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{{#Wiki_filter:All Creatures Great & Small (1): A Brief Survey of the Impact of Flora/Fauna on Nuclear Power Plants John David Hanna Region III Office, US Nuclear Regulatory Commission, USA. E-mail: john.hanna@nrc.gov The US Nuclear Regulatory Commission licenses and regulates the nations civilian use of radioactive materials to provide reasonable assurance of adequate protection of public health and safety, promote the common defense and security, and protect the environment. The impacts of nuclear power plants on the environment and specifically on neighboring flora and fauna are considered in the design and licensing processes for these facilities. Some of these impacts have been analyzed in scientific articles, (e.g., service water cooling systems affecting fish populations, seaweed, etc.) But the vector/threat also goes in the opposite direction and the environment can pose a threat to the safety of nuclear power plants. Flora and fauna have caused a number of safety significant events and/or conditions at these facilities. This paper surveys the wide variety of biological challenges and describes, where possible, the risk significance of those events and/or conditions. The current state-of-the-art of probabilistic risk assessment modeling is briefly described and potential modeling improvements are broached. Potential operational and design enhancements that may mitigate these risk impacts---which are described in other scientific papers---are referenced.
{{#Wiki_filter:All Creatures Great & Small (1): A Brief Survey of the Impact of Flora/Fauna on Nuclear Power Plants
 
John David Hanna Region III Office, US Nuclear Regulatory Commission, USA. E-mail: john.hanna@nrc.gov
 
The US Nuclear Regulatory Commission licenses and regulates the nations civilian use of radioactive materials to provide reasonable assurance of adequate protection of public health an d safety, promote the common defense and security, and protect the environment. The impacts of nuclear power plants on the environ ment and specifically on neighboring flora and fauna are considered in the design and licensing processes for these faci lities. Some of these impacts have been analyzed in scientific articles, (e.g., service water cooling systems affecting fish populations, seaweed, etc.) But the vector/threat also goes in the opposi te direction and the environment can pose a threat to the safety o f nuclear power plants. Flora and fauna have caused a number o f safety significant events and/or conditions at these facilities. This paper surveys the wide variety of biological challenges and describes, where possible, the r isk significance of those event s and/or conditions. The current state-of-the-art of probabili stic risk assessment modeling is briefly described and potential modeling improvements are broached. Potential operational and design enhancements that may mitigate these risk impacts---which are described in other scientific papers---are referenced.
 
