Regulatory Guide 5.11: Difference between revisions

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{{Adams
{{Adams
| number = ML13064A124
| number = ML003740029
| issue date = 10/31/1973
| issue date = 04/30/1984
| title = Nondestructive Assay of Special Nuclear Material Contained in Scrap and Waste
| title = (Task SG 043-4), Revision 1, Nondestructive Assay of Special Nuclear Material Contained in Scrap and Waste
| author name =  
| author name =  
| author affiliation = US Atomic Energy Commission (AEC)
| author affiliation = NRC/RES
| addressee name =  
| addressee name =  
| addressee affiliation =  
| addressee affiliation =  
Line 10: Line 10:
| license number =  
| license number =  
| contact person =  
| contact person =  
| document report number = RG-5.011
| document report number = Reg Guide 5.11, Rev 1, SG 043-4
| document type = Regulatory Guide
| document type = Regulatory Guide
| page count = 16
| page count = 19
}}
}}
{{#Wiki_filter:U.S. ATOMIC ENERGY COMMISSION
{{#Wiki_filter:Revision 1* April 1984 U.S. NUCLEAR REGULATORY
COMMISSION
REGULATORY  
REGULATORY  
UIDE DIRECTORATE
GUIDE OFFICE OF NUCLEAR REGULATORY  
OF REGULATORY  
RESEARCH REGULATORY  
STANDARDS REGULATORY  
GUIDE 5.11 (Task SG 0434) NONDESTRUCTIVE  
GUIDE 5.11 NONDESTRUCTIVE  
ASSAY OF SPECIAL NUCLEAR MATERIAL CONTAINED  
ASSAY OF SPECIAL NUCLEAR MATERIAL CONTAINED  
IN SCRAP AND WASTE October 1973 USAEC REGULATORY
IN SCRAP AND WASTE  
GUIDES cap- of pabhw guide~s N.Y be oimism by r4 h~i thet divisions duIlud ms ti US. AsooAti GEmqy Communkilon.
 
==A. INTRODUCTION==
I Section 70.5 1, "Material Balance, Inventory, and Records Requirements," 10 CFR Part 70, "Domestic Licensing of Special Nuclear Material," requires licensees authorized to possess at any one time more than one effective kilogram of special nuclear material (SNM) to establish and maintain a system of control and accountability to ensure that the standard error (estimator)
of any inven tory difference (ID) ascertained as a result of a measured material balance meets established minimum standards.
 
The selection and proper application of an adequate measurement method for each of the material forms in the fuel cycle is essential for the maintenance of these standards.


V~misgn. D4. 211MG.RagulttwY
For some material categories, particularly scrap and > waste, nondestructive assay (NDA) is the only practical, and sometimes the most accurate, means for measuring SNM content. This guide details procedures acceptable to the NRC staff to provide a framework for the use of NDA in the measurement of scrap and waste components generated in conjunction with the processing of SNM. Other guides detail procedures specific to the application of a selected technique to a particular problem.
Guidesn am mimead to dusailm and ntab. mauib to the pubmlic Attntion:
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Sanird Comnutoa sel smtor.on for methtods oamptis to the AEC Ragulatos stall of balanumntim agacifit pets of ifiwOunIMMI
In 11um 1.dim 879 MMURIwP1a uill i 60001 be Set IDn aam3u1"am Cornutmmon's wulpsabsorn.


to delneate mhwtlqm tmd by the staff on of ter Cawrninimon.
Any guidance in this document related to information collection activities has been cleared under OMB Clearance No. 3150-0009.


US. Aftonb Isuqi' Cowmituilan.
==B. DISCUSSION==


10wuhis~on,.  
===1. APPLICABLE ===
C. 2111WO saklantin med -1ic pro-iss, or postulaibi asIduI. or topn' srwlspdat to A~ttentin:
NDA PRINCIPLES
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The NDA of the SNM content of heterogeneous material forms is usually achieved through observing either stimulated or spontaneously occurring radiations emitted from the isotopes of either plutonium or ura nium, from their radioactive decay products, or from some combination thereof. Some NDA techniques such as absorption-edge densitometry and X-ray resonance fluorescence determine the elemental SNM concentration rather than the presence of specific isotopes.


1. Pows "umclon a.Prodiuo 2. mi~ua5ls usos 7. TrU-WiU*Omi
If isotopic radiation is measured, the isotopic composition of the material must be known or determined to permit a conversion of the amount of isotope measured to the amount of element present in the container.
3. ILa andcciepsommeltss
.fmdth Publubsad gua wAN he revised paviodially.


asamppropruem atocrinufwcudu
Assays are performed by isolating the container of interest to permit a measurement of its contents through a compar ison with the response observed from known calibration standards.
4. Enabrommncatl and Skii 9. Anthust Af#osnuunt and so refbot new imiornmtuuon or moalnsL Usawkish ad Pleat PINmmettim Ia. Gae-t


TABLE OF CONTENTS Pwg
This technology permits quantitative assays of the SNM content of heterogeneous materials in short measurement times without sample preparation and .without affecting the form of the material to be assayed.


==A. INTRODUCTION==
The proper application of this technology requires the understanding and control of factors influencing NDA measurements.
.......................................................
5.11-1


==B. DISCUSSION==
1.1 Passive NDA Techniques Passive NDA is based on observing spontaneously emitted radiations created through the radioactive decay of plutonium or uranium isotopes or of their radioactive daughters.
..........................................................
5.11.1 1. Applicable Nondestructive Assay Principles
...................................
.1 1.1 Passive NDA Techniques  
..............................................
.-1 1.1.1 NDA Techniques Based on Alpha Particle Decay .......................
-1 1.1.2 NDA Techniques Based on Gamma Ray Analysis ....................... -I 1.1.3 NDA Techniques Based on Spontaneous Fission ..........................-
1 1.2 Active NDA Techniques
...............................................
-2 2. Factors Affecting the Response of NDA Systems ...............................
-2 2.1 Operational Characteristics
..............................................
-2 2.1.1 Operational Stability
............................................
-2 2.1.2 Geometric Detection Sensitivity
......................................
-2 2.1.3 Uniformity of StimulatingRadiation
........ ... .............
........ -3 2.1.4 Energy of Stimulating Radiation
...................................
-3 2.2 Response Dependence on SNM Isotopic Composition
........................
-3 2.2.1 Multiple Gamma Ray Sources ......................................
3 2.2.2 Multiple Spontaneously Fissioning Pu Isotopes ........................
.3 2.2.3 Multiple Fissile Isotopes ...........................................
3 2.3 Response Dependence on Amount and Distribution of SNM in a Container
....... .3 2.3.1 Self-Absorption of the Emitted Radiation Within the SNM ...............
-4 2.3.2 Multiplication of the Spontaneous or Induced Fission ...................
.-4 2.3.3 Self-Shielding of the Stimulating Radiation
........................
-4 2.4 Response Dependence on Amount and Distribution of Extraneous Materials Within the Container
.......................................................
-4 2.4.1 Interfering Radiations
............................................
-4 2.4.2 Interference to Stimulating Radiation
................................
-4 2.4.3 Attenuation of the Emitted Radiation
................................
-4 2.4.4 Attenuation of the Stimulating Radiation
.............................
-4 2.5 Response Dependence on Container Dimensions and Composition
..............
-5 2.5.1 Container Dimensions
...........................................
.5 2.5.2 Container Structural Composition
..................................
.-5 3. Nondestructive Assay for the Accountability of SNM Contained in Scrap and Waste .... -5 3.1 NDA Performance Objectives
............................................
-5 3.2 NDA Technique Selection
.............................................
.5 3.2.1 Plutonium Applications
..........................................
-5 3.2.2 Uranium Applications
............................................
-6 3.3 Categorization and Segregation of Scrap and Waste for NDA ...................
-6 3.3.1 Calorim etry ...................................................
-6 3.3.2 Neutron Measurements
..............................
-6 3.3.3 Gamma Ray Measurements
.........................................
-6 3.3.4 Fission Measurements
............................................
-7 3.4 Packaging for Nondestructive Assay ......................................
-8 3.5 Calibration of NDA Systems for Scrap and Waste ............................
-8 iii C. REGULATORY
POSITION ...................................................
5.11-8 1. Analysis of Scrap and Waste ..............................................
..8


===2. N D A Selection ===
Radiations attributable to alpha (a) particle decay, to gamma ray transitions following a and beta (8) particle decay, and to spontaneous fission have served as the basis for practical passive NDA measurements.
.........................................................
-8 2.1 Technique
.........................................................
-8 2.2 System Specifications
..................................................
-8


===3. Categorization ===
1.1.1 NDA Techniques Based on Alpha Particle Decay
..........................................................
* Alpha particle decay is indirectly detected using calo rimetry measurements. (Note that additional contributions are attributable to the (%decay of 2 4 1 Am and the $decay of 2 4 1 pu in plutonium calorimetry applications.)
-11
The kinetic energy of the emitted a particle and the recoiling daughter nucleus is transformed into heat, together with some fraction of the gamma ray energies that may be The substantial number of changes in this revision has made it Impractical to indicate the changes with lines In the margi


===4. Containers ===
====n. USNRC REGULATORY ====
.............................................................
GUIDES Comments should be sent to the Secretary of the Commission, U.S. Nuclear Regulatory Commission Washington, D.C. 20555. Regulatory Guides are Issued to describe and make available to the Attention:
-11 4.1 Size Constraints
Docketing and Service Branc&. public methods acceptable to the NRC staff of implementing specific parts of the Commission's regulations, to delineate tech- Theguides are issued in the following ten broad divisions:
.....................................................
niques used by the staff In evaluating specific problems or postu lated accidents, or to provide guidance to applicants.
-1 4.2 Structural Features ...................................................
1 4.3 Container Identification
.............
..................................
-1


===5. Packaging ===
Regulatory
.............................................................
1. Power Reactors 6. Products Guides are not substitutes for regulations, and compliance with 2. Research and Test Reactors 7. Transportation them Is not required.
-11


===6. Calibration ===
Methods and solutions different from those set 3. Fuels and Materials Facilities
............................................................
8. Occupational Health out In the guides will be acceptable if they provide a basis for the 4. Environmental and Siting 9. Antitrust and Financial Review findings requisite to the Issuance or continuance of a permit or 5. Materials and Plant Protection
-12 REFERENCES
10. General license by the Commission.
................................................................
5.11-12 iv NONDESTRUCTIVE
ASSAY OF SPECIAL NUCLEAR MATERIAL CONTAINED
IN SCRAP AND WASTE


==A. INTRODUCTION==
Copies of Issued guides may be purchased at the current Government This guide was Issued after consideration of comments received from Printing Office price. A subscription service for future guides in spe the public. Comments and suggestions for Improvements In these cific divisions Is available through the Government Printing Office. guides are encouraged at all times, and guides will be revised, as Information on the subscription service and current GPO prices may appropriate, to accommodate comments and to reflect new Informa- be obtained by writing the U.S. Nuclear Regulatory Commission, tion or experience.
Section 70.51, "Material Balance, Inventory, and Records Requirements," of 10 CFR Part 70, "Special Nuclear Material," requires licensees authorized to possess at a-, one time more than one effective kilogram of special nuclear material to establish and maintain a system of control and accountability such that the limit of error of any material unaccounted for (MUF), ascertained as a result of a measured material balance, meets established minimum standards.


The selection and proper application of an adequate measurement method for each of the material forms in the fuel cycle is essential for the maintenance of these standards.
Washington, D.C. 20555, Attention:
Publications Sales Manager.


With proper controls, licensees may select nonde-structive assay (NDA) as an alternative to traditional measurement methods. This guide details procedures acceptable to the Regulatory staff to provide a framework for the utilization of NDA in the measurement of scrap and waste inventory components generated in conjunction with the processing of special nuclear materials (SNM). Subsequent guides will detail procedures specific to the application of a selected technique to a particular problem.
emitted by the excited daughter nucleus in lowering its energy to a more stable nuclear configuration.


==B. DISCUSSION==
The calor imetric measurement of the heat produced by a sample can be converted to the amount of a-particle-emitting nuclides present through the use of the isotopic abundance and the specific power (W/g-s) of each nuclide (Refs. 1-3). Plutonium, because of the relatively high specific powers of 2 3 8 pu and 2 4 0 pu, is amenable to assay by calorimetry, with possible complication from the presence of a-active 241Am" Another technique based on a decay involves the interaction of high-energy a particles with some light nuclides (e.g., 7 Li, 9 Be, 1 0 B, 180, and 1 9 F) that may produce a neutron through an (a,n) reaction (Ref. 4).  When the isotopic composition of the a-particle-emitting nuclides is known and the content of high-yield (a,n) targets is fixed, the observation of the neutron yield from a sample can be converted to the amount of SNM present.
1. Applicable Nondestructive Assay Principles The nondestructive assay of the SNM content of heterogeneous material forms is achieved through observing either stimulated or spontaneously occurring radiations emitted from the isotopes of either plutonium or uranium, from their radioactive decay products, or from some combination of these materials.


The isotopic composition must be known to permit a conversion of the amount of isotope measured to the amount of element present in the container.
1.1.2 NDA Techniques Based on Gamma Ray Analysis The gamma ray transitions that reduce the excitation of a daughter nucleus following either a- or 0-particle emission from an isotope of SNM occur at discrete energies (Refs. 5, 6). The known a- or 0-particle-decay activity of the SNM parent isotope and the probability that a specific gamma ray will be emitted following the a- or 0-particle decay can be used to convert the measure ment of that gamma ray to a measurement of the amount of the SNM parent isotope present in the container being measured.


Assays are performed by isolating the container of interest to permit a measurement of its contents through a comparison with the response observed from known calibration standards.
High-resolution gamma ray spectroscopy is required when the gamma rays being measured are observed in the presence -of other gamma rays or X-rays that, without being resolved, would interfere with the measure ment of the desired gamma ray (Ref. 5).  1.1.3 NDA Techniques Based on Spontaneous Fission A fission event is accompanied by the emission of an average of 2 to 3.5 neutrons (depending on the parent nucleus) and an average of about 7.5 gamma rays. A total of about 200 MeV of energy is released,, distributed among the fission fragments, neutrons, gamma rays, $ particles, and neutrinos.


This technology permits quantitative assays of the SNM content of heterogeneous materials in short measurement times without sample preparation and without affecting the form of the material to be assayed.The proper application of this technology requires the understanding and control of factors influencing NDA measurements.
Spontaneous fission occurs with sufficient frequency in 2 3 8Pu, 2 4 0 pu, 2 4 2 pU, and mar ginally in 2 S Uto facilitate assay measurements through the observation of this reaction.


1.1 Passive NDA Techniques Passive NDA is based on observing spontaneously emitted radiations created through the radioactive decay Of plutonium or uranium isotopes or of their radioactive daughters.
Systems requiring the coincident observation of two or more of the prompt radiations associated with the spontaneous fission event provide the basis for available measurement systems (Ref. 7).  1.2 Active NDA Techniques Most active NDA is based on the observation of radiations (gamma rays or neutrons)
that are emitted from the isotope under investigation when that iso tope undergoes a transformation resulting from an interac tion with stimulating radiation provided by an appropriate external source. Isotopic (Refa. 8, 9) and accelerator (Ref. 7) sources of stimulating radiation have been inves tigated. For a thorough discussion of active NDA tech niques, see Reference
10.  Stimulation with accelerator-generated high-energy neutrons or gamma rays is normally considered only after all other NDA methods have been evaluated and found to be inadequate.


Radiations attributable to alpha (a) particle decay, to gamma ray transitions following a and beta (6)particle decay, and to spontaneous fission have served as the bases for practical passive NDA measurements.
Operational requirements, including operator qualifications, maintenance, radiation shielding, and calibration considerations, normally require an inordinate level of support in comparison to the benefits of in-plant application.


1.1.1 NDA Techniques Based on Alpha Particle Decay Alpha particle decay is indirectly detected in calorimetry measurements. (Note: a small contribution is attributable to the 6 decay of 241Pu in plutonium calorimetry applications.)  
Neutron bombardment readily induces fissions of 2 3 3 U, 2 3 5 u, 2 3 9 PU, and 2 4 1 Pu. Active NDA systems have been developed using spontaneous fission ( 2Cf) neutron sources, as well as (y,n) (Sb-Be) sources and a variety of (a,n) (Am-Li, Pu-Li, Pu-Be) sources (Refs. 8, 9). Active techniques rely on one of the following three properties of the induced fission radiation to distinguish the induced radiation from the background and the stimulating radiation:
The kinetic energy of the emitted a particle and the recoiling daughter nucleus is transformed into heat, together with some fraction of the gamma ray energies which may be emitted by the excited daughter nucleus in lowering its energy to a more stable nuclear configuration.
"* High-energy radiation (neutrons with about 2 MeV energy and gamma rays with 1-2 MeV energy) "* Coincident radiation (simultaneous emission of two or more neutrons and about seven to eight gamma rays) " Delayed radiation (neutrons emitted from certain fission products with half-lives ranging from 0.2 to 50 seconds and gamma rays emitted from fission products with half-lives ranging from submicro seconds to years. The usable delayed gamma rays are emitted from fission products with half-lives similar to those of delayed-neutron-emitting fission products.)  
Examples of the use of these properties with the types of isotopic neutron sources listed above are (1) fissions are induced by low-energy neutrons from a 124Sb-Be source, and energetic fission neutrons are counted (Refs. 9, II); (2) fissions are induced by an intense 2 5 2 Cf source, and delayed neutrons are counted after the source has been withdrawn (Refs. 9, 12-14); and (3) fissions are induced by single emitted neutrons from an (a,n) source (Refs. 9, 15). Coincident gamma rays and neutrons resulting from the induced fission are counted by means of electronic timing gates (of less than 100 microseconds duration)
that discriminate against noncoincident events (Refs. 9, 13).


The calorimetric measurement of the heat produced by a sample can be converted to the amount of a-particle-emitting nuclides present through the use of the isotopic abundance and the specific power [watts gm-f sec 1 I of each nuclide.'Plutonium, because of its relatively high specific power, is amenable to calorimetry.
===2. FACTORS AFFECTING ===
THE RESPONSE OF NDA SYSTEMS Regardless of the technique selected, the observed NDA response depends on (1) the operational character istics of the system, (2) the isotopic composition of the SNM, (3) the amount and distribution of SNM, (4) the amount and distribution of other materials within the container, and (5) the composition and dimensions of 5.11-2 K/
the container itself. Each of these variables increases the overall uncertainty associated with an NDA measurement.


The interaction of high-energy a particles with some light nuclides (e.g., 'Li, 'Be, 1 Oe, 1 1 Be, 1 &O, and 1 9 F)may produce a neutron. When the isotopic composition of the a-particle-emitting nuclides is known and the content of high-yield (an) targets is fixed, the observation of the neutron yield from a sample can be converted to the amount of SNM present..1.1.2 NDA Techniques Based on Gamma Bay Analysis The gamma ray transitions which reduce the excitation of a daughter nucleus following either a or fl particle emission from an isotope of SNM occur in discrete energies.2 3 The known a particle decay activity of the SNM parent isotope and the probability that it specific gamma ray will be emitted following the a particle decay can be used to convert the measurement of that gamma ray to a measurement of the amount of the SNM parent isotope present in the container being measured.
The observed NDA response represents contributions from the different SNM isotopes present in the container.


High-resolution gamma ray spectroscopy is required when the gamma ray(s) being measured is observed in the presence of other gamma rays or X-rays which, without being resolved, would interfere with the measurement of the desired gamma ray.1.1.3 NDA Techniques Based on Spontaneous Fision A fission event is accompanied by the emission of from 2 to 3.5 neutrons (depending on the parent nucleus) and an average of about 7.5 gamma rays. A 5.11-1 total of about 200 MeV of energy is released, distributed among the fission fragments, neutrons, gamma rays, beta particles, and neutrinos.
To determine the amount of SNM present, the isotopic composition of the SNM must be known (except for cases in which the NDA system measures the isotopic composition)  
and the variation in the observed response as a function of varying isotopic composition must be understood.


