Regulatory Guide 1.97: Difference between revisions

From kanterella
Jump to navigation Jump to search
(Created page by program invented by StriderTol)
(Created page by program invented by StriderTol)
Line 1: Line 1:
{{Adams
{{Adams
| number = ML061580448
| number = ML13350A295
| issue date = 06/30/2006
| issue date = 12/31/1975
| title = Rev. 4, Criteria for Accident Monitoring Instrumentation for Nuclear Power Plants (Formerly Draft Regulatory Guide DG-1128, Dated September 2005)
| title = Instrumentation for Light-Water-Cooled Nuclear Power Plants to Assess Plant Conditions During and Following an Accident
| author name =  
| author name =  
| author affiliation = NRC/RES
| author affiliation = NRC/OSD
| addressee name =  
| addressee name =  
| addressee affiliation =  
| addressee affiliation =  
| docket =  
| docket =  
| license number =  
| license number =  
| contact person = Marcus, B.S., Wilson A.A., Tartal G.M.
| contact person =  
| case reference number = DG-1128
| document report number = RG-1.097
| document report number = RG-1.097, Rev 4
| document type = Regulatory Guide
| document type = Regulatory Guide
| page count = 10
| page count = 4
}}
}}
{{#Wiki_filter:The U.S. Nuclear Regulatory Commission (NRC) issues regulatory guides to describe and make available to the public methods that the NRC staff considers acceptable foruse in implementing specific parts of the agency's regulations, techniques that the staff uses in evaluating specific problems or postulated accidents, and data that the staffneed in reviewing applications for permits and licenses.  Regulatory guides are not substitutes for regulations, and compliance with them is not required.  Methods andsolutions that differ from those set forth in regulatory guides will be deemed acceptable if they provide a basis for the findings required for the issuance or continuance ofa permit or license by the Commission.This guide was issued after consideration of comments received from the public.  The NRC staff encourages and welcomes comments and suggestions in connection withimprovements to published regulatory guides, as well as items for inclusion in regulatory guides that are currently being developed.  The NRC staff will revise existing guides,as appropriate, to accommodate comments and to reflect new information or experience.  Written comments may be submitted to the Rules and Directives Branch, Officeof Administration, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.Regulatory guides are issued in 10 broad divisions:  1, Power Reactors; 2, Research and Test Reactors; 3, Fuels and Materials Facilities; 4, Environmental and Siting;5, Materials and Plant Protection; 6, Products; 7, Transportation; 8, Occupational Health; 9, Antitrust and Financial Review; and 10, General.Requests for single copies of draft or active regulatory guides (which may be reproduced) should be made to the U.S. Nuclear Regulatory Commission, Washington, DC 20555,Attention: Reproduction and Distribution Services Section, or by fax to (301) 415-2289; or by email to Distribution@nrc.gov.  Electronic copies of this guide and other recentlyissued guides are available through the NRC's public Web site under the Regulatory Guides document collection of the NRC's Electronic Reading Room athttp://www.nrc.gov/reading-rm/doc-collections/ and through the NRC's Agencywide Documents Access and Management System (ADAMS) athttp://www.nrc.gov/reading-rm/adams.html, under Accession No. ML061580448.
{{#Wiki_filter:U.S. NUCLEAR REGULATORY
COMMISSION
December 1975 (REGULATORY
GUIDE OFfICE OF STANDARDS
DEVELOPMENT
REGULATORY
GUIDE 1.97 INSTRUMENTATION
FOR LIGHT-WATER-COOLED
NUCLEAR POWER PLANTS TO ASSESS PLANT CONDITIONS
DURING AND FOLLOWING
AN ACCIDENT


U.S. NUCLEAR REGULATORY COMMISSION
==A. INTRODUCTION==
Revision 4 June 2006 REGULATORY GUIDE
possible situations that were not completely anticipated in the design of the plant; (2) to help predict the course Criterion
OFFICE OF NUCLEAR REGULATORY RESEARCH
13, "Instrumentation and Control," of that an accident will take: (3) to determine whether the Appendix A, "General Design Criteria for Nuclear Power reactor trip and engineered safety-featui'e systems are Plants." to 10 CFR Part 50, "Licensing of Production functioning properly-
REGULATORY GUIDE 1.97 (Draft was issued as DG-1128, dated June 2005
(4) to determincwhcther the plant and Utilization Facilities," includes a requirement that is responding properly to the safet, inehies in opera-instrumentation be provided to monitor variables and tion; (5) to allow for early initiati rn of actiki to protect systems for accident zonditions as appropriate to ensure the public safety (if necescry);-
)CRITERIA FOR ACCIDENT MONITORING INSTRUMENTATION
(6) to furnish data adequate safety. needed to take manual actioni-f (a) an engineered safety feature malfunctions,4b)
FOR NUCLEAR POWER PLANTS
unanticipated conditions re-Criterion
19. "Control Room." of Appendix A to 10 quire operator intervention, or"(c) the plant is not CFR Part 50 includes a requirement that a control room responding effectively to,.:the safety systems in opera.be provided from which actions can be taken to tion; (7) to provideiinforniation to the operator that will maintain the nuclear power unit in a safe condition enable himn -to ýdeterrnine whether there has been under accident conditions, including loss-of-coolant acc
 
====i. significant ====
*fuel ox system damage: and (8) to provide dent
 
====s. Criterion ====
19 also requires that equipment at mateiial evidence fdr post-accident investigation into the appropriate locations outside the control room be ,ausess.and consequences of the event.provided, including instrumentation and controls to ' ' " maintain the unit in a safe condition dunng hot sr f ac n t o ar n shutdown. , At %he start of an accident, the operator cannot tit ".-;,'.always immediately determine what accident has Criterion
64, "Monitoring Radioactivity Releases'"!
of .ccurred or is occurring and therefore cannot determine Appendix A to 10 CFR Part 50 includes a-requirement
"''the appropriate response.
 
For this reason, the reactor that means shall be provided for monitoring the reactor trip and certain safety actions (e.g., emergency core containment atmosphere, space cooling actuation, containment isolation, or depressuri- for recirculation of loss.of-coolant accident fluids;*efflu- zation) are designed to be performed automatically ent discharge paths, and the plant environs for radio- during the initial stages of an accident.
 
Instrumentation activity that may be released 1iom postulated accidents.
 
is also provided to indicate plant parameters that are required to enable the operation of manually initiated This guide describes a rrii h6 iac ptable to the NRC safety-related systems and other appropriate actions.staff for requirements to provide instruý.entatir', to 'monitor plant variables If normal power plant instrumentation remains func-and systems.'-.auribg and following an accident in a tional for all accident conditions, it can provide indica-hight-water-coole.
 
bc'lc p'power plant. tion, records, and (with certain types of instruments)
wte.-w pntime-history response for many parameters important to\
 
==B. DISCUSSION==
following the course of the accident.
 
However, since some accidents impose severe operating requirements on Monitored variables and systems should be used by instrumentation components, it may be necessary to the operator in accident surveillance
(1) to help deter- upgrade some instrumentation components to withstand mine the nature of an accident, with emphasis on more severe accident conditions and to measure a greater USNRC REGULATORY
GUIDES Comments should bs Sent to the Secretary of the Commission.
 
