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{{#Wiki_filter:[7590-01-P]
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NUCLEAR REGULATORY COMMISSION
NUCLEAR REGULATORY COMMISSION
[NRC-2022-0052]
[NRC-2022-0052]
 
Acceptability of Probabilistic Risk Assessment Results for Non-Light Water Reactor Risk-Informed Activities AGENCY: Nuclear Regulatory Commission.
Acceptability of Probabilistic Risk Assessment Results for Non-Light Water
ACTION: Regulatory guide for trial use; response to comments.  
 
Reactor Risk-Informed Activities
 
AGENCY: Nuclear Regulatory Commission.
 
ACTION: Regulatory guide for trial use; response to comments.


==SUMMARY==
==SUMMARY==
: The U.S. Nuclear Regulatory Commission (NRC) is addressing co mments
: The U.S. Nuclear Regulatory Commission (NRC) is addressing comments received after issuing for public comment and trial use a new regulatory guide (RG) 1.247, Acceptability of Probabilistic Risk Assessment Results for Non-Light Water Reactor Risk-Informed Activities. The NRC will not make any changes to the RG as a result of these comments.
 
received after issuing for public comment and trial use a new r egulatory guide (RG)
 
1.247, Acceptability of Probabilistic Risk Assessment Results for Non-Light Water
 
Reactor Risk-Informed Activiti es. The NRC will not make any changes to the RG as a
 
result of these comments.
 
DATES: The public comment period for RG 1.247 ended on May 23, 2022.
DATES: The public comment period for RG 1.247 ended on May 23, 2022.
ADDRESSES: Please refer to Docket ID NRC-2022-0052 when contacting the NRC about the availability of information regarding this document. You may obtain publicly available information related to this document using any of the following methods:
Federal Rulemaking Website: Go to https://www.regulations.gov and search for Docket ID NRC-2022-0052. Address questions about Docket IDs in Regulations.gov to Stacy Schumann; telephone: 301-415-0624; email:
Stacy.Schumann@nrc.gov. For technical questions, contact the individuals listed in the For Further Information Contact section of this document.
NRCs Agencywide Documents Access and Management System (ADAMS): You may obtain publicly available documents online in the ADAMS Public Documents collection at https://www.nrc.gov/reading-rm/adams.html. To begin the search, select Begin Web-based ADAMS Search. For problems with ADAMS, please


ADDRESSES: Please refer to Docket ID NRC-2022-0052 when contacting the NRC
2 contact the NRCs Public Document Room (PDR) reference staff at 1-800-397-4209, 301-415-4737, or by email to PDR.Resource@nrc.gov. The ADAMS accession number for each document referenced (if it is available in ADAMS) is provided the first time that it is mentioned in this document.
 
NRCs PDR: You may examine and purchase copies of public documents, by appointment, at the NRC's PDR, Room P1 B35, One White Flint North, 11555 Rockville Pike, Rockville, Maryland 20852. To make an appointment to visit the PDR, please send an email to PDR.Resource@nrc.gov or call 1-800-397-4209 or 301-415-4737, between 8:00 a.m. and 4:00 p.m. Eastern Time (ET), Monday through Friday, except Federal holidays.
about the availability of information regarding this document. You may obtain publicly
RG 1.247 for trial use and the regulatory analysis may be found in ADAMS under Accession Nos. ML21235A008 and ML21235A010, respectively.
 
Regulatory guides are not copyrighted, and NRC approval is not required to reproduce them.
available information related to this document using any of the following methods:
* Federal Rulemaking Website: Go to https://www.regulations.gov and
 
search for Docket ID NRC-2022-0052. Address questions about Docket IDs in
 
Regulations.gov to Stacy Schumann; telephone: 301-415-0624; em ail:
 
Stacy.Schumann@nrc.gov. For technical questions, contact the i ndividuals listed in the
 
For Further Information Contact section of this document.
* NRCs Agencywide Documents Access and Management System
 
(ADAMS): You may obtain publicly available documents online in the ADA MS Public
 
Documents collection at https://www.nrc.gov/reading-rm/adams.ht ml. To begin the
 
search, select Begin Web-based ADAMS Search. For problems wi th ADAMS, please contact the NRCs Public Document Room (PDR) reference staff at 1-800-397-4209,
 
301-415-4737, or by email to PDR.Resource@nrc.gov. The ADAMS a ccession number
 
for each document referenced (if it is available in ADAMS) is p rovided the first time that it
 
is mentioned in this document.
* NRCs PDR: You may examine and purchase copies of public documents,
 
by appointment, at the NRC's PDR, Room P1 B35, One White Flint North, 11555
 
Rockville Pike, Rockville, Maryland 20852. To make an appointm ent to visit the PDR,
 
please send an email to PDR.Resource@nrc.gov or call 1-800-397-4209 or 301-415-
 
4737, between 8:00 a.m. and 4:00 p.m. Eastern Time (ET), Monday through Friday,
 
except Federal holidays.
 