Spontaneous fission occurs with sufficient frequency in 2 3 8 Pu, 2 4 0 Pu, 2 4 2 Pu, and 2 3 8 u to facilitate assay measurements through the observation of this reaction.
The effects due to items(3), (4), and (5) on the observed response can be reduced through appropriate selection of containers, compatible segrega tion of scrap and waste categories, and consistent use of packaging procedures designed to improve the uniformity of container loadings.


Systems requiring the coincident observation of two or three of the prompt radiations associated with the spontaneous fission event provide the basis for available measurement systems.4 1.2 Active NDA Techniques Active NDA is based on the observation of radiations (gamma rays or neutrons)  
2.1 Operational Characteristics The operational characteristics of the NDA system, together with the ability of the system to resolve the desired response from a composite signal, determine the ultimate usefulness of the system. These operational characteristics include (I)operational stability, (2)uniform detection efficiency, (3)stimulating radiation uniformity (for active systems), and (4)energy of the stimulating radiation.
which are emitted from the isotope under investigation when that isotope undergoes a transformation resulting from an interaction with stimulating radiation provided by an appropriate external source. Isotopic'
and accelerator
4 sources of stimulating radiation have been investigated.


Stimulation with accelerator-generated high-energy neutrons or gamma rays should be considered only after all other NDA methods have been evaluated and found to be inadequate.
The impact of these operational characteristics on the uncertainty of the measured response can be reduced through the design of the system, the use of radiation shielding (where required), and standardized packaging and handling (as discussed below and in Reference
16).  2.1.1 Operational Stability The ability of an NDA system to reproduce a given measurement may be sensitive to fluctuations in the operational environment.


Such systems have been tested to assay variable mixtures of fissile and fertile materials in large containers having a wide range of matrix variability.
Temperature, humidity, line voltage variations, electromagnetic fields, and microphonics affect NDA systems to some extent. These effects may be manifested through the introduction of spurious electronic noise or changes in the high voltage applied to detectors or amplifiers, thereby changing the detec tion efficiency.


Operational requirements,.
To the extent that it is possible, a measurement technique and the hardware to implement that technique are selected to be insensitive to changes routinely expected in the operational environment.
including operator qualifications, maintenance, radiation shielding, and calibration considerations, normally require an inordinate level of support in comparison to the benefits of in-plant application.


Fission is readily induced by neutrons in the 11 3 U and 2 1 3 U isotopes of uranium and in the 2 3 9 Pu and 24 ' Pu isotopes of plutonium.
Accordingly, the instrument is designed to minimize environmental effects by placing components that operate at high voltages in hermetically sealed enclosures and shielding sensitive components from spurious noise pickup. In addition, electronic gain stabilization of the pulse-processing electronics may be advisable.


Active NDA systems have been developed using spontaneous fission (e5 2 Cf)neutron sources, as well as (y,n) [Sb-Be) sources and a variety of (an) [Am-Li, Pu-Li, Pu.Be] sources.5 In the assay of scrap and waste, the neutron-induced fission reactions are separated from background radiations through observing radiations above a predetermined energy level or through observing two or three of the radiations emitted in fission in coincidence.
As a final measure, the instrument .environment can be controlled (e.g., through the use of a dedicated environmental enclosure for the instrument hardware)
if expected environ mental fluctuations result in severe NDA response varia tions that cannot be eliminated through calibration and operational procedures.


The detection of delayed neutrons or gamma rays has been employed using isotopic neutron sources to induce fission, then removing either source or container to observe the delayed emissions.
The sensitivity to background radiations can be moni tored and controlled through proper location of the system and the utilization of radiation shielding, if required.


2. Factors Affecting the Response of NDA Systems Regardless of the technique selected, the observed NDA response depends on (1) the operational characteristics of the system, (2) the isotopic composition of the SNM, (3) the amount and distribution of SNM, (4) the amount and distribution of other .materials -within the container, and (5) the composition and dimensions of the container itself. Each of these variables contributes to the overall uncertainty associated with an NDA measurement.
2.1.2 Uniform Detection Efficiency For those NDA systems for which the sample or item to be counted is placed within a detection chamber, if the response throughout the detection chamber is not uniform, positioning guides or holders may be utilized to ensure consistent (reproducible)  
sample or item posi tioning. The residual geometric response dependence can be measured using an appropriate source that emits radiation of the type being measured.


The observed NDA response represents primary contributions from the different SNM isotopes present in the container.
If the source is small with respect to the dimensions of the detection chamber, the system response can be measured with the source positioned in different locations to determine the volume of the detection chamber that can be reliably used.  An encapsulated plutonium source can be used to test gamma ray spectroscopic systems, active or passive NDA systems detecting neutrons or gamma rays, or calorimetry systems. Active NDA systems can be operated in a passive mode (stimulating source removed) to evaluate the magnitude of this effect. Rotating and scanning containers during assay is a recommended means of reducing the response uncertainties attributable to residual nonuniform geometric detection sensitivity.


To determine the amount of SNM present, the isotopic composition of the SNM must be known and the variation in the observed response as a function of varying isotopic composition must be understood.
2.1.3 Uniformity of Stimulating Radiation The stimulating radiation field (i.e., interrogating neutron or gamma ray flux) in active NDA systems is designed to be uniform in intensity and energy spectrum throughout the volume of the irradiation chamber. The residual effect can be measured using an SNM sample that is small with respect to the dimensions of the irradiation chamber. The response can then be measured with the SNM sample positioned in different locations within the irradiation chamber. If the same chamber is employed for irradiation and detection, a single test for the combined geometric nonuniformity is recommended.


The effects due to items (3), (4), and (5)above on the observed response can be reduced through appropriate selection of containers, compatible segregation of scrap and waste categories, and consistent use of packaging procedures designed to improve the uniformity of container loadings.2.1 Operational Characteristics The operational characteristics of the NDA system, together with the ability of the system to resolve the desired response from a composite signal, determine the ultimate usefulness of the system. These operational characteristics include (I) operational stability, (2)geometric detection sensitivity, (3) stimulating radiation uniformity, and (4) energy of the stimulating radiation.
Having both a uniform detection efficiency and a uniform stimulating radiation field is the most direct approach and the recommended approach to obtaining a uniform response for the combined effects. However, it is possible in some cases either to tailor the stimulating radiation field to compensate for deficiencies in the detection uniformity or, conversely, to tailor the detection efficiency to compensate for deficiencies in the stimulat ing radiation field. An example of this combined approach is the use of interrogating sources on one side of the sample and placement of detectors on the other. A combined uniform response in this example relies both on material closer to the stimulating radiation source having a higher fission probability but a lower induced radiation detection probability and on material closer to 5.11-3 the detector having a lower stimulated fission probability but a higher induced-fission radiation detection probability.


The impact of the operational characteristics noted above on the uncertainty of the measured response can be reduced through the design of the system and the use of radiation shielding (where required).
This type of approach may be necessary when there are spatial constraints.
2.1.1 Operational Stability The ability of an NDA system to reproduce a given measurement may be sensitive to fluctuations in the operational environment.


Temperature, humidity, and line voltage variations affect NDA systems to some extent. These effects may be manifested through the introduction of spurious electronic noise or changes in the high voltage applied to the detector(s)
When the measurement system is optimized for these combined effects, a passive measure ment with such a system will have a greater uncertainty than would be obtained with a system having a uniform detection efficiency.
or amplifiers, thereby changing the detection efficiency.


The environment can be controlled if such fluctuations result in severe NDA response variations which cannot be eliminated through, calibration and operational procedures.
Various methods have been used to reduce the response uncertainty attributable to a nonuniform stimulating radiation field, including rotating and scanning the con tainer, source scanning, distributed sources, and combina tions of these methods.


The sensitivity to background radiations can be monitored and controlled through proper location of the system and the utilization of radiation shielding, if required.2.1.2 Geometric Detection Sensitivity The NDA system should be designed to have a uniform response throughout the detection chamber.The residual geometric response dependence can be measured using an appropriate source which emits radiation of the type being measured.
2.1.4 Energy of Stimulating Radiation If the energy of the stimulating radiation is as high as practicable but below the threshold of any interfering reactions such as the neutron-induced fission in 2 3 8 U, the penetration of the stimulating radiation will be enhanced throughout the volume of the irradiation chamber. A high-energy source providing neutrons above the energy of the fission threshold for a fertile constituent such as 2 3 8 U or 2 3 2 Th can be employed to assay the fertile content of a container.


The source should be small with respect to the dimensions of the detection chamber. The system response can then be measured with the source positioned in different locations to determine the volume of the detection chamber which can be reliably used.5.11-2 An encapsulated Pu source can be used to test gamma ray spectroscopic systems, active or passive NDA systems detecting neutrons or gamma rays, or calorimetry systems. Active NDA systems can be operated in a passive mode (stimulating source removed)to evaluate the magnitude of this effect. Rotating and Scanning containers during assay is a recommended means of reducing the response uncertainties attributable to residual nonuniform geometric detection sensitivity.
The presence of extraneous materials, particularly those of low atomic number, lowers the energy spectrum of the interrogating neutron flux in active neutron NDA systems. Incorporating a thermal neutron detector to monitor this effect and thereby provide a basis for a correction to reduce the response uncertainty caused by this variable effect is recommended.


2.1.3 Uniformity of Stimulating Radiation The stimulating radiation field (i.e.,. interrogating neutron or gamma ray flux) in active NDA systmns should be designed to be uniform in intensity and energy spectrum throughout the volume of the irradiation chamber. The residual effect can be measured using an SNM sample which is small with respect to the dimensions of the irradiation chamber. The response can then be measured with the SNM sample positioned in different locations within the irradiation chamber. If the same chamber is employed for irradiation and detection, a single test for the combined geometric nonuniformity is recommended.
Active neutron NDA systems with the capability to moderate the interrogating neutron spectrum can provide increased assay sensitivity for samples containing small amounts of fissile material (<100 grams). This moderation capability should be removable to enhance the range of usefulness of the system. 2.2 Response Dependence on SNM Isotopic Composition The observed NDA response may be a composite of contributions from more than a single isotope of uranium or plutonium.


Various methods have been investigated to reduce the response uncertainty attributable to a nonuniform stimulating radiation field, including rotating and scanning the container, source scanning, distributed sources, and combinations of these methods. Scanning a rotating container with the detector and source positions fixed appears to offer an advantage in response uniformity and is therefore recommended.
Observed effects are generally attributable to one of the three sources described below.  2.2.1 Multiple Gamma Ray Sources Plutonium contains the isotopes 2 3 8 p.u through 2 4 2 pu in varying quantities.


2.1.4 Energy of Stimulating Radiation If the energy of the stimulating radiation is as high as practicable but below the threshold of any interfering reactions such as the neutron-induced fission in 2 3 8 U, the penetration of the stimulating radiation will be enhanced throughout the volume of the irradiation chamber. A high-energy source providing neutrons above the energy of the fission threshold for a fertile constituent such as 2 a 3 U or 23 2 Th can be employed to assay the fertile content of a container.
With the exception of 2 4 2 pu, these isotopes emit many gamma rays (Refs. 5, 6). The observed plutonium gamma ray spectrum represents the contribu tion of all gamma rays from each isotope, together with the gamma rays emitted in the decay of 2 4 1 Am, which may also be present.


The presence of extraneous materials, particularly those of low atomic number, lowers the energy spectrum of the interrogating neutron flux in active neutron NDA systems. Incorporating a thermal neutron detector to monitor this effect and thereby provide a basis for a correction to reduce the response uncertainty caused by this variable effect is recommended.
Gamma rays from 2 3 3 U and 2 3 SU are generally lower in energy than those from 2 3 9 Pu. However, 232U, which occurs in combination with 233U, has a series of daughter products that emit prolific and energetic gamma rays. It should be noted that one of these daughter products is 2 2 8 Th, and therefore the daughter products of 2 3 2 U and 2 3 2 Th are identical beyond 2 2 8 Th.  2.2.2 Multiple Spontaneously Fissioning Plutonium Isotopes In addition to the spontaneous fission observed from 2 4 0 pu, the minor isotopes 2 3 8 Pu and 2 4 2 pu typically contribute a few percent to the total neutron rate observed (Refs. 17-19). In mixtures of uranium and plutonium blended for reactor fuel applications, the spontaneous fission yield from 2 3 8 U may approach one percent of the 2 4&deg;pu yield.  2.2.3 Multiple Fissile Isotopes In active systems, the observed fission response may consist of contributions from more than one isotope.


Active neutron NDA systems with the capability to moderate the interrogating neutron spectrum can provide increased assay sensitivity for samples containing small amounts of fissile material (<100 grams). This moderation capability should be removable to enhance the range of usefulness of the system.2.2 Response Dependence on SNM Isotopic Composition The observed NDA response may be a composite of contributions from more than a single isotope of uranium or plutonium.
For uranium, if the energy spectrum of the stimulating radiation extends above the threshold for 2 3 8 U fission, that response contribution will be in addition to the induced 235U fission response.


Observed effects are generally attributable to one of the three sources described below.2.2.1 Multiple Gamma Ray Sources Plutonium contains the isotopes 2 3.Pu through 2 4 2 pU in varying quantities.
In plutonium, the observed 'response will be the sum of contributions from the variable content of 2 3 9 pU and 241pu, with small contributions from the even plutonium isotopes.


With the exception of 2 4 2 P.u, these isotopes emit many gamma rays.2 3 The observed Pu gamma ray spectrum represents the contribution of all gamma rays from each isotope, together with the gamma rays emitted in the decay of 24 'Am, which may also be present.Uranium gamma rays are generally lower in energy than Pu gamma rays. Uranium-232, occurring in combination with 2 3 3 U, has a series of prolific gamma-ray-emitting daughter products which include 2 2 8 Th, with the result that daughter products of 2 3 2 U and 2 3 2 Th are identical beyond 2281%.2.2.2 Multiple Spontaneously Fissioning Pu Isotopes In addition to the spontaneous fission observed from 2 4 0 Pu, the minor isotopes 2 3 8 Pu and 2 4 2 Pu typically contribute a few percent to the total rate observed.6 In mixtures of uranium and plutonium blended for reactor fuel applications, the spontaneous fission yield from 2 3 8 U may approach one percent of the 2 4 OPu yield.2.2.3 Multiple Fissile Isotopes In active systems, the observed fission response may consist of contributions from more than one isotope.For enriched uranium, if the energy spectrum of the stimulating radiation extends above the threshold for 2 3 8 U fission, that response contribution will be in addition to the induced 2 3"U fission response.In plutonium, the observed response will be the sum of contributions from the variable content of 2 3 9 pu and 24 1 Pu.When elements (e.g., plutonium and uranium) are mixed for reactor utilization, the uncertainty in the response is compounded by introducing additional fssile components in variable combinations.
When elements (e.g., plutonium and uranium) are mixed for reactor utilization, the uncertainty in the response is compounded by introducing additional fissile components in variable combinations.


2.3 Response Dependence on Amount and Distribution of SNM in a Container If a system has a geometrically uniform detection sensitivity and a uniform field of stimulating radiation (where applicable), a variation in the response per grain of the isotope(s)
2.3 Response Dependence on Amount and Distribution of SNM in a Container If a system has a geometrically uniform detection sensitivity and a uniform field of stimulating radiation (where applicable), a variation in the response per gram of the isotope or isotopes being measured is generally attributable to one of the three causes described below. 2.3.1 Self-Absorption of the Emitted Radiation Within the SNM For a fixed amount of SNM, in a container, the probability that radiation emitted by the SNM nuclei will interact with other SNM atoms increases as the localized density of the SNM increases within the container.
being measured is generally attributable to one of the three causes described below.5.11-3
2.3.1 Self-Absorption of the Emitted Radiation Within the SNM For a fixed amount of SNM in a container, the probability that radiation emitted by the SNM nuclei will interact with other SNM atoms increases as the localized density of the SNM increases within the container.


This is a primary source of uncertainty in gamma ray spectroscopy applications.
This is a primary source of uncertainty in gamma ray spectroscopy applications.


It becomes increasingly important as the SNM aggregates into lumps and is more pronounced for low-energy gamma rays.2.3.2 Multiplication of Spontaneous or Induced Fission The neutrons given off in either a spontaneous or an induced fission reaction can be absorbed in a fissile nucleus and subsequently induce that nucleus to fission, resulting in the emission of two or more neutrons.
It becomes increas ingly important as the SNM aggregates into lumps and is more pronounced for low-energy gamma rays. 2.3.2 Multiplication of the Detected Radiation The neutrons given off in either a spontaneous or an induced fission reaction can be absorbed in a fissile nucleus and subsequently induce that nucleus to fission, 5.11-4 K
resulting in the emission of two or more neutrons.
 
Multiplication affects the response of active NDA systems, passive coincidence neutron or gamma ray detection systems (used to detect spontaneous fission), and passive neutron systems used to count (a,n) neutrons.


This multiplication results in an increased response from a given quantity of SNM. Multiplication affects the response of all active NDA systems and passive coincidence neutron or gamma ray detection systems used to observe spontaneous fission. This effect becomes increasingly pronounced as the energy of the neutrons traversing the container becomes lower or as the density of SNM increases within the container.
Multipli cation becomes increasingly pronounced as the energy of the neutrons traversing the container becomes lower or as the density of SNM increases within the container.


2.3.3 Self-Shielding of the Stimulating Radiation This effect is particularly pronounced in active systems incorporating a neutron source to stimulate the fissile isotopes of the SNM to fission. More of the incident low-energy neutrons will be absorbed near the surface of a high-density lump of SNM, and fewer will penetrate deeper into the lump. Thus, the fissile nuclei located deep in the lump will not be stimulated to fission at the same rate as the fissile nuclei located near the surface, and a low assay content will be indicated.
'For further details on multiplication effects, see Refer ences 20 and 21.  2.3.3 Self-Shielding of the Stimulating Radiation Attenuation of incident radiation by the SNM, or self-shielding, is particularly pronounced in active systems incorporating a neutron source to stimulate the fissile isotopes of the SNM to fission. More of the incident low-energy neutrons will be absorbed near the surface of a high-density lump of SNM, and fewer will penetrate deeper into the lump. Thus, the fissile nuclei located deep in the lump will not be stimulated to fission at the same rate as the fissile nuclei located near the surface, and a low assay content will be indicated.


This effect is dependent on the energy spectrum of the incident neutrons and the density of fissile nuclei. It becomes increasingly pronounced as the energy of the incident neutrons is decreased or as the density of the SNM fissile content is increased.
This effect is dependent on the energy spectrum of the incident neutrons and the density of fissile nuclei It becomes increasingly pronounced as the energy of the incident neutrons is decreased or as the density of the SNM fissile content is increased.


The density of fissile nuclei is increased when the SNM is lumped in aggregates or when the fissile enrichment of the SNM is increased.
The density of fissile nuclei is increased when the SNM is lumped in aggregates or when the fissile enrichment of the SNM is increased.


2.4 Response Dependence on Amount and Distribution of Extraneous Materials within the Container The presence of materials other than SNM within a container can affect the emitted radiations in passive and active NDA systems and can also aff.ct the stimulating radiation in active assay systems. The presence of extraneous materials can result in either an increase or a decrease in the observed response.Effects on the observed NDA response are gener.lly attributable to one of the four causes described below.2.4.1 Interfering Radiations This problem arises when the material emits a iadiation which cannot be separated from the desired signal. This problem is generally encountered in gamma ray spectroscopy and calorimetry applications as the daughters of 2 4 1 Pu, 2 3 U, and 2 3 2 U grow in. In gamma ray applications, the problem is manifested in the form of additional gamma rays which must be separated from the desired radiations.
2.4 Response Dependence on Amount and Distribution of Extraneous Materials Within the Container The presence of materials other than SNM within a container can affect the emitted radiations in passive and active NDA systems and can also affect the stimulat ing radiation in active assay systems. The presence of extraneoui materials can result in either an increase or a decrease in the observed response.
 
Effects on the observed NDA response are generally attributable to one of the four causes described below. 2.4.1 Interfering Radiations Interference arises when the material being assayed emits radiation that cannot be separated easily from the signal of interest.
 
This problem is generally encountered in gamma ray spectroscopy and calorimetry applications.
 