Keywords: nuclear power, external event, PRA, flora, fauna, environment.
Keywords: nuclear power, external event, PRA, flora, fauna, environment.
: 1. Introduction                                                       that the insights presented in this paper may be useful outside of the US.
: 1. Introduction that the insights presented in this paper may be useful As analysts, regulators, and operators of nuclear power outside of the US.
As analysts, regulators, and operators of nuclear power plants (NPPs) we need to be sensitive to the impact of                     The reason we as analysts, regulators, and operators our facilities on the environment. That focus is written               should consider these vectors/threats is because they are:
plants (NPPs) we need to be sensitive to the impact of The reason we as analysts, regulators, and operators our facilities on the environment. That focus is written should consider these vectors/threats is because they are:
into the mission statement of the US Nuclear Regulatory                1) creating actual events and demanding front-line safety Commission (NRC) and is a goal the agency takes very                   systems, and hence 2) challenging the stability, seriously. (2) However, we also need to be similarly                   reliability, and sustainability of the electric grid. Given concerned when the direction of the arrow is reversed,                 the need for a resilient, reliable, and stable electrical grid namely when flora and fauna are the threat vector to the               and the potential for increasing frequency/severity of safety of NPPs. These environmental threats have been                 natural phenomenon we need to understand and manage evaluated through the licensing process and have been                 these risks.
i nto t h e m i s si on s t a t em en t of th e U S N u c l ea r R eg ul at o r y 1) creating actual events and demanding front-line safety Commission (NRC) and is a goal the agency takes very systems, and hence 2) challenging the stability, seriously. (2) However, we also need to be similarly reliability, and sustainability of the electric grid. Given concerned when the direction of the arrow is reversed, the need for a resilient, reliable, and stable electrical grid namely when flora and fauna are the threat vector to the and the potential for increasing frequency/severity of safety of NPPs. These environmental threats have been natural phenomenon we need to understand and manage evaluated through the licensing process and have been these risks.
considered in various scientific articles, however this               2. Survey of Biological Impacts on NPPs paper will attempt to advance additional risk-informed perspectives.                                                         Biological impacts, whether from flora or fauna, are a The NRC has evaluated the impact of biota through                 subset of all potential environmental hazards that could safety-system functional inspections, analyzed the                     affect NPPs. The greater population of environmental generic safety implications, (3) required our licensees to             events includes tornadoes/high winds, extreme take actions or evaluate specific failure mechanisms,                 heat/cold, external flooding, and seismic threats. Types e.g., via bulletins or generic letters. (4) The NRC has               of vectors/threats that are environmental and arguably engaged the industry on biological impacts in the past,               within the definition of biota, but are not characterized but these interactions heretofore typically were:                     in this paper include:
considered in various scientific articles, however this 2. Survey of Biological Impacts on NPPs paper will attempt to advance additional risk-informed perspectives. Biological impacts, whether from flora or fauna, are a The NRC has evaluated the impact of biota through subset of all potential environmental hazards that could safety-system functional inspections, analyzed the affect NPPs. The greater population of environmental generic safety implications, (3) required our licensees to events includes tornadoes/high winds, extreme take actions or evaluate specific failure mechanisms, heat/cold, external flooding, and seismic threats. Types e.g., via bulletins or generic letters. (4) The NRC has of vectors/threats that are environmental and arguably engaged the industry on biological impacts in the past, within the definition of biota, but are not characterized but these interactions heretofore typically were: in this paper include:
* confined to reviews of a specific system or
* confined to reviews of a specific system or
* Sedimentation deposition (silt, mud, and clay) in biological threat,                                                   cooling systems,
* Sedimentation deposition (silt, mud, and clay) in biological threat, cooling systems,
* evaluated the risk of an individual event, outside of
* evaluated the risk of an individual event, outside of
* Non-living biological fouling (e.g., detritus such as a greater context, and                                               twigs, leaves deposited in cooling water ultimate
* Non-living biological fouling (e.g., detritus such as a greater context, and twigs, leaves deposited in cooling water ultimate
* rarely evaluated the state-of-the-art of probabilistic               heat-sinks, or larger branches, trees, etc. thrown by modeling the biological/environmental impact.                         tornadoes or high wind events), and
* rarely evaluated the state-of-the-art of probabilistic heat-sinks, or larger branches, trees, etc. thrown by modeling the biological/environmental impact. tornadoes or high wind events), and Disclaimer: the events/conditions described in this
* Microbiologically induced corrosion. While this Disclaimer: the events/conditions described in this last vector is a living one-celled organism that has paper occurred at NPPs in the United States, and hence posed challenges to NPPs, it is not included may not be representative of all the different potential because the threat is a slowly evolving condition, impacts from biological sources worldwide. However, as opposed to an event, and has been effectively given the size of the US, the number of operating mitigated by the nuclear industry. (5) nuclear units (93 as of the time this paper was submitted), and the diversity in wildlife and the design/manufacture of NPPs in the US, it is believed
* Microbiologically induced corrosion. While this paper occurred at NPPs in the United States, and hence last vector is a living one-celled organism that has may not be representative of all the different potential posed challenges to NPPs, it is not included impacts from biological sources worldwide. However, because the threat is a slowly evolving condition, given the size of the US, the number of operating as opposed to an event, and has been effectively nuclear units (93 as of the time this paper was mitigated by the nuclear industry. (5) submitted), and the diversity in wildlife and the design/manufacture of NPPs in the US, it is believed
 
2 John David Hanna
 
Table 1. Sample of events that have occurred at NPPs in the US, including the flora/fauna that created the event, a (very) brief description of the impact and the calculated risk.
 