RG 1.247 for trial use and the regulatory analysis may be found in ADAMS under
 
Accession Nos. ML21235A008 and M L21235A010, respectively.
 
Regulatory guides are not copyrighted, and NRC approval is not required to
 
reproduce them.
 
FOR FURTHER INFORMATION CONTACT: Michelle Gonzalez, telephone:
FOR FURTHER INFORMATION CONTACT: Michelle Gonzalez, telephone:
 
301-415-5661, email: Michelle.Gonzalez@nrc.gov, Anders Gilbertson, telephone: 301-415-1541, email: Anders.Gilbertson@nrc.gov, or Harriet Karagiannis, telephone: 301-415-2493, email: Harriet.Karagiannis@nrc.gov.
301-415-5661, email: Michelle.Gonzalez@nrc.gov, Anders Gilbertson,
These individuals are staff in the Office of Nuclear Regulatory Research at the U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.
 
telephone: 301-415-1541, email: Anders.Gilbertson@nrc.gov, or Harriet
 
Karagiannis, telephone: 301-415-2493, email: Harriet.Karagian nis@nrc.gov.
 
These individuals are staff in the Office of Nuclear Regulatory Research at the
 
U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.
 
SUPPLEMENTARY INFORMATION:
SUPPLEMENTARY INFORMATION:
I. Background The NRC has issued for trial use this new RG titled, Acceptability of Probabilistic Risk Assessment Results for Non-Light Water Reactor Risk-Informed Activities, and it is designated as trial use RG 1.247. It describes one acceptable approach for determining


I. Background
3 whether a design-specific or plant-specific probabilistic risk assessment (PRA) used to support an application is sufficient to provide confidence in the results, such that the PRA can be used in regulatory decision-making for non-light water reactors (NLWRs) for implementing the requirements in Part 50 and 52 of title 10 of the Code of Federal Regulations (10 CFR). In addition, this trial use RG is intended to be consistent with the NRCs PRA Policy Statement and reflects and endorses, with staff exceptions, national consensus PRA standards provided by standards development organizations and guidance provided by nuclear industry organizations. As a trial use RG, this issuance allows early use prior to general implementation, and the guidance may be revised based on experience obtained by the NRC from the implementation of the trial use RG.
The staff is planning to conduct a public meeting by the end of calendar year 2022 to obtain stakeholder feedback on the development of a draft guide, which will be issued at the conclusion of the trial use period, and subsequent final publication of RG 1.247. The NRC will also provide an additional opportunity for formal public comment on the planned draft RG, with feedback considered prior to final RG publication.
II. Public Comments This trial use RG was not published for public comment as a draft RG. Trial use RG 1.247 was issued for a 60-day, post-promulgation public comment in the Federal Register on March 24, 2022 (87 FR 16770). Pursuant to 10 CFR 2.804(e), the NRC must publish in the Federal Register an evaluation of any significant comments and describe any revisions made as a result of the comments and their evaluation.
The public comment period ended on May 23, 2022, and comments were received from two organizations (Nuclear Energy Institute (NEI) and X-energy). NEI and X-energy submitted separate comments on the staff endorsement of items HLR-HR-E