In gamma ray assays, the problem is manifest in the form of additional gamma rays that must be separated from the desired radiations, often with high-resolution detection systems. In calorimetry, the decay daughters of 2 4 1 pu, 2 3 8 U, and 2 3 2 U contribute additional heat that cannot be corrected for without detailed knowledge of the isotopic composition of the sample.  2.4.2 Interference to Stimulating Radiation Material lowers the energy of neutrons through colli sion processes.
 
This lowering of the neutron energy is called moderation.
 
Low-atomic-weight elements have greater moderating power than high-atomic-weight ele ments and therefore reduce energetic neutrons to thermal energies with fewer collisions.
 
Hydrogen has the greatest moderating power. Hydrogenous materials such as water or plastics have a strong moderating power because of their hydrogen content.
 
Low-energy neutrons have interaction characteristics different from high-energy neutrons.
 
If moderation of the stimulating neutron radiation occurs, the response will be altered and the assay value could be in error. Three effects arise from moderated neutrons.
 
First, the fission probability for fissile isotopes increases with decreasing neutron energy. In this case, the response increases and, correspondingly, so does self-shielding.
 
Second, absorption by materials other than SNM also increases.
 
This absorption decreases the response of the system. Third, if isotopes with a fission threshold such as 232Th or 238U are being assayed with high-energy neutrons, moderation can lower the energy of the stimulating neutrons below the fission threshold.
 
In this case, the response by these isotopes can be sharply reduced.
 
Efforts to minimize moderation effects are particularly important if energetic neutrons are employed for the stimulating radiation.
 
Segregation of waste categories according to their moderating characteristics and use of separate calibrations for each category are direct steps to minimize moderation effects. Another step that can be used with segregation, and sometimes independently, is to monitor the stimulating neutron radiation and then correct the assay result. Because several effects are asso ciated with moderation, this latter step may be difficult to implement.


In calorimetry, the daughters contribute additional heat.2.4.2 Interference to Stimulating Radiation Material lowers the energy of neutrons traversing a container giving rise to an increase in the probability of inducing fissions.
In some cases, it may be impossible.


This problem becomes increasingly pronounced with low-atomic-number materials.
2.4.3 Attenuation of the Emitted Radiation Attenuation may range from partial energy loss of the emitted radiation (through scattering processes)
to complete absorption of the radiation by the sample material.


Hydrogenous materials (e.g., water, plastics)
This effect can be particularly severe for gamma ray assay systems; unless gamma ray attenuation is fully accounted for by measurement or calculation, the assay value assigned to an unknown sample may be underestimated (Refs. 4, 22). The attenuation of gamma radiation increases with atomic number and material density within the container.
have the strongest capability to produce this effect.2.4.3 Attenuation of the Emitted Radiation This effect may include the partial or complete loss of the energy of the emitted radiation.


The detection of a reduced-energy radiation may mean that the radiation cannot be correctly assigned to its source. This effect can be severe for gamma ray systems. The effect increases with atomic number and the material density within the container.
Also, systems that detect emitted neutrons above a given energy (threshold)
will observe fewer neutrons above the detection threshold when low-atomic-number (ie., highly moderating)
mate rial is added to the container and will thus produce a low assay. The attenuation of the emitted radiation may be complete, as in the case of the absorption of neutrons in the nuclei of extraneous material.


Also, systems which detect neutrons above a given energy will observe fewer neutrons above the given energy when low-atomic-number material is added to the container and thus produce a low assay indication.
The probability for this absorption generally increases as the energy of the incident neutron decreases.


The attenuation of the emitted radiation may be complete, as in the case of the absorption of neutrons in the nuclei of extraneous material.
Hence, this effect is further aggravated when low-atomic-number materials are present to reduce the energy of the emitted neutrons.s.1 i-5
2.4.4 Attenuation of the Stimulating Radiation This phenomenon is similar to the phenomenon of the preceding section. In this instance, some portion of the stimulating radiation does not penetrate to the SNM within the container and thus does not have the oppor tunity to induce fission. The presence of neutron poisons (e.g., lithium, boron, cadmium, gadolinium)
may atten uate the stimulating radiation to the extent that the response is independent of the SNM fissile content.


The probability for this absorption generally increases as the energy of the incident neutrons decreases.
Most materials absorb neutrons.


Hence, this effect is further aggravated when low-atomic-number materials are present to reduce the energy of the emitted neutrons.2.4.4 Attenuation of the Stimulating Radiation This phenomenon is similar to that of the preceding section. In this instance, the stimulating radiation does not penetrate to the SNM within the container and thus does not have the opportunity to induce fission. The presence of neutron poisons (e.g., Li, B, Cd, Gd) may attenuate the stimulating radiation to the extent that the response is independent of the SNM fissile content. Most materials absorb neutrons.
The severity of this absorption effect is dependent on the type of material, its distribution, the energy of the stimulating neutrons, and the relative neutron absorbing strength of the SNM compared to the combined effect of the remaining material.


The severity of this absorption effect is dependent on the type of material, its distribution, and the energy of the stimulating neutrons.The presence of extraneous material can thus alter the observed response, providing either a high or a low SNM content indication.
The presence of extraneous material can thus alter the observed response, providing either a high or a low SNM content indication.


This effect is fuirther aggravated by nonuniformiry within the container of either the 5.11-4 SN:.' or the matrix in which it is contained.
This effect is further aggravated by nonuniformity within the container of either the SNM or the matrix in which it is contained.


This dependence is severe. Failure to attend to its ramifications through the segregation of scrap and waste categories and the utilization of representative calibration standards may produce gross inaccuracies in NDA measurements.
This dependence of response on material distributions and matrix variations is severe. Failure to attend to its ramifications through the segregation of scrap and waste categories and the utilization of representative
1 calibra tion standards may produce gross inaccuracies in NDA measurements.


2.5 Response Dependence on Container Dimensi..j and Composition The items identified as potential sources of uncertainty in the observed response of an NDA system in Sections 2.1, 2.3, and 2.4 above can be minimized or aggravated through the selection of containers to be employed when assaying SNM contained in scrap or waste.2.5.1 Container Dimensions The practical limitation on container size for scrap and waste to be nondestructively assayed represents a compromise of throughput requirements and the increasing uncertainties in the observed NDA response incurred as a penalty for assaying large containers.
2.5 Response Dependence on Container Dimensions and Composition The items identified as potential sources of uncertainty in the observed response of an NDA system in Sections 2.1, 2.3, &#xfd; and 2.4 can be minimized or aggravated through the selection of containers to be employed when assaying SNM contained in scrap or waste. 2.5.1 Container Dimensions The practical limitation on container size for scrap and waste to be nondestructively assayed represents a compromise of throughput requirements and the increas ing uncertainties in the observed NDA response incurred as a penalty for assaying large containers.


Radiations emitted deep within the container must travel a greater distance to escape the confines of the container.
Radiations emitted deep within the container must travel a greater distance to escape the confines of the container.


Therefore, with increasing container size, the probability that radiations emitted near the center of the container will escape the container to the detectors-decreases with respect to the radiations emitted near the surface of the container.
There fore, with increasing container size, the probability that radiations emitted near the center of the container will escape the container to the detectors decreases with respect to the radiations emitted near the surface of the container.
 
This will result in large attenuation corrections that can cause added uncertainty in the assay result.  In active neutron NDA systems, a relatively uniform field of stimulating radiation must be provided through out the volume of the container that is observed by the detection system. This criterion is required to obtain a IThe term "representative" is taken to mean representative with respect to attenuation, moderation, multiplication, density, and any other properties to which the measurement technique is sensitive.
 
uniform response from a lump of SNM positioned any where within a container.
 
With increasing container size, it becomes increasingly difficult to satisfy this criterion and maintain a compact geometrically efficient system.  For this reason, the assay of small-size containers is recommended for the highest accuracy.


In active NDA systems, a relatively uniform field of stimulating radiation must be provided throughout that volume of the container which is observed by the detection system. This criterion is required to obtain a uniform response from a lump of SNM positioned anywhere within a container.
If small containers are to be loaded into larger con tainers for storage or offsite shipment following assay, the size and shape of the inner and outer containers should be chosen to be compatible.


It becomes increasingly difficult to satisfy this criterion and maintain a compact, geometrically efficient system with increasing container size. For this reason, the assay of small-size containers is recommended.
Packaging in small containers will produce more containers to be assayed for the same scrap, and waste generation rates. An offsetting benefit, however, is that the assay accuracy of an individual container should be significantly improved over that of large containers.


To facilitate loading into larger containers for storage or offsite shipmen following assay, the size and shape of the inner and outer containers should be chosen to be compatible.
2.5.2 Container Structural Composition The structural composition of containers will affect the penetration of the incident or the emerging radia tion. Provided all containers are uniform, their effect on the observed response can be factored into the calibration of the system. The attainable assay accuracy will be reduced when containers with poor penetrability or varying composition or dimensions are selected.


Packaging in small containers will produce more containers to be assayed for the same scrap and waste generation rates. An offsetting benefit, however, is that the assay accuracy of an individual container should be significantly improved over that of large containers.
Uniform containers of the same composition, dimen sions, and wall thickness provide improved or best accuracy (for a given material category).  
Variability in the wall thickness of nonhydrogenous containers usually is not critical for neutron assays, but it can be a significant factor for gamma spectroscopy applications when the container is constructed of relatively high-density mate rial or when low-energy (less than approximately
200-keV) gamma rays are being measured.


In addition, the total scrap and waste assay uncertainty should be reduced through statistically propagating a larger number of random component uncertainties to determine the total uncertainty.
However, when hydrog enous materials (such as polyethylene)
are used in con tainers, wall thickness variability can have a significant effect on neutron assay results.


2.5.2 Container Structural Composition The structural composition of containers will affect the penetration of the incident or the emerging radiation.
3. NDA FOR SNM CONTAINED
IN SCRAP AND WASTE 3.1 NDA Performance Objectives The measurement accuracy objectives for any material balance component can be estimated by considering the amount of material typically contained in that component.


Provided all containers are uniform, their effect on the observed response can be factored into the calibration of the tvstem. The attainable assa" accr: will be reduced w en containers with poor penetra&#xfd;or varying composition or dimensions are selected.3. Nondestructive Assay for the Accountabilit)
The measurement performance required is such that, when the uncertainty corresponding to the scrap and waste material balance component is combined with the uncertainties corresponding to the other material compo nents, the constraints on the total standard error of the inventory difference (SEID) will be satisfied.
io.SNM Contained in Scrap and Waste 3.1 NDA Performance Objectives The measurement accuracy objectives for any inventory component can be estimated by considering the amount of material typically contained in that inventory category.


The measurement performance required is such that, when the uncertainty corresponding to the scrap and waste inventory component is combined with the uncertainties corresponding to the other inventory components, the quality constraints on the total limit of error of the material unaccounted for (LEMUF) will be satisfied.
3.2 NDA Technique Selection Factors that influence .NDA technique selection are the accuracy requirements for the assay and the type and range of scrap and waste categories to be encountered.


3.2 NDA Technique Selection NDA technique selection should reflect a consideration of the accuracy requirements for the assay and the type and range of scrap and waste categories to be encountered.
No single technique appears capable of meeting all 5.11-6 11 requirements.


No single technique appears capable of meeting all requirements.
When more than one type of information is required to separate a composite response, more than one NDA technique may be required to provide that information.


When more tharl one type of information is required to separate a composite response, more than one NDA technique may be recquired to provide that information.
3.2.1 Plutonium Applications Calorimetry determinations are the least sensitive to matrix effects but rely on a detailed knowledge of the 241Am content and the plutonium isotopic composition to calculate grams of plutonium from the measured heat flux (Ref. 1). In addition, a calorimetry measurement usually requires several hours in order to achieve or to carefully predict thermal equilibrium.


3.2.1 Plutonium Applications Calorimetry determinations are the least sensitive to matrix effects, but rely on a detailed knowledge of the 2"1 Am content and the plutonium isotopic composition to transform the measured heat -flux to grams of plutonium.'
Gamma ray spectroscopy systems complement the potential of other assay methods by providing the capability to verify or determine nondestructively the 2 4 1 Am content and the plutonium isotopic composition (except 2 4 2 Pu). High-resolution gamma ray systems are capable of extracting the maximum amount of informa tion (elemental content, isotopic distributions, presence of extraneous gamma ray sources) from an assay, but content density severely affects the accuracy of quantita tive predictions based on that assay method in large samples.
Gamma ray spectroscopy systems complement the potential of other assay methods by providing the capability to nondestructively determine, or verify, the 2 4 1 Am content and the piutonium isotopic composition (except 2 1 4 2 Pu). High-resolution gamma ray systems are capable of extracting the maximum amount of information (isotopic composition, isotopic content, presence of extraneous gamma ray sources) from an assay, but content density severely affects the accuracy of quantitative predictions based upon that assay method.Passive coincidence detection of the spontaneous fission yield of Pu-bearing systems provides an indication of the combined 2 3 8 Pu, 2 4 0 Pu, and 2 4 2 Pu sample content. With known isotopic composition, the Pu content can be computed.'
Neutron multiplication effects become severe at high Pu sample loadings." 5.11-5 Plastic scintillation coincidence detection systems are often designed in conjunction with active neutron interrogation source systems. Operated in passive and active modes, such systems are able to provide an assay of both the spontaneously fissioning and the fissile content of the sample. The spontaneous background can be subtracted from an active NDA response to provide a yield attributable to the fissile SNM content of the container.


Active NDA can be considered for plutonium scrap and waste applications after the potential implementation of the passive techniques has been evaluated.
Passive coincidence detection of the spontaneous fission yield of plutonium-bearing systems provides an indication of the combined 238pu, 2 4 0pu, and 2 4 2 pu sample content. With known isotopic composition, the plutonium content can be computed (Ref. 17 and Regulatory Guide 5.342). Neutron multiplication effects become severe at high plutonium sample loadings (Refs. 20, 21).  Combining passive and active measurements in a single system is a valuable approach for plutonium assay. Plastic scintillation coincidence detection systems have been designed in conjunction with active neutron interrogation source systems (Ref. 23). Delayed neutron counting systems have an inherent active-passive counting capability (Refs. 9, 13, 14). Operated in passive and active modes, such systems are able to provide an assay of both the spontaneously fissioning content and the fissile content of the sample. The spontaneous fission and (ca,n) backgrounds can be subtracted from an active NDA response to provide a yield attributable to the fissile SNM content of the container.


With the wide range of isotopic compositions encountered, together with the mixture with various enrichments of urax-um, the requirements to convert an observed composite response into an accurate assay of the plutonium and uranium fissile content become increasingly severe.The application of these methods to the assay of plutonium-bearing solids and solutions are the subjects of other Regulatory Guides.3.2.2 Uranium Applications Active neutron systems can provide for both high-energy and moderated interrogation spectrum capabilities.
3.2.2 Uranium Applications Active neutron systems can provide both high-energy and moderated interrogation spectra. Operation with the high-energy neutron source will decrease the density dependence and neutron self-shielding effects, significantly enhancing the' uniqueness of the observed response.


Operation with the high-energy neutron source will decrease the density dependence and neutron sel f-shielding effects, significantly enhancing the uniqueness of the observed response.
To extend the applicability of such a system to small fissile 2 Regulatory Guide 5.34, "Nondestructive Assay for Plutonium in Scrap Material by Spontaneous Fission Detection." A proposed revision to this guide hasbeen Issued for comment as Task SG 046-4.loadings, a well-moderated interrogating spectrum can be used to take advantage of the increased
2 3 SU fission probability for neutrons of low energy. In highly enriched uranium scrap .and waste (>20% 3 5 U), active NDA featuring a high-energy stimulating neutron flux is recommended.


To extend the applicability of such a system to small fissile loadings, a well-moderated interrogating spectrum can be. used to take advantage of the increased
The 185-keV transition observed in the decay of 23SU is frequently employed in uranium applications.
2 ' sU fission probability for neutrons of low energy. In highly enriched uranium scrap and waste (>20% 2 3 sU), active NDA featuring a high-energy stimulating neutron flux is recommended.


The number and energy of the gamma rays emitted from the uranium isotopes (with the exceptions of the minor isotopes 2 3 2 1 U and 2 3 'U) are generally lower than for the plutonium case. The 185-keV transition observed in the decay of 23 sU is frequently employed in uranium applications.
The penetration of this 2 3 5U primary gamma ray is so poor that the gamma ray NDA technique is not appli cable with high-density nonhomogeneous materials in large containers.


The penetration of this 2 3 'U primary gamma ray is so poor that the gamma ray NDA technique is not applicable with high-density, nonhomogeneous matrices.There arise occasions when a passive enrichment determination is practical through the measurement of the 185-keV gamma ray. One criterion required for this application is that the contents be relatively homogeneous.
Occasions arise when a passive enrichment determina tion is practical through the measurement of the 185-keV gamma ray. Enrichment assay applications for uranium are the subject of Regulatory Guide 5.21, "Nondestruc tive Uranium-235 Enrichment Assay by Gamma Ray Spectrometry." Calorimetry is not applicable to the assay of uranium because of the low specific a activity.


This information can then be combined with an assay of the 38U content of the sample to compute the total uranium and 2 3 sU sample content.The 2 3 8 U sample content can be obtained either through the detection of the 2 3 SU spontaneous fission neutron yield or through the assay of the 2 3 4 Pa daughter gamma activity, provided either the 2 3 4 Pa is in equilibrium or its content is known. Enrichment meter applications for uranium will be the subject of another Regulatory Guide.Calorimetry is not applicable to the assay ot uranium enriched in the 2 'U isotope because of the low specific a activity.
In 2 3 3 U applica tions, the intense activity of the daughter products of 232U imposes a severe complication on the use of calo rimetry.


In 2 3 3 U applications, the intense activity of the daughter products of 2 3 2 U imposes a severe complication on the use of calorimetry.
3.3 Categorization and Segregation of Scrap and Waste for NDA The range of variations in the observed response of an NDA system attributable to the effects noted in Sec tions 2.3 and 2.4 can be reduced or controlled.


3.3 Categorization and Segregation of Scrap and Waste for NDA The range of variations in the observed response of an NDA system attributable to the effects noted in Sections 2.3 and 2.4 above can be reduced or controlled.
Following an analysis of the types of scrap and waste generated in conjunction with SNM processing, a plan to segregate scrap and waste at the generation points can be formu lated. Recovery or disposal compatibility is important in determining the limits of each category.


Following an analysis of the types of scrap and waste generated in conjunction with SNM processing, a plan to segregate scrap and waste at the generation points can be formulated.
Limiting the variability of those extraneous NDA interference param eters discussed in Sections 2.3 and 2.4 is a primary means of improving the accuracy of the scrap and waste assay. Once the categories are established, it is important that steps be taken to ensure that segregation into separate uniquely identified containers occurs at the generation point.  Category limits can be established on the basis of measured variations observed in the NDA response of a container loaded with a known amount of SNM. The variation in extraneous parameters can then be mocked up and the resultant effect measured.


Recovery or disposal compatibility is important in determining the limits of each category.Limiting the range in variability in those extraneous NDA interference parameters discussed in Sections 2.3 and 2.4 is a primary means of improving the accuracy of the scrap and waste assay. Once the categories are established, it is important that steps be taken to assure that segregation into separate, uniquely identified containers occurs at the generation point.Category limits can be established on the basis of measured variations observed in the NDA response of container loaded with a known amount of SNM. T1, variation in extraneous parameters can then be mocked up and the resultant effect measured.
In establishing categories, the following specific items are significant sources of error. 3.3.1 Calorimetry The presence of extraneous materials capable of absorbing heat (endothermic)
or emitting heat (exothermic)
will cause the observed response to be different from the correct response for the plutonium in the sample.5.11-7
3.3.2 Neutron Measurements The presence of high-yield (a,n) target material will increase the number of neutrons present in the sample. A fraction of these neutrons will induce fission in the fissile SNM isotopes and add another source of error to the measurement.


