR 33987                                          See STC 17-060
*2015-3 Revisions to Transportation Safety Requirements and Harmonization with International Atomic Energy Agency Transportation Requirements Part 71 80 FR 33987 07/13/2018
*2015-4     Miscellaneous Corrections                           09/02/2018         Proposed             Comments Parts 37 and 40                                                        ML18065B098          04/19/2018 80 FR 45841                                                                                  ML18065B082
*extended to 08/15/2020 See STC 17-060 Proposed ML18065B098 Comments 04/19/2018 ML18065B082
*2015-5     Miscellaneous Corrections                           12/31/2018        Proposed            No Comments Parts 19, 20, 30, 32, 37, 40, 61, 70, 71 and 150                       ML18065B098         04/19/2018 80 FR 74974                                                                                  ML18065B082 N/A         10 CFR 35.13, 35.14, 35.24, 35.27, 35.57 and                           License Condition   No Comments 35.2024                                                                ML111400455          07/11/2011 ML111740678 1
*2015-4 Miscellaneous Corrections Parts 37 and 40 80 FR 45841 09/02/2018 Proposed ML18065B098 Comments 04/19/2018 ML18065B082  
IMPEP Team: verify that California does not have any licensees subject to these regulations during each review.
*2015-5 Miscellaneous Corrections Parts 19, 20, 30, 32, 37, 40, 61, 70, 71 and 150 80 FR 74974 12/31/2018 Proposed ML18065B098 No Comments 04/19/2018 ML18065B082 N/A 10 CFR 35.13, 35.14, 35.24, 35.27, 35.57 and 35.2024 License Condition ML111400455 No Comments 07/11/2011 ML111740678 1 IMPEP Team: verify that California does not have any licensees subject to these regulations during each review.
2 R stands for revisions to final rule.
2 R stands for revisions to final rule.}}
19}}

Latest revision as of 04:43, 6 January 2025

Letter to G. Perez Re; California Proposed Regulations to Rats Ids 2012-2, 2012-3, 2013-1, 2015-1, 2015-2, 2015-3, 2015-4 and 2015-5
ML18087A957
Person / Time
Issue date: 04/19/2018
From: Linda Howell
NRC/NMSS/DMSST
To: Perez G
State of CA, Dept of Health Services, Food, Drugs & Radiation Safety Div
Beardsley M
Shared Package
ML18065B082 List:
References
Download: ML18087A957 (27)


Text

UNITED STATES NUCLEAR REGULATORY COMMISSION WASHINGTON, D.C. 20555-0001 April 19, 2018 Mr. Gonzalo L. Perez, Chief Radiologic Health Branch Division of Food, Drug & Radiation Safety California Department of Health Services P.O. Box 997414, MS-7610 Sacramento, CA 95899-7414

Dear Mr. Perez:

We have reviewed the proposed revisions to the California Radiation Control Regulations received by our office on March 2, 2018. These regulations were reviewed by comparison to the equivalent U.S. Nuclear Regulatory Commission (NRC) rules and Regulation Amendment Tracking System Identification Numbers (RATS IDs) 2012-2, 2012-3, 2013-1, 2015-1, 2015-2, 2015-3, 2015-4, and 2015-5 as identified in the enclosed State Regulation Status (SRS) Data Sheet. We discussed our review of the regulations with you on April 12, 2018.

As a result of our review, we have nine comments related to compatibility that have been identified in the enclosure. Please note that we have limited our review to regulations required for compatibility and/or health and safety. Under our current procedure, a finding that the California regulations meet the compatibility and health and safety categories of the equivalent NRC regulation may only be made based on a review of the final California regulations.

However, we have determined that if your proposed regulations were adopted, incorporating our comments and without other significant change, they would meet the compatibility and health and safety categories established in the Office of Nuclear Material Safety and Safeguards (NMSS) Procedure SA-200, Compatibility Categories and Health and Safety Identification for NRC Regulations and Other Program Elements.

We request that when the proposed regulations are adopted and published as final regulations, a copy of the as published regulations be provided to us for review. As requested in NMSS Procedure SA-201, Review of State Regulatory Requirements, please highlight the final changes, and provide a copy to Division of Materials Safety, Security, State, and Tribal Programs, NMSS.

The SRS Data Sheet summarizes our knowledge of the status of other California regulations, as indicated. Please let us know if you note any inaccuracies, or have any comments on the information contained in the SRS Data Sheet. This letter, including the SRS Data Sheet, is posted on the NMSS State Communication Portal: https://scp.nrc.gov/rulemaking.html.