The NRC has issued for trial use this new RG titled, Acceptability of Probabilistic
4 and HR-E4 from the American Society of Mechanical Engineers (ASME) and American Nuclear Society (ANS) NLWR PRA standard. The staff considers these comments significant to the extent they warrant a response to clarify the record. While the staff is not responding in this notice to the other comments submitted in response to the opportunity to comment the NRC published at 87 FR 16770, the staff will consider those comments in preparing a draft of RG 1.247 for comment or in considering the experience obtained through trial use of RG 1.247.
For items HLR-HR-E and HR-E4, the staff takes exceptions to the ASME and ANS NLWR PRA standard regarding the treatment of errors of commission (EOCs) in a PRA. The exceptions provide for consideration of EOCs that result in adverse safety impacts for Compatibility Category I, (CC-I). CC-I defines the minimum capability needed for a PRA element. In contrast, Compatibility Category II (CC-II) defines the minimum capability needed to meet current good practice standards for each PRA element. The comments indicate that these exceptions are not consistent with the current PRA state of practice, which does not call for broad consideration of EOCs for PRAs for LWRs as per the NRC endorsement of HR-E4 in the trial use RG. Thus, the comment contends that broadly considering EOCs goes above and beyond the requirement for the current operating fleet. Although no changes were made to the trial use RG based on these comments, the staff provides a brief discussion on these significant comments.
Specifically, the comment recommends that this exception to HR-E4 and the HLR-HR-E be removed from the trial use RG or only be applicable for CC-II of HR-E4, the latter of which would represent good practice as opposed to a minimum capability. Another comment notes that the trial use RG 1.247 includes additional language on the scope of such considerations; however, the comment states


Risk Assessment Results for Non-Light Water Reactor Risk-Inform ed Activities, and it is
5 that this added language does not maintain consistency with the LWR PRA standard.
The comment supports retaining consistency with the LWR PRA standard in the trial use RG 1.247, which would call for removal of this added exception regarding consideration of EOCs in the NLWR PRA standard.
The staff is keeping the exceptions related to EOCs in this trial use RG, which is based on the following consideration. The development efforts for the ASME/ANS NLWR PRA standard relied substantially on the development efforts for the next edition of the ASME/ANS Level 1/large early release frequency (LERF) LWR PRA standard and, in many cases, the NLWR PRA standard adopted the same or similar requirements as the next edition of the Level 1/LERF LWR PRA standard. However, the Level 1/LERF LWR PRA standard state of practice relies on significant LWR operating experience that facilitates a consensus to generally exclude EOCs from LWR PRAs, but no similar body of operating experience underlies the NLWR PRA standard.
Because there is limited operating experience regarding EOCs for NLWRs and the scope of the ASME/ANS NLWR PRA standard is broader than the scope of the ASME/ANS Level 1/LERF LWR PRA standard, EOCs may play a more important role in NLWR PRA than for LWR PRA and, therefore, NLWR PRA developers will need to demonstrate that EOCs are not an issue before eliminating them from consideration.
However, the staff also notes that such identification of EOCs is generally expected to apply to a PRA developed for the operational phase of a plants lifecycle. This is based on the premise that there is expected to be a general lack of available, relevant information that would allow meaningful identification of EOCs in pre-operational stages of a plants lifecycle. Related staff guidance on the treatment of such EOCs during pre-operational phases of a plants lifecycle is currently under development.
A comment states that EOCs are already captured in FHR-A1 at CC-II for fires


designated as trial use RG 1.247. It describes one acceptable approach for determining 2
6 where operating experience supports consideration of spurious signals. Therefore, the comment notes that the RG 1.247 position on HR-E4 requiring EOCs at CC-I is not internally consistent with the trial use RG position on FHR-A1 requiring EOCs only at CC-II. The comment also states that, for non-fire hazards, spurious signals should occur with low frequency and would require significant operator error due to the redundancy of information available to the operator.
whether a design-specific or plant-specific probabilistic risk assessment (PRA) used to
The staff notes that, while the consideration of spurious signals as a potential cause of an EOC is important and spurious signals may occur due to fire damage, such spurious signals are not the only reason an EOC may occur. NUREG-1880, ATHEANA Users Guide, (ADAMS Accession No. ML072130359) recommends searching for potential EOCs and the contexts that could cause them. However, while the staff maintains that other sources of EOCs should be considered for identification in CC-I of FHR-A1, the staff did not intend for new, undesired operator actions that could result from spurious indications from fire-induced failure of a single instrument to be identified to meet CC-I of FHR-A1. The staff would therefore not call for such identification as part of meeting the trial use RG. The staff notes that while the comment characterizes the staff positions as requirements, no regulatory guide establishes requirements. Rather,  
 
support an application is sufficient to provide confidence in t he results, such that the
 
PRA can be used in regulatory decision-making for non-light wat er reactors (NLWRs) for
 
implementing the requirements in Part 50 and 52 of title 10 of the Code of Federal
 
Regulations (10 CFR). In addition, this trial use RG is intended to be co nsistent with the
 
NRCs PRA Policy Statement and reflects and endorses, with staf f exceptions, national
 
consensus PRA standards provided by standards development organ izations and
 
guidance provided by nuclear industry organizations. As a tria l use RG, this issuance
 
allows early use prior to general implementation, and the guida nce may be revised
 
based on experience obtained by t he NRC from the implementation of the trial use RG.
 