In establishing categories, the following specific items are significant sources of error.3.3.1 Calorimetry The presence of extraneous materials capable of absorbing (endothermic)
These multiplication and self multiplication effects are discussed thoroughly in Refer ences 4, 20, and 21. 3.3.3 Gamma Ray Measurements Gamma rays are severely attenuated in interactions with heavy materials.
heat or emitting (exothermic)
heat will cause the observed response to be less or greater than the correct response for the Pu in the sample.3.3.2 Neutron Measurements The presence of high-yield (an) target material will increase the number of neutrons present in the sample.A fraction of these neutrons will induce fission in the fissile SNM isotopes and add another error to the measurement.


3.3.3 Gamma Ray Measurements Gamma rays are severely attenuated in interactions with heavy materials.
Mixing contaminated combustibles with heavy, dense materials complicates the attenuation problem. Mixing of isotopic batches, mixing with radio active materials other than SNM, or lumps of SNM can also add to the complexity of the response.


Mixing contaminated combustibles with heavy, dense materials complicates the attenuation problem. Mixing of isotopic batches or mixing wi'radioactive non-SNM can also add to the complexity the response.5.11-6
3.3.4 Fission Measurements Scrap or waste having low-atomic-number materials will reduce the energy of the neutrons present in the container, which will significantly affect the probability of stimulating fission reactions.
3.3.4 Fission Measurements where Scrap or waste having low-atomic-number materials will reduce the energy of the neutrons present in the container, significantly affecting the probability of stimulating fission reactions.


Neutron-absorbing materials present in SNM scrap or waste may significantly affect the operation of NDA systems. Table B-I of this guide identifies neutron absorbers in the order of decreasing probability of absorption of thermal neutrons.
Neutron-absorbing materials present in SNM scrap or waste may significantly affect the operation of NDA systems. Table 1 identifies neutron absorbers in the order of decreasing probability of absorption of thermal neutrons.


An estimate of the significance of the presence of one of these materials may be obtained from the ratio of its absorption cross section to the absorption cross section of the SNM present in the container:
An estimate of the significance of the presence of one of these materials may be obtained from the ratio of its absorption cross section to the absorption cross section of the SNM present in the container:  
R = N, Gal NSNM~aSNM N, = the number of atoms per cubic centimeter of material, Gal = absorption cross section of the extraneous material (Table B-I), NSNM = numbetiof atoms of SNM present per cubic centimeter, OaSNM = absorption cross section of the SNM.2 3 3 U oa = 573 barns 23Su oa = 678 barns 2 3 9 Pu oa = 1015 barns 2 4'Pu oa = 1375 barns (Thermal neutron values)TABLE B-1 NATURALLY  
R = Ni aa 1 NSNM aaSNM where N 1 the number of atoms per cubic centi meter of material absorption cross section of the extra neous material (Table 1)NSNM f number of atoms of SNM present per cubic centimeter aaSNM f absorption cross section of the SNM (includes both fission and neutron capture processes).  
Thermal neutron absorption cross sections for the follow ing SNM isotopes of interest are: 2 3 3 U, 537 barns; 2 3'U, 678 barns; 2 3 9 pu, 1015 barns; 1375 barns.Table 1 NATURALLY  
OCCURRING  
OCCURRING  
NEUTRON ABSORBERS 8 Naturally Occurring Element Absorption Cross Section (barns) *Naturally Occurring Element Absorption Cross Sction Iberns)*Symbol Symbol Gadolinium  
NEUTRON ABSORBERS (Ref. 24) Naturally Absorption Naturally Absorption Occurring Cross Section Occurring Cross Section Element Symbol (barns)* Element Symbol (barns)* Gadolinium Gd 46,000 Terbium Th 46 Samarium Sm 5,600 Cobalt Co 38 Europium Eu 4,300 Ytterbium Yb 37 Cadmium Cd 2,450 Chlorine Cl 34 Dysprosium Dy 950 Cesium Cs 28 Boron B 755 Scandium Sc 24 Actinium Ac 510 Tantalum Ta 21 Iridium Ir 440 Radium Ra 20 Mercury Hg 380 Tungsten W 19 Protactinium Pa 200 Osmium Os 15 Indium In 191 Manganese Mn 13 Erbium Er 173 Selenium Se 12 Rhodium Rh 149 Praseodymium Pr 11 Thulium Tm 127 Lanthanum La 9 Lutetium Lu 112 Thorium Th 8 Hafnium Hf 105 Iodine I 7 Rhenium Re 86 Antimony Sb 6 Lithium Li 71 Vanadium -V 5 Holmium Ho 65 Tellurium Te 5 Neodymium Nd 46 Nickel Ni 5 *Cross section for thermal neutrons.5.11-8 The magnitude of this effect is dependent on the distribution of the materials and the energy of the neutrons present within the container.
..........
 
Samarium.
The relationship above is a gross approximation.
 
For convenience in calculation, -including only the primary fissile isotope is sufficient to determine which materials may. constitute a problem requiring separate categorization for assay. In extreme cases, it will be necessary either to seek methods for measuring the content of the neutron absorber to provide a correction for the NDA response or to seek a different method for assay of that category.
 
3.4 Packaging for NDA NDA provides optimal accuracy when the packages to be assayed are essentially identical and when the calibra tion standards represent those packages in content and form. Containers for most scrap and waste can be loaded using procedures that will enhance the uniformity of the loading within each container and from container to container.
 
For further discussion and recommendations on container standardization, see Reference
16.  3.5 Calibration of NDA Systems for Scrap and Waste To obtain an assay value on SNM in a container of scrap or waste with an associated standard error, the observed NDA response or the predicted content must be corrected for background and for significant effects attributable to the factors described in the preceding parts of this discussion.


...........
Several approaches are available to correct an assay for effects that significantly perturb the assay result. The first approach is to use a separate calibration for each material category that results in a different assay response.
Europium ............
Cadmium ............
Dysprosium
..........
Boron ...............
Actinium ............
Iridium ..............
Mercury .............
Protactinium
.........Indium ..............
Erbium ..............
Rhodium ............
Thulium .............
Lutetium ............
Hafnium .............
Rhenium ............
Lithium .............
Holmium ............
Neodymium
..........
Gd Sm Eu Cd Dy B Ac Ir Hg Pa In Er Rh Tm Lu Hf Re Li Ho Nd 46,000 5,600 4,300 2,450 950 755 510 440 380 200 191 173 149 127 112 105 86 71 65 46 Terbium ............
Cobalt .............
Ytterbium
..........
Chlorine ............
Cesium .............
Scandium ...........
Tantalum ...........
Radium ............
Tungsten ...........
Osmium ............
Manganese
..........
Selenium .........
.Promethium
.........Lanthanum
..........
Thorium ............
Iodine .............
Antimony ..........
Vanadium ..........
Tellurium
...........
Nickel .............
Tb Co Yb a Cs Sc Ta Ra W Os Mn Se Pin La Th I Sb V Te Ni 46 38 37 34 28 24 21 20 19 15 13 12 11 9 8 7 6 5 5 5*Cross section for thermal neutrons 5.11-7 The magnitude of this effect is dependent on the distribution of the materials and the energy of the neutrons present within the container.


The relationship above is a gross approximation, and for convenience in calculation, including only the primary fissile isotope is sufficient to determine which materials may constitute a problem requiring separate categorization for assay. In extreme cases, either methods should be sought to measure the content of the neutron absorber to provide a correction for the NDA response or a different method should be sought for the assay of that category.3.4 Packaging for Nondestructive Assay Nondestructive assay provides optimal accuracy potential when the packages to be assayed are essentially identical and when the calibration standards represent those packages in content and form. Containers for most scrap and waste can be loaded using procedures which will enhance the uniformity of the loading within each container and from container to container.
The second approach is to make auxiliary measurements as part of the assay. The assay is then corrected according to a procedure developed for interpreting each auxiliary measurement.


Compaction and vibration are two means to accomplish this objective.
A third possible calibration technique is one in which a random number of containers are assayed (by the NDA method to be used) a sufficient number of times (to minimize random error) and then destructively measured (in such a way that the entire container contents are measured). 
A calibration curve depicting the relationship between destructive assay values and NDA response can then be derived. This approach may give rise to relatively large errors for individual items, but it can minimize the error associated with the total SNM quantity measured by the particular NDA method. This calibration procedure can also be used to confirm a calibration curve derived from calibration standards.


3.5 Calibration of NDA Systems ior Scrap and Waste To obtain an assay value on SNM in a container of scrap or waste with an associated limit of error, the observed NDA response or the predicted content must be corrected for background and for significant effects attributable to the factors described in the preceding parts of this discussion.
Each approach has its advantages and limitations.


The calibration of radiometric nondestructive assay systems is the subject of another Regulatory Guide.*One procedure for referencing NDA results to primary standards is the periodic selection of a container at random from a lot submitted for assay. That container should then be assayed a sufficient number of times to reduce the random uncertainty of the measurement to a negligible value. The SNM content of that container can then be determined through a different technique having an accuracy sufficient to verify the stated performance of the NDA system. This reference method. should be traceable to primary standards.
Separate calibrations are appropriate when (1)the perturb ing effects are well characterized for each category, (2) there are relatively few categories, and (3) the instru ment design will not allow collection of data suitable for making corrections.


High-integrity "recovery of the contents, followed by sampling and chemical analysis is one recommended technique.
A calibration with auxiliary measurements for correction factors is appropriate when (1) the perturbing effects are variable within a material > category, (2) the various categories are not reliably segregated, and (3) the measurement method facilitates the use of suitable auxiliary measurements.


C. REGULATORY
Calibration by comparison of NDA and destructive analyses on randomly selected actual samples may be useful in cases when well-characterized standards are not available or are not practical for the measurements involved.
POSITION In the development of an acceptable framework for the incorporation of nondestructive assay for the measurement of SNM-bearing scrap and waste, strong consideration should be given to technique selection,*To be based on ANSI N15.20, which is currently in development.


calibration, and operational procedures;  
How ever, in view of the potential for greater errors with this calibration method, measurements based on this tech nique should be regarded as verifications rather than as careful quantitative assays.  The relative difficulty in implementing one calibration scheme over the other depends on the type of facility and available personnel.
 
A steady operation with perhaps some initial set-up assistance might favor the correction factor approach because only one calibration is used.  Often additional material categories can be assayed without preparing additional calibration standards.
 
The separate calibration scheme might be favored by facilities that have well-characterized categories.
 
A separate calibra tion is made for each category without the need for establishing relationships among the categories.
 
The calibration of radiometric NDA systems is the subject of Regulatory Guide5.53, "Qualification, Calibra tion, and Error Estimation Methods for Nondestructive Assay," which endorses ANSI N15.20-1975, "Guide to Calibrating Nondestructive Assay Systems." 3 C. REGULATORY
POSITION In the development of an acceptable framework for the incorporation of NDA for the measurement of SNM bearing scrap and waste, strong consideration should be given to technique selection, calibration, and opera tional procedures;  
to the segregation of scrap and waste categories;  
to the segregation of scrap and waste categories;  
and to the selection and packaging of containers.
and to the selection and packaging of con tainers. The guidelines presented below are generally acceptable to the NRC staff for use in developing such a framework that can serve to improve materials account ability.


The guidelines presented below are generally acceptable to the Regulatory staff for use in developing such a framework that can serve to improve materials accountability.
1. ORIGIN OF SCRAP AND WASTE The origin of scrap and waste generated in conjunction with SNM processing activities should be determined as follows: a. Identify those operations that generate SNM-bearing scrap or waste as a normal adjunct of a process.


1. Analysis of Scrap and Waste The origin of scrap and waste generated in conjunction with SNM processing activities should be determined as follows: a. Identify those operations which generate SNM-bearing scrap or waste as a normhal adjunct of a process.b. Identify those operations which occasionally generate SNM-bearing scrap or waste as the result of an abnormal operation which renders the product unacceptable for further processing or utilization without treatment.
b. Identify those operations that occasionally generate SNM-bearing scrap or waste as the result of an abnormal operation that renders the product unacceptable for further processing or use without treatment.


c. Identify those scrap and waste items generated in conjunction with equipment cleanup, maintenance, or replacement.
c. Identify those scrap and waste items generated in conjunction with equipment cleanup, maintenance, or replacement.


The quantities of scrap and waste generated during normal operations in each category in terms of the total volume and SNM content should be estimated.
3 Copies may be obtained from the American National Standards Institute, 1430 Broadway, New York, New. York 10018.5.11-9 The quantities of scrap and waste generated during normal operations in each category in terms of the total volume and SNM content should be estimated.
 
Bulk measurement throughput requirements should be deter mined to ensure that such assay will not constitute an operational bottleneck.
 
===2. NDA SELECTION ===
2.1 Technique The performance objectives for the NDA system should be such that, when the uncertainty corresponding to the scrap and waste material balance component is combined with the uncertainties corresponding to the other material components, the quality constraints on the total standard error of the inventory difference will be satisfied.
 
Techniques should be considered for implementation in the order of precedence established in Table 2 of this guide. Often, techniques within a given instrument category in Table2 will have different accuracies, lower-limit sensitivities, costs, availabilities, and sizes. Selection should be based on attainable accuracy with due con sideration of the characteristics of the scrap and waste categories as well as cost, availability, and size.  2.2 System Specifications NDA systems for SNM accountability should be designed and shielding should be provided to meet the following objectives:
a. Performance characteristics should be essentially independent of fluctuations in the ambient operational environment, including:
(1) External background radiations, (2) Temperature, (3) Humidity, and (4) Electric power.  b. Response should be essentially independent of positioning of SNM within the scrap or waste container, including effects attributable to: (1) Detector geometrical efficiency and (2) Stimulating source intensity and energy.  Techniques to achieve these objectives are discussed in Section B of this guide.
 
===3. CATEGORIZATION ===
AND SEGREGATION
Scrap and waste categories should be developed on the basis of NDA interference control, recovery or disposal compatibility (Ref. 3), and relevant safety considerations.
 
Categorization for NDA interfert.nce control should be directed to limiting the range of variability in an interference.
 
Items to be considered depend on the sensitivity of the specific NDA tech nique, as shown in Table 3.  The means through which these interferences are manifested are detailed in Section B. When such effects or contents are noted, separate categories should be established to isolate the materials.
 
===4. CONTAINERS ===
4.1 Size Constraints Scrap and waste should be packaged for assay in containers as small as practicable consistent with the capability and sensitivity of the NDA system. Discussion of container standardization and recommendations for NDA measurements can be found in Reference
16.  To enhance the penetration of stimulating or emitted radiations, containers should be cylindrical If possible, the diameter should be less than 5 inches (12.7 cm) to provide for significant loading capability, ease in loading, reasonable penetrability characteristics, and where appli cable, compatibility with criticality-safe geometry require ments for individual containers.
 
Containers having an outside diameter of 4-3/8 inches (11.1 cm) will permit 19 such containers to be arranged in a cross section of a 55-gallon drum, even when that drum contains a plastic liner. Containers having an overall length equal to some integral fraction of the length of a 55-gallon drum are further recommended when shipment or storage within such containers is to be considered.


Bulk measurement throughput requirements should be determined to assure that such assay will not constitute an operational bottleneck.
For normal operations, an overall length of either 16-1/2 inches (41.9 cm) (two layers or 38 con tainers per drum) or 11 inches (27.9 cm) (three layers or 57 containers per drum) is recommended.


2. NDA Selection 2.1 Technique The performance objectives for the NDA system should be derived as discussed in Section B.3.1.Techniques should be considered for implementation in the order of precedence established in Table C-I of this guide.Selection should be based on attainable accuracy, factoring into consideration the characteristics of the scrap and waste categories.
Certain objectives may be inconsistent with the above size recommendations, such as the objective to limit handling, reduce cost, and keep waste volume to a mini mum. It may therefore be necessary to package scrap and waste materials in containers of sizes that exceed these recommendations, and this may result in a signifi cant impairment in the accuracy of NDA techniques on such samples. The relative merits of various NDA tech niques with samples of different sizes are addressed in Table2. With small containers (about 2liters), an accuracy of 2 to 5 percent is routinely obtainable;
with a 55-gallon drum a lower accuracy of 15 to 30 percent is to be expected.


The application of such techniques will be the subjects of other Regulatory Guides.2.2 System Specifications NDA systems for SNM accountability should be designed and shielding should be provided to meet .the following objectives:
In cases of uniformly mixed well-characterized material, a better accuracy may be possible.
a. Performance characteristics should be essentially independent of fluctuations in the ambient operational environment, including:
(!) External background radiations, (2) Temperature, (3) Humidity, and (4) Electric power.b. Response should b~e essentially independent c positioning of SNM within the scrap or waste containe including effects attributable to: 5.11-8 TABLE C-1 NDA TECHNIOUE
SELECTION TECHNIQUE
Pu S"SU ;20% "'aU <20% asU (1) ]st (1+2)* 3rd NA NA CALORIMETRY
NR NR NA NA (2) 3rd 2nd 2nd Ist (2+5)GAMMA RAY 1st lIt 1st Ist (3) 2nd (3+2) NA NR 3rd (3+2)0*SPONTANEOUS
FISSION 2nd (3+2) NA NR MR (4) 4th 1st 1st 2ad STIMULATED
FISSION 3rd 2nd 2nd 2nd (5) NR NM mR (5+2) MR (S42)GROSS NEUTRON NR Mt MR Mt*Above wommeadation reten to h0hdinty, m m rns. Lowe remmmnmntion rfas to ow4enmsty, M ."Spontaneous fuson of " 'OU.NR-NOT RECOMMENDED-Technique
=maima for dd allimtimb.


NA-NOT APPLICABLE.
On the other hand, certain combinations of adverse circumstances can lead to a considerably worse accuracy.


MN-NOT INDEPENDENTLY
The potential for an adverse measurement situation is greater with a larger container than with a smaller container, and the consequences of that situation can lead to a greater error with larger containers.
bea.,.- a* o m a i do with a cmplmeatury amy method.


TABLE C-2 NDA INTERFERENCE
Conditions leading to measurement errors are discussed in Section B.2,. arid they are listed as interferences in the column headings of Table 3.5.11-10 K
CONTROL Presnce of Heat Producing Mixted High.Yield Ganne Neutron Lumped vs. Lumped vs.or Absorbing Mixed Isotopic Miscellaneous (a,ni Target Ray Neutron Moderating Distributed Distribured NDA Technique Process SNM Retches Radletions Material Absorbers Absorbers Materials SNM Matrix Mat0 Calorimetry xxx xxx -Gamma Ray Spectroscopy
K Table 2 NDA TECHNIQUE
-x x- xxx -xxx xx Spontaneous Fission Detection
SELECTION
-xx xxx .... xb xxc xx xx X Stimulated Fission Detection -x x xb xx t.xxxC xxd d a" jXXe Xe :.0h Key: -No apparent sensitivity.
GUIDELINES
1 Plutonium
233u > 20% -C 5 u 20%2 3 5 u Volume (liters) 2 20 200 2 20 200 2 20 200 2 20 200 Technique Calorimetry Gamma ray Singles neutron Coincidence neutron Induced fission3 Gamma ray Neutron Both 4 Ist* NR 3rd 1st SC 2 SC 3rds NR NR 1st SC SC 2nd* lst* 2nd* 2nd* 5th* NR 4th* 4th*4th* 3rd* 6th* 5th*2nd* 3rd* NR 5th*NR 2 NR NR 3rd SC SC 3rd NR 1st Ist SC SC 2nd* NA lst* NA NR 4th*4th 3rd lst* 2nd 2nd* 2nd NR 5th 5th* 4th'For each technique and type of SNM, recommendations are given for three sizes of containers and for low- and high-density samples tion is for high-density waste (> 0.5 g/cm 3), the lower for low-density waste (< 0.5 g/cm 3). Fissile loading is assumed to be above 0.5 g. 2 Abbreviations:
NR -Not recommended;
NA -not applicable;
SC -special case, use only well-characterized materials.


x Some sensitivity.
3 Neutron-induced fission with methods subdivided by detected radiation.