If you have any questions regarding the comments, the compatibility and health and safety categories, or any of the NRC regulations used in the review, please contact Michelle Beardsley, State Regulation Review Coordinator, at (267) 884-2305 Michelle.Beardsley@nrc.gov) or Kathy Modes at (215) 872-5804 Kathy.Modes@nrc.gov).

Sincerely,

/RA Paul Michalak for/

Linda Howell, Acting Deputy Director Division of Materials Safety, Security, State and Tribal Programs Office of Nuclear Material Safety and Safeguards

Enclosures:

1. Compatibility Comments
2. California SRS Data Sheet

SUBJECT:

CALIFORNIA PROPOSED REGULATIONS TO RATS IDs: 2012-2, 2012-3, 2013-1, 2015-1, 2015-2, 2015-3, 2015-4, and 2015-5 DISTRIBUTION: SP 08 Randy Erickson, RSAO California File OFFICE ASPB ASPB OGC ASPB:BC MSTR:DD NAME KModes MBeardsley TBarczy PMichalak PMichalak for LHowell DATE 3/28/18 3/28/18 4/12/18 4/19/18 4/19/18 ML18087A957 OFFICIAL RECORD COPY Package ML18065B082

COMPATIBILITY COMMENTS ON CALIFORNIA PROPOSED REGULATIONS STATE SECTION NRC SECTION RATS ID CATEGORY SUBJECT and COMMENTS 1

30373 71.8 71.13 71.103(a) 71.127 71.129 71.131 2015-3 10 CFR 71 C

B C

C C

C Purpose and Scope Requirements for license Deliberate misconduct Exemption of physicians Quality assurance organization Handling, storage, and shipping control Inspection, test, and operating status Nonconforming materials, parts, or components CA did not adopt these sections by reference.

CA needs to adopt these sections in order to meet the Compatibility Category B designation assigned to 10 CFR 71.13; and the Compatibility Category C designation assigned to 10 CFR 71.8, 71.103(a), 71.127, 71.129, and 71.131.

2 2

30373 71.20 2015-3 10 CFR 71 NA Removed The general license in 10 CFR 71.20 expired on October 1, 2008, and has been deleted from Part 71.

CA needs to remove 10 CFR 71.20 from the list of regulations adopted by reference in CA 30373.

3 30373 Part 71 NA Various General comments CA needs to include the following statements in Section 30373:

a) Where the words NRC, Commission, Nuclear Regulatory Commission, United States Nuclear Regulatory Commission or Administrator of the appropriate Regional Office appear in 10 CFR Part 71, substitute the words [State]

Department/Agency except when used in 10 CFR 71.5 (b), 71.10, 71.17(c)(3), and (e), 71.85(c),

71.88(a)(4), 71.93(c), 71.95, 71.97(c), (c)(3)(iii), and (f).

b) The terms certificate of compliance, compliance holder or applicant apply to the NRC as they are the sole authority for issuing a package Certificate of Compliance.

CA needs to make the changes to their regulations as indicated above to be compatible with 10 CFR Part 71.

4 30293(a)(2) 40.61(a)(2) 2015-4 C

Records CA specified that transfer records be maintained for three years after each transfer unless a specific requirement in another part of the regulations in this subchapter dictates otherwise.

3 This is less restrictive than NRC regulations.

NRC regulations specify retain each record of transfer of source or byproduct material until the Commission terminates each license that authorizes the activity that is subject to the recordkeeping requirement.

CA needs to make the change indicated above in order to meet the Compatibility Category C designation assigned to 10 CFR 40.61(a)(2).

5 30220 37.5 2013-1 C

Definition: Fingerprint orders CA 30220(a)(2) states The terms fingerprint orders and government agency found in 10 CFR 37.5 are not incorporated by reference.

CA needs to adopt the definition of fingerprint orders in order to meet the Compatibility Category C designation assigned to 10 CFR 37.5.

6 30220(a)(4)(

B) 37.71(a)-(c) 2013-1 B

Additional requirements for transfer of category 1 and category 2 quantities of radioactive material CA regulation 30220(a)(4)(B) states:

Section 37.71 of 10 CFR 37. Any reference to the NRC shall be deemed to include both the NRC and the Department, as applicable, except that any reference to NRCs license verification system remains a reference to the NRC.