The staff is planning to conduct a public meeting by the end of calendar year
 
2022 to obtain stakeholder feedback on the development of a dra ft guide, which will be
 
issued at the conclusion of the trial use period, and subsequen t final publication of
 
RG 1.247. The NRC will also provide an additional opportunity for formal public
 
comment on the planned draft RG, with feedback considered prior to final RG
 
publication.
 
II. Public Comments
 
This trial use RG was not published for public comment as a dra ft RG. Trial use
 
RG 1.247 was issued for a 60-day, post-promulgation public comm ent in the Federal
 
Register on March 24, 2022 (87 FR 16770). Pursuant to 10 CFR 2.804(e), the NRC
 
must publish in the Federal Register an evaluation of any significant comments and
 
describe any revisions made as a result of the comments and the ir evaluation.
 
The public comment period ended on May 23, 2022, and comments w ere
 
received from two organizations ( Nuclear Energy Institute (NEI) and X-energy). NEI and
 
X-energy submitted separate comments on the staff endorsement o f items HLR-HR-E 3
and HR-E4 from the American Society of Mechanical Engineers (AS ME) and American
 
Nuclear Society (ANS) NLWR PRA standard. The staff considers t hese comments
 
significant to the extent they warrant a response to clarify th e record. While the staff is
 
not responding in this notice to the other comments submitted i n response to the
 
opportunity to comment the NRC published at 87 FR 16770, the st aff will consider those
 
comments in preparing a draft of RG 1.247 for comment or in con sidering the experience
 
obtained through trial use of RG 1.247.
 
For items HLR-HR-E and HR-E4, the staff takes exceptions to the ASME and
 
ANS NLWR PRA standard regarding the treatment of errors of comm ission (EOCs) in a
 
PRA. The exceptions provide for consideration of EOCs that res ult in adverse safety
 
impacts for Compatibility Category I, (CC-I). CC-I defines the minimum capability
 
needed for a PRA element. In contrast, Compatibility Category II (CC-II) defines the
 
minimum capability needed to meet current good practice standar ds for each PRA
 
element. The comments indicate that these exceptions are not c onsistent with the
 
current PRA state of practice, which does not call for broad co nsideration of EOCs for
 
PRAs for LWRs as per the NRC endorsement of HR-E4 in the trial use RG. Thus, the
 
comment contends that broadly considering EOCs goes above and b eyond the
 
requirement for the current operating fleet. Although no chang es were made to the trial
 
use RG based on these comments, the staff provides a brief disc ussion on these
 
significant comments.
 
Specifically, the comment recommends that this exception to HR-E4 and the
 
HLR-HR-E be removed from the trial use RG or only be applicable for
 
CC-II of HR-E4, the latter of which would represent good practi ce as opposed to a
 
minimum capability. Another comment notes that the trial use R G 1.247 includes
 
additional language on the scope of such considerations; howeve r, the comment states 4
that this added language does not maintain consistency with the LWR PRA standard.
 
The comment supports retaining consistency with the LWR PRA sta ndard in the trial use
 
RG 1.247, which would call for removal of this added exception regarding consideration
 
of EOCs in the NLWR PRA standard.
 
The staff is keeping the exceptions related to EOCs in this tri al use RG, which is
 
based on the following consideration. The development efforts for the ASME/ANS
 
NLWR PRA standard relied substantially on the development effor ts for the next edition
 
of the ASME/ANS Level 1/large early release frequency (LERF) LW R PRA standard
 
and, in many cases, the NLWR PRA standard adopted the same or s imilar requirements
 
as the next edition of the Level 1/LERF LWR PRA standard. Howe ver, the Level
 
1/LERF LWR PRA standard state of practice relies on significant LWR operating
 
experience that facilitates a consensus to generally exclude EO Cs from LWR PRAs, but
 
no similar body of operating experience underlies the NLWR PRA standard.
 