U.S. Nuclear egulators, Guide% are issued to describe and make available to the public SRegulatorvy Commistion.
 
Washington.
 
D.C. 2056. Attention Docieting and meillods acceptable to the NRC stallf of mplemelting specific parts of the Comnmmis sion's regulations.
 
to delineate techniques used by the &felt Iilu. hle guides ate iSsued in the following Itn broad divisions:
11ing specific problems or postulated accidents.
 
or to provide guidatce to appli.cents Regulatory Guides ate not substitutes lot regulaliors.
 
and compliance I, Pow*r Reactors 6 Products with them is not requited Methods and solutions different from tho-e set out in 2 Research and Toil Reactors 7. Transportation the guides will be acceptable if they pi~ide a basis rlo the tindings requisie to 3 Fuels and Materials facilities
8 Occupational
1Helt0h the issuance ar continruanice ol ae rriit or license by the Commission
4 Environmsenlal and Siting 9. Antitrust Revoiew Comments and suggestion&
tfo in these guides are encoutoged
5 Materials and Plant Protection
10 General at all times, and guides will be ftvised. as Appropt-ate.


==A. INTRODUCTION==
to accommodate cornm mints and so releI new rfnormaltoint oe apietrnce However. comments on Copies of published guides mey be obtained by written request Indicating the this ,guide. it r1c11¥ed within about twO months alter its issuance.
The U.S. Nuclear Regulatory Commission (NRC) developed this regulatory guide to describe a method that the NRC staff considers acceptable for use in complying with the agency's regulations with respect tosatisfying criteria for accident monitoring instrumentation in nuclear power plants. Specifically, the methoddescribed in this regulatory guide relates to General Design Criteria 13, 19, and 64, as set forth in Appendix A
 
to Title 10, Part 50, of the Code of Federal Regulations (10 CFR Part 50), "Domestic Licensing of Production and Utilization Facilities":*Criterion 13, "Instrumentation and Control," requires operating reactor licensees to provide instrumentationto monitor variables and systems over their antic ipated ranges for accident conditions as appropriateto ensure adequate safety.*Criterion 19, "Control Room," requires operating reactor licensees to provide a control room from whichactions can be taken to maintain the nuclear pow er unit in a safe condition under accident conditions,including loss-of-coolant accidents (LOCAs). In addition, operating reactor licensees must provide equipment (including the necessary instrumentation), at appropriate locations outside the control room,with a design capability for prompt hot shutdown of the reactor.*Criterion 64, "Monitoring Radioactivity Releases," requires operating reactor licensees to provide the meansfor monitoring the reactor containment atmosphere, spaces containing components to recirculate LOCA
will be pet. divisions desired to the U.S Nuclear Commission.
 
Washington.
 
0 C ticulatly useful in evaluating the need for an tealy revision 20%6. Attention Director.
 
Otlices of Standards Development range of monitored variables than might normally be expected.Examples of' serious events that threaten safety are loss-of-coolant accidents (LOCAs). ,iticipated transients without scram (ATWSs), reactivity excursions, and radioactivity releases that initiate containment isolation.
 
5,ich events require the operator to understand, in a short time period, the state of readiness of engineered safety features and their potential for being challenged by an accident in progress.
 
Instrumentation provided for this purpose should simplify the accident assessment process and the determination of the status of engi-neered safety features.To determine the important variables and systems whose values or status should be displayed to the operator and therefore the monitoring instrumentation that should be installed, a study (Ref. I) was made of a range of postulated accidents.


fluids, effluent discharge paths, and the plant environs for radioactivity that may be released as a result of postulated accidents.
The study concluded that the following capabilities are most important to main-taining the integrity of the power plant after an accident:
reactor shutdown, core cooling, contaiiment isolation, containment pressure control, primary system pressure control, and a heat transfer path from tie core to a heat sink. These vital capabilities are designed to preser-'.e the integrity of the barriers to radioactivity release (i.e., the fuel cladding, primary coolant bound-ary, and containment).
In selecting parameters for accident surveillance, attention should be given to providing information that will aid the operator in achieving and maintaining a safe shutdown condition, with emphasis on controlling reac-tivity and establishing a heat transfer path from the core to the heat sink. Particular attention should be given to parameters that indicate that the barriers to radioactivity release are being challenged and that public safety may be in jeopardy.


1IEEE publications may be purchased from the IEEE Service Cent er, which is located at 445 Hoes Lane, Piscataway, NJ 08855 [
Thus, instrumentation that shows the absence or presence of significant fuel damage or metal-water reaction is of special importance.
http://www.ieee.org, phone (800) 678-4333].
2The terms "new nuclear power plant" and "new plant" refer to any nuclear power plant for which the licensee obtainedan operating license after the NRC issued Revision 4 of Regulatory Guide 1.97.  The terms "current operating reactor"and "current plant" refer to any nuclear power plant for which the licensee obtained an operating license beforethe NRC issued Revision 4 of Regulatory Guide 1.97.


3 Copies are available at current rates from the U.S. Go vernment Printing Office, P.O. Box 37082, Washington, DC20402-9328 [telephone (202) 512-1800], or from the National Technical Information Service (NTIS), 5285 Port Royal Road, Springfield, Virginia 22161 [
Information concerning the integrity of the primary coolant boundary and the containment is also of vital interest.
http://www.ntis.gov, telephone (703) 487-4650].  Copies are available forinspection or copying for a fee from the NRC's Public Docu ment Room (PDR), which is located at 11555 RockvillePike, Rockville, Maryland; the PDR's mailing address is USNRC PDR, Washington, DC 20555-0001. The PDRcan also be reached by telephone at (301) 415-4737 or (800) 397-4205, by fax at (301) 415-3548, and by email


to PDR@nrc.gov
For example, the character of a postulated LOCA during the first two or three minutes of the accident can best be determined by monitoring the reactor coolant pressure transient.
.RG 1.97, Rev. 4, Page 2In addition, Subsection (2)(xix) of 10 CFR 50.34(f), "Additional TMI-Related Requirements,"
requires operating reactor licensees to provide adequate instrumentation for use in monitoring plantconditions following an accident that includes core damage.This revision of Regulatory Guide 1.97 represents an ongoing evolution in the nuclear industry's thinking and approaches with regard to accident monitoring systems for the Nation's nuclear powerplants.  Specifically, this revision endorses (with certain clarifying regulatory positions specified in Section C of this guide) the "IEEE Standard Criteria for Accident Monitoring Instrumentation for Nuclear Power Generating Stations," which the Institute of Electrical and Electronics Engineers (IEEE)promulgated as IEEE Std. 497-2002.


1This revised regulatory guide is intended for licensees of new nuclear power plants.
An analog recorder with a response and sensitivity consistent with the anticipated pressure transient would be the type of instrument needed for this purpose. Comparable records of the pressure transients and temperature gradient in the containment could also be very useful.Because both short- and long-term operational effec.tivencss of the emergency core cooling system (ECCS)are important, sufficient information concerning the ECCS status should be proided to permit post-accident surveillance.