CA needs to modify 30220(a)(4)(B) to include the NRC, the Department, and any Agreement State.

4 CA needs to make this change in order to meet the Compatibility Category B designation assigned to 10 CFR 37.71, (a)-(c).

7 30373 71.17(a) and (b) 71.21 2015-3 B

B General license: NRC approved package General license: Use of foreign approved package In 30373, CA did not indicate that the references to the NRC/Commission should be replaced with their corresponding Agency information.

CA needs to indicate that the references to the NRC/Commission should be replaced with their corresponding Agency information as this applies to CAs general licensees CA needs to make the change indicated above in order to meet the Compatibility Category B designation assigned to 10 CFR 71.17(a) and (b) and 71.21.

8 30373 71.91(c) and (d) 71.101(a), (b) and (c)(1) 71.103(a) 71.135 2015-3 C

C C

C Records Quality assurance requirements Quality assurance organization Quality assurance records In Section 30373 CA needs to include a statement indicating that the terms Certificate of compliance (CoC),

certificate holder, and applicant for a CoC as stated in 71.91(c) and (d) 71.101(a), (b) and (c)(1), 71.103(a) and 71.135, apply to the NRC, as the NRC has sole authority for issuing a Certificate of Compliance.

CA needs to include the statement as indicated above in order to meet the

5 Compatibility Category C designation assigned to 10 CFR 71.91(c) and (d),

71.101(a), (b) and (c)(1), 71.103(a),

and 71.135.

9 30373 71.91(c) and (d) 71.101(b) and (c)(1) 71.106 2015-3 C

C C

Records Quality assurance requirements Changes to quality assurance program In Section 30373 CA needs to indicate that the noted reference(s) to the NRC/Commission in 71.91(c) and (d), 71.101(b) and (c)(1), and 71.106 should be replaced with their corresponding Agency information.

CA needs to include the statement as indicated above in order to meet the Compatibility Category C designation assigned to 10 CFR 71.91(c) and (d),

71.101(b) and (c)(1), and 71.106.

EDITORIAL COMMENT 1

30332 10 CFR 34.20(a)(1) 2012-3 B

Performance requirements for industrial radiography equipment The word Standards in 30332(a)(1) and in the notes section is singular when it should be plural.

STATE REGULATION STATUS State: California Tracking Ticket Number: 18-28 Date: 04/19/2018

[ # 8 amendment(s) reviewed identified by a

  • at the beginning of the equivalent NRC requirement.]

RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1991-1 Safety Requirements for Radiographic Equipment Part 34 55 FR 843 (Superceded by 1997-5) 01/10/1994 Not Required Not Required California has adopted Final Regulations equivalent to RATS ID:

1997-5.

1991-2 ASNT Certification of Radiographers Part 34 56 FR 11504 (Superceded by 1997-5) none Not Required Not Required California has adopted Final Regulations equivalent to RATS ID:

1997-5.

1991-3 Standards for Protection Against Radiation Part 20 56 FR 23360; 56 FR 61352; 57 FR 38588; 57 FR 57877; 58 FR 67657; 59 FR 41641; 60 FR 20183 01/01/1994 Final ML020030346 No Comments 03/18/2002 ML020780186 1991-4 Notification of Incidents Parts 20, 30, 31, 34, 39, 40 and 70 56 FR 64980 10/15/1994 Final No Comments 04/01/1998 1992-1 Quality Management Program and Misadministrations Part 35 56 FR 34104 (Superceded by 2002-2) 01/27/1995 Final ML103050179 No Comments 01/05/2011 ML103340424 1992-2 Eliminating the Recordkeeping Requirements for Departures from Manufacturer's Instructions Parts 30 and 35 57 FR 45566 none Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.

2 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1993-1 Decommissioning Recordkeeping and License Termination: Documentation Additions [Restricted areas and spill sites]

Parts 30 and 40 58 FR 39628 10/25/1996 Final ML112970300 No Comments 01/20/2012 ML113330808 1993-2 Licensing and Radiation Safety Requirements for Irradiators Part 36 58 FR 7715 07/01/1996 License Condition ML051670371 No Comments 07/01/2005 ML051810407 1993-3 Definition of Land Disposal and Waste Site QA Program Part 61 58 FR 33886 07/22/1996 Not Applicable1 Not Applicable California does not have any licensees subject to these regulations (See SECY-95-112) 1994-1 Self-Guarantee as an Additional Financial Mechanism Parts 30, 40 and 70 58 FR 68726; 59 FR 1618 none Final No Comments 04/01/1998 These regulation changes are not required to be adopted for purposes of Compatibility.