Because there is limited operating experience regarding EOCs fo r NLWRs and
 
the scope of the ASME/ANS NLWR PRA standard is broader than the scope of the
 
ASME/ANS Level 1/LERF LWR PRA standard, EOCs may play a more im portant role in
 
NLWR PRA than for LWR PRA and, therefore, NLWR PRA developers w ill need to
 
demonstrate that EOCs are not an issue before eliminating them from consideration.
 
However, the staff also notes that such identification of EOCs is generally expected to
 
apply to a PRA developed for the operational phase of a plants lifecycle. This is based
 
on the premise that there is expected to be a general lack of a vailable, relevant
 
information that would allow meaningful identification of EOCs in pre-operational stages
 
of a plants lifecycle. Related staff guidance on the treatmen t of such EOCs during pre-
 
operational phases of a plants lifecycle is currently under de velopment.
 
A comment states that EOCs are already captured in FHR-A1 at CC -II for fires 5
where operating experience supports consideration of spurious s ignals. Therefore, the
 
comment notes that the RG 1.247 position on HR-E4 requiring EOC s at CC-I is not
 
internally consistent with the trial use RG position on FHR-A1 requiring EOCs only at
 
CC-II. The comment also states that, for non-fire hazards, spu rious signals should occur
 
with low frequency and would require significant operator error due to the redundancy of
 
information available to the operator.
 
The staff notes that, while the consideration of spurious signa ls as a potential
 
cause of an EOC is important and spurious signals may occur due to fire damage, such
 
spurious signals are not the only reason an EOC may occur. NUR EG-1880, ATHEANA
 
Users Guide, (ADAMS Accession No. ML072130359) recommends sea rching for
 
potential EOCs and the contexts that could cause them. However, while the staff
 
maintains that other sources of EOCs should be considered for i dentification in CC-I of
 
FHR-A1, the staff did not intend for new, undesired operator ac tions that could result
 
from spurious indications from fire-induced failure of a single instrument to be identified
 
to meet CC-I of FHR-A1. The staff would therefore not call for such identification as part
 
of meeting the trial use RG. The staff notes that while the co mment characterizes the
 
staff positions as requirements, no regulatory guide establis hes requirements. Rather,
 
6 the exceptions and clarifications in a regulatory guide are gui dance to an applicant
 
stating elements of an acceptable method for complying with NRC regulations.


7 the exceptions and clarifications in a regulatory guide are guidance to an applicant stating elements of an acceptable method for complying with NRC regulations.
Dated: October 12, 2022.
Dated: October 12, 2022.
 
For the Nuclear Regulatory Commission.  
For the Nuclear Regulatory Commission.
/RA/
 
Meraj Rahimi, Chief, Regulatory Guide and Programs Management Branch, Division of Engineering, Office of Nuclear Regulatory Research.}}
/RA/
 
Meraj Rahimi, Chief, Regulatory Guide and Programs Management Branch, Division of Engineering, Office of Nuclear Regulatory Research.
 
7}}

Latest revision as of 16:07, 27 November 2024

FRN Addressing Public Comments - LRC Review
ML22224A059
Person / Time
Issue date: 10/12/2022
From: Meraj Rahimi
NRC/RES/DE/RGDB
To:
Karagiannis H
References
NRC-2022-0052 RG 1.247 Trial
Download: ML22224A059 (7)


Text

[7590-01-P]

NUCLEAR REGULATORY COMMISSION

[NRC-2022-0052]

Acceptability of Probabilistic Risk Assessment Results for Non-Light Water Reactor Risk-Informed Activities AGENCY: Nuclear Regulatory Commission.

ACTION: Regulatory guide for trial use; response to comments.

SUMMARY

The U.S. Nuclear Regulatory Commission (NRC) is addressing comments received after issuing for public comment and trial use a new regulatory guide (RG) 1.247, Acceptability of Probabilistic Risk Assessment Results for Non-Light Water Reactor Risk-Informed Activities. The NRC will not make any changes to the RG as a result of these comments.

DATES: The public comment period for RG 1.247 ended on May 23, 2022.