2  Previousrevisions of this regulatory guide remain in effect for licensees of current operating reactors, 2 who areunaffected by this revision. (See the discussion of regulatory position #1 in Section C of this guideregarding the applicability of IEEE Std.
Similarly, the status of the emergency power system should be displayed at all times to the operator in the main control room.The effectiveness of containment atmosphere cleanup systems in removing airborne activity from the contain-ment atmosphere should be monitored (i.e.. measured).
The temperatures and humidity of iodine traps should also be monitored to dterrniinc whether the traps are overheating and thus potentially in danger of losing their radionuclide inventory or failing to remove the radio-nuclides from the containment atmosphere.


497-2002 for current operating reactors.)In general, information provided by regulatory guides is reflected in the NRC's "StandardReview Plan for the Review of Safety Analysis Reports for Nuclear Power Plants" (NUREG-0800).
The required instrumentation should be capable of surviving the accident environment that it must monitor.It therefore should either be designed to withstand the accident .environment or be protected by a local.artificial environment.
3 The NRC's Office of Nuclear Reactor Regulation (NRR) uses the Standard Review Plan (SRP) to review


applications to construct and opera te nuclear power plants. Chapter 7, "Instrumentation and Controls,"
If the environment surrounding an instrument component is the same for accident and normal operating conditions (e.g., the instrumentation components in the main control room), the instrumen- tation components need no special environmental capa-bility.The required instrumentation should also be capable of functioning after, but not necessarily during, a safe shutdown earthouake.
and its Branch Technical Position HICB-10, "Guidance on Application of Regulatory Guide 1.97,"of the SRP will require updates for consistency with this revision of Regulatory Guide 1.97.Any information collections mentioned in this regulatory guide are established as requirementsin 10 CFR Part 50, which provides the regulatory basis for this guide. The Office of Managementand Budget (OMB) has approved those information collection requirements under OMB control number3150-0011.  The NRC may neither conduct nor sponsor , and a person is not required to respond to,a request for information or an information collection requirement unless the requesting documentdisplays a currently valid OMB control number.


4Copies may be obtained from the American Nuclear Society, which is located at 555 North Kensington Avenue, La Grange Park, Illinois 60525 [
Instrumentation selected for accident monitoring should permit relatively few devices to provide the essential information needed by the operator to satisfy the general objectives.
http://www.ans.org, phone (708) 352-6611].
5IEEE publications may be purchased from the IEEE Service Cent er, which is located at 445 Hoes Lane, Piscataway, NJ 08855 [
http://www.ieee.org, phone (800) 678-4333].
6 Copies are available at current rates from the U.S. Go vernment Printing Office, P.O. Box 37082, Washington, DC20402-9328 [telephone (202) 512-1800], or from the National Technical Information Service (NTIS), 5285 Port Royal


Road, Springfield, Virginia 22161 [
Where practical, the same instru-ments should be used for normal and accident operation to obtain the advantage of normal inservice surveillance.
http://www.ntis.gov, telephone (703) 487-4650].  Copies are available forinspection or copying for a fee from the NRC's Public Docu ment Room (PDR), which is located at 11555 RockvillePike, Rockville, Maryland; the PDR's mailing address is USNRC PDR, Washington, DC 20555-0001. The PDR canalso be reached by telephone at (301) 415-4737 or (800) 397-4205, by fax at (301) 415-3548, and by email


to PDR@nrc.gov
However, the instruments should be specifically identi-fied on control panels so that the operator can easily determine that they are intended for use under accident, as well as normal, conditions.
.RG 1.97, Rev. 4, Page 3


==B. DISCUSSION==
C. REGULATORY
In the aftermath of the accident at Three Mile Island, Unit 2 (TMI-2), in 1979, the United Statesadopted a more rigorous approach for accident monitoring systems, which resulted in three major sourcesof related requirements:(1)ANSI/ANS-4.5-1980, "Criteria for Accident Monitoring Functions in Light-Water-Cooled Reactors,"
POSITION 1. For each postulated accident that threaten- public safety (for example, a LOCA or ATWS event, ieactivity excursion, or radioactivity release that initiates contain-ment isolation), the applicant should perform detailed safety analyses to determine (a) the parameters to be measured and (b) ihe instrument ranges, responses, and accuracies required to provide the operator with the information necessary to assess the nature of die accident, the course the accident will take, the response of the safety features, the potential for breaching the barriers to radioactivity release, the need for manual action, and the operating status of significant equipment during and following the accident.
4 delineated criteria for determining the variables that the control room operatorshould monitor to ensure safety during an accident and the subsequent long-term stable shutdownphase.  The American National Standards Institute (ANSI) promulgated this standard, which wasdeveloped by the American Nuclear Society (ANS) Standards Committee, Subcommittee ANS-4,Writing Group 4.5.  In so doing, ANSI and ANS sought to address (1) instrumentation that permits operators to monitor expected parame ter changes during an accident, and (2) extended-range instrumentation deemed appropriate for previously unforeseen events.  As the source forspecific instrumentation design criteria, ANS
I/ANS-4.5-1980 referenced the draft IEEE Std.


497-1977, "IEEE Trial-Use Standard Criteria for Accident Monitoring Instrumentation for Nuclear Power Generating Stations,"
The guidelines in References I and 2 should be used to make such analyses, along with the guidelines in Reference
5 which IEEE subsequently issued as IEEE Std. 497-1981.
3 dealing with monitoring inside the power plant.2. The essential instrumentation required by the operator to diagnose and monitor significant accident I 1.97-2 I conditiuns should be specified for each system required to be operable during and after the accident.


5(2)IEEE Std. 497-1981, "IEEE Standard Criteria for Accident Monitoring Instrumentation for Nuclear Power Generating Stations," provided the relevant instrumentation design criteria.(3)Revision 3 of Regulatory Guide 1.97, "Instrumentation for Light-Water-Cooled Nuclear Power Plants To Assess Plant and Environs Cond itions During and Following an Accident,"
A tabulation of such instrumentation should be provided, along with a documented justification to show that the instrumentation is adeqtate to provide the operator with the necessary information.
6 datedMay 1983, prescribed a detailed list of variables to monitor, and specified a comprehensive listof design and qualification criteria to be met.Given its prescriptive nature, Revision 3 of Regulatory Guide 1.97 quickly became the de factostandard for accident monitoring, and both ANSI/
ANS-4.5-1980 and IEEE Std. 497-1981 fell out of useand were subsequently withdrawn as active standards.  Nonetheless, Revision 3 of Regulatory Guide 1.97has become outdated, in that it does not provide criteria for advanced instrumentation system designsbased on modern digital technology.  Revision 3 also does not address the need for technology-neutral guidance for licensing new plants.  In addition, the guidance should be less prescriptive and based onthe accident management functions of the individual variable types.