1994-2 Uranium Mill Tailings Regulations: Conforming NRC Requirements to EPA Standards Part 40 59 FR 28220 07/01/1997 Not Applicable Not Applicable California does not have authority to regulate this material under its Agreement.

1994-3 Timeliness in Decommissioning Material Facilities Parts 30, 40 and 70 59 FR 36026 08/15/1997 Final ML16034A230 Comments 05/24/16 ML16034A225 1995-1 Preparation, Transfer for Commercial Distribution, and Use of Byproduct Material for Medical Use Parts 30, 32 and 35 59 FR 61767; 59 FR 65243; 60 FR 322 01/01/1998 Final No Comments 11/16/1999

3 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1995-2 Frequency of Medical Examinations for Use of Respiratory Protection Equipment Part 20 60 FR 7900 03/13/1998 Final ML020030346 No Comments 03/18/2002 ML020780186 1995-3 Low-Level Waste Shipment Manifest Information and Reporting Parts 20 and 61 60 FR 15649; 60 FR 25983 03/01/1998 Final ML020030346 No Comments 03/18/2002 ML020780186 1995-4 Performance Requirements for Radiography Equipment Part 34 60 FR 28323 (Superceded by 1997-5) 06/30/1998 Not Required Not Required California has adopted Final Regulations equivalent to RATS ID:

1997-5.

1995-5 Radiation Protection Requirements: Amended Definitions and Criteria Parts 19 and 20 60 FR 36038 08/14/1998 Final ML020030346 No Comments 03/18/2002 ML020780186 1995-6 Clarification of Decommissioning Funding Requirements Parts 30, 40 and 70 60 FR 38235 11/24/1998 Final No Comments 04/01/1998 1995-7 Medical Administration of Radiation and Radioactive Materials Parts 20 and 35 60 FR 48623 (Superceded by 2002-2 and 2005-2) 10/20/1998 Final ML103050179 Final ML103550423 No Comments 01/05/2011 ML103340411 No Comments 02/14/2011 ML110120070 Part 35 only Part 20 only

4 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1996-1 Compatibility with the International Atomic Energy Agency Part 71 60 FR 50248; 61 FR 28724 (Superceded by 2004-1) 04/01/1999 Final ML091240053 No Comments 06/11/2009 ML091470300 California has adopted Final Regulations equivalent to RATS ID:

2004-1 1996-2 One Time Extension of Certain Byproduct, Source and Special Nuclear Materials Licenses Parts 30, 40 and 70 61 FR 1109 02/15/1999 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.

1996-3 Termination or Transfer of Licensed Activities:

Record keeping Requirements Parts 20, 30, 40, 61 and 70 61 FR 24669 06/17/1999 Final ML020030346 No Comments 03/18/2002 ML020780186 1997-1 Resolution of Dual Regulation of Airborne Effluents of Radioactive Materials; Clean Air Act Part 20 61 FR 65120 01/9/2000 Final ML020030346 No Comments 03/18/2002 ML020780186 1997-2 Recognition of Agreement State Licenses in Areas Under Exclusive Federal Jurisdiction Within an Agreement State Part 150 62 FR 1662 02/27/2000 Final ML111740220 No Comments 08/24/2011 ML112130149 1997-3 Criteria for the Release of Individuals Administered Radioactive Material Parts 20 and 35 62 FR 4120 05/29/2000 Final ML103050179 Final ML103550423 No Comments 01/05/2011 ML103340411 No Comments 02/14/2011 ML110120070 Part 35 only Part 20 only

5 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1997-4 Fissile Material Shipments and Exemptions Part 71 62 FR 5907 (Superceded by 2004-1) 02/10/2000 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility. (See STP-97-078) 1997-5 Licenses for Industrial Radiography and Radiation Safety Requirements for Industrial Radiography Operations Parts 30, 34, 71 and 150 62 FR 28947 06/27/2000 R2 ML14139A065 Final ML15012A519 Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465 1997-6 Radiological Criteria for License Termination Parts 20, 30, 40 and 70 62 FR 39057 08/20/2000 Final ML16034A230 Comments 05/24/16 ML16034A225 This regulation was previously reviewed and found acceptable (See NRC letter ML020780186),

however it was repealed on August 8, 2002, and CA is currently terminating licenses on a case by case basis 1997-7 Exempt Distribution of a Radioactive Drug Containing One Micro curie of Carbon-14 Urea Part 30 62 FR 63634 01/02/2001 Final ML081080140 No Comments 05/13/2008 ML081340266