ADDRESSES: Please refer to Docket ID NRC-2022-0052 when contacting the NRC about the availability of information regarding this document. You may obtain publicly available information related to this document using any of the following methods:

Federal Rulemaking Website: Go to https://www.regulations.gov and search for Docket ID NRC-2022-0052. Address questions about Docket IDs in Regulations.gov to Stacy Schumann; telephone: 301-415-0624; email:

Stacy.Schumann@nrc.gov. For technical questions, contact the individuals listed in the For Further Information Contact section of this document.

NRCs Agencywide Documents Access and Management System (ADAMS): You may obtain publicly available documents online in the ADAMS Public Documents collection at https://www.nrc.gov/reading-rm/adams.html. To begin the search, select Begin Web-based ADAMS Search. For problems with ADAMS, please

2 contact the NRCs Public Document Room (PDR) reference staff at 1-800-397-4209, 301-415-4737, or by email to PDR.Resource@nrc.gov. The ADAMS accession number for each document referenced (if it is available in ADAMS) is provided the first time that it is mentioned in this document.

NRCs PDR: You may examine and purchase copies of public documents, by appointment, at the NRC's PDR, Room P1 B35, One White Flint North, 11555 Rockville Pike, Rockville, Maryland 20852. To make an appointment to visit the PDR, please send an email to PDR.Resource@nrc.gov or call 1-800-397-4209 or 301-415-4737, between 8:00 a.m. and 4:00 p.m. Eastern Time (ET), Monday through Friday, except Federal holidays.

RG 1.247 for trial use and the regulatory analysis may be found in ADAMS under Accession Nos. ML21235A008 and ML21235A010, respectively.

Regulatory guides are not copyrighted, and NRC approval is not required to reproduce them.

FOR FURTHER INFORMATION CONTACT: Michelle Gonzalez, telephone:

301-415-5661, email: Michelle.Gonzalez@nrc.gov, Anders Gilbertson, telephone: 301-415-1541, email: Anders.Gilbertson@nrc.gov, or Harriet Karagiannis, telephone: 301-415-2493, email: Harriet.Karagiannis@nrc.gov.

These individuals are staff in the Office of Nuclear Regulatory Research at the U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.

SUPPLEMENTARY INFORMATION:

I. Background The NRC has issued for trial use this new RG titled, Acceptability of Probabilistic Risk Assessment Results for Non-Light Water Reactor Risk-Informed Activities, and it is designated as trial use RG 1.247. It describes one acceptable approach for determining

3 whether a design-specific or plant-specific probabilistic risk assessment (PRA) used to support an application is sufficient to provide confidence in the results, such that the PRA can be used in regulatory decision-making for non-light water reactors (NLWRs) for implementing the requirements in Part 50 and 52 of title 10 of the Code of Federal Regulations (10 CFR). In addition, this trial use RG is intended to be consistent with the NRCs PRA Policy Statement and reflects and endorses, with staff exceptions, national consensus PRA standards provided by standards development organizations and guidance provided by nuclear industry organizations. As a trial use RG, this issuance allows early use prior to general implementation, and the guidance may be revised based on experience obtained by the NRC from the implementation of the trial use RG.

The staff is planning to conduct a public meeting by the end of calendar year 2022 to obtain stakeholder feedback on the development of a draft guide, which will be issued at the conclusion of the trial use period, and subsequent final publication of RG 1.247. The NRC will also provide an additional opportunity for formal public comment on the planned draft RG, with feedback considered prior to final RG publication.

II. Public Comments This trial use RG was not published for public comment as a draft RG. Trial use RG 1.247 was issued for a 60-day, post-promulgation public comment in the Federal Register on March 24, 2022 (87 FR 16770). Pursuant to 10 CFR 2.804(e), the NRC must publish in the Federal Register an evaluation of any significant comments and describe any revisions made as a result of the comments and their evaluation.

The public comment period ended on May 23, 2022, and comments were received from two organizations (Nuclear Energy Institute (NEI) and X-energy). NEI and X-energy submitted separate comments on the staff endorsement of items HLR-HR-E

4 and HR-E4 from the American Society of Mechanical Engineers (ASME) and American Nuclear Society (ANS) NLWR PRA standard. The staff considers these comments significant to the extent they warrant a response to clarify the record. While the staff is not responding in this notice to the other comments submitted in response to the opportunity to comment the NRC published at 87 FR 16770, the staff will consider those comments in preparing a draft of RG 1.247 for comment or in considering the experience obtained through trial use of RG 1.247.