Evaluate effect in extreme cases.xx Marked sensitivity.
4 Neutrons and gamma rays are detected without distinguishing between the two radiation types. *Isotopic data required.The upper recommenda- NR NR NR 1st SC SC NA NA NR 3rd 1st 2nd NR 4th NR NR NR 1st SC Sc NA NA NR 3rd 1st 2nd NR 4th NA NA NR 1st SC SC SC SC NA 2 NA 4th Ist SC SC NR NR 2nd 3rd Ist 2nd 3rd 4th NA NA NR Ist SC SC NR NR NR 3rd 1st 2nd NR 4th NA NA NR 2nd SC SC NR NR NR 3rd 1st 1st NR 4th NA NA 4th Ist SC Sc SC SC 2nd 3rd 1st 2nd 3rd 4th NA NA NR 2nd SC SC SC SC NR 3rd 1st 1st NR 4th NR 3rd 1st 2nd NR 4th I
Table 3 QUALITATIVE
ASSESSMENT
OF THE SENSITIVITY
OF VARIOUS NDA TECHNIQUES
TO INTERFERENCES
Combined Lumped Presence of Neutron Lumped vs.  Heat-Producing Mixed High-Yield Gamma Absorbers vs. Distr. SNM or Absorbing Mixed Isotopic Misc. Radiationsa (a,n) Ray Neutron Neutron and Distr. Matrix Chemical Processes SNM Batches Gamma Ray Neutron Target Mat'L Absorbers Absorbers Moderators Moderators SNM Mat'L Form Calorimetry
3 3 3 1 1 0 0 0 0 0 0 0 0 Gamma ray 0 1 1 3 1 0 3 0 0 0 3 2 0 Singles 0 3 3 1 3 3 0 1 1 3 1 0 3 neutron Coincidence
0 3 3 1 2 1 1 0 1 2 3 1 0 neutron Induced neutronb High-energy
0 3 2 1 1 1 0 1 2 3 1 0 0 (> 1 MeV) neutron interrogation Thermal- 0 3 1 1 1 1 0 3 1 3 3 0 0 energy neutron interrogation aEffect depends on intensity of the radiation.


Categohize and calibrate according to magnitude of observed effect.xxx Strong sensitivity.
Key: 0 -No sensitivity.


Requires correction to imy. May render technique unacceptable in extreme cases if correction not possible Notes: a -Effect depends on type and nature of radiation detected.b -Effect less pronounced in coincidence detection systems.c -Same as a, additional effect due to neutron multiplication.
bIf gamma rays are part of the detected signal, the gamma ray liabilities are 1 -Some sensitivity.


d -Moderated-neutron stimulating source.e -High-energy stimulating source.
Evaluate effect in extreme cases.  in addition to those listed. 2 -Marked sensitivity.


(1) Detector geometrical efficiency, and (2) Stimulating source intensity and energy.Techniques to achieve these objectives are discussed in Section B of this guide.3. Categorization Scrap and waste categories should be developed on the basis of NDA interference control, recovery oor disposal compatibility, 9 and relevant safety considerations.
Categorize and calibrate according to magni tude of observed effect. Correction factors will be useful3 -Strong sensitivity.


Categorization for NDA interference control should be directed to limiting the range of variability in an interference.
Requires tight control of material categories and correction factors. May render the technique unacceptable in some cases.(r-C
If unusual container sizes are necessary, it is often useful to employ a second measurement method in a comparative analysis to obtain a comparison of results.


Items to be considered depend upon the sensitivity of the specific NDA technique, as shown in Table C-2.The means through which these interferences are manifested are detailed in Section B. When such effects or contents are noted, separate categories should be established wherein the materials are isolated.
The other measurement method should be more accurate and one that is not sensitive to the interferences affect ing the first measurement method. For example, if the first measurement is one that measures neutrons and is affected by the amount of low-atomic-weight moderating material present (which is difficult to duplicate in the standards), the second method should be one insensitive to the amount of moderator present. Or, if uncertainty in the calibration of the first method is due to geometry effects, the second method should be one that is insensi tive to those effects, e.g., through subdivision of the containers.


===4. Containers===
Complete ashing, dissolution, sampling, and chemical and mass spectrometric analysis of waste containers constitutes a useful second measurement method in some cases. The second, more accurate measurement method should be traceable to national standards 4 and should be employed to verify the calibration relationship of the primary method. Process items should be selected at random from the population of items being measured.
4.1 Size Constraints Scrap and waste should be packaged for assay in containers as small as practicable, consistent with the capability and sensitivity of the NDA system.To enhance the penetration of stimulating or emitted radiations containers should be cylindrical.


The: diameter should be less than five inches to provide for significant loading capability, ease in loading, reasonable penetrability characteristics, and compatibility with criticality-safe geometry requirements for individual containers, where applicable.
A sufficient number of items analyzed by the first method should be selected to ensure, as a minimum, that a stable estimate of the population variance is obtained.


Containers having an outside diameter of 4-3/8 inches will permit nineteen such containers to be arranged in a cross section of a 55-gallon drum, even.when that drum contains a plastic liner. Containers having an overall. length equal to. some integral fraction of -the length of a 5.5-gallon drum -are further recommended when shipment or storage within such containers is to be. considered.
If simple linear regression is applicable, the minimum number of items selected per material balance period should be 17 in order to provide 15 degrees of freedom for the standard error of estimate and test for a propor tional bias (Ref. 25). If a second NDA method is employed for compara five analysis, the container size for the second method analyses should be consistent with the recommendations in this guide.4.2 Structural Features f. Compatible with subsequent recovery, storage, and disposal requirements, as applicable.


For normal operations, an overall length. of either 1.6-1,/2 inches (two layers or 38 containers per drum) or 11 inches (three layers or 57 containers per drum) is therefore recommended.
In most NDA applications, uniformity of composition is more important than the specification of a particular material.


4.2 Structural Features Containers should be selected in accordance with normal safety considerations and should be: a. Structurally identical for all samples to be assayed within each category, b. Structurally identical for as many categories as.practicable to facilitate loading into larger containers or storage facilities, c. Uniform in wall thickness and material composition, d. Fabricated of materials that do not significantly interfere'
Table 4 gives general recommendations in order of preference for container structural materials.
with the radiations entering or leaving the sample, e. Capable of being sealed to verify post-assay initegrity, and f. Compatible with subsequent recovery, storage, and disposal requirements, as applicable.


In most NDA applications, uniformity, of conposition is .more important than the specification of ,- particular material.
Table 4 SCRAP AND WASTE CONTAINER
COMPOSITION
NDA Technique Container Composition Calorimetry Metal (aluminum, brass) Gamma ray analysis Cardboard, polyethylene bottle, thin metal Spontaneous or Metal, cardboard, stimulated fission polyethylene bottle Gross neutron Metal, cardboard, polyethylene bottle 4.3 Container.Identification To facilitate loading and assay within the segregation categories, containers should either be color-coded or carry color-coded identification labels. Identification of categories should be documented, and operating personnel should be instructed to ensure compliance with established segregation objectives.


Table C-3 gives general recommendations for container structural materials.
5. PACKAGING Containers should be selected in accordance with normal safety considerations and should be: a. Structurally identical for all samples to be assayed within each category, b. Structurally identical for as many categories as practicable to facilitate loading into larger containers or storage facilities, c. Uniform in wall thickness and material composition, d. Fabricated of materials that do not significantly interfere with the radiations entering or leaving the sample, e. Capable of being sealed to verify postassay integrity, and 4 See Regulatory Guide 5.58, "Considerations for Establishing Traceability of Special Nuclear Material Accounting Measurements." Containers, where practicable, should be packaged with a quantity of material containing sufficient SNM to ensure that the measurement is not being made at the extremes of the performance bounds for that system.  Packaging procedures should be consistent with relevant safety practices.


TABLE C-3 SCRAP AND WASTE CONTAINER
Containers should be packaged in as reproducible a manner as possible, with special attention to the main tenance of uniform fill heights. Low-density items should be compacted to reduce bulk volume and to increase the container SNM loading. Lowering the bulk volume reduces the number of containers to be assayed and generally improves the assay precision.
COMPOSITION
NDA Technique Container Composition Calorimetry metal (aluminum, brass)Gamma Ray Analysis cardboard, polyethylene bottle, thin metal Spontaneous or thin metal, cardboard, Stimulated Fission polyethylene bottle Gross Neutron thin metal, cardboard, polyethylene bottle 4.3 Container Identification To facilitate loading and assay within the segregation categories, containers should either be uniquely color-coded or carry unique color-coded identification labels. Identification of categories should be documented and operating personnel instructed to assure compliance with established segregation objectives.


5. Packaging Containers, where practical, should be packaged with a quantity of material containing sufficient SNM to assure that the measurement is not being made at the extremes of the performance
The sample containers should be loaded with SNM as uniformly as possible.
.bounds for that system.Packaging procedures should be consistent with relevant safety practices.


Containers should be packaged in as reproducible a manner as possible.
If significant variability in the distribution of container contents is suspected, rotating or scanning the container during assay will aid in improv ing the accuracy of many NDA methods. An example of this approach is described in Reference
26.5.11-13


Low-density items should be compacted to reduce bulk volume and to increase the container SNM loading. Lowering the bulk volume reduces the number of containers to be assayed and generally improves the assay precision.
===6. CALIBRATION===
The calibration should be verified for each material category.


5.11-1l If assay predictions are significantly affected by the variability in the distribution of the container contents, compacting or vibrating the container on a shake table to settle the contents should be used to enhance the assay accuracy in conjunction with rotating and scanning the container during assay.6. Calibraion The NDA system(s)
Within each category, the variation of inter ference effects should be measured within the boundaries defining the limits of that category.
should be independently calibrated for each category of scrap or waste to be assayed.Within each category, the variation of interference effects should be measured within the boundaries defining the limits of that category.


Calibration standards should employ containers identical to those to be employed for the scrap or waste. Their contents should be mocked up to represent the range of variations in the interferences to be encountered.
Calibration standards should employ containers identical to those to be employed for the scrap or waste. Their contents should be mocked up to represent the range of variations in the interferences to be encountered.


To minimize the number of standards required, the calibration standards should permit the range of interference variations to be.simulated over a range of SNM loadings.Calibration relationships should be verified at intervals sufficiently frequent to detect deviations from the expected response in time to make corrections before the containers are processed or shipped.Assay values should be periodically verified through an independent measurement using a technique sufficiently accurate to resolve NDA uncertainty.
To minimize the number of standards required, the calibration standards should permit the range of interference variations to be simulated over a range of SNM loadings.
 
Verification of the calibration should be made at the start of each assay section. If different calibrations are to be used, each calibration should be independently verified with material appropriate for that calibration.
 
A record should be kept of the verification measurements for quality assurance and to identify long-term instru ment drifts. Verification measurements should be used to periodically update the calibration data when the comparison with predicted quantities is satisfactory.
 
Calibration of the system is not acceptable when the NDA predicted value does not agree with the measured value to within the value of the combined standard error.  Calibration data and hypotheses should be reinvestigated when this criterion is not satisfied.
 
For a detailed dis cussion of calibration and measurement control proce dures, see Regulatory Guide 5.53. Assay values should be periodically checked through an independent measurement using a technique sufficiently accurate to resolve the assay uncertainty.
 
Periodically, a container of scrap or waste should be randomly selected for verification.
 
Once selected, the NDA analysis should be repeated a minimum of five times to determine the precision characteristics of the system. The contents of that container should then be independently measured using a technique sufficiently accurate to check the NDA.I".5.11-14 REFERENCES
1 F.A. O'Hare et al., "Calorimetry for Safeguards Purposes," Mound Facility, Miamisburg, Ohio, MLM-1798, January 1972.  2. R. Sher and S. Untermeyer, The Detection of Fissionable Material by Nondestructive Means, American Nuclear Society Monograph, 1980, and references cited therein; also, C. T. Roche et al, "A Portable Calorimeter System for Nondestruo tive Assay of Mixed-Oxide Fuels," in Nuclear Safeguards Analysis, E. A. Hakkila, ed., ACS Symposium No. 79, p. 158, 1978, and references cited therein.
 
3. U.S. Nuclear Regulatory Commission, "Calorimetric Assay for Plutonium," NUREG-0228, 1977.  4. R. H. Augustson and T. D. Reilly, "Fundamentals of Passive Nondestructive Assay of Fissionable Material," Los Ahamos Scientific Laboratory, LA-5651-M, 1974.  5. R. Gunnink et al, "A Re-evaluation of the Gamma Ray Energies and Absolute Branching Intensities of 23 U, 238,239, 2 4 0 , 2 4 1 Pu, and 2 4 1 Am," Lawrence Livermore Laboratories, UCRL-52139, 1976.  6. J. E. Cline, R. J. Gehrke, and L D. Mclsaac, "Gamma Rays Emitted by the Fissionable Nuclides and Associated Isotopes," Aerojet Nuclear Co., Idaho Falls, Idaho, ANCR-1069, July 1972.  7. L A. Kull, "Catalogue of Nuclear Material Safe guards Instruments," Battelle National Laboratories, BNL-17165, August 1972.  8. J. R. Beyster and L. A. Kull, "Safeguards Applica tions for Isotopic Neutron Sources," Battelle National Laboratories, BNL-50267 (T-596), June 1970.  9. T. W. Crane, "Measurement of Uranium and Pluto nium in Solid Waste by Passive Photon or Neutron Counting and Isotopic Neutron Source Interroga tion," Los AlMmos Scientific Laboratory, LA-8294 MS, 1980.  10. T. Gozani, "Active Nondestructive Assay of Nu clear Materials," Nuclear Regulatory Commission, NUREG/CR-0602, 1981.  11. H.P. Filss, "Direct Determination of the Total Fissile Content in Irradiated Fuel Elements, Water Containers and Other Samples of the Nuclear Fuel Cycle," Nuclear Materials Management, Vol. VIH, pp. 74-79, 1979.  > 12. H. 0. Menlove and T. W. Crane, "A 2 5 2 Cf Based Nondestructive Assay System for Fissile Material," Nuclear Instruments and Methods, VoL 152, pp. 549-557, 1978.  13. T. W. Crane, "Test and Evaluation Results of the 2 5 2 Cf Shuffler at the Savannah River Plant," Los Alamos National Laboratory, LA-8755-MS, March 1981.  14. T. W. Crane, "Measurement of Pu Contamination at the 10-nCi/g Level in 55-Gallon Barrels of Solid Waste with a 2 S 2 Cf Assay System," Proceedings of the International Meeting ofPu-Contamination, Ispra, Italy, J. Ley, Ed., JRC-1, pp. 217-226, September
25 28, 1979.  15. D. Langner etal., "The CMB-8 Material Balance System," Los Alamos Scientific Laboratory, LA-8194-M, pp.4-14, 1980.  16. K.'R. Alvar et al., "Standard Containers for SNM Storage, Transfer, and Measurement," Nuclear Regulatory Commission, NUREG/CR-1847, 1980.17. R. Sher, "Operating Characteristics of Well Coincidence Counters," Battelle Laboratories, BNL-50332, January 1972.Neutron National 18. N. Ensslin et al., "Neutron Coincidence Counters for Plutonium Measurements," Nuclear Materials Management, VoL VII, No. 2, p. 43, 1978.  19. M. S. Krick and H. 0. Menlove, "The High-Level Neutron Coincidence Counter (HLNCC): Users' Manual," Los Alamos Scientific Laboratory, LA-7779-MS (ISPO-53), 1979.  20. R. B. Perry, R. W. Brandenburg, N. S. Beyer, "The Effect of Induced Fission on Plutonium Assay with a Neutron Coincidence Well Counter," Transactions of the American Nuclear Society, Vol. 15, p. 674, 1972.  21. N. Ensslin, J. Stewart, and J. Sapir, "Self-Multi plication Correction Factors for Neutron Coinci dence Counting," Nuclear Materials Management, Vol. VIII, No. 2, p. 60, 1979.  22. J. L. Parker and T. D. Reilly, "Bulk Sample Self Attenuation Correction by Transmission Measure ment," Proceedings of the ERDA X- and Gamma-Ray Symposium, Ann Arbor, Michigan, Conf. 760639, p. 219, May 1976.  23. N. Ensslin et al., "Description and Operating Manual for the Fast Neutron Coincidence Counter," Los Alamos National Laboratory, LA-8858-M, 1982.  24. "Reactor Physics Constants," Argonne National Laboratories, ANL-5800, pp. 30-31, 1963.5.11-15
25. U.S. Nuclear Regulatory Commission, "Methods of Determining and Controlling Bias in Nuclear Materials Accounting Measurements," NUREG/ CR-1284, 1980.26. E.R. Martin, D.F. Jones, and J.L Parker, "Gamma Ray Measurements with the Segmented Gamma Scan," Los Alamos Scientific Laboratory, LA-7059-M, 197
 
===7. SUGGESTED ===
READING American National Standards Institute and American Society for Testing and Materials, "Standard Test Methods for Nondestructive Assay of Special Nuclear Materials Contained in Scrap and Waste," ANSI/ASTM
C 853-79.  This document provides further details on proce dures for assaying scrap and waste.D. R. Rogers, "Handbook of Nuclear Safeguards Meas urement Methods," Nuclear Regulatory Commission, NUREG/CR-2078, 1983.  This book provides extensive procedures, with references, for assaying scrap and waste.K 5.11-16 VALUE/IMPACT
STATEMENT 1. PROPOSED ACTION 1.3.3 Industry 1.1 Description Licensees authorized to possess at any one time more than one effective kilogram of special nuclear material (SNM) are required in paragraph
70.58(f) of 10 CFR Part 70 to establish and maintain a system of control and accountability to ensure that the standard error of any inventory difference (ID) ascertained as a result of a measured material balance meets established minimum standards.
 
The selection and proper applica tion of an adequate measurement method for each of the material forms in the fuel cycle are essential for the maintenance of these standards.
 
For some material categories, particularly scrap and waste, nondestructive assay (NDA) is the only practical, and sometimes the most accurate, means for measuring SNM content. This guide details procedures acceptable to the NRC staff to provide a framework for the use of NDA in the measurement of scrap and waste components generated in conjunction with the process ing of SNM.  The proposed action is to revise Regulatory Guide 5.11, originally issued in October 1973, which is still basically sound.  1.2 Need for Proposed Action Regulatory Guide 5.11 was published in 1973. The proposed action is needed to bring the guide up to date with respect to advances in measurement methods as well as changes in terminology.
 
1.3 Value/Impact of Proposed Action 1.3.1 NRC Operations The experience and improvements in technology that have occurred since the guide was issued will be made available for the regulatory procedure.


Periodically, a container of scrap or waste should be randomly seleted for verification.
Using these updated techniques should have no adverse impact.  1.3.2 Other Government Agencies Not applicable.


Once selected, the NDA analysis should be repeated a minimum number of.five times to determine the precision characteristics of the system. The contents of that container should then be independently measured using one of the following techniques:
Since industry is already applying the methods and procedures discussed in the guide, updating the guide should have no adverse impact. 1.3.4 Public No impact on the public can be foreseen.
a. Recovery of the contents, followed by sampling and chemical analysis, b. High-accuracy calorimetry (Pu only) with isotopic sample taken from contents and determined through standard techniques.


c. Small-sample screening followed by selective chemical analyses.
1.4 Decision on Proposed Action The guide should be revised.


This technique is applicable to cases in which the contents consist of a collection of similar items. Each item should be assayed in a small-sample system capable of an accuracy greater than or equal to that of the system being calibrated.
===2. TECHNICAL ===
APPROACH Not applicable.


No less than five items should then be selected for chemical analysis.Those items should be chosen to span the range of observed responses in the screening assay.Verification measurements -should be used to periodically update calibration data when the comparison with predicted quantities is satisfactory.
===3. PROCEDURAL ===
APPROACH 3.1 Procedural Alternatives Of the alternative procedures considered, revision of the existing regulatory guide was selected as the most advantageous and cost effective.


Calibration of the system is not acceptable when the NDA predicted value does not agree with the measured value to within the value of the combined limits of error: I NDA-VER 14 (LEIDA + LEER)1/2Calibration data and hypotheses should be reinvestigated when this criterion is not satisfied.
===4. STATUTORY ===
CONSIDERATIONS
4.1 NRC Authority Authority for the proposed action is derived from the Atomic Energy Act of 1954, as amended, and the Energy Reorganization Act of 1974, as amended, and implemented through the Commission's regulations.