6 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1998-1 Deliberate Misconduct by Unlicensed Persons Parts 30, 40, 61, 70, 71 and 150 63 FR 1890; 63 FR 13773 02/12/2001 Final ML060340073 No Comments 03/09/2006 ML060670437 1998-2 Self-Guarantee of Decommissioning Funding by Nonprofit and Non-Bond-Issuing Licensees Parts 30, 40 and 70 63 FR 29535 07/01/2001 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.

1998-3 License Term for Medical Use Licenses Part 35 63 FR 31604 (Superceded by 2002-2) 07/10/2001 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility. (See STP-98-074) 1998-4 Licenses for Industrial Radiography and Radiation Safety Requirements for Industrial Radiographic Operations Part 34 63 FR 37059 07/09/2001 Final ML081160234 No Comments 06/19/2008 ML081710246

7 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1998-5 Minor Corrections, Clarifying Changes, and a Minor Policy Change Parts 20, 32, 35, 36 and 39 63 FR 39477; 63 FR 45393 10/26/2001 R2 ML14139A065 License Condition ML051580164 ML061790298 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 07/18/2006 ML061990575 No Comments 02/09/2015 ML15012A465 Part 36 1998-6 Transfer for Disposal and Manifests: Minor Technical Conforming Amendment Part 20 63 FR 50127 11/20/2001 Final ML020030346 No Comments 03/18/2002 ML020780186 1999-1 Radiological Criteria for License Termination of Uranium Recovery Facilities Part 40 64 FR 17506 06/11/2002 Not Applicable Not Applicable California does not have authority to regulate this material under its Agreement.

8 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 1999-2 Requirements for Those Who Possess Certain Industrial Devices Containing Byproduct Material to Provide Requested Information Part 31 64 FR 42269 10/04/2002 Not Required Not Required These regulation changes are not required to be adopted for purposes of Compatibility.

1999-3 Respiratory Protection and Controls to Restrict Internal Exposure Part 20 64 FR 54543; 64 FR 55524 02/02/2003 Final ML062210438 No Comments 08/31/2006 ML062490010 2000-1 Energy Compensation Sources for Well Logging and Other Regulatory Clarifications Part 39 65 FR 20337 05/17/2003 Final ML070920384 No Comments 04/23/2007 ML071140038 2000-2 New Dosimetry Technology Parts 34, 36 and 39 65 FR 63750 01/08/2004 Final ML081160234 Final ML070920384 License Condition ML051580164 ML061790298 No Comments 06/19/2008 ML081710246 No Comments 04/23/2007 ML071140038 No Comments 07/18/2006 ML061990575 Part 34 Part 39 Part 36 adopted by reference

9 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2001-1 Requirements for Certain Generally Licensed Industrial Devices Containing Byproduct Material Parts 30, 31 and 32 65 FR 79162 02/16/2004 R2 ML14139A065 License Condition for 32.52 (a) & (b)

ML040500440 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 03/10/2004 ML040700191 No Comments 02/09/2015 ML15012A465 2002-1 Revision of the Skin Dose Limit Part 20 67 FR 16298 04/05/2005 Final ML062210438 No Comments 08/31/2006 ML062490010

10 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2002-2 Medical Use of Byproduct Material Parts 20, 32 and 35 67 FR 20249 10/24/2005 R2 ML14139A065 Final ML15012A516 No Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465 2003-1 Financial Assurance for Materials Licensees Parts 30, 40 and 70 68 FR 57327 12/03/2006 Final ML090210714 No Comments 02/06/2009 ML090260305 2004-1 Compatibility With IAEA Transportation Safety Standards and Other Transportation Safety Amendments Part 71 69 FR 3697 10/01/2007 Final ML091240053 No Comments 06/11/2009 ML091470300 2005-1 Security Requirements for Portable Gauges Containing Byproduct Material Part 30 70 FR 2001 07/11/2008 License Condition ML062920179 No Comments 11/09/2006 ML063130004

11 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2005-2 Medical Use of Byproduct Material - Recognition of Specialty Boards Part 35 70 FR 16336; 71 FR 1926 04/29/2008 R2 ML14139A065 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465 2005-3 Increased Controls for Risk-Significant Radioactive Sources (NRC Order EA-05-090) 70 FR 72128 12/01/2005 License Condition ML081280851 No Comments 05/13/2008 ML081340260 California chose to revise its IC License Condition at the time of the Fingerprinting Order EA-07-305 License Condition Implementation.