For items HLR-HR-E and HR-E4, the staff takes exceptions to the ASME and ANS NLWR PRA standard regarding the treatment of errors of commission (EOCs) in a PRA. The exceptions provide for consideration of EOCs that result in adverse safety impacts for Compatibility Category I, (CC-I). CC-I defines the minimum capability needed for a PRA element. In contrast, Compatibility Category II (CC-II) defines the minimum capability needed to meet current good practice standards for each PRA element. The comments indicate that these exceptions are not consistent with the current PRA state of practice, which does not call for broad consideration of EOCs for PRAs for LWRs as per the NRC endorsement of HR-E4 in the trial use RG. Thus, the comment contends that broadly considering EOCs goes above and beyond the requirement for the current operating fleet. Although no changes were made to the trial use RG based on these comments, the staff provides a brief discussion on these significant comments.

Specifically, the comment recommends that this exception to HR-E4 and the HLR-HR-E be removed from the trial use RG or only be applicable for CC-II of HR-E4, the latter of which would represent good practice as opposed to a minimum capability. Another comment notes that the trial use RG 1.247 includes additional language on the scope of such considerations; however, the comment states

5 that this added language does not maintain consistency with the LWR PRA standard.

The comment supports retaining consistency with the LWR PRA standard in the trial use RG 1.247, which would call for removal of this added exception regarding consideration of EOCs in the NLWR PRA standard.

The staff is keeping the exceptions related to EOCs in this trial use RG, which is based on the following consideration. The development efforts for the ASME/ANS NLWR PRA standard relied substantially on the development efforts for the next edition of the ASME/ANS Level 1/large early release frequency (LERF) LWR PRA standard and, in many cases, the NLWR PRA standard adopted the same or similar requirements as the next edition of the Level 1/LERF LWR PRA standard. However, the Level 1/LERF LWR PRA standard state of practice relies on significant LWR operating experience that facilitates a consensus to generally exclude EOCs from LWR PRAs, but no similar body of operating experience underlies the NLWR PRA standard.

Because there is limited operating experience regarding EOCs for NLWRs and the scope of the ASME/ANS NLWR PRA standard is broader than the scope of the ASME/ANS Level 1/LERF LWR PRA standard, EOCs may play a more important role in NLWR PRA than for LWR PRA and, therefore, NLWR PRA developers will need to demonstrate that EOCs are not an issue before eliminating them from consideration.

However, the staff also notes that such identification of EOCs is generally expected to apply to a PRA developed for the operational phase of a plants lifecycle. This is based on the premise that there is expected to be a general lack of available, relevant information that would allow meaningful identification of EOCs in pre-operational stages of a plants lifecycle. Related staff guidance on the treatment of such EOCs during pre-operational phases of a plants lifecycle is currently under development.

A comment states that EOCs are already captured in FHR-A1 at CC-II for fires

6 where operating experience supports consideration of spurious signals. Therefore, the comment notes that the RG 1.247 position on HR-E4 requiring EOCs at CC-I is not internally consistent with the trial use RG position on FHR-A1 requiring EOCs only at CC-II. The comment also states that, for non-fire hazards, spurious signals should occur with low frequency and would require significant operator error due to the redundancy of information available to the operator.

The staff notes that, while the consideration of spurious signals as a potential cause of an EOC is important and spurious signals may occur due to fire damage, such spurious signals are not the only reason an EOC may occur. NUREG-1880, ATHEANA Users Guide, (ADAMS Accession No. ML072130359) recommends searching for potential EOCs and the contexts that could cause them. However, while the staff maintains that other sources of EOCs should be considered for identification in CC-I of FHR-A1, the staff did not intend for new, undesired operator actions that could result from spurious indications from fire-induced failure of a single instrument to be identified to meet CC-I of FHR-A1. The staff would therefore not call for such identification as part of meeting the trial use RG. The staff notes that while the comment characterizes the staff positions as requirements, no regulatory guide establishes requirements. Rather,

7 the exceptions and clarifications in a regulatory guide are guidance to an applicant stating elements of an acceptable method for complying with NRC regulations.

Dated: October 12, 2022.

For the Nuclear Regulatory Commission.

/RA/

Meraj Rahimi, Chief, Regulatory Guide and Programs Management Branch, Division of Engineering, Office of Nuclear Regulatory Research.