Site & Unit Event Date Flora/Faunaa Impact Risk Affected (CCDP)b Oyster Creek 15 April Sea lettuce Sea lettuce caused decreasing levels in the intake Minimal Nuclear 1981 (Genus = ulva) structure, and one loop of containment spray was change Generating declared inoperable. above Station (7) baseline
 
Brunswick 19 April American oysters Loss of shutdown cooling due oyster shell buildup 7E-3 Steam Electric 1981 (Crassostrea in the residual heat removal heat exchanger.
Plant, Unit 1 (8) virginica)


2 John David Hanna Table 1. Sample of events that have occurred at NPPs in the US, including the flora/fauna that created the event, a (very) brief description of the impact and the calculated risk.
Oyster Creek 8 June 1981 Sea grass (Order Two emergency service water pumps inoperable Minimal Nuclear = Alismatales) and potentially non-function; possible common change Generating cause failure (CCF) for other pumps. above Station (9) baseline
Site & Unit          Event Date      Flora/Faunaa        Impact                                                        Risk Affected                                                                                                              (CCDP)b Oyster Creek         15 April        Sea lettuce          Sea lettuce caused decreasing levels in the intake        Minimal Nuclear              1981            (Genus = ulva)      structure, and one loop of containment spray was            change Generating                                                declared inoperable.                                        above Station (7)                                                                                                            baseline Brunswick            19 April        American oysters    Loss of shutdown cooling due oyster shell buildup            7E-3 Steam Electric      1981            (Crassostrea        in the residual heat removal heat exchanger.
 
Plant, Unit 1 (8)                    virginica)
Salem Nuclear 11 August American oysters Various single systems and component adversely 1.2E-4 Generating 1983 (Crassostrea affected (8 events in 1980s). The August 1983 Station, Unit 1 virginica) event was a loss of condenser heat sink with a (10) consequential loss of offsite power (LOOP) &
Oyster Creek        8 June 1981     Sea grass (Order     Two emergency service water pumps inoperable               Minimal Nuclear                               = Alismatales)       and potentially non-function; possible common               change Generating                                                 cause failure (CCF) for other pumps.                         above Station (9)                                                                                                           baseline Salem Nuclear       11 August       American oysters     Various single systems and component adversely               1.2E-4 Generating           1983             (Crassostrea         affected (8 events in 1980s). The August 1983 Station, Unit 1                       virginica)           event was a loss of condenser heat sink with a (10)                                                       consequential loss of offsite power (LOOP) &
failure of an auxiliary feedwater pump.
failure of an auxiliary feedwater pump.
Pilgrim Nuclear     28 August       Blue mussels         Bivalves at heat exchangers created blockage &               1.3E-4 Power Station       1981             (Mytilus edulis)     high differential pressure resulting in flow bypass.
 
(11)                                                       Potential loss of service water at system level.
Pilgrim Nuclear 28 August Blue mussels Bivalves at heat exchangers created blockage & 1.3E-4 Power Station 1981 (Mytilus edulis) high differential pressure resulting in flow bypass.
La Crosse           16 July 1984     Mayflies (Order =   LOOP, failure of an emergency diesel generator               9E-4 Boiling Water                         Ephemeroptera)       (EDG) breaker to close & unavailability of both Reactor (12)                                               trains of high-pressure core spray.
(11) Potential loss of service water at system level.
Catawba             9 March         Asiatic clams       Asiatic clams caused CCF failure to two of four               3E-4 Nuclear Station,     1988             (Corbicula           auxiliary feedwater flow control valves and Unit 2 (13)                           fluminea)           subsequent reactor trip.
 
Zion Nuclear         7 March         Zebra mussels       With plant in hot shutdown, an auxiliary feedwater           2.3E-5 Power Station,       1994             (Dreissena           pump failed with an accompanying EDG trip (heat Unit 2 (14)                           polymorpha)         exchangers blocked by zebra mussels).
La Crosse 16 July 1984 Mayflies (Order = LOOP, failure of an emergency diesel generator 9E-4 Boiling Water Ephemeroptera) (EDG) breaker to close & unavailability of both Reactor (12) trains of high-pressure core spray.
Salem Nuclear       7 April 1994     Marsh grass         Automatic reactor trip and loss of condenser heat           2.6E-6 Generating                           (Spartina           sink, multiple safety injections, multiple cycles of Station, Unit 1                       alterniflora)       primary power operated reliefs with damage and an (15)                                                       alert declaration.
 