7IEEE publications may be purchased from the IEEE Service Cent er, which is located at 445 Hoes Lane, Piscataway, NJ 08855 [
The table should include the instruments'
http://www.ieee.org, phone (800) 678-4333].
major operational parameters and indicate the manner in which the instrument outputs will be recorded.3. The accident monitoring instrumentation compo-nents and modules should be of a quality that is consistent with minimum maintenance requirements and low failure rates. Quality levels should be achieved through the specification of requirements known to promote high quality.4. The accident-nionitoring instrumentation should be designed with sufficient margin to maintain necessary functional capability under extreme conditions (as appli-cable) relating to environment, energy supply, malfunc.tions, and accidents.
8 Copies are available at current rates from the U.S. Go vernment Printing Office, P.O. Box 37082, Washington, DC20402-9328 [telephone (202) 512-1800], or from the National Technical Information Service (NTIS), 5285 Port Royal Road, Springfield, Virginia 22161 [
http://www.ntis.gov, telephone (703) 487-4650].  Copies are available forinspection or copying for a fee from the NRC's Public Docu ment Room (PDR), which is located at 11555 RockvillePike, Rockville, Maryland; the PDR's mailing address is USNRC PDR, Washington, DC 20555-0001. The PDRcan also be reached by telephone at (301) 415-4737 or (800) 397-4205, by fax at (301) 415-3548, and by email


to PDR@nrc.gov
Thie instrumentation should either be qualified to survive the appropriate operating condi-tions or be suitably protected from the environment.
.RG 1.97, Rev. 4, Page 4With the increased use of digital instrumentation systems in advanced nuclear power plantdesigns, the nuclear industry came to recognize a need to develop a consolidated standard that was moreflexible than Revision 3 of Regulatory Guide 1.97.  Instead of prescribing the instrument variables to bemonitored (as was the case in Revision 3), the industry recognized the advantage of providing performance-based criteria for use in selecting variables.  Similarly, rather than providing design andqualification criteria for each variable category, the industry sought to standardize the criteria based onthe accident management functions of the given ty pe of variable.  These efforts resulted in thedevelopment of IEEE Std. 497-2002, "IEEE Standard Criteria for Accident Monitoring Instrumentation for Nuclear Power Generating Stations,"
7 by the IEEE Power Engineering Society, Nuclear PowerEngineering Committee, Subcommittee 6, Working Group 6.1, "Post-Accident Monitoring."
Unlike its predecessor, IEEE Std. 497-2002 establishes flexible, performance-based criteria forthe selection, performance, design, qualification, display and quality assurance of accident monitoringvariables.  As such, these variables are the operators' primary sources of accident monitoring information. In some instances, additional variables which provide backup or diagnostic information may exist;
however, these backup and diagnostic va riables, which are not considered primary sources of information, need not be classified in accordance with the variable types in IEEE Std. 497-2002, and they need notmeet the criteria in this guide.


Clause 8.1.2 of IEEE Std. 497-2002 cites several industry codes and standards for human factorscriteria. The NRC provides additional guidance in NUREG-0700, "Human-System Interface Design Review Guideline:  Review Methodology and Procedures"
Its qualifications should be in accordance with Regulatory Guide 1.89, "'Qualification of Class I E Equipment for Nuclear Power Plants." and it should continue to function within the required accuracy subsequent to.but not necessarily during, a safe shutdown earthquake.
8; NUREG-0711, "Human Factors EngineeringProgram Review Model"
8; and Chapter 18, "Human Factors Engineering,"of the NRC's Standard Review Plan (NUREG-0800).
8
9 Copies are available at current rates from the U.S. Go vernment Printing Office, P.O. Box 37082, Washington, DC20402-9328 [telephone (202) 512-1800], or from the National Technical Information Service (NTIS), 5285 Port Royal Road, Springfield, Virginia 22161 [
http://www.ntis.gov, telephone (703) 487-4650].  Copies are available forinspection or copying for a fee from the NRC's Public Docu ment Room (PDR), which is located at 11555 RockvillePike, Rockville, Maryland; the PDR's mailing address is USNRC PDR, Washington, DC 20555-0001. The PDRcan also be reached by telephone at (301) 415-4737 or (800) 397-4205, by fax at (301) 415-3548, and by email


to PDR@nrc.gov
5. The accident-monitoring instrumentation should be designed with redundant channels so that a single failure does not prevent the operator front determining the nature of an accident, the functioning of the engineered safety features, the need for operator action, and the response of the plant to the safety measures in operation.
.RG 1.97, Rev. 4, Page 5 Clause 6.2 of IEEE Std. 497-2002 states, in part, that the use of identical software in redundantinstrumentation channels is acceptable, provided that the licensee conducts an analysis to demonstratedefense-in-depth against common-mode software fa ilure.  The NRC provides related guidance in Branch Technical Position HICB-19, "Guidance for Evaluation of Defense-in-Depth and Diversity in DigitalComputer-Based Instrumentation and Control Systems,"
9 as detailed in Chapter 7 of the NRC's Standard Review Plan (NUREG-0800).In addition, IEEE Std. 497-2002 includes two informative annexes:*Annex A provides general guidance regarding "Accident Monitoring Instrument ChannelAccuracy."  In that annex, Clause A.2 provides guidance on accuracy requirement groupings according to how control room personnel should use the displayed functions, while Clause A.3provides typical accuracy requirements.  Specifically, Clause A.3 states, in part, "Historically, the required accuracy for instrument channels relied upon to monitor containment pressureand hydrogen concentration has been +/-10 percent of full span."  However, the NRC staff notesthat this example may not be applicable to all nuclear power plants.  Traditionally, the requiredaccuracy of accident monitoring instrument channels is established based on the assignedfunction and the plant's safety analysis and licensing basis.*Annex B, "Bibliography," lists the references cite d in the standard, and provides sufficient detailfor users to obtain further information re garding specific aspects of the standard.


RG 1.97, Rev. 4, Page 6
One channel of each redundant se; of channels should be recorded and energized from the station Class I E instrumentation a.c. system.NOTE: "Single failure" includes such events as the shorting or open-circuiting of interconnecting signal or power cables. It also includes single credible malfunc.tions or events that cause a number of consequential component, module, or channel failures.


==C. REGULATORY POSITION==
For example, the overheating of an amplifier module would be a"single failure" even though several transistor failures might result. Mechanical damage to a mode switch would be a "single failure" although several channels might become involved.6. Channels that provide signals for redundant chan-nels should be independent and physically separated to accomplish decoupling of the effects of unsafe environ-mental factors, electric transients, and physical accident consequences documented in the design basis and to reduce the likelihood of interactions between channels during maintenance operations or in the event of channel malfunction.
This regulatory guide endorses IEEE Std. 497-
2002, "IEEE Standard Criteria for AccidentMonitoring Instrumentation for Nuclear Power Generating Stations," as an acceptable methodfor providing instrumentation to monitor variabl es for accident conditions, subject to the followingregulatory positions:
(1)If a current operating reactor licensee voluntar ily converts to the criteria in Revision 4 of this guide, the licensee should perform the conversion on the plant's entire accident monitoring program to ensure a complete analysis.