The calibration of NDA systems will be the subject of another Regulatory Guid
4.2 Need for NEPA Assessment The proposed action is not a major action that may significantly affect the quality of the human environ ment and does not require an environmental impact statement.


====e. REFERENCES====
===5. RELATIONSHIP ===
1. F. A. O'Hra et al., Calorbmetry for Safieswd Pwposes, MLM-l 798 (January 1972).2. R. Gunnink and R. J. Morrow, Gwnma Ray E .ies ad AbaWue Awnhft intemitni for 224,23,240,.
TO OTHER EXISTING OR PROPOSED REGULATIONS
2 61Pu .d "'Am, ECRL-SIO7 (July 1971).3. J. E. Cline, R. .. Gehrke, and L. D. Mcsuac, Gwnnv Rays Emitted by the Ftosonable Nudlda and Assciated Isotopes.
OR POLICIES The* proposed action is one of a series of revisions of existing regulatory guides on nondestructive assay techniques.


ANCR-1069 (July 1972).4. L A. Kull, Catalogue of Nucw Maerial Safieguard Istrument, BNL-17165 (August 1972).5. J. R. Deyster and L. A. Kull, Sqauds Applications for Isotopic Neutron Sources, BNL-50267 (T-596) (June 1970).6. R. Sher, Opeiting Oanclmtfics of Neutron Well Cobsedmee Countat, BNL-50332 (January 1972).7. R. B. Perry, R. W. Brandenburg, N. S. Beyer, The Effect of Induced Fmion on Plutonium Asay with a Neutron Coiddumce Well Coutmer, Trans. Am.Nucl. Soc., 15 674 (1972).g. Reactor Physics Constants, ANL-580D (1963).9. Regulatory Guide 5.2, Classjcation of Unibndiated Plutonium wad 1wisum 5.11-12}}
6. SUMMARY AND CONCLUSION
Regulatory Guide 5.11 should be revised to bring it up to date.-.2 5.11-17 UNITED STATES NUCLEAR REGULATORY
COMMISSION
WASHINGTON, D.C. 20555 OFFICIAL BUSINESS PENALTY FOR PRIVATE USE, $300 FIRST CLASS MAILt POSTAGE & FEES PAID USNRC WASH 3 C PERMIT No j5..K}}


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Revision as of 17:05, 31 August 2018

(Task SG 043-4), Revision 1, Nondestructive Assay of Special Nuclear Material Contained in Scrap and Waste
ML003740029
Person / Time
Issue date: 04/30/1984
From:
Office of Nuclear Regulatory Research
To:
References
Reg Guide 5.11, Rev 1, SG 043-4
Download: ML003740029 (19)


Revision 1* April 1984 U.S. NUCLEAR REGULATORY

COMMISSION

REGULATORY

GUIDE OFFICE OF NUCLEAR REGULATORY

RESEARCH REGULATORY

GUIDE 5.11 (Task SG 0434) NONDESTRUCTIVE

ASSAY OF SPECIAL NUCLEAR MATERIAL CONTAINED

IN SCRAP AND WASTE

A. INTRODUCTION

I Section 70.5 1, "Material Balance, Inventory, and Records Requirements," 10 CFR Part 70, "Domestic Licensing of Special Nuclear Material," requires licensees authorized to possess at any one time more than one effective kilogram of special nuclear material (SNM) to establish and maintain a system of control and accountability to ensure that the standard error (estimator)

of any inven tory difference (ID) ascertained as a result of a measured material balance meets established minimum standards.

The selection and proper application of an adequate measurement method for each of the material forms in the fuel cycle is essential for the maintenance of these standards.

For some material categories, particularly scrap and > waste, nondestructive assay (NDA) is the only practical, and sometimes the most accurate, means for measuring SNM content. This guide details procedures acceptable to the NRC staff to provide a framework for the use of NDA in the measurement of scrap and waste components generated in conjunction with the processing of SNM. Other guides detail procedures specific to the application of a selected technique to a particular problem.

Any guidance in this document related to information collection activities has been cleared under OMB Clearance No. 3150-0009.

B. DISCUSSION

1. APPLICABLE

NDA PRINCIPLES

The NDA of the SNM content of heterogeneous material forms is usually achieved through observing either stimulated or spontaneously occurring radiations emitted from the isotopes of either plutonium or ura nium, from their radioactive decay products, or from some combination thereof. Some NDA techniques such as absorption-edge densitometry and X-ray resonance fluorescence determine the elemental SNM concentration rather than the presence of specific isotopes.

If isotopic radiation is measured, the isotopic composition of the material must be known or determined to permit a conversion of the amount of isotope measured to the amount of element present in the container.

Assays are performed by isolating the container of interest to permit a measurement of its contents through a compar ison with the response observed from known calibration standards.

This technology permits quantitative assays of the SNM content of heterogeneous materials in short measurement times without sample preparation and .without affecting the form of the material to be assayed.

The proper application of this technology requires the understanding and control of factors influencing NDA measurements.

1.1 Passive NDA Techniques Passive NDA is based on observing spontaneously emitted radiations created through the radioactive decay of plutonium or uranium isotopes or of their radioactive daughters.

Radiations attributable to alpha (a) particle decay, to gamma ray transitions following a and beta (8) particle decay, and to spontaneous fission have served as the basis for practical passive NDA measurements.

1.1.1 NDA Techniques Based on Alpha Particle Decay

  • Alpha particle decay is indirectly detected using calo rimetry measurements. (Note that additional contributions are attributable to the (%decay of 2 4 1 Am and the $decay of 2 4 1 pu in plutonium calorimetry applications.)

The kinetic energy of the emitted a particle and the recoiling daughter nucleus is transformed into heat, together with some fraction of the gamma ray energies that may be The substantial number of changes in this revision has made it Impractical to indicate the changes with lines In the margi

n. USNRC REGULATORY

GUIDES Comments should be sent to the Secretary of the Commission, U.S. Nuclear Regulatory Commission Washington, D.C. 20555. Regulatory Guides are Issued to describe and make available to the Attention:

Docketing and Service Branc&. public methods acceptable to the NRC staff of implementing specific parts of the Commission's regulations, to delineate tech- Theguides are issued in the following ten broad divisions:

niques used by the staff In evaluating specific problems or postu lated accidents, or to provide guidance to applicants.

Regulatory

1. Power Reactors 6. Products Guides are not substitutes for regulations, and compliance with 2. Research and Test Reactors 7. Transportation them Is not required.

Methods and solutions different from those set 3. Fuels and Materials Facilities

8. Occupational Health out In the guides will be acceptable if they provide a basis for the 4. Environmental and Siting 9. Antitrust and Financial Review findings requisite to the Issuance or continuance of a permit or 5. Materials and Plant Protection

10. General license by the Commission.

Copies of Issued guides may be purchased at the current Government This guide was Issued after consideration of comments received from Printing Office price. A subscription service for future guides in spe the public. Comments and suggestions for Improvements In these cific divisions Is available through the Government Printing Office. guides are encouraged at all times, and guides will be revised, as Information on the subscription service and current GPO prices may appropriate, to accommodate comments and to reflect new Informa- be obtained by writing the U.S. Nuclear Regulatory Commission, tion or experience.

Washington, D.C. 20555, Attention:

Publications Sales Manager.

emitted by the excited daughter nucleus in lowering its energy to a more stable nuclear configuration.

The calor imetric measurement of the heat produced by a sample can be converted to the amount of a-particle-emitting nuclides present through the use of the isotopic abundance and the specific power (W/g-s) of each nuclide (Refs. 1-3). Plutonium, because of the relatively high specific powers of 2 3 8 pu and 2 4 0 pu, is amenable to assay by calorimetry, with possible complication from the presence of a-active 241Am" Another technique based on a decay involves the interaction of high-energy a particles with some light nuclides (e.g., 7 Li, 9 Be, 1 0 B, 180, and 1 9 F) that may produce a neutron through an (a,n) reaction (Ref. 4). When the isotopic composition of the a-particle-emitting nuclides is known and the content of high-yield (a,n) targets is fixed, the observation of the neutron yield from a sample can be converted to the amount of SNM present.

1.1.2 NDA Techniques Based on Gamma Ray Analysis The gamma ray transitions that reduce the excitation of a daughter nucleus following either a- or 0-particle emission from an isotope of SNM occur at discrete energies (Refs. 5, 6). The known a- or 0-particle-decay activity of the SNM parent isotope and the probability that a specific gamma ray will be emitted following the a- or 0-particle decay can be used to convert the measure ment of that gamma ray to a measurement of the amount of the SNM parent isotope present in the container being measured.

High-resolution gamma ray spectroscopy is required when the gamma rays being measured are observed in the presence -of other gamma rays or X-rays that, without being resolved, would interfere with the measure ment of the desired gamma ray (Ref. 5). 1.1.3 NDA Techniques Based on Spontaneous Fission A fission event is accompanied by the emission of an average of 2 to 3.5 neutrons (depending on the parent nucleus) and an average of about 7.5 gamma rays. A total of about 200 MeV of energy is released,, distributed among the fission fragments, neutrons, gamma rays, $ particles, and neutrinos.

Spontaneous fission occurs with sufficient frequency in 2 3 8Pu, 2 4 0 pu, 2 4 2 pU, and mar ginally in 2 S Uto facilitate assay measurements through the observation of this reaction.

Systems requiring the coincident observation of two or more of the prompt radiations associated with the spontaneous fission event provide the basis for available measurement systems (Ref. 7). 1.2 Active NDA Techniques Most active NDA is based on the observation of radiations (gamma rays or neutrons)

that are emitted from the isotope under investigation when that iso tope undergoes a transformation resulting from an interac tion with stimulating radiation provided by an appropriate external source. Isotopic (Refa. 8, 9) and accelerator (Ref. 7) sources of stimulating radiation have been inves tigated. For a thorough discussion of active NDA tech niques, see Reference

10. Stimulation with accelerator-generated high-energy neutrons or gamma rays is normally considered only after all other NDA methods have been evaluated and found to be inadequate.

Operational requirements, including operator qualifications, maintenance, radiation shielding, and calibration considerations, normally require an inordinate level of support in comparison to the benefits of in-plant application.

Neutron bombardment readily induces fissions of 2 3 3 U, 2 3 5 u, 2 3 9 PU, and 2 4 1 Pu. Active NDA systems have been developed using spontaneous fission ( 2Cf) neutron sources, as well as (y,n) (Sb-Be) sources and a variety of (a,n) (Am-Li, Pu-Li, Pu-Be) sources (Refs. 8, 9). Active techniques rely on one of the following three properties of the induced fission radiation to distinguish the induced radiation from the background and the stimulating radiation:

"* High-energy radiation (neutrons with about 2 MeV energy and gamma rays with 1-2 MeV energy) "* Coincident radiation (simultaneous emission of two or more neutrons and about seven to eight gamma rays) " Delayed radiation (neutrons emitted from certain fission products with half-lives ranging from 0.2 to 50 seconds and gamma rays emitted from fission products with half-lives ranging from submicro seconds to years. The usable delayed gamma rays are emitted from fission products with half-lives similar to those of delayed-neutron-emitting fission products.)

Examples of the use of these properties with the types of isotopic neutron sources listed above are (1) fissions are induced by low-energy neutrons from a 124Sb-Be source, and energetic fission neutrons are counted (Refs. 9, II); (2) fissions are induced by an intense 2 5 2 Cf source, and delayed neutrons are counted after the source has been withdrawn (Refs. 9, 12-14); and (3) fissions are induced by single emitted neutrons from an (a,n) source (Refs. 9, 15). Coincident gamma rays and neutrons resulting from the induced fission are counted by means of electronic timing gates (of less than 100 microseconds duration)

that discriminate against noncoincident events (Refs. 9, 13).

2. FACTORS AFFECTING

THE RESPONSE OF NDA SYSTEMS Regardless of the technique selected, the observed NDA response depends on (1) the operational character istics of the system, (2) the isotopic composition of the SNM, (3) the amount and distribution of SNM, (4) the amount and distribution of other materials within the container, and (5) the composition and dimensions of 5.11-2 K/

the container itself. Each of these variables increases the overall uncertainty associated with an NDA measurement.

The observed NDA response represents contributions from the different SNM isotopes present in the container.

To determine the amount of SNM present, the isotopic composition of the SNM must be known (except for cases in which the NDA system measures the isotopic composition)

and the variation in the observed response as a function of varying isotopic composition must be understood.

The effects due to items(3), (4), and (5) on the observed response can be reduced through appropriate selection of containers, compatible segrega tion of scrap and waste categories, and consistent use of packaging procedures designed to improve the uniformity of container loadings.

2.1 Operational Characteristics The operational characteristics of the NDA system, together with the ability of the system to resolve the desired response from a composite signal, determine the ultimate usefulness of the system. These operational characteristics include (I)operational stability, (2)uniform detection efficiency, (3)stimulating radiation uniformity (for active systems), and (4)energy of the stimulating radiation.

The impact of these operational characteristics on the uncertainty of the measured response can be reduced through the design of the system, the use of radiation shielding (where required), and standardized packaging and handling (as discussed below and in Reference

16). 2.1.1 Operational Stability The ability of an NDA system to reproduce a given measurement may be sensitive to fluctuations in the operational environment.

Temperature, humidity, line voltage variations, electromagnetic fields, and microphonics affect NDA systems to some extent. These effects may be manifested through the introduction of spurious electronic noise or changes in the high voltage applied to detectors or amplifiers, thereby changing the detec tion efficiency.

To the extent that it is possible, a measurement technique and the hardware to implement that technique are selected to be insensitive to changes routinely expected in the operational environment.

Accordingly, the instrument is designed to minimize environmental effects by placing components that operate at high voltages in hermetically sealed enclosures and shielding sensitive components from spurious noise pickup. In addition, electronic gain stabilization of the pulse-processing electronics may be advisable.

As a final measure, the instrument .environment can be controlled (e.g., through the use of a dedicated environmental enclosure for the instrument hardware)

if expected environ mental fluctuations result in severe NDA response varia tions that cannot be eliminated through calibration and operational procedures.

The sensitivity to background radiations can be moni tored and controlled through proper location of the system and the utilization of radiation shielding, if required.

2.1.2 Uniform Detection Efficiency For those NDA systems for which the sample or item to be counted is placed within a detection chamber, if the response throughout the detection chamber is not uniform, positioning guides or holders may be utilized to ensure consistent (reproducible)

sample or item posi tioning. The residual geometric response dependence can be measured using an appropriate source that emits radiation of the type being measured.

If the source is small with respect to the dimensions of the detection chamber, the system response can be measured with the source positioned in different locations to determine the volume of the detection chamber that can be reliably used. An encapsulated plutonium source can be used to test gamma ray spectroscopic systems, active or passive NDA systems detecting neutrons or gamma rays, or calorimetry systems. Active NDA systems can be operated in a passive mode (stimulating source removed) to evaluate the magnitude of this effect. Rotating and scanning containers during assay is a recommended means of reducing the response uncertainties attributable to residual nonuniform geometric detection sensitivity.

2.1.3 Uniformity of Stimulating Radiation The stimulating radiation field (i.e., interrogating neutron or gamma ray flux) in active NDA systems is designed to be uniform in intensity and energy spectrum throughout the volume of the irradiation chamber. The residual effect can be measured using an SNM sample that is small with respect to the dimensions of the irradiation chamber. The response can then be measured with the SNM sample positioned in different locations within the irradiation chamber. If the same chamber is employed for irradiation and detection, a single test for the combined geometric nonuniformity is recommended.

Having both a uniform detection efficiency and a uniform stimulating radiation field is the most direct approach and the recommended approach to obtaining a uniform response for the combined effects. However, it is possible in some cases either to tailor the stimulating radiation field to compensate for deficiencies in the detection uniformity or, conversely, to tailor the detection efficiency to compensate for deficiencies in the stimulat ing radiation field. An example of this combined approach is the use of interrogating sources on one side of the sample and placement of detectors on the other. A combined uniform response in this example relies both on material closer to the stimulating radiation source having a higher fission probability but a lower induced radiation detection probability and on material closer to 5.11-3 the detector having a lower stimulated fission probability but a higher induced-fission radiation detection probability.

This type of approach may be necessary when there are spatial constraints.

When the measurement system is optimized for these combined effects, a passive measure ment with such a system will have a greater uncertainty than would be obtained with a system having a uniform detection efficiency.

Various methods have been used to reduce the response uncertainty attributable to a nonuniform stimulating radiation field, including rotating and scanning the con tainer, source scanning, distributed sources, and combina tions of these methods.

2.1.4 Energy of Stimulating Radiation If the energy of the stimulating radiation is as high as practicable but below the threshold of any interfering reactions such as the neutron-induced fission in 2 3 8 U, the penetration of the stimulating radiation will be enhanced throughout the volume of the irradiation chamber. A high-energy source providing neutrons above the energy of the fission threshold for a fertile constituent such as 2 3 8 U or 2 3 2 Th can be employed to assay the fertile content of a container.

The presence of extraneous materials, particularly those of low atomic number, lowers the energy spectrum of the interrogating neutron flux in active neutron NDA systems. Incorporating a thermal neutron detector to monitor this effect and thereby provide a basis for a correction to reduce the response uncertainty caused by this variable effect is recommended.

Active neutron NDA systems with the capability to moderate the interrogating neutron spectrum can provide increased assay sensitivity for samples containing small amounts of fissile material (<100 grams). This moderation capability should be removable to enhance the range of usefulness of the system. 2.2 Response Dependence on SNM Isotopic Composition The observed NDA response may be a composite of contributions from more than a single isotope of uranium or plutonium.

Observed effects are generally attributable to one of the three sources described below. 2.2.1 Multiple Gamma Ray Sources Plutonium contains the isotopes 2 3 8 p.u through 2 4 2 pu in varying quantities.

With the exception of 2 4 2 pu, these isotopes emit many gamma rays (Refs. 5, 6). The observed plutonium gamma ray spectrum represents the contribu tion of all gamma rays from each isotope, together with the gamma rays emitted in the decay of 2 4 1 Am, which may also be present.

Gamma rays from 2 3 3 U and 2 3 SU are generally lower in energy than those from 2 3 9 Pu. However, 232U, which occurs in combination with 233U, has a series of daughter products that emit prolific and energetic gamma rays. It should be noted that one of these daughter products is 2 2 8 Th, and therefore the daughter products of 2 3 2 U and 2 3 2 Th are identical beyond 2 2 8 Th. 2.2.2 Multiple Spontaneously Fissioning Plutonium Isotopes In addition to the spontaneous fission observed from 2 4 0 pu, the minor isotopes 2 3 8 Pu and 2 4 2 pu typically contribute a few percent to the total neutron rate observed (Refs. 17-19). In mixtures of uranium and plutonium blended for reactor fuel applications, the spontaneous fission yield from 2 3 8 U may approach one percent of the 2 4°pu yield. 2.2.3 Multiple Fissile Isotopes In active systems, the observed fission response may consist of contributions from more than one isotope.

For uranium, if the energy spectrum of the stimulating radiation extends above the threshold for 2 3 8 U fission, that response contribution will be in addition to the induced 235U fission response.

In plutonium, the observed 'response will be the sum of contributions from the variable content of 2 3 9 pU and 241pu, with small contributions from the even plutonium isotopes.

When elements (e.g., plutonium and uranium) are mixed for reactor utilization, the uncertainty in the response is compounded by introducing additional fissile components in variable combinations.

2.3 Response Dependence on Amount and Distribution of SNM in a Container If a system has a geometrically uniform detection sensitivity and a uniform field of stimulating radiation (where applicable), a variation in the response per gram of the isotope or isotopes being measured is generally attributable to one of the three causes described below. 2.3.1 Self-Absorption of the Emitted Radiation Within the SNM For a fixed amount of SNM, in a container, the probability that radiation emitted by the SNM nuclei will interact with other SNM atoms increases as the localized density of the SNM increases within the container.

This is a primary source of uncertainty in gamma ray spectroscopy applications.

It becomes increas ingly important as the SNM aggregates into lumps and is more pronounced for low-energy gamma rays. 2.3.2 Multiplication of the Detected Radiation The neutrons given off in either a spontaneous or an induced fission reaction can be absorbed in a fissile nucleus and subsequently induce that nucleus to fission, 5.11-4 K

resulting in the emission of two or more neutrons.