Wolf Creek           4 September     Squirrel (Genus =   Automatic reactor trip with a fire in a unit auxiliary       7.2E-5 Generating           2000             Sciurus)             power transformer.
Catawba 9 March Asiatic clams Asiatic clams caused CCF failure to two of four 3E-4 Nuclear Station, 1988 (Corbicula auxiliary feedwater flow control valves and Unit 2 (13) fluminea) subsequent reactor trip.
 
Zion Nuclear 7 March Zebra mussels With plant in hot shutdown, an auxiliary feedwater 2.3E-5 Power Station, 1994 (Dreissena pump failed with an accompanying EDG trip (heat Unit 2 (14) polymorpha) exchangers blocked by zebra mussels).
 
Salem Nuclear 7 April 1994 Marsh grass Automatic reactor trip and loss of condenser heat 2.6E-6 Generating (Spartina sink, multiple safety injections, multiple cycles of Station, Unit 1 alterniflora) primary power operated reliefs with damage and an (15) alert declaration.
 
Wolf Creek 4 September Squirrel (Genus = Automatic reactor trip with a fire in a unit auxiliary 7.2E-5 Generating 2000 Sciurus) power transformer.
Station (16)
Station (16)
Donald C. Cook       29 August       Zebra mussels       Bivalves overwhelmed the service water (SW)                   1E-5 Nuclear Plant,       2001             (Dreissena           strainers and led to the inoperability of all four Units 1 & 2 (17)                     polymorpha)         EDGs, auxiliary feedwater room coolers, and a component cooling water (CCW) train in each unit.
Donald C. Cook 29 August Zebra mussels Bivalves overwhelmed the service water (SW) 1E-5 Nuclear Plant, 2001 (Dreissena strainers and led to the inoperability of all four Units 1 & 2 (17) polymorpha) EDGs, auxiliary feedwater room coolers, and a component cooling water (CCW) train in each unit.
Donald C. Cook       24 April         Alewife fish         Manual reactor trip of both units, all EDGs                   4E-4 Nuclear Plant,       2003             (Alosa               inoperable (but ultimately determined to be Units 1 & 2 (18)                     pseudoharengus)     functional), multiple heat exchangers and traveling screens damaged resulting in an alert declaration.
 
Donald C. Cook 24 April Alewife fish Manual reactor trip of both units, all EDGs 4E-4 Nuclear Plant, 2003 (Alosa inoperable (but ultimately determined to be Units 1 & 2 (18) pseudoharengus) functional), multiple heat exchangers and traveling screens damaged resulting in an alert declaration.
 
a The common and scientific name of the flora/fauna is provided. When the exact genus and species is uncertain, the known order, suborder or family is shown.
a The common and scientific name of the flora/fauna is provided. When the exact genus and species is uncertain, the known order, suborder or family is shown.
b For the calculated risk, when there was a multi-unit impact, the higher of the calculated risk values is shown. Per the guidance for evaluating the risk significance of a given event, the conditional core damage probability (CCDP) is shown. (6) When the risk values are not already available from a historical source (e.g., the Accident Sequence Precursor analysis), the CCDP values were calculated based on the description in the event report.
b For the calculated risk, when th ere was a multi-unit impact, the higher of the calculated risk values is shown. Per the guida nce for evaluating the risk significance of a given event, the cond itional core damage probability (CCDP) is shown. (6) When the risk values are not already available from a historical source (e.g., the Accident Sequence Precursor analysis), the CCDP values we re calculated based on the description in the event report.
All Creatures Great & Small: A Brief Survey of the Impact of Flora/Fauna on Nuclear Power Plants 3
 
Table 1. (Continued)
Palo Verde 14 June Scientific name = Bird caused a ground fault on a transmission line 4E-5 Nuclear 2004 Aves (animal and failure in protective relaying which then caused Generating class) excreta a three-unit NPP trip with six additional generation Station Units 1, units lost; several components failed on Unit-2; 2 & 3 (19) short duration LOOP but extensive regional impact up to Canada.
 