If the licensee voluntarily uses the criteria in Revision 4 of this guide to perform m odifications that do not involve a conversion, the licensee should first perform an analysis to dete rmine the complete list of accident monitoring variables and their associated types in accor dance with the selection criteria in Revision 4.Regulatory position #1 clarifies the applicability of IEEE Std. 497-2002 for current operating reactors.  Clause 1.1 of IEEE Std. 497-2002 states th at the standard is intended for new plants,although current plants may find its guidance useful in performing design-basis evaluationsor implementing design modifications.  Having carefully considered the applicability and usefulness of the new standard, the NRC staff recognizes that current operating reactors could be interested in converting to Revision 4.  In this context, conversion means adapting the plant's entire accident monitoring program from a given plant's current licensing basis (namely Revision 2 or 3 of this guide), to the guidance in Revisi on 4 of this guide.  This adaptation could includephysical changes (e.g., replacing an instrument), licensing changes (e.g., technical specification changes), or both for each variable.  The staff al so recognizes that Revisions 3 and 4 of this guidediffer in several ways, including variable type definitions and associated criteria, removalof design and qualification categories, removal of prescriptive tables of monitored variables,analysis required to produce the necessary design-basis documentation, and related changesin licensing basis and/or commitments.  These differences could involve modifications to existinginstrumentation and could have significant cost implications for current operating reactor licensees who decide to convert to the new standard under Revision 4 of this guide.Licensees of current operating reactors could also be interested in voluntarily performingmodifications based on Revision 4 of this guide.  For these modifications, the licensee should firstperform an analysis to determine the complete list of variables and their associated types in accordance with the selection criteria in Revision 4. Without such analysis, there is no means to correlate Revision 4 criteria being applied to the modification of variables that have been licensed to the criteria in Revisions 2 or 3.Revision 4 is primarily intended for licensees of new nuclear power plants.  However, the NRCstaff sees no technical reason to prohibit a current operating reactor licensee from voluntarily
7. To the extent practical.


using the new guidance for conversion or modifications.
accident-monitoring in-strumentation inputs should be from sensors that directly measure the desired variables, 8. To the exztent practical.


(2)Modify the first sentence in the second paragraph of Clause 6.7, as follows:
the same indicators should be Lsed for accident novilorhig as are used in the normal operations of the plant.9. The accident-monitoring instrumentation should be specifically identified on control panels so that the operator can easily discern that they are intended for use under accident conditions.
"Means shall be provided for validating instrument calibration during the accident."Regulatory position #2 modifies the requireme nt of IEEE Std. 497-2002, as it relatesto instrumentation calibration during an accide nt. Clause 6.7 of IEEE Std. 497-2002 requireslicensees to provide the means to calibrate instrumentation during an accident, and Clause 6.11requires licensees to consider the selection and location of instrumentation with respect to potential inaccessibility during an accident.  Plants should strategically locate instruments to ensure that they are readily accessible for mainte nance.  However, the NRC staff recognizes thatsome instruments (e.g., in-line sensors and area monitors) must be located in areas that are notaccessible during an accident. Furthermore, recalibration is one of the four methods stated in Clause 6.7, but the only method of "maintaining" instrument calibration.  In many situations,
10 Copies are available at current rates from the U.S. Go vernment Printing Office, P.O. Box 37082, Washington, DC20402-9328 [telephone (202) 512-1800], or from the National Technical Information Service (NTIS), 5285 Port Royal Road, Springfield, Virginia 22161 [
http://www.ntis.gov, telephone (703) 487-4650].  Copies are available forinspection or copying for a fee from the NRC's Public Docu ment Room (PDR), which is located at 11555 RockvillePike, Rockville, Maryland; the PDR's mailing address is USNRC PDR, Washington, DC 20555-0001.  The PDRcan also be reached by telephone at (301) 415-4737 or (800) 397-4205, by fax at (301) 415-3548, and by email


to PDR@nrc.gov
The displays should be arranged to simplify the operator's surveillance, interpre.tation, and response determination following an accident signal.10. Any equipment that is used for both accident monitoring and control functions should be classified as part of accident-monitoring instrumentation.
.RG 1.97, Rev. 4, Page 7it is not possible to recalibrate instrumentation during an accident due to environmental conditionsat the instrument location. The other three methods stated in Clause 6.7 cannot be usedto maintain instrument calibration, but rather can be used to verify that the instrument has notexcessively deviated from calibration.  Consequently, licensees should provide means for validating instrument calibration during the accident.


(3)The range criteria for Type C variables (paragr aph 2 of Clause 5.1) should include the basis for the expanded ranges as follows:
The trails-mission of signals from accident-monitoring equipment for control system use should be through isolation devices that are classified as part of the accident.monitoring instrumentation and that meet all recont-mendations of this document.II, Means should be provided for checking.
"The range for Type C variables shall encompass thos e limits that would indicate a breach in a fission product barrier.  These variables shall have expanded r anges and a source term that consider a damagedcore (see NUREG-0660).  For example, ..."Regulatory position #3 clarifies the requirement to provide expanded ranges for Type C variables,which Clause 4.3 of IEEE Std. 497-2002 describes as those "that provide the most direct indication of the integrity of the three fission product barriers and provide the capability for monitoring beyond the normal operating range." 
Clause 5.1 of the standard adds, "the rangefor Type C variables shall encompass, with margin, those limits that would indicate a breach in a fission product barrier."  In a related pr ovision in 10 CFR 50.34(f)(2)(xix), the NRC requireslicensees to provide instrumentation to monito r plant conditions following an accident thatincludes core damage. The underlying basis for this regulation, documented in NUREG-0660,"NRC Action Plan Developed as a Result of the TMI-2 Accident,"
10 was that licensees shouldprovide instrumentation "with expanded ranges and a source term that considers a damaged corecapable of surviving the accident environment in which it is located for the length of time its function is required."  To include the basis for the expanded range (from NUREG-0660),licensees should modify the range criteria for Type C variables (paragraph 2 of Clause 5.1),
as stated in regulatory position #3.


(4)Modify the last sentence in Clause 4.1 as follows:
with a high degree of confidence.
"Type A variables include those variables that are a ssociated with contingency actions that are within the plant licensing basis and may be identified in written procedures."
Modify the last sentence in Clause 1.3, as follows:
"This standard also does not apply to instrumentati on required to support plant shutdown from outside the control room."Regulatory position #4 modifies the application of the term "contingency actions," which Clause 3.6 of IEEE Std. 497-2002 defines as "alternative ac tions taken to address unexpected responsesof the plant or conditions beyond its licensing basis (for example, actions taken for multipleequipment failures)."  Clause 1.3 uses this term in defining th e application of IEEE Std. 497-2002, while Clause 4.1 uses it in defining selection criteria for Type A variables.  The staff agrees with thecriteria in these clauses, except where they exclude contingency actions.  Contingency actions wereexcluded from the scope of Revision 3 of this guide, but neither Revi sion 3 nor its endorsedstandard provided a definition of the term "contingency action."  NSSS vendors have not usedthis term consistently in EPGs for current plant designs and, therefore, the staff recommendsconsidering contingency actions in accordance with the modified criteria in Clause 4.1. Furthermore, Revision 3 provided a prescriptive list of variables to monitor, whereas this revision RG 1.97, Rev. 4, Page 8provides a non-prescriptive, performance-based appro ach to variable selection.  Thus, in thisperformance-based guide, the staff cannot endorse the carte blanche exclusion of contingencyactions from the selection criteria (especially those associated with plant-specific operatingprocedures or guidelines). Rather, the scope of instruments that could potentially be selected for accident monitoring (based on the selection criteria) should initially be as encompassing


as possible.  Then, in the process of selecting the actual list of variables to be monitored,licensees could screen out instruments associated with contingency actions that take placebeyond the plant's licensing basis.
the operational availability of eacht input sensor during reactor operation.