Multiplication affects the response of active NDA systems, passive coincidence neutron or gamma ray detection systems (used to detect spontaneous fission), and passive neutron systems used to count (a,n) neutrons.

Multipli cation becomes increasingly pronounced as the energy of the neutrons traversing the container becomes lower or as the density of SNM increases within the container.

'For further details on multiplication effects, see Refer ences 20 and 21. 2.3.3 Self-Shielding of the Stimulating Radiation Attenuation of incident radiation by the SNM, or self-shielding, is particularly pronounced in active systems incorporating a neutron source to stimulate the fissile isotopes of the SNM to fission. More of the incident low-energy neutrons will be absorbed near the surface of a high-density lump of SNM, and fewer will penetrate deeper into the lump. Thus, the fissile nuclei located deep in the lump will not be stimulated to fission at the same rate as the fissile nuclei located near the surface, and a low assay content will be indicated.

This effect is dependent on the energy spectrum of the incident neutrons and the density of fissile nuclei It becomes increasingly pronounced as the energy of the incident neutrons is decreased or as the density of the SNM fissile content is increased.

The density of fissile nuclei is increased when the SNM is lumped in aggregates or when the fissile enrichment of the SNM is increased.

2.4 Response Dependence on Amount and Distribution of Extraneous Materials Within the Container The presence of materials other than SNM within a container can affect the emitted radiations in passive and active NDA systems and can also affect the stimulat ing radiation in active assay systems. The presence of extraneoui materials can result in either an increase or a decrease in the observed response.

Effects on the observed NDA response are generally attributable to one of the four causes described below. 2.4.1 Interfering Radiations Interference arises when the material being assayed emits radiation that cannot be separated easily from the signal of interest.

This problem is generally encountered in gamma ray spectroscopy and calorimetry applications.

In gamma ray assays, the problem is manifest in the form of additional gamma rays that must be separated from the desired radiations, often with high-resolution detection systems. In calorimetry, the decay daughters of 2 4 1 pu, 2 3 8 U, and 2 3 2 U contribute additional heat that cannot be corrected for without detailed knowledge of the isotopic composition of the sample. 2.4.2 Interference to Stimulating Radiation Material lowers the energy of neutrons through colli sion processes.

This lowering of the neutron energy is called moderation.

Low-atomic-weight elements have greater moderating power than high-atomic-weight ele ments and therefore reduce energetic neutrons to thermal energies with fewer collisions.

Hydrogen has the greatest moderating power. Hydrogenous materials such as water or plastics have a strong moderating power because of their hydrogen content.

Low-energy neutrons have interaction characteristics different from high-energy neutrons.

If moderation of the stimulating neutron radiation occurs, the response will be altered and the assay value could be in error. Three effects arise from moderated neutrons.

First, the fission probability for fissile isotopes increases with decreasing neutron energy. In this case, the response increases and, correspondingly, so does self-shielding.

Second, absorption by materials other than SNM also increases.

This absorption decreases the response of the system. Third, if isotopes with a fission threshold such as 232Th or 238U are being assayed with high-energy neutrons, moderation can lower the energy of the stimulating neutrons below the fission threshold.

In this case, the response by these isotopes can be sharply reduced.

Efforts to minimize moderation effects are particularly important if energetic neutrons are employed for the stimulating radiation.

Segregation of waste categories according to their moderating characteristics and use of separate calibrations for each category are direct steps to minimize moderation effects. Another step that can be used with segregation, and sometimes independently, is to monitor the stimulating neutron radiation and then correct the assay result. Because several effects are asso ciated with moderation, this latter step may be difficult to implement.

In some cases, it may be impossible.

2.4.3 Attenuation of the Emitted Radiation Attenuation may range from partial energy loss of the emitted radiation (through scattering processes)

to complete absorption of the radiation by the sample material.

This effect can be particularly severe for gamma ray assay systems; unless gamma ray attenuation is fully accounted for by measurement or calculation, the assay value assigned to an unknown sample may be underestimated (Refs. 4, 22). The attenuation of gamma radiation increases with atomic number and material density within the container.

Also, systems that detect emitted neutrons above a given energy (threshold)

will observe fewer neutrons above the detection threshold when low-atomic-number (ie., highly moderating)

mate rial is added to the container and will thus produce a low assay. The attenuation of the emitted radiation may be complete, as in the case of the absorption of neutrons in the nuclei of extraneous material.

The probability for this absorption generally increases as the energy of the incident neutron decreases.

Hence, this effect is further aggravated when low-atomic-number materials are present to reduce the energy of the emitted neutrons.s.1 i-5

2.4.4 Attenuation of the Stimulating Radiation This phenomenon is similar to the phenomenon of the preceding section. In this instance, some portion of the stimulating radiation does not penetrate to the SNM within the container and thus does not have the oppor tunity to induce fission. The presence of neutron poisons (e.g., lithium, boron, cadmium, gadolinium)

may atten uate the stimulating radiation to the extent that the response is independent of the SNM fissile content.

Most materials absorb neutrons.

The severity of this absorption effect is dependent on the type of material, its distribution, the energy of the stimulating neutrons, and the relative neutron absorbing strength of the SNM compared to the combined effect of the remaining material.

The presence of extraneous material can thus alter the observed response, providing either a high or a low SNM content indication.

This effect is further aggravated by nonuniformity within the container of either the SNM or the matrix in which it is contained.

This dependence of response on material distributions and matrix variations is severe. Failure to attend to its ramifications through the segregation of scrap and waste categories and the utilization of representative

1 calibra tion standards may produce gross inaccuracies in NDA measurements.

2.5 Response Dependence on Container Dimensions and Composition The items identified as potential sources of uncertainty in the observed response of an NDA system in Sections 2.1, 2.3, ý and 2.4 can be minimized or aggravated through the selection of containers to be employed when assaying SNM contained in scrap or waste. 2.5.1 Container Dimensions The practical limitation on container size for scrap and waste to be nondestructively assayed represents a compromise of throughput requirements and the increas ing uncertainties in the observed NDA response incurred as a penalty for assaying large containers.

Radiations emitted deep within the container must travel a greater distance to escape the confines of the container.

There fore, with increasing container size, the probability that radiations emitted near the center of the container will escape the container to the detectors decreases with respect to the radiations emitted near the surface of the container.

This will result in large attenuation corrections that can cause added uncertainty in the assay result. In active neutron NDA systems, a relatively uniform field of stimulating radiation must be provided through out the volume of the container that is observed by the detection system. This criterion is required to obtain a IThe term "representative" is taken to mean representative with respect to attenuation, moderation, multiplication, density, and any other properties to which the measurement technique is sensitive.

uniform response from a lump of SNM positioned any where within a container.

With increasing container size, it becomes increasingly difficult to satisfy this criterion and maintain a compact geometrically efficient system. For this reason, the assay of small-size containers is recommended for the highest accuracy.

If small containers are to be loaded into larger con tainers for storage or offsite shipment following assay, the size and shape of the inner and outer containers should be chosen to be compatible.

Packaging in small containers will produce more containers to be assayed for the same scrap, and waste generation rates. An offsetting benefit, however, is that the assay accuracy of an individual container should be significantly improved over that of large containers.

2.5.2 Container Structural Composition The structural composition of containers will affect the penetration of the incident or the emerging radia tion. Provided all containers are uniform, their effect on the observed response can be factored into the calibration of the system. The attainable assay accuracy will be reduced when containers with poor penetrability or varying composition or dimensions are selected.

Uniform containers of the same composition, dimen sions, and wall thickness provide improved or best accuracy (for a given material category).

Variability in the wall thickness of nonhydrogenous containers usually is not critical for neutron assays, but it can be a significant factor for gamma spectroscopy applications when the container is constructed of relatively high-density mate rial or when low-energy (less than approximately

200-keV) gamma rays are being measured.

However, when hydrog enous materials (such as polyethylene)

are used in con tainers, wall thickness variability can have a significant effect on neutron assay results.

3. NDA FOR SNM CONTAINED

IN SCRAP AND WASTE 3.1 NDA Performance Objectives The measurement accuracy objectives for any material balance component can be estimated by considering the amount of material typically contained in that component.

The measurement performance required is such that, when the uncertainty corresponding to the scrap and waste material balance component is combined with the uncertainties corresponding to the other material compo nents, the constraints on the total standard error of the inventory difference (SEID) will be satisfied.

3.2 NDA Technique Selection Factors that influence .NDA technique selection are the accuracy requirements for the assay and the type and range of scrap and waste categories to be encountered.

No single technique appears capable of meeting all 5.11-6 11 requirements.

When more than one type of information is required to separate a composite response, more than one NDA technique may be required to provide that information.

3.2.1 Plutonium Applications Calorimetry determinations are the least sensitive to matrix effects but rely on a detailed knowledge of the 241Am content and the plutonium isotopic composition to calculate grams of plutonium from the measured heat flux (Ref. 1). In addition, a calorimetry measurement usually requires several hours in order to achieve or to carefully predict thermal equilibrium.

Gamma ray spectroscopy systems complement the potential of other assay methods by providing the capability to verify or determine nondestructively the 2 4 1 Am content and the plutonium isotopic composition (except 2 4 2 Pu). High-resolution gamma ray systems are capable of extracting the maximum amount of informa tion (elemental content, isotopic distributions, presence of extraneous gamma ray sources) from an assay, but content density severely affects the accuracy of quantita tive predictions based on that assay method in large samples.

Passive coincidence detection of the spontaneous fission yield of plutonium-bearing systems provides an indication of the combined 238pu, 2 4 0pu, and 2 4 2 pu sample content. With known isotopic composition, the plutonium content can be computed (Ref. 17 and Regulatory Guide 5.342). Neutron multiplication effects become severe at high plutonium sample loadings (Refs. 20, 21). Combining passive and active measurements in a single system is a valuable approach for plutonium assay. Plastic scintillation coincidence detection systems have been designed in conjunction with active neutron interrogation source systems (Ref. 23). Delayed neutron counting systems have an inherent active-passive counting capability (Refs. 9, 13, 14). Operated in passive and active modes, such systems are able to provide an assay of both the spontaneously fissioning content and the fissile content of the sample. The spontaneous fission and (ca,n) backgrounds can be subtracted from an active NDA response to provide a yield attributable to the fissile SNM content of the container.

3.2.2 Uranium Applications Active neutron systems can provide both high-energy and moderated interrogation spectra. Operation with the high-energy neutron source will decrease the density dependence and neutron self-shielding effects, significantly enhancing the' uniqueness of the observed response.

To extend the applicability of such a system to small fissile 2 Regulatory Guide 5.34, "Nondestructive Assay for Plutonium in Scrap Material by Spontaneous Fission Detection." A proposed revision to this guide hasbeen Issued for comment as Task SG 046-4.loadings, a well-moderated interrogating spectrum can be used to take advantage of the increased

2 3 SU fission probability for neutrons of low energy. In highly enriched uranium scrap .and waste (>20% 3 5 U), active NDA featuring a high-energy stimulating neutron flux is recommended.

The 185-keV transition observed in the decay of 23SU is frequently employed in uranium applications.

The penetration of this 2 3 5U primary gamma ray is so poor that the gamma ray NDA technique is not appli cable with high-density nonhomogeneous materials in large containers.

Occasions arise when a passive enrichment determina tion is practical through the measurement of the 185-keV gamma ray. Enrichment assay applications for uranium are the subject of Regulatory Guide 5.21, "Nondestruc tive Uranium-235 Enrichment Assay by Gamma Ray Spectrometry." Calorimetry is not applicable to the assay of uranium because of the low specific a activity.

In 2 3 3 U applica tions, the intense activity of the daughter products of 232U imposes a severe complication on the use of calo rimetry.

3.3 Categorization and Segregation of Scrap and Waste for NDA The range of variations in the observed response of an NDA system attributable to the effects noted in Sec tions 2.3 and 2.4 can be reduced or controlled.

Following an analysis of the types of scrap and waste generated in conjunction with SNM processing, a plan to segregate scrap and waste at the generation points can be formu lated. Recovery or disposal compatibility is important in determining the limits of each category.

Limiting the variability of those extraneous NDA interference param eters discussed in Sections 2.3 and 2.4 is a primary means of improving the accuracy of the scrap and waste assay. Once the categories are established, it is important that steps be taken to ensure that segregation into separate uniquely identified containers occurs at the generation point. Category limits can be established on the basis of measured variations observed in the NDA response of a container loaded with a known amount of SNM. The variation in extraneous parameters can then be mocked up and the resultant effect measured.

In establishing categories, the following specific items are significant sources of error. 3.3.1 Calorimetry The presence of extraneous materials capable of absorbing heat (endothermic)

or emitting heat (exothermic)

will cause the observed response to be different from the correct response for the plutonium in the sample.5.11-7

3.3.2 Neutron Measurements The presence of high-yield (a,n) target material will increase the number of neutrons present in the sample. A fraction of these neutrons will induce fission in the fissile SNM isotopes and add another source of error to the measurement.

These multiplication and self multiplication effects are discussed thoroughly in Refer ences 4, 20, and 21. 3.3.3 Gamma Ray Measurements Gamma rays are severely attenuated in interactions with heavy materials.

Mixing contaminated combustibles with heavy, dense materials complicates the attenuation problem. Mixing of isotopic batches, mixing with radio active materials other than SNM, or lumps of SNM can also add to the complexity of the response.

3.3.4 Fission Measurements Scrap or waste having low-atomic-number materials will reduce the energy of the neutrons present in the container, which will significantly affect the probability of stimulating fission reactions.

Neutron-absorbing materials present in SNM scrap or waste may significantly affect the operation of NDA systems. Table 1 identifies neutron absorbers in the order of decreasing probability of absorption of thermal neutrons.

An estimate of the significance of the presence of one of these materials may be obtained from the ratio of its absorption cross section to the absorption cross section of the SNM present in the container:

R = Ni aa 1 NSNM aaSNM where N 1 the number of atoms per cubic centi meter of material absorption cross section of the extra neous material (Table 1)NSNM f number of atoms of SNM present per cubic centimeter aaSNM f absorption cross section of the SNM (includes both fission and neutron capture processes).

Thermal neutron absorption cross sections for the follow ing SNM isotopes of interest are: 2 3 3 U, 537 barns; 2 3'U, 678 barns; 2 3 9 pu, 1015 barns; 1375 barns.Table 1 NATURALLY

OCCURRING

NEUTRON ABSORBERS (Ref. 24) Naturally Absorption Naturally Absorption Occurring Cross Section Occurring Cross Section Element Symbol (barns)* Element Symbol (barns)* Gadolinium Gd 46,000 Terbium Th 46 Samarium Sm 5,600 Cobalt Co 38 Europium Eu 4,300 Ytterbium Yb 37 Cadmium Cd 2,450 Chlorine Cl 34 Dysprosium Dy 950 Cesium Cs 28 Boron B 755 Scandium Sc 24 Actinium Ac 510 Tantalum Ta 21 Iridium Ir 440 Radium Ra 20 Mercury Hg 380 Tungsten W 19 Protactinium Pa 200 Osmium Os 15 Indium In 191 Manganese Mn 13 Erbium Er 173 Selenium Se 12 Rhodium Rh 149 Praseodymium Pr 11 Thulium Tm 127 Lanthanum La 9 Lutetium Lu 112 Thorium Th 8 Hafnium Hf 105 Iodine I 7 Rhenium Re 86 Antimony Sb 6 Lithium Li 71 Vanadium -V 5 Holmium Ho 65 Tellurium Te 5 Neodymium Nd 46 Nickel Ni 5 *Cross section for thermal neutrons.5.11-8 The magnitude of this effect is dependent on the distribution of the materials and the energy of the neutrons present within the container.

The relationship above is a gross approximation.

For convenience in calculation, -including only the primary fissile isotope is sufficient to determine which materials may. constitute a problem requiring separate categorization for assay. In extreme cases, it will be necessary either to seek methods for measuring the content of the neutron absorber to provide a correction for the NDA response or to seek a different method for assay of that category.

3.4 Packaging for NDA NDA provides optimal accuracy when the packages to be assayed are essentially identical and when the calibra tion standards represent those packages in content and form. Containers for most scrap and waste can be loaded using procedures that will enhance the uniformity of the loading within each container and from container to container.

For further discussion and recommendations on container standardization, see Reference

16. 3.5 Calibration of NDA Systems for Scrap and Waste To obtain an assay value on SNM in a container of scrap or waste with an associated standard error, the observed NDA response or the predicted content must be corrected for background and for significant effects attributable to the factors described in the preceding parts of this discussion.

Several approaches are available to correct an assay for effects that significantly perturb the assay result. The first approach is to use a separate calibration for each material category that results in a different assay response.

The second approach is to make auxiliary measurements as part of the assay. The assay is then corrected according to a procedure developed for interpreting each auxiliary measurement.

A third possible calibration technique is one in which a random number of containers are assayed (by the NDA method to be used) a sufficient number of times (to minimize random error) and then destructively measured (in such a way that the entire container contents are measured).

A calibration curve depicting the relationship between destructive assay values and NDA response can then be derived. This approach may give rise to relatively large errors for individual items, but it can minimize the error associated with the total SNM quantity measured by the particular NDA method. This calibration procedure can also be used to confirm a calibration curve derived from calibration standards.

Each approach has its advantages and limitations.

Separate calibrations are appropriate when (1)the perturb ing effects are well characterized for each category, (2) there are relatively few categories, and (3) the instru ment design will not allow collection of data suitable for making corrections.

A calibration with auxiliary measurements for correction factors is appropriate when (1) the perturbing effects are variable within a material > category, (2) the various categories are not reliably segregated, and (3) the measurement method facilitates the use of suitable auxiliary measurements.

Calibration by comparison of NDA and destructive analyses on randomly selected actual samples may be useful in cases when well-characterized standards are not available or are not practical for the measurements involved.

How ever, in view of the potential for greater errors with this calibration method, measurements based on this tech nique should be regarded as verifications rather than as careful quantitative assays. The relative difficulty in implementing one calibration scheme over the other depends on the type of facility and available personnel.

A steady operation with perhaps some initial set-up assistance might favor the correction factor approach because only one calibration is used. Often additional material categories can be assayed without preparing additional calibration standards.

The separate calibration scheme might be favored by facilities that have well-characterized categories.

A separate calibra tion is made for each category without the need for establishing relationships among the categories.

The calibration of radiometric NDA systems is the subject of Regulatory Guide5.53, "Qualification, Calibra tion, and Error Estimation Methods for Nondestructive Assay," which endorses ANSI N15.20-1975, "Guide to Calibrating Nondestructive Assay Systems." 3 C. REGULATORY

POSITION In the development of an acceptable framework for the incorporation of NDA for the measurement of SNM bearing scrap and waste, strong consideration should be given to technique selection, calibration, and opera tional procedures;

to the segregation of scrap and waste categories;

and to the selection and packaging of con tainers. The guidelines presented below are generally acceptable to the NRC staff for use in developing such a framework that can serve to improve materials account ability.

1. ORIGIN OF SCRAP AND WASTE The origin of scrap and waste generated in conjunction with SNM processing activities should be determined as follows: a. Identify those operations that generate SNM-bearing scrap or waste as a normal adjunct of a process.

b. Identify those operations that occasionally generate SNM-bearing scrap or waste as the result of an abnormal operation that renders the product unacceptable for further processing or use without treatment.

c. Identify those scrap and waste items generated in conjunction with equipment cleanup, maintenance, or replacement.

3 Copies may be obtained from the American National Standards Institute, 1430 Broadway, New York, New. York 10018.5.11-9 The quantities of scrap and waste generated during normal operations in each category in terms of the total volume and SNM content should be estimated.

Bulk measurement throughput requirements should be deter mined to ensure that such assay will not constitute an operational bottleneck.

2. NDA SELECTION

2.1 Technique The performance objectives for the NDA system should be such that, when the uncertainty corresponding to the scrap and waste material balance component is combined with the uncertainties corresponding to the other material components, the quality constraints on the total standard error of the inventory difference will be satisfied.