Edwin I. Hatch 1 August Snake (Suborder Snake ascended power lines, shorted and required a Minimal Nuclear Plant, 2007 = Serpentes) power reduction due to loss of cooling towers; fire change Unit 2 (20) caused an unusual event declaration. above baseline St. Lucie Plant, 22 August Jellyfish (Class = Manual reactor trip of Unit 1 and power reduction 8E-7 Units 1 & 2 (21) 2011 scyphozoa) on Unit 2 due to jellyfish & associated fish kill causing loss of condenser backpressure.
 
R.E. Ginna 3 June 2012 Raccoon Partial LOOP, loss of two safety-related electrical Minimal Nuclear Power (Procyon lotor) buses and automatic EDG start; unit stayed online. change Plant (22) above baseline
 
Surry Power 29 Brown Pelican Bird contact with power lines resulted in a partial Minimal Station, Unit 2 December (Pelecanus LOOP, loss of an electrical bus & auto-start of an change (23) 2012 occidentalis) EDG; unit stayed online. above baseline
 
Fermi, Unit 2 1 July 2020 Mayflies (Order = During shutdown conditions a partial LOOP 3.3E-7 (24) Ephemeroptera) occurred with a valid actuation of an EDG.


All Creatures Great & Small: A Brief Survey of the Impact of Flora/Fauna on Nuclear Power Plants 3 Table 1. (Continued)
Browns Ferry 20 July 2020 Eel grass (Zostera Units 1 and 2 manually scrammed, with Unit 3 3E-6 Nuclear Plant, marina) down-powered due to loss of condenser vacuum.
Palo Verde          14 June      Scientific name =    Bird caused a ground fault on a transmission line        4E-5 Nuclear            2004          Aves (animal        and failure in protective relaying which then caused Generating                        class) excreta      a three-unit NPP trip with six additional generation Station Units 1,                                      units lost; several components failed on Unit-2; 2 & 3 (19)                                            short duration LOOP but extensive regional impact up to Canada.
Edwin I. Hatch      1 August      Snake (Suborder      Snake ascended power lines, shorted and required a    Minimal Nuclear Plant,      2007          = Serpentes)        power reduction due to loss of cooling towers; fire    change Unit 2 (20)                                            caused an unusual event declaration.                    above baseline St. Lucie Plant,    22 August    Jellyfish (Class =  Manual reactor trip of Unit 1 and power reduction        8E-7 Units 1 & 2 (21)    2011          scyphozoa)          on Unit 2 due to jellyfish & associated fish kill causing loss of condenser backpressure.
R.E. Ginna          3 June 2012  Raccoon              Partial LOOP, loss of two safety-related electrical    Minimal Nuclear Power                    (Procyon lotor)      buses and automatic EDG start; unit stayed online.      change Plant (22)                                                                                                      above baseline Surry Power        29            Brown Pelican        Bird contact with power lines resulted in a partial    Minimal Station, Unit 2    December      (Pelecanus          LOOP, loss of an electrical bus & auto-start of an      change (23)                2012          occidentalis)        EDG; unit stayed online.                                above baseline Fermi, Unit 2      1 July 2020  Mayflies (Order =    During shutdown conditions a partial LOOP              3.3E-7 (24)                              Ephemeroptera)      occurred with a valid actuation of an EDG.
Browns Ferry       20 July 2020 Eel grass (Zostera   Units 1 and 2 manually scrammed, with Unit 3             3E-6 Nuclear Plant,                   marina)             down-powered due to loss of condenser vacuum.
Units 1, 2 & 3 (25)
Units 1, 2 & 3 (25)
The events from Table 1 above are merely a sample            result of climate change, exacerbating the frequency of actual events that have occurred in the US nuclear            and/or intensity of these events and, hence affecting a industry. A study covering the time period from 1980-            sustainable electric grid. (27) 1987 identified 980 operational events involving service
: 3. Risk Modeling of Biological Impacts water, of which 276 were determined to have generic applicability. Of those 276 events twenty-eight involved          3.1. Description of the Current State of Risk biofouling, and while the number of these events has                  Modeling decreased significantly over the following three decades, they are still occurring with some periodicity (26).              The NRCs Standard Plant Analysis Risk (SPAR) models are plant-specific probabilistic risk assessments However, despite the limited sample size, the                (PRAs) maintained, frequently exercised by analysts following insights can be drawn from Table 1.                    within the agency, and are used to inform regulatory (i) A wide variety of plant designs in various locales        decisions. The NRCs 1995 PRA policy statement specified that PRA evaluations supporting regulatory have been susceptible to the impact of flora/fauna.
decisions should be as realistic as practicable. (28)
(ii) The diversity of biological impacts on NPPs (and          Consistent with this realism principle, the impacts of in all likelihood non-nuclear sources of electrical      biota can be further developed in the SPAR models and power, such as gas and coal plants) is large,            thus captured in subsequent risk assessments.
ranging from single cell organisms which foul a                PRAs, including the SPAR models already account heat exchanger to medium/large birds, reptiles, or        for some biological impacts implicitly via IE frequencies mammals which challenge electrical systems and            and component failure probabilities. For example, the IEs for partial or complete LOOPs, losses of service cause reactor trips and LOOPs.                            water, and losses of CCW are included in the calculation (iii) The risk impact of the flora/fauna can range from          of initiating event frequencies used in PRA models negligible to substantially high (i.e., two to three      regardless if those events were caused by say a jellyfish, orders distant from core damage).                        or due to a low water level in the ultimate heat sink.
However, this data-driven approach does have As will be discussed in the next section of this paper,      limitations in that it requires actual events (or near-the risk impacts are larger when an initiating event (IE)        events) to occur before being factored into a PRA.
and degradation/loss of mitigating system(s) occur                    Probabilistic risk assessments also explicitly address simultaneously. Additionally, it is important to note that        biological impacts through the support system initiating the magnitude of these events may be increasing as a