(5)The number of measurement points should be suffic ient to adequately indicate the variable value.Regulatory position #5 provides guidance concerning the number of measurement points for each variable, which IEEE Std. 497-2002 does not mention (with the exception of redundancyrequirements).  In general, the number of measurement points should be sufficient to adequatelyindicate the variable value (e.g., containment temperature may require spatial distribution of several measurement points).
This may be accomplished in various ways: for example: a. By perturbing the monitored variable;b. By introducing and varying, as appropriate, a substitute input to the sensor of the same nature as the measured variable.
(6)If the NRC's regulations incorporate an i ndustry code or standard referenced in Clause 2 of IEEE Std. 497-2002, licensees and applicants must comply with that code or standard as set forth in the regulations.  Similarly, if the NRC staff has endorsed a referenced codeor standard in a regulatory guide, that code or standard constitu tes an acceptable method for use in meeting the related regulatory requiremen t as described in the regulatory guide(s).
By contrast, if a referenced code or standard has neither been incorporated into the NRC's regulations nor been endorsed in a regul atory guide, licensees and applicants may consider and use the information in the referenced c ode or standard, if appr opriately justified, consistent with current regulatory practice.


(7)Modify paragraph (c) of Clause 5.4, as follows:
or c. By cross-checking between channels that bear a known relationship to each other and that have readouts available.
"The operating time for Type C variable instrument channels shall be at least 100 days or the duration for which the measured variable is required by the plant's LBD."Regulatory position #7 modifies the required instrument duration for Type C variables from"at least 100 days" to include cases where the plant's LBD defines a different operating time. The plant's LBD provides an appropriate basis for determining the operating time for Type C
variables and is consistent with the required instrument durations for other variable types. Consequently, licensees may specify the Type C variable operating time based on the plant's LBD.


(8)Modify Clause 5.4 to replace the term "pos t-event operating time" with "operating time."The term "post-event operating time" implies that th e plant is in a controlled condition (the eventhas been mitigated) when the instrumentation is first required to function.  This is inconsistentwith the criteria for selection of accident monito ring variables, as the variables are derived from actions based on plant procedures (e.g., AOPs, EOPs , and EPGs).  The actions described in theseprocedures encompass conditions during accident mitigation, as well as when the plantis in a controlled condition.  The operating time for each variable is determined by the plant's LBDand should not imply that they are only requi red during the "post-event" phase of accidentmanagement.  Consequently, licensees should consider the plant LBD's operating time for eachvariable when determining the required instrument duration.
12. Capability should be provided for servicing, testing, and calibrating the accident-monitoring instru-mentation.


RG 1.97, Rev. 4, Page 9
For those parts of the instrumentation where the required interval between testing will be less than the normal time interval between generating station shut-downs, a capability for testing during power operation should be provided.


==D. IMPLEMENTATION==
Servicing, testing, and calibration programs should be specified to ensure proper perfor-mance at all times.13. The design should permit administrative control of the means for manually bypassing channels.14. The design should permit administrative control of the access to all setpoint adjustments, module calibration adjustments, and test points.15. The accident-monitoring instrumentation should be designed to provide the operator with accurate, 1.97-3 I ---complete, and timely information regarding its own status. The design should minimize the development of conditions that would cause meters, annunciators.
The purpose of this section is to provide information to applicants and licensees regardingthe NRC staff's plans for using this regulatory guide. No backfitting is intended or approved in connection with the issuance of this guide.


Except in cases in which an applicant or licensee proposes or has previously establishedan acceptable alternative method for complying with specified portions of the NRC's regulations,the methods described in this guide will be used in evaluating (1) submittals in connection withapplications for construction permits, design certifications, operating licenses, and combined licenses,and (2) submittals from operating reactor licensees who voluntarily propose to initiate system modifications if there is a clear nexus between the proposed modifications and the subject for which guidance is provided herein.
recorders, alarms, etc., to gve anomalous indications confusing to the operator.16. The instrumentation should be desigred to facili-tate the recognition, location, replacement, repair, or adjustment of malfunctioning components or modules.


RG 1.97, Rev. 4, Page 10
==D. IMPLEMENTATION==
REGULATORY ANALYSISA separate regulatory analysis was not prepared for this regulatory guide.  The regulatory analysisprepared for Draft Regulatory Guide DG-1128, "Criteria for Accident Monitoring Instrumentation for Nuclear Power Plants," dated August 2005, also provides the regulatory basis for this regulatory guide. The NRC issued DG-1128 to solicit public comment c oncerning the draft of this fourth revisionof Regulatory Guide 1.97.A copy of the regulatory analysis for DG-1128 is available for inspection and copying for a feeat the NRC's Public Document Room (PDR), wh ich is located at 11555 Rockville Pike, Rockville,Maryland; the PDR's mailing address is USNRC PDR, Washington, DC 20555-0001.  The PDR can also be reached by telephone at (301) 415-4737 or (800) 397-4205, by fax at (301) 415-3548, and by email to PDR@nrc.gov.  Copies are also available at current rates from the U.S. Government Printing Office atP.O. Box 37082, Washington, DC 20402-9328 or by te lephone at (202) 512-1800.  In addition, copiesare available at current rates from the National Technical Information Service at 5285 Port Royal Road, Springfield, VA 22161, on the Internet at http://www.ntis.gov, or by telephone at (703) 487-4650. In addition, the regulatory analysis is available electronically as a part of Draft Regulatory Guide DG-1128 through the NRC's Agencywide Documents Access and Management System (ADAMS)
The purpose of this section is to provide information to applicants and licensees regarding the NRC staff's plans for using this regulatory guide.Except in those cases in which the applicant proposes an acceptable alternative method for complying with specified portions of the Commission's regulations, this guide will be used by tie staff in evaluating all construction permit applications submitted after August 1, 1976.UNITEO STATES NUCLEAR REGULATORY
COMMISSION
WASHINGTON.


at http://www.nrc.gov/reading-rm/adams.html , under Accession No. ML052150210.}}
0. C. 20555.OFFICIAL BUSINESS PENALTY FOR PRIVATE USE. $300)1. Battelle-Columbus Laboratoir.,s. "Monitoring Post.Accident Conditions in Power Reactors," BMI-X.647, Apr. 9, 1973.2. U.S. Nuclear Regulatory Commission, "Standard Format and Content of Safety Analysis Reports for Nuclear Power Plants," NUREG-75/094, Regulatory Guide 1.70, Rev. 2, Sept. 1975.3. BNWL-1635, "Technological Considerations in Emergency Instrumentation Preparedness," May 1972.Copies of the above documents are available from the National Technical Information Service, Springfield, Va.2216).POSI'TAGE
AND) FEErS PAID U.S. NUCLEAR IREGULATORY
COMMISSION
REFERENCES
1.97-4}}