Techniques should be considered for implementation in the order of precedence established in Table 2 of this guide. Often, techniques within a given instrument category in Table2 will have different accuracies, lower-limit sensitivities, costs, availabilities, and sizes. Selection should be based on attainable accuracy with due con sideration of the characteristics of the scrap and waste categories as well as cost, availability, and size. 2.2 System Specifications NDA systems for SNM accountability should be designed and shielding should be provided to meet the following objectives:

a. Performance characteristics should be essentially independent of fluctuations in the ambient operational environment, including:

(1) External background radiations, (2) Temperature, (3) Humidity, and (4) Electric power. b. Response should be essentially independent of positioning of SNM within the scrap or waste container, including effects attributable to: (1) Detector geometrical efficiency and (2) Stimulating source intensity and energy. Techniques to achieve these objectives are discussed in Section B of this guide.

3. CATEGORIZATION

AND SEGREGATION

Scrap and waste categories should be developed on the basis of NDA interference control, recovery or disposal compatibility (Ref. 3), and relevant safety considerations.

Categorization for NDA interfert.nce control should be directed to limiting the range of variability in an interference.

Items to be considered depend on the sensitivity of the specific NDA tech nique, as shown in Table 3. The means through which these interferences are manifested are detailed in Section B. When such effects or contents are noted, separate categories should be established to isolate the materials.

4. CONTAINERS

4.1 Size Constraints Scrap and waste should be packaged for assay in containers as small as practicable consistent with the capability and sensitivity of the NDA system. Discussion of container standardization and recommendations for NDA measurements can be found in Reference

16. To enhance the penetration of stimulating or emitted radiations, containers should be cylindrical If possible, the diameter should be less than 5 inches (12.7 cm) to provide for significant loading capability, ease in loading, reasonable penetrability characteristics, and where appli cable, compatibility with criticality-safe geometry require ments for individual containers.

Containers having an outside diameter of 4-3/8 inches (11.1 cm) will permit 19 such containers to be arranged in a cross section of a 55-gallon drum, even when that drum contains a plastic liner. Containers having an overall length equal to some integral fraction of the length of a 55-gallon drum are further recommended when shipment or storage within such containers is to be considered.

For normal operations, an overall length of either 16-1/2 inches (41.9 cm) (two layers or 38 con tainers per drum) or 11 inches (27.9 cm) (three layers or 57 containers per drum) is recommended.

Certain objectives may be inconsistent with the above size recommendations, such as the objective to limit handling, reduce cost, and keep waste volume to a mini mum. It may therefore be necessary to package scrap and waste materials in containers of sizes that exceed these recommendations, and this may result in a signifi cant impairment in the accuracy of NDA techniques on such samples. The relative merits of various NDA tech niques with samples of different sizes are addressed in Table2. With small containers (about 2liters), an accuracy of 2 to 5 percent is routinely obtainable;

with a 55-gallon drum a lower accuracy of 15 to 30 percent is to be expected.

In cases of uniformly mixed well-characterized material, a better accuracy may be possible.

On the other hand, certain combinations of adverse circumstances can lead to a considerably worse accuracy.

The potential for an adverse measurement situation is greater with a larger container than with a smaller container, and the consequences of that situation can lead to a greater error with larger containers.

Conditions leading to measurement errors are discussed in Section B.2,. arid they are listed as interferences in the column headings of Table 3.5.11-10 K

K Table 2 NDA TECHNIQUE

SELECTION

GUIDELINES

1 Plutonium

233u > 20% -C 5 u 20%2 3 5 u Volume (liters) 2 20 200 2 20 200 2 20 200 2 20 200 Technique Calorimetry Gamma ray Singles neutron Coincidence neutron Induced fission3 Gamma ray Neutron Both 4 Ist* NR 3rd 1st SC 2 SC 3rds NR NR 1st SC SC 2nd* lst* 2nd* 2nd* 5th* NR 4th* 4th*4th* 3rd* 6th* 5th*2nd* 3rd* NR 5th*NR 2 NR NR 3rd SC SC 3rd NR 1st Ist SC SC 2nd* NA lst* NA NR 4th*4th 3rd lst* 2nd 2nd* 2nd NR 5th 5th* 4th'For each technique and type of SNM, recommendations are given for three sizes of containers and for low- and high-density samples tion is for high-density waste (> 0.5 g/cm 3), the lower for low-density waste (< 0.5 g/cm 3). Fissile loading is assumed to be above 0.5 g. 2 Abbreviations:

NR -Not recommended;

NA -not applicable;

SC -special case, use only well-characterized materials.

3 Neutron-induced fission with methods subdivided by detected radiation.

4 Neutrons and gamma rays are detected without distinguishing between the two radiation types. *Isotopic data required.The upper recommenda- NR NR NR 1st SC SC NA NA NR 3rd 1st 2nd NR 4th NR NR NR 1st SC Sc NA NA NR 3rd 1st 2nd NR 4th NA NA NR 1st SC SC SC SC NA 2 NA 4th Ist SC SC NR NR 2nd 3rd Ist 2nd 3rd 4th NA NA NR Ist SC SC NR NR NR 3rd 1st 2nd NR 4th NA NA NR 2nd SC SC NR NR NR 3rd 1st 1st NR 4th NA NA 4th Ist SC Sc SC SC 2nd 3rd 1st 2nd 3rd 4th NA NA NR 2nd SC SC SC SC NR 3rd 1st 1st NR 4th NR 3rd 1st 2nd NR 4th I

Table 3 QUALITATIVE

ASSESSMENT

OF THE SENSITIVITY

OF VARIOUS NDA TECHNIQUES

TO INTERFERENCES

Combined Lumped Presence of Neutron Lumped vs. Heat-Producing Mixed High-Yield Gamma Absorbers vs. Distr. SNM or Absorbing Mixed Isotopic Misc. Radiationsa (a,n) Ray Neutron Neutron and Distr. Matrix Chemical Processes SNM Batches Gamma Ray Neutron Target Mat'L Absorbers Absorbers Moderators Moderators SNM Mat'L Form Calorimetry

3 3 3 1 1 0 0 0 0 0 0 0 0 Gamma ray 0 1 1 3 1 0 3 0 0 0 3 2 0 Singles 0 3 3 1 3 3 0 1 1 3 1 0 3 neutron Coincidence

0 3 3 1 2 1 1 0 1 2 3 1 0 neutron Induced neutronb High-energy

0 3 2 1 1 1 0 1 2 3 1 0 0 (> 1 MeV) neutron interrogation Thermal- 0 3 1 1 1 1 0 3 1 3 3 0 0 energy neutron interrogation aEffect depends on intensity of the radiation.

Key: 0 -No sensitivity.

bIf gamma rays are part of the detected signal, the gamma ray liabilities are 1 -Some sensitivity.

Evaluate effect in extreme cases. in addition to those listed. 2 -Marked sensitivity.

Categorize and calibrate according to magni tude of observed effect. Correction factors will be useful. 3 -Strong sensitivity.

Requires tight control of material categories and correction factors. May render the technique unacceptable in some cases.(r-C

If unusual container sizes are necessary, it is often useful to employ a second measurement method in a comparative analysis to obtain a comparison of results.

The other measurement method should be more accurate and one that is not sensitive to the interferences affect ing the first measurement method. For example, if the first measurement is one that measures neutrons and is affected by the amount of low-atomic-weight moderating material present (which is difficult to duplicate in the standards), the second method should be one insensitive to the amount of moderator present. Or, if uncertainty in the calibration of the first method is due to geometry effects, the second method should be one that is insensi tive to those effects, e.g., through subdivision of the containers.

Complete ashing, dissolution, sampling, and chemical and mass spectrometric analysis of waste containers constitutes a useful second measurement method in some cases. The second, more accurate measurement method should be traceable to national standards 4 and should be employed to verify the calibration relationship of the primary method. Process items should be selected at random from the population of items being measured.

A sufficient number of items analyzed by the first method should be selected to ensure, as a minimum, that a stable estimate of the population variance is obtained.

If simple linear regression is applicable, the minimum number of items selected per material balance period should be 17 in order to provide 15 degrees of freedom for the standard error of estimate and test for a propor tional bias (Ref. 25). If a second NDA method is employed for compara five analysis, the container size for the second method analyses should be consistent with the recommendations in this guide.4.2 Structural Features f. Compatible with subsequent recovery, storage, and disposal requirements, as applicable.

In most NDA applications, uniformity of composition is more important than the specification of a particular material.

Table 4 gives general recommendations in order of preference for container structural materials.

Table 4 SCRAP AND WASTE CONTAINER

COMPOSITION

NDA Technique Container Composition Calorimetry Metal (aluminum, brass) Gamma ray analysis Cardboard, polyethylene bottle, thin metal Spontaneous or Metal, cardboard, stimulated fission polyethylene bottle Gross neutron Metal, cardboard, polyethylene bottle 4.3 Container.Identification To facilitate loading and assay within the segregation categories, containers should either be color-coded or carry color-coded identification labels. Identification of categories should be documented, and operating personnel should be instructed to ensure compliance with established segregation objectives.

5. PACKAGING Containers should be selected in accordance with normal safety considerations and should be: a. Structurally identical for all samples to be assayed within each category, b. Structurally identical for as many categories as practicable to facilitate loading into larger containers or storage facilities, c. Uniform in wall thickness and material composition, d. Fabricated of materials that do not significantly interfere with the radiations entering or leaving the sample, e. Capable of being sealed to verify postassay integrity, and 4 See Regulatory Guide 5.58, "Considerations for Establishing Traceability of Special Nuclear Material Accounting Measurements." Containers, where practicable, should be packaged with a quantity of material containing sufficient SNM to ensure that the measurement is not being made at the extremes of the performance bounds for that system. Packaging procedures should be consistent with relevant safety practices.

Containers should be packaged in as reproducible a manner as possible, with special attention to the main tenance of uniform fill heights. Low-density items should be compacted to reduce bulk volume and to increase the container SNM loading. Lowering the bulk volume reduces the number of containers to be assayed and generally improves the assay precision.

The sample containers should be loaded with SNM as uniformly as possible.

If significant variability in the distribution of container contents is suspected, rotating or scanning the container during assay will aid in improv ing the accuracy of many NDA methods. An example of this approach is described in Reference

26.5.11-13

6. CALIBRATION

The calibration should be verified for each material category.

Within each category, the variation of inter ference effects should be measured within the boundaries defining the limits of that category.

Calibration standards should employ containers identical to those to be employed for the scrap or waste. Their contents should be mocked up to represent the range of variations in the interferences to be encountered.

To minimize the number of standards required, the calibration standards should permit the range of interference variations to be simulated over a range of SNM loadings.

Verification of the calibration should be made at the start of each assay section. If different calibrations are to be used, each calibration should be independently verified with material appropriate for that calibration.

A record should be kept of the verification measurements for quality assurance and to identify long-term instru ment drifts. Verification measurements should be used to periodically update the calibration data when the comparison with predicted quantities is satisfactory.

Calibration of the system is not acceptable when the NDA predicted value does not agree with the measured value to within the value of the combined standard error. Calibration data and hypotheses should be reinvestigated when this criterion is not satisfied.

For a detailed dis cussion of calibration and measurement control proce dures, see Regulatory Guide 5.53. Assay values should be periodically checked through an independent measurement using a technique sufficiently accurate to resolve the assay uncertainty.

Periodically, a container of scrap or waste should be randomly selected for verification.

Once selected, the NDA analysis should be repeated a minimum of five times to determine the precision characteristics of the system. The contents of that container should then be independently measured using a technique sufficiently accurate to check the NDA.I".5.11-14 REFERENCES

1 F.A. O'Hare et al., "Calorimetry for Safeguards Purposes," Mound Facility, Miamisburg, Ohio, MLM-1798, January 1972. 2. R. Sher and S. Untermeyer, The Detection of Fissionable Material by Nondestructive Means, American Nuclear Society Monograph, 1980, and references cited therein; also, C. T. Roche et al, "A Portable Calorimeter System for Nondestruo tive Assay of Mixed-Oxide Fuels," in Nuclear Safeguards Analysis, E. A. Hakkila, ed., ACS Symposium No. 79, p. 158, 1978, and references cited therein.

3. U.S. Nuclear Regulatory Commission, "Calorimetric Assay for Plutonium," NUREG-0228, 1977. 4. R. H. Augustson and T. D. Reilly, "Fundamentals of Passive Nondestructive Assay of Fissionable Material," Los Ahamos Scientific Laboratory, LA-5651-M, 1974. 5. R. Gunnink et al, "A Re-evaluation of the Gamma Ray Energies and Absolute Branching Intensities of 23 U, 238,239, 2 4 0 , 2 4 1 Pu, and 2 4 1 Am," Lawrence Livermore Laboratories, UCRL-52139, 1976. 6. J. E. Cline, R. J. Gehrke, and L D. Mclsaac, "Gamma Rays Emitted by the Fissionable Nuclides and Associated Isotopes," Aerojet Nuclear Co., Idaho Falls, Idaho, ANCR-1069, July 1972. 7. L A. Kull, "Catalogue of Nuclear Material Safe guards Instruments," Battelle National Laboratories, BNL-17165, August 1972. 8. J. R. Beyster and L. A. Kull, "Safeguards Applica tions for Isotopic Neutron Sources," Battelle National Laboratories, BNL-50267 (T-596), June 1970. 9. T. W. Crane, "Measurement of Uranium and Pluto nium in Solid Waste by Passive Photon or Neutron Counting and Isotopic Neutron Source Interroga tion," Los AlMmos Scientific Laboratory, LA-8294 MS, 1980. 10. T. Gozani, "Active Nondestructive Assay of Nu clear Materials," Nuclear Regulatory Commission, NUREG/CR-0602, 1981. 11. H.P. Filss, "Direct Determination of the Total Fissile Content in Irradiated Fuel Elements, Water Containers and Other Samples of the Nuclear Fuel Cycle," Nuclear Materials Management, Vol. VIH, pp. 74-79, 1979. > 12. H. 0. Menlove and T. W. Crane, "A 2 5 2 Cf Based Nondestructive Assay System for Fissile Material," Nuclear Instruments and Methods, VoL 152, pp. 549-557, 1978. 13. T. W. Crane, "Test and Evaluation Results of the 2 5 2 Cf Shuffler at the Savannah River Plant," Los Alamos National Laboratory, LA-8755-MS, March 1981. 14. T. W. Crane, "Measurement of Pu Contamination at the 10-nCi/g Level in 55-Gallon Barrels of Solid Waste with a 2 S 2 Cf Assay System," Proceedings of the International Meeting ofPu-Contamination, Ispra, Italy, J. Ley, Ed., JRC-1, pp. 217-226, September

25 28, 1979. 15. D. Langner etal., "The CMB-8 Material Balance System," Los Alamos Scientific Laboratory, LA-8194-M, pp.4-14, 1980. 16. K.'R. Alvar et al., "Standard Containers for SNM Storage, Transfer, and Measurement," Nuclear Regulatory Commission, NUREG/CR-1847, 1980.17. R. Sher, "Operating Characteristics of Well Coincidence Counters," Battelle Laboratories, BNL-50332, January 1972.Neutron National 18. N. Ensslin et al., "Neutron Coincidence Counters for Plutonium Measurements," Nuclear Materials Management, VoL VII, No. 2, p. 43, 1978. 19. M. S. Krick and H. 0. Menlove, "The High-Level Neutron Coincidence Counter (HLNCC): Users' Manual," Los Alamos Scientific Laboratory, LA-7779-MS (ISPO-53), 1979. 20. R. B. Perry, R. W. Brandenburg, N. S. Beyer, "The Effect of Induced Fission on Plutonium Assay with a Neutron Coincidence Well Counter," Transactions of the American Nuclear Society, Vol. 15, p. 674, 1972. 21. N. Ensslin, J. Stewart, and J. Sapir, "Self-Multi plication Correction Factors for Neutron Coinci dence Counting," Nuclear Materials Management, Vol. VIII, No. 2, p. 60, 1979. 22. J. L. Parker and T. D. Reilly, "Bulk Sample Self Attenuation Correction by Transmission Measure ment," Proceedings of the ERDA X- and Gamma-Ray Symposium, Ann Arbor, Michigan, Conf. 760639, p. 219, May 1976. 23. N. Ensslin et al., "Description and Operating Manual for the Fast Neutron Coincidence Counter," Los Alamos National Laboratory, LA-8858-M, 1982. 24. "Reactor Physics Constants," Argonne National Laboratories, ANL-5800, pp. 30-31, 1963.5.11-15

25. U.S. Nuclear Regulatory Commission, "Methods of Determining and Controlling Bias in Nuclear Materials Accounting Measurements," NUREG/ CR-1284, 1980.26. E.R. Martin, D.F. Jones, and J.L Parker, "Gamma Ray Measurements with the Segmented Gamma Scan," Los Alamos Scientific Laboratory, LA-7059-M, 197

7. SUGGESTED

READING American National Standards Institute and American Society for Testing and Materials, "Standard Test Methods for Nondestructive Assay of Special Nuclear Materials Contained in Scrap and Waste," ANSI/ASTM

C 853-79. This document provides further details on proce dures for assaying scrap and waste.D. R. Rogers, "Handbook of Nuclear Safeguards Meas urement Methods," Nuclear Regulatory Commission, NUREG/CR-2078, 1983. This book provides extensive procedures, with references, for assaying scrap and waste.K 5.11-16 VALUE/IMPACT

STATEMENT 1. PROPOSED ACTION 1.3.3 Industry 1.1 Description Licensees authorized to possess at any one time more than one effective kilogram of special nuclear material (SNM) are required in paragraph

70.58(f) of 10 CFR Part 70 to establish and maintain a system of control and accountability to ensure that the standard error of any inventory difference (ID) ascertained as a result of a measured material balance meets established minimum standards.

The selection and proper applica tion of an adequate measurement method for each of the material forms in the fuel cycle are essential for the maintenance of these standards.

For some material categories, particularly scrap and waste, nondestructive assay (NDA) is the only practical, and sometimes the most accurate, means for measuring SNM content. This guide details procedures acceptable to the NRC staff to provide a framework for the use of NDA in the measurement of scrap and waste components generated in conjunction with the process ing of SNM. The proposed action is to revise Regulatory Guide 5.11, originally issued in October 1973, which is still basically sound. 1.2 Need for Proposed Action Regulatory Guide 5.11 was published in 1973. The proposed action is needed to bring the guide up to date with respect to advances in measurement methods as well as changes in terminology.

1.3 Value/Impact of Proposed Action 1.3.1 NRC Operations The experience and improvements in technology that have occurred since the guide was issued will be made available for the regulatory procedure.

Using these updated techniques should have no adverse impact. 1.3.2 Other Government Agencies Not applicable.

Since industry is already applying the methods and procedures discussed in the guide, updating the guide should have no adverse impact. 1.3.4 Public No impact on the public can be foreseen.

1.4 Decision on Proposed Action The guide should be revised.

2. TECHNICAL

APPROACH Not applicable.

3. PROCEDURAL

APPROACH 3.1 Procedural Alternatives Of the alternative procedures considered, revision of the existing regulatory guide was selected as the most advantageous and cost effective.

4. STATUTORY

CONSIDERATIONS

4.1 NRC Authority Authority for the proposed action is derived from the Atomic Energy Act of 1954, as amended, and the Energy Reorganization Act of 1974, as amended, and implemented through the Commission's regulations.

4.2 Need for NEPA Assessment The proposed action is not a major action that may significantly affect the quality of the human environ ment and does not require an environmental impact statement.

5. RELATIONSHIP

TO OTHER EXISTING OR PROPOSED REGULATIONS

OR POLICIES The* proposed action is one of a series of revisions of existing regulatory guides on nondestructive assay techniques.

6. SUMMARY AND CONCLUSION

Regulatory Guide 5.11 should be revised to bring it up to date.-.2 5.11-17 UNITED STATES NUCLEAR REGULATORY

COMMISSION

WASHINGTON, D.C. 20555 OFFICIAL BUSINESS PENALTY FOR PRIVATE USE, $300 FIRST CLASS MAILt POSTAGE & FEES PAID USNRC WASH 3 C PERMIT No j5..K