4 John David Hanna eventc (SSIE) modeling as described in the industry                     Annual           Expected           Chance of recommendations. (29) The guidance states:                           Frequency of         Number of         observing one Initiator       Occurrences in     or more events Any historical loss of support systems that                   (Per reactor       2000 reactor       in 2000 reactor year)          critical years          years resulted in a plant trip or significant transient 1E-4                0.2              18%
The events from Table 1 above are merely a sample result of climate change, exacerbating the frequency of actual events that have occurred in the US nuclear and/or intensity of these events and, hence affecting a industry. A study covering the time period from 1980- sustainable electric grid. (27) 1987 identified 980 operational events involving service 3. Risk Modeling of Biological Impacts water, of which 276 were determined to have generic applicability. Of those 276 events twenty-eight involved 3.1. Description of the Current State of Risk biofouling, and while the number of these events has Modeling decreased significantly over the following three decades, The NRCs Standard Plant Analysis Risk (SPAR) they are still occurring with some periodicity (26). models are plant-specific probabilistic risk assessments However, despite the limited sample size, the (PRAs) maintained, frequently exercised by analysts following insights can be drawn from Table 1. within the agency, and are used to inform regulatory (i) A wide variety of plant designs in various locales decisions. The NRCs 1995 PRA policy statement have been susceptible to the impact of flora/fauna. specified that PRA evaluations supporting regulatory (ii) The diversity of biological impacts on NPPs (and decisions should be as realistic as practicable. (28) in all likelihood non-nuclear sources of electrical Consistent with this realism principle, the impacts of biota can be further developed in the SPAR models and power, such as gas and coal plants) is large, thus captured in subsequent risk assessments.
should be considered as a potential support system 5E-4                 1                63%
ranging from single cell organisms which foul a PRAs, including the SPAR models already account heat exchanger to medium/large birds, reptiles, or for some biological impacts implicitly via IE frequencies mammals which challenge electrical systems and and component failure probabilities. For example, the cause reactor trips and LOOPs. IEs for partial or complete LOOPs, losses of service (iii) The risk impact of the flora/fauna can range from water, and losses of CCW are included in the calculation of initiating event frequencies used in PRA models negligible to substantially high (i.e., two to three regardless if those events were caused by say a jellyfish, orders distant from core damage). or due to a low water level in the ultimate heat sink.
initiating event. As an example, consider the                       1E-3                  2                86%
As will be discussed in the next section of this paper, However, this data-driven approach does have the risk impacts are larger when an initiating event (IE) limitations in that it requires actual events (or near-and degradation/loss of mitigating system(s) occur events) to occur before being factored into a PRA.
potential for seasonal influx of materials causing                 5E-3                 10              99.9%
simultaneously. Additionally, it is important to note that Probabilistic risk assessments also explicitly address the magnitude of these events may be increasing as a biological impacts through the support system initiating 4 John David Hanna
blockage of the plants service water intake                       1E-2                20              99.9%
 
structure. This has been a historical occurrence at several plants and can be caused by debris from
eventc (SSIE) modeling as described in the industry Annual Expected Chance of recommendations. (29) The guidance states: Frequency of Number of observing one Initiator Occurrences in or more events Any historical loss of support systems that (Per reactor 2000 reactor in 2000 reactor resulted in a plant trip or significant transient year) critical years years should be considered as a potential support system 1E-4 0.2 18%
* Seasonal Aspects - Biological events typically occur flooding or storms, or environmental sources such at a specific time of year, especially when as mussels, marsh grass, or frazzle ice.
initiating event. As an example, consider the 5E-4 1 63%
flora/fauna populations fluctuate with growth and/or breeding.
potential for seasonal influx of materials causing 1E-3 2 86%
The SPAR models typically include loss of service
blockage of the plants service water intake 5E-3 10 99.9%
* Plant (or Location) Specific - As described in water, loss of component cooling water or other support reference 32: Degraded water quality is plant-cooling water system (e.g., reactor building cooling specific. Reports of system failure due to degraded water system) via the IE fault trees. (30) The SSIE water quality are included in the generic data bases modeling explicitly describes the support system design but are commonly averaged in with other nominal aspects of the plant (e.g., number of pumps, strainers, operating data. Service water degradation has been etc.) while incorporating actual plant-specific events that shown to occur due to ice, seaweed, sea grass, and have occurred. The goal of this modeling is to more fish runs. Because these phenomena are plant-accurately reflect the potential impact of environmental specific, they should be quantified on a plant-effects (of which biologics are a subset) than could be specific basis. Because of their short duration and achieved with a single probability distribution severe effects, they should be modeled with separate representing the IE frequency.
structure. This has been a historical occurrence at 1E-2 20 99.9%
common cause factors and split fractions for yearly exposure times.
 
several plants and can be caused by debris from
* Seasonal Aspects - Biological events typically occur flooding or storms, or environmental sources such at a specific time of year, especially when as mussels, marsh grass, or frazzle ice. flora/fauna populations fluctuate with growth and/or The SPAR models typically include loss of service breeding.
water, loss of component cooling water or other support
* Plant (or Location) Specific - As described in cooling water system (e.g., reactor building cooling reference 32: Degraded water quality is plant-water system) via the IE fault trees. (30) The SSIE specific. Reports of system failure due to degraded modeling explicitly describes the support system design water quality are included in the generic data bases aspects of the plant (e.g., number of pumps, strainers, but are commonly averaged in with other nominal etc.) while incorporating actual plant-specific events that operating data. Service water degradation has been have occurred. The goal of this modeling is to more shown to occur due to ice, seaweed, sea grass, and accurately reflect the potential impact of environmental fish runs. Because these phenomena are plant-effects (of which biologics are a subset) than could be specific, they should be quantified on a plant-achieved with a single probability distribution specific basis. Because of their short duration and representing the IE frequency. severe effects, they should be modeled with separate common cause factors and split fractions for yearly exposure times.
3.2. Characteristics of Biota Threats
3.2. Characteristics of Biota Threats
* Potential Effects from Climate Change - Variations There are several aspects to the flora/fauna threat to               in biological blooms driven by random consider when developing and maintaining PRAs.                       fluctuations or due to climate change can overwhelm the defenses put in place at NPPs which
* Potential Effects from Climate Change - Variations There are several aspects to the flora/fauna threat to in biological blooms driven by random consider when developing and maintaining PRAs. fluctuations or due to climate change can
* Design Aspects - Characteristics such as                      had/have historically been effective, (e.g., the independence, physical separation (e.g., closed                mayfly event at Fermi listed in Table 1).
* Design Aspects - Characteristics such as overwhelm the defenses put in place at NPPs which independence, physical separation (e.g., closed had/have historically been effective, (e.g., the mayfly event at Fermi listed in Table 1).
cooling water loops) and defense-in-depth (e.g.,
cooling water loops) and defense-in-depth (e.g., 3.3. Areas for Possible PRA Development number of offsite power lines or service water pumps) can significantly affect the PRA modelling. (i) If the PRA and the larger scientific community
number of offsite power lines or service water          3.3. Areas for Possible PRA Development pumps) can significantly affect the PRA modelling.         (i) If the PRA and the larger scientific community
* Initiating Event Frequencies - The frequencies of believes that there has been a potential shift in service water system failures and degradations as external hazards on biota (e.g., due to climate observed in the operating experience, are relatively impacts) then the PRA may not be as static as high: 1.2E-2 per reactor year for system failure and previously thought, and events not seen in some 4.1E-1 per reactor year for system degradation. (31) locations may become more common. Hence, Also, as can be seen in Table 2 below, an SSIE with prior experience may not predict future hazards, an expected frequency of 5E-3 per year is likely to which could be an area worthy of investigation.
* Initiating Event Frequencies - The frequencies of                 believes that there has been a potential shift in service water system failures and degradations as                 external hazards on biota (e.g., due to climate observed in the operating experience, are relatively             impacts) then the PRA may not be as static as high: 1.2E-2 per reactor year for system failure and             previously thought, and events not seen in some 4.1E-1 per reactor year for system degradation. (31)             locations may become more common. Hence, Also, as can be seen in Table 2 below, an SSIE with               prior experience may not predict future hazards, an expected frequency of 5E-3 per year is likely to               which could be an area worthy of investigation.
have occurred in the US nuclear industry, even if the (ii) In general practice, the SSIEs included in PRAs entire plant population is not susceptible to the have been limited to those types of events and SSIE. systems described above, and this modeling has a technical basis due to relying on actual events or near misses. However, there are other potential impacts of biological (or more broadly environmental) vectors. These might include losses of instrument air or ventilation systems, (e.g., EDG room cooling or main control room Table 2: Expected Occurrence Rate and Probability of habitability).
have occurred in the US nuclear industry, even if the     (ii) In general practice, the SSIEs included in PRAs entire plant population is not susceptible to the                 have been limited to those types of events and SSIE.                                                             systems described above, and this modeling has a technical basis due to relying on actual events or near misses. However, there are other potential impacts of biological (or more broadly environmental) vectors. These might include losses of instrument air or ventilation systems, (e.g., EDG room cooling or main control room habitability).
Observation of SSIEs (iii) The potential failure of service water intake structures would likely result in the complete failure of the service water system and potentially lead to loss of the ultimate heat sink, but the frequency of failures may be affected more by
Table 2: Expected Occurrence Rate and Probability of           (iii) The potential failure of service water intake Observation of SSIEs                                                    structures would likely result in the complete failure of the service water system and potentially lead to loss of the ultimate heat sink, but the frequency of failures may be affected more by c
 
SSIEs are defined as: Any event such as a component,
c SSIEs are defined as: Any ev ent such as a component,
* Leads to a reactor trip, and also train, or complete system failure (or causing the failure of a
* Leads to a reactor trip, and also train, or complete system failure (or causing the failure of a
* Fails a train or complete front-line system normally component, train, or system) that:                             available to respond to the reactor trip or reactor shutdown
* Fails a train or complete front-line system normally component, train, or system) that: available to respond to the reactor trip or reactor shutdown
* Challenges a reactor safety function, then                   and successfully mitigate the loss of the critical safety function.
* Challenges a reactor safety function, then and successfully mitigate the loss of the critical safety function.
All Creatures Great & Small: A Brief Survey of the Impact of Flora/Fauna on Nuclear Power Plants 5


All Creatures Great & Small: A Brief Survey of the Impact of Flora/Fauna on Nuclear Power Plants 5 environmental conditions such as detritus or                       important         breakers,       transformers, frazzle ice than by hardware failures. The                         disconnects, etc. such that the biota, e.g.,
environmental conditions such as detritus or important breakers, transformers, frazzle ice than by hardware failures. The disconnects, etc. such that the biota, e.g.,
collection of data (i.e., separating out the                       insects, will not cause an event. (40) biological impacts and considering them apart                 o   Routine inspection and cleaning, especially