{{RG-Nav}}
{{RG-Nav}}

Revision as of 12:56, 17 September 2018

Instrumentation for Light-Water-Cooled Nuclear Power Plants to Assess Plant Conditions During and Following an Accident
ML13350A295
Person / Time
Issue date: 12/31/1975
From:
NRC/OSD
To:
References
RG-1.097
Download: ML13350A295 (4)


U.S. NUCLEAR REGULATORY

COMMISSION

December 1975 (REGULATORY

GUIDE OFfICE OF STANDARDS

DEVELOPMENT

REGULATORY

GUIDE 1.97 INSTRUMENTATION

FOR LIGHT-WATER-COOLED

NUCLEAR POWER PLANTS TO ASSESS PLANT CONDITIONS

DURING AND FOLLOWING

AN ACCIDENT

A. INTRODUCTION

possible situations that were not completely anticipated in the design of the plant; (2) to help predict the course Criterion

13, "Instrumentation and Control," of that an accident will take: (3) to determine whether the Appendix A, "General Design Criteria for Nuclear Power reactor trip and engineered safety-featui'e systems are Plants." to 10 CFR Part 50, "Licensing of Production functioning properly-

(4) to determincwhcther the plant and Utilization Facilities," includes a requirement that is responding properly to the safet, inehies in opera-instrumentation be provided to monitor variables and tion; (5) to allow for early initiati rn of actiki to protect systems for accident zonditions as appropriate to ensure the public safety (if necescry);-

(6) to furnish data adequate safety. needed to take manual actioni-f (a) an engineered safety feature malfunctions,4b)

unanticipated conditions re-Criterion

19. "Control Room." of Appendix A to 10 quire operator intervention, or"(c) the plant is not CFR Part 50 includes a requirement that a control room responding effectively to,.:the safety systems in opera.be provided from which actions can be taken to tion; (7) to provideiinforniation to the operator that will maintain the nuclear power unit in a safe condition enable himn -to ýdeterrnine whether there has been under accident conditions, including loss-of-coolant acc

i. significant

  • fuel ox system damage: and (8) to provide dent

s. Criterion

19 also requires that equipment at mateiial evidence fdr post-accident investigation into the appropriate locations outside the control room be ,ausess.and consequences of the event.provided, including instrumentation and controls to ' ' " maintain the unit in a safe condition dunng hot sr f ac n t o ar n shutdown. , At %he start of an accident, the operator cannot tit ".-;,'.always immediately determine what accident has Criterion

64, "Monitoring Radioactivity Releases'"!

of .ccurred or is occurring and therefore cannot determine Appendix A to 10 CFR Part 50 includes a-requirement

"the appropriate response.

For this reason, the reactor that means shall be provided for monitoring the reactor trip and certain safety actions (e.g., emergency core containment atmosphere, space cooling actuation, containment isolation, or depressuri- for recirculation of loss.of-coolant accident fluids;*efflu- zation) are designed to be performed automatically ent discharge paths, and the plant environs for radio- during the initial stages of an accident.

Instrumentation activity that may be released 1iom postulated accidents.

is also provided to indicate plant parameters that are required to enable the operation of manually initiated This guide describes a rrii h6 iac ptable to the NRC safety-related systems and other appropriate actions.staff for requirements to provide instruý.entatir', to 'monitor plant variables If normal power plant instrumentation remains func-and systems.'-.auribg and following an accident in a tional for all accident conditions, it can provide indica-hight-water-coole.

bc'lc p'power plant. tion, records, and (with certain types of instruments)

wte.-w pntime-history response for many parameters important to\

B. DISCUSSION

following the course of the accident.

However, since some accidents impose severe operating requirements on Monitored variables and systems should be used by instrumentation components, it may be necessary to the operator in accident surveillance

(1) to help deter- upgrade some instrumentation components to withstand mine the nature of an accident, with emphasis on more severe accident conditions and to measure a greater USNRC REGULATORY

GUIDES Comments should bs Sent to the Secretary of the Commission.

U.S. Nuclear egulators, Guide% are issued to describe and make available to the public SRegulatorvy Commistion.

Washington.

D.C. 2056. Attention Docieting and meillods acceptable to the NRC stallf of mplemelting specific parts of the Comnmmis sion's regulations.

to delineate techniques used by the &felt Iilu. hle guides ate iSsued in the following Itn broad divisions:

11ing specific problems or postulated accidents.

or to provide guidatce to appli.cents Regulatory Guides ate not substitutes lot regulaliors.

and compliance I, Pow*r Reactors 6 Products with them is not requited Methods and solutions different from tho-e set out in 2 Research and Toil Reactors 7. Transportation the guides will be acceptable if they pi~ide a basis rlo the tindings requisie to 3 Fuels and Materials facilities

8 Occupational

1Helt0h the issuance ar continruanice ol ae rriit or license by the Commission

4 Environmsenlal and Siting 9. Antitrust Revoiew Comments and suggestion&

tfo in these guides are encoutoged

5 Materials and Plant Protection

10 General at all times, and guides will be ftvised. as Appropt-ate.

to accommodate cornm mints and so releI new rfnormaltoint oe apietrnce However. comments on Copies of published guides mey be obtained by written request Indicating the this ,guide. it r1c11¥ed within about twO months alter its issuance.

will be pet. divisions desired to the U.S Nuclear Commission.

Washington.

0 C ticulatly useful in evaluating the need for an tealy revision 20%6. Attention Director.

Otlices of Standards Development range of monitored variables than might normally be expected.Examples of' serious events that threaten safety are loss-of-coolant accidents (LOCAs). ,iticipated transients without scram (ATWSs), reactivity excursions, and radioactivity releases that initiate containment isolation.

5,ich events require the operator to understand, in a short time period, the state of readiness of engineered safety features and their potential for being challenged by an accident in progress.

Instrumentation provided for this purpose should simplify the accident assessment process and the determination of the status of engi-neered safety features.To determine the important variables and systems whose values or status should be displayed to the operator and therefore the monitoring instrumentation that should be installed, a study (Ref. I) was made of a range of postulated accidents.

The study concluded that the following capabilities are most important to main-taining the integrity of the power plant after an accident:

reactor shutdown, core cooling, contaiiment isolation, containment pressure control, primary system pressure control, and a heat transfer path from tie core to a heat sink. These vital capabilities are designed to preser-'.e the integrity of the barriers to radioactivity release (i.e., the fuel cladding, primary coolant bound-ary, and containment).

In selecting parameters for accident surveillance, attention should be given to providing information that will aid the operator in achieving and maintaining a safe shutdown condition, with emphasis on controlling reac-tivity and establishing a heat transfer path from the core to the heat sink. Particular attention should be given to parameters that indicate that the barriers to radioactivity release are being challenged and that public safety may be in jeopardy.

Thus, instrumentation that shows the absence or presence of significant fuel damage or metal-water reaction is of special importance.

Information concerning the integrity of the primary coolant boundary and the containment is also of vital interest.

For example, the character of a postulated LOCA during the first two or three minutes of the accident can best be determined by monitoring the reactor coolant pressure transient.

An analog recorder with a response and sensitivity consistent with the anticipated pressure transient would be the type of instrument needed for this purpose. Comparable records of the pressure transients and temperature gradient in the containment could also be very useful.Because both short- and long-term operational effec.tivencss of the emergency core cooling system (ECCS)are important, sufficient information concerning the ECCS status should be proided to permit post-accident surveillance.