The original license condition can be seen at ML053060120. The response letter sent 11/04/2005 can be seen at ML053080246.

12 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2006-1 Minor Amendments Parts 20, 30, 32, 35, 40 and 70 71 FR 15005 03/27/2009 R2 ML14139A065 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465 Note: changes to Part 40 and 70 are not required for compatibility.

2006-2 National Source Tracking System - Serialization Requirements Part 32 with reference to Part 20 Appendix E 71 FR 65685 02/06/2007 License Condition ML070360575 No Comments 02/16/2007 ML070470007 2006-3 National Source Tracking System Part 20 71 FR 65685, 72 FR 59162 01/31/2009 Final ML103550423 No Comments 02/14/2011 ML110120070

13 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2007-1 Medical Use of Byproduct Material - Minor Corrections and Clarifications Parts 32 and 35 72 FR 45147, 54207 10/29/2010 R2 ML14139A065 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465 2007-2 Exemptions From Licensing, General Licenses, and Distribution of Byproduct Material: Licensing and Reporting Requirements Parts 30, 31, 32 and 150 72 FR 58473 12/17/2010 R2 ML14139A065 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465

14 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2007-3 Requirements for Expanded Definition of Byproduct Material Parts 20, 30, 31, 32, 33, 35, 61 and 150 72 FR 55864 11/30/2010 R2 ML14139A065 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465 2007-4 Order Imposing Fingerprinting Requirements and Criminal History Records Check Requirements for Unescorted Access to Certain Radioactive Material NRC Order EA-07-305 72 FR 70901 06/05/2008 License Condition ML081280851 No Comments 05/13/2008 ML081340260 2008-1 Occupational Dose Records, Labeling Containers, and Total Effective Dose Equivalent Parts 19 and 20 72 FR 68043 02/15/2011 Final ML103550423 No Comments 02/14/2011 ML110120070

15 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2009-1 Medical Use of Byproduct Material - Authorized User Clarification Part 35 74 FR 33901 09/28/2012 Proposed ML14139A0652 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465

16 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2012-1 Change of Compatibility of Parts 31.5 and 31.6 (See RATS ID: 2001-1 for Rule text) 77 FR 3640 01/25/2015 R2 ML14139A0652 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465

  • 2012-2 Advance Notification to Native American Tribes of Transportation of Certain Types of Nuclear Waste Part 71 77 FR 34194 08/10/2015 Proposed ML18065B098 No Comments 04/19/2018 ML18065B082

17 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2012-4 Requirements for Distribution of Byproduct Material Parts 30, 31, 32, 40 and 70 77 FR 43666 10/23/2015 Proposed ML14139A0652 Final ML15012A519 No Comments 08/06/2014 ML14139A060 No Comments 02/09/2015 ML15012A465

Part 37 only.

18 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes 2013-2 Distribution of Source Material to Exempt Persons and to General Licensees and Revision of General License and Exemptions Parts 30, 40, and 70 78 FR 32310 08/27/2016

Written Reports and Clarifying Amendments Part 70 79 FR 57721, 80 FR 143 01/26/2018 Proposed ML18065B098 No Comments 04/19/2018 ML18065B082

19 RATS ID NRC Chronology Identification Date Due for State Adoption Incoming Letter Outgoing Package Notes

  • 2015-3 Revisions to Transportation Safety Requirements and Harmonization with International Atomic Energy Agency Transportation Requirements Part 71 80 FR 33987 07/13/2018
  • 2015-5 Miscellaneous Corrections Parts 19, 20, 30, 32, 37, 40, 61, 70, 71 and 150 80 FR 74974 12/31/2018 Proposed ML18065B098 No Comments 04/19/2018 ML18065B082 N/A 10 CFR 35.13, 35.14, 35.24, 35.27, 35.57 and 35.2024 License Condition ML111400455 No Comments 07/11/2011 ML111740678 1 IMPEP Team: verify that California does not have any licensees subject to these regulations during each review.

2 R stands for revisions to final rule.