ML18016A433

Information Request for the Cyber-Security Inspection, Notification to Perform Inspection 05000272/2018403 and 05000311/2018403

ML18016A433
Person / Time
Site:	Salem
Issue date:	01/16/2018
From:	Glenn Dentel Engineering Region 1 Branch 2
To:	Sena P Public Service Enterprise Group
References
IR 2018403
Preceding documents:	ML19058A028 (26 February 2019) ML18285A285 (12 October 2018)
Download: ML18016A433 (8)

See also: IR 05000272/2018403

Text

UNITED STATES

NUCLEAR REGULATORY COMMISSION

REGION I 2100 RENAISSANCE BLVD., SUITE 100

KING OF PRUSSIA, PA 19406

-2713 January 16, 2018

Mr. Peter P. Sena, III

President and Chief Nuclear Officer

PSEG Nuclear LLC

- N09 P.O. Box 236

Hancocks Bridge, NJ 08038

SUBJECT: SALEM NUCLEAR GENERATING STATION, UNIT NOS. 1 AND 2

- INFORMATION REQUEST FOR THE "CYBER-SECURITY" INSPECTION , NOTIFICATION TO PERFORM INSPECTION 05000 272/2018 40 3 AND 0 5000311/201 8403 Dear Mr. Sena: On June 4, 2018, the U.S. Nuclear Regulatory Commission (NRC) will begin

a team inspection in accordance with Inspection Procedure (IP)

71130.10 P , "Cyber-Security ," issued May 15, 2017 , at your Salem Nuclear Generating Stations, Units 1 and 2

(Salem). Th e inspection will be performed to evaluate and verify your ability to meet full implementation

requirements of the

NRC's Cyber

-Security Rule, Title

10 of the Code of Federal Regulations

(CFR), Part

73, Section 54, "Protection of Digital Computer and Communication Systems and Networks."

The onsite portion of the inspection will take place during the weeks of

June 4-8, 2018, and June 18-22, 2018. Experience has shown that team inspections are extremely resource intensive, both for the NRC inspectors and the licensee staff. In order to minimize the inspection impact on the site and to ensure a productive inspection for both parties, we have enclosed a request for documents needed for the inspection. These documents have b

een divided into four groups. The first group specifies information necessary to assist the inspection team in choosing the focus areas (i.e., "sample set"

) to be inspected by the cyber

security inspection

procedure. This information should be made available via compact disc and delivered to the regional office no later than March 12, 2018. The inspection team will review this information and, by April 9 , 2018, will request the specific items that should be provided for review

. The second group of additional requested documents will assist the inspection team in the evaluation of the critical systems and critical digital assets (CSs/CDAs), defensive architecture, and the areas of your plant's Cyber

Security Program

selected for the cyber

security inspection. This information will be requested for review in the regional office prior to the inspection by

May 7, 2018. The third group of

requested documents consists of those items that the

inspection team will review, or need access to, during the inspection. Please have this information available by the first day of the onsite inspection, June 4, 2018.

P. Sena 2 The four th group of information is necessary to aid the inspection team in tracking issues identified as a result of the inspection. It is requested that this information be provided to the

lead inspector as the information is generated during the inspection. It is important that all of these documents are up to date and complete in order to minimize the number of additional documents requested during the preparation and/or the onsite portions of the inspection.

The lead inspector for this inspection is Mr. David Werkheiser. We understand that our regulatory contact for this inspection

is Mr. Thomas Cachaza of your organization, at Salem. If there are any questions about the inspection or the material requested, please contact the lead inspector at

610-337-5316 or via e-mail at David.Werkheiser@nrc.gov

. This letter does not contain new or amended information collection requirements subject to the Paperwork Reduction Act of 1995

(44 U.S.C. 3501 et seq.). Existing information collection requirements were approved by the Office of Management and Budget, control number 3150

-0011. The NRC may not conduct or sponsor, and a person is not required to respond to, a request for information or an information collection requirement unless the requesting document displays a currently valid Office of Management and Budget control number.

This letter and its enclosure will be available

for public inspection and copying at

http://www.nrc.gov/reading

-rm/adams.html

and at the NRC Public Document Room in accordance with 10 CFR 2.390, "Public Inspections, Exe

mptions, Requests for Withholding."

Sincerely, /RA/ Glenn T. Dentel , Chief Engineering Branch

2 Division of Reactor Safety

Docket No s. 50-272 and 50-311 License No

s. DPR-70 and DPR

-75 Enclosure: Salem Nuclear Generating Stations, Units 1 and 2

Cyber-Security Inspection Document Request

cc w/encl:

Distribution via ListServ

P. Sena 3 SUBJECT: SALEM NUCLEAR GENERATING STATION, UNIT NOS. 1 AND

- INFORMATION REQUEST FOR THE "CYBER SECURITY" INSPECTION, NOTIFICATION TO PERFORM INSPECTION 05000244/

2018403 DATED JANUARY 16, 2018 DISTRIBUTION: (via email)

DLew, ORA DCollins, ORA

DPelton, DRP

MGray, DRP

JYerokun, DRS

BWelling, DRS

FBower, DRP

RBarkley, DRP

MDraxton, DRP

PFinney, DRP, SRI

AZiedonis, DRP, RI

COtt, DRP, AA

JBowen, RI, OEDO

RidsNrrPMSalem Resource

RidsNrrDorlLpl1 Resource

ROPreports Resource DOCUMENT NAME:

G:\DRS\Engineering Branch 2

\Werkheiser

\2-Cyber\2018-Salem 2018403

\Salem-CyberFI_120d RFI Letter.docx

ADAMS ACCESSION NUMBER:

ML18016A433 SUNSI Review

Non-Sensitive Sensitive Publicly Available

Non-Publicly Available

OFFICE RI/DRS RI/DRS NAME DWerkheiser

GDentel DATE 1/16/18 1/16/18 OFFICIAL RECORD CO

PY

SALEM NUCLEAR GENERATING STATIONS, UNITS

1 AND 2 CYBER-SECURITY INSPECTION DOCUMENT REQUEST

1 Enclosure Inspection Report : 05000272/2018403 and 05000311/2018403

Inspection Dates

June 4 - 8, 2018, and June 18 - 22, 2018 Inspection Procedure

IP 71130.10 P , "Cyber-Security ," Issue Date May 15, 2017

Reference: Guidance Document for Development of the Request for Information (RFI) and Notification Letter for Full

-Implementation of the Cyber Security Inspection , Issue Date May 25, 2017

NRC Inspector s: David Werkheiser, Lead Eugene DiPaolo

610-337-5316 610-337-6959 David.Werkheiser@nrc.gov

Eugene.DiPaolo@nrc.gov NRC Contractors

Fredrick Priester

Cynthia DeBisschop

301-230-4590 301-287-3710 Fredrick.Priester@nrc.gov Cynthia.DeBisschop

@nrc.gov NRC Observers: Michael Brown

301-287-3679 Michael.Brown@nrc.gov I. Information Requested for In

-Office Preparation

The initial request for information (i.e., first RFI) concentrates on providing the inspection team with the general information necessary to select appropriate components and Cyber Security Program (CSP) elements to develop a site

-specific inspection plan.

The first RFI is used to identify the list of critical systems and critical digital assets

(CSs/CDAs) plus operational and management (O&M) security control portions of the CSP to be chosen as the "sample set" required to be inspected

by the cyber security IP. The first RFI

's requested information is specified below in Table RFI #1. The Table RFI #1 information is requested to be provided

to the regional office

by March 12 , 2018, or sooner, to facilitate the selection of the specific items that will be reviewed during the onsite inspection weeks

. The inspection team

will examin e the returned documentation from the first RFI

and identify/select specific systems and equipment (e.g., CSs/CDAs) to provide a more focused follow

-up request to develop the second RFI. The inspection team will submit

the specific systems and equipment

list to your staff by April 9, 2018, which will identify the specific systems and equipment that

will be utilized to evaluate the CSs/CDAs, defensive architecture, and the areas of the licensee's CSP selected for the cyber

security inspection. We request that the additional information provided from the second RFI be made available to the regional office by May 7, 2018

.

SALEM NUCLEAR GENERATING STATIONS, UNITS 1 AN

D 2 CYBER-SECURITY INSPECTION DOCUMENT REQUEST

2 The information requested for the first RFI is identified in Table

RFI #1. All requested information shall follow the Table RFI #

1 and the guidance document referenced above. The required Table RFI #1 information shall be provided on compact disc (CD) to the lead inspector by March 12, 2018. Please provide four copies of each CD submitted (i.e., one for each inspector/cont

ractor). The preferred file format for all lists is a searchable Excel spreadsheet file on a

CD. The se CDs should be indexed and hyper

-linked to facilitate ease of use. If you have any questions regarding this information, please call the inspection team leader as soon as possible.

Table RFI #1 Reference Section 3, Paragraph Number/Title:

Items 1 List All Identified Critical Systems and Critical Digital Assets

All 2 List CDA Facility and Site Ethernet

- Transmission Control Protocol/Internet Protocol (TCP/IP)

Based Local Area Networks (LANs) and

Identify Those LAN's

That Have N on-CDAs O n Them All 3 List CDA Facility and

Site N on-Ethernet TCP/IP

Based LANs

Including Those Industrial

Networks and

Identify LANs

That Have N on-CDAs O n Them All 4 Network Topology Diagrams (Be Sure To Include all Network Intrusion Detection Systems (NIDS) and Security Information and Event Management (SIEMs) for Emergency Preparedness (EP) networks and Security Level 3 and 4 Networks)

All 8 List All Network Security Boundary Devices for EP Networks and All Network Security Boundary Devices for Levels 3 and 4

All 9 List CDA Wireless Industrial

Networks All 11 NIDS Documentation for Critical Systems That Have CDAs Associated with Them 11.a.1) 11.a.2) 12 SIEM Documentation for Critical systems That Have CDAs Associated with Them 12.a.1) 12.a.2) 14 List EP and Security Onsite and Offsite Digital Communication

Systems All 25 Cyber Security Assessment and Cyber

Security Incident Response Teams All In addition to the above information

please provide the following:

(1) Electronic copy of your current Cyber Security Plan.

(2) Electronic copy of summary of changes (if any), including any 10 CFR 50.54p analysis to support those changes, made to the originally approved Cyber Security Plan.

(3) Electronic copy of a matrix that summarizes what controls are in place to satisfy the controls required by Policies and Procedures.

(4) Electronic copy of the Updated Final Safety Analysis Report and technical specifications.

SALEM NUCLEAR GENERATING STATIONS, UNITS 1 AN

D 2 CYBER-SECURITY INSPECTION DOCUMENT REQUEST

3 (5) Name(s) and phone numbers for the regulatory and technical contact

s. (6) Current management and engineering organizational chart

s. Based on th is information

, the inspection team will identify and select specific systems and equipment (e.g., CSs/CDAs) from the information requested by Table RFI #1 and will submit a list of specific systems and equipment

to your staff by April 9, 2018

, for the second RFI

(i.e., Table RFI #2). II. Additional Information Requested to be Available Prior to Inspection.

As stated above, in Section I. of this enclosure , th e inspection team

will examin e the returned documentation requested from Table RFI #1 and will submit the list of specific systems and equipment

to your staff by April 9, 2018

, for the second RFI (i.e., RFI #2). The second RFI will request additional information required to evaluate the CSs

/CDAs, defensive architecture, and the areas of your station's

CSP selected for the cyber

-security inspection. The additional information requested for the specific systems and equipment is identified in Table

RFI #2. All requested information shall follow the Table RFI #2 and the guidance document referenced above.

The Table RFI #2 information shall be provided on CD to the lead inspector by

May 7, 2018. Please provide four copies of each CD submitted (i.e., one for each inspector/contractor). The preferred file format for all lists is a searchable Excel spreadsheet file on a CD. These CDs should be indexed and hyper

-linked to facilitate

ease of use. If you have any questions regarding this information, please call the inspection team leader as soon as possible.

Table RFI #2 Section 3, Paragraph Number/Title:

Items 5 Plant Computer System Block Diagram (If Plant Computer System Is Selected for Inspection)

All 6 Plant Security System Block Diagram (If Security Computer System Is Selected for Inspection)

All 7 Systems That Are Distributed Block Diagrams (For Systems Selected For Inspection)

All 10 Host-Based Intrusion Detection System Documentation (For

CDAs for Systems Selected for Inspection)

10.a.1) 10.a.2) 13 List all Maintenance and Test Equipment Used On CDAs for Systems Selected for Inspection All 15 Configuration Management

All 16 Supply Chain Management

16.a. 16.b.1) 16.b.5) 16.b.6) 17 Portable Media and Mobile Device Control

All 18 Software Management

All 20 Vendor Access and Monitoring

All

SALEM NUCLEAR GENERATING STATIONS, UNITS 1 AN

D 2 CYBER-SECURITY INSPECTION DOCUMENT REQUEST

4 Table RFI #2 Section 3, Paragraph Number/Title:

Items 21 Work Control

All 22 Device Access and Key Control

All 23 Password/Authenticator Policy

All 24 User Account/Credential Policy

All 26 Corrective Actions Since Last NRC Inspection

All In addition to the above information please provide the following:

(1) The documented CSP assessment and analysis for each CDA in each of the selected system

s. III. Information Requested to be Available on First Day of Inspection

For the specific systems and equipment identi fied in this enclosure'sSection I I., provide the following RFI (i.e., Table 1 ST Week Onsite

) on a CD by June 4, 2018 , the first day of the inspection

. All request

ed information shall follow the Table 1 ST Week Onsite and the guidance document

referenced above.

Please provide four copies of each CD submitted (i.e., one for each inspector/contractor). The preferred file format for all lists is a searchable Excel spreadsheet file on a CD. The se CDs should be indexed and hyper

-linked to facilitate ease of use. If you have any questions regarding this information, please call the inspection team leader as soon as possible.

Table 1 ST Week Onsite

Section 3, Paragraph Number/Title:

Items 10 Host-Based Intrusion Detection System Documentation

for CDAs for systems selected for inspection

10.a.3) thru 10.a.12) 11 NIDS Documentation

for Critical Systems That Have CDAs Associated with T

hem 11.a.3) thru 11.a.15) 12 SIEM Documentation

for Critical Systems That Have CDAs Associated with T

hem 12.a.3) thru 12.a.14) 16 Supply Chain Management

16.b.2) 16.b.3) 16.b.4) 19 Cyber Security Event Notifications

All In addition to the above information

please provide the following:

SALEM NUCLEAR GENERATING STATIONS, UNITS 1 AN

D 2 CYBER-SECURITY INSPECTION DOCUMENT REQUEST

5 (1) Copies of the following documents do not need to be solely available to the inspection team as long as the inspectors have easy and unrestrained access

to them: a. Original Final Safety Analysis Report Volumes;

b. Original Safety Evaluation Report and Supplements;

c. Final Safety Analysis Report Question and Answers;

d. Quality Assurance (QA) Plan;

e. Latest Individual Plant Examination for External Events / Probabilistic Risk Assessment Report; and

f. Vendor Manuals.

(2) Assessment

and Corrective Actions:

a. The most recent Cyber Security QA audit and/or self

-assessment; and

b. Corrective action documents (e.g., condition reports, including status of corrective actions) generate

d as a result of the most recent Cyber Security QA audit and/or self

-assessment.

I V. Information Requested

To Be Provided Throughout the Inspection

(1) Copies of any corrective action documents generated as a result of the inspection team's questions or queries during th

e inspection.

(2) Copies of the list of questions submitted by the inspection team members and the status/resolution of the information requested (provide

d daily during the inspection to each inspection team member).

If you have any questions regarding the information requested, please contact the inspection team leader.