Similarly, the status of the emergency power system should be displayed at all times to the operator in the main control room.The effectiveness of containment atmosphere cleanup systems in removing airborne activity from the contain-ment atmosphere should be monitored (i.e.. measured).

The temperatures and humidity of iodine traps should also be monitored to dterrniinc whether the traps are overheating and thus potentially in danger of losing their radionuclide inventory or failing to remove the radio-nuclides from the containment atmosphere.

The required instrumentation should be capable of surviving the accident environment that it must monitor.It therefore should either be designed to withstand the accident .environment or be protected by a local.artificial environment.

If the environment surrounding an instrument component is the same for accident and normal operating conditions (e.g., the instrumentation components in the main control room), the instrumen- tation components need no special environmental capa-bility.The required instrumentation should also be capable of functioning after, but not necessarily during, a safe shutdown earthouake.

Instrumentation selected for accident monitoring should permit relatively few devices to provide the essential information needed by the operator to satisfy the general objectives.

Where practical, the same instru-ments should be used for normal and accident operation to obtain the advantage of normal inservice surveillance.

However, the instruments should be specifically identi-fied on control panels so that the operator can easily determine that they are intended for use under accident, as well as normal, conditions.

C. REGULATORY

POSITION 1. For each postulated accident that threaten- public safety (for example, a LOCA or ATWS event, ieactivity excursion, or radioactivity release that initiates contain-ment isolation), the applicant should perform detailed safety analyses to determine (a) the parameters to be measured and (b) ihe instrument ranges, responses, and accuracies required to provide the operator with the information necessary to assess the nature of die accident, the course the accident will take, the response of the safety features, the potential for breaching the barriers to radioactivity release, the need for manual action, and the operating status of significant equipment during and following the accident.

The guidelines in References I and 2 should be used to make such analyses, along with the guidelines in Reference

3 dealing with monitoring inside the power plant.2. The essential instrumentation required by the operator to diagnose and monitor significant accident I 1.97-2 I conditiuns should be specified for each system required to be operable during and after the accident.

A tabulation of such instrumentation should be provided, along with a documented justification to show that the instrumentation is adeqtate to provide the operator with the necessary information.

The table should include the instruments'

major operational parameters and indicate the manner in which the instrument outputs will be recorded.3. The accident monitoring instrumentation compo-nents and modules should be of a quality that is consistent with minimum maintenance requirements and low failure rates. Quality levels should be achieved through the specification of requirements known to promote high quality.4. The accident-nionitoring instrumentation should be designed with sufficient margin to maintain necessary functional capability under extreme conditions (as appli-cable) relating to environment, energy supply, malfunc.tions, and accidents.

Thie instrumentation should either be qualified to survive the appropriate operating condi-tions or be suitably protected from the environment.

Its qualifications should be in accordance with Regulatory Guide 1.89, "'Qualification of Class I E Equipment for Nuclear Power Plants." and it should continue to function within the required accuracy subsequent to.but not necessarily during, a safe shutdown earthquake.

5. The accident-monitoring instrumentation should be designed with redundant channels so that a single failure does not prevent the operator front determining the nature of an accident, the functioning of the engineered safety features, the need for operator action, and the response of the plant to the safety measures in operation.

One channel of each redundant se; of channels should be recorded and energized from the station Class I E instrumentation a.c. system.NOTE: "Single failure" includes such events as the shorting or open-circuiting of interconnecting signal or power cables. It also includes single credible malfunc.tions or events that cause a number of consequential component, module, or channel failures.

For example, the overheating of an amplifier module would be a"single failure" even though several transistor failures might result. Mechanical damage to a mode switch would be a "single failure" although several channels might become involved.6. Channels that provide signals for redundant chan-nels should be independent and physically separated to accomplish decoupling of the effects of unsafe environ-mental factors, electric transients, and physical accident consequences documented in the design basis and to reduce the likelihood of interactions between channels during maintenance operations or in the event of channel malfunction.

7. To the extent practical.

accident-monitoring in-strumentation inputs should be from sensors that directly measure the desired variables, 8. To the exztent practical.

the same indicators should be Lsed for accident novilorhig as are used in the normal operations of the plant.9. The accident-monitoring instrumentation should be specifically identified on control panels so that the operator can easily discern that they are intended for use under accident conditions.

The displays should be arranged to simplify the operator's surveillance, interpre.tation, and response determination following an accident signal.10. Any equipment that is used for both accident monitoring and control functions should be classified as part of accident-monitoring instrumentation.

The trails-mission of signals from accident-monitoring equipment for control system use should be through isolation devices that are classified as part of the accident.monitoring instrumentation and that meet all recont-mendations of this document.II, Means should be provided for checking.

with a high degree of confidence.

the operational availability of eacht input sensor during reactor operation.

This may be accomplished in various ways: for example: a. By perturbing the monitored variable;b. By introducing and varying, as appropriate, a substitute input to the sensor of the same nature as the measured variable.

or c. By cross-checking between channels that bear a known relationship to each other and that have readouts available.

12. Capability should be provided for servicing, testing, and calibrating the accident-monitoring instru-mentation.

For those parts of the instrumentation where the required interval between testing will be less than the normal time interval between generating station shut-downs, a capability for testing during power operation should be provided.

Servicing, testing, and calibration programs should be specified to ensure proper perfor-mance at all times.13. The design should permit administrative control of the means for manually bypassing channels.14. The design should permit administrative control of the access to all setpoint adjustments, module calibration adjustments, and test points.15. The accident-monitoring instrumentation should be designed to provide the operator with accurate, 1.97-3 I ---complete, and timely information regarding its own status. The design should minimize the development of conditions that would cause meters, annunciators.

recorders, alarms, etc., to gve anomalous indications confusing to the operator.16. The instrumentation should be desigred to facili-tate the recognition, location, replacement, repair, or adjustment of malfunctioning components or modules.

D. IMPLEMENTATION

The purpose of this section is to provide information to applicants and licensees regarding the NRC staff's plans for using this regulatory guide.Except in those cases in which the applicant proposes an acceptable alternative method for complying with specified portions of the Commission's regulations, this guide will be used by tie staff in evaluating all construction permit applications submitted after August 1, 1976.UNITEO STATES NUCLEAR REGULATORY

COMMISSION

WASHINGTON.

0. C. 20555.OFFICIAL BUSINESS PENALTY FOR PRIVATE USE. $300)1. Battelle-Columbus Laboratoir.,s. "Monitoring Post.Accident Conditions in Power Reactors," BMI-X.647, Apr. 9, 1973.2. U.S. Nuclear Regulatory Commission, "Standard Format and Content of Safety Analysis Reports for Nuclear Power Plants," NUREG-75/094, Regulatory Guide 1.70, Rev. 2, Sept. 1975.3. BNWL-1635, "Technological Considerations in Emergency Instrumentation Preparedness," May 1972.Copies of the above documents are available from the National Technical Information Service, Springfield, Va.2216).POSI'TAGE

AND) FEErS PAID U.S. NUCLEAR IREGULATORY

COMMISSION

REFERENCES

1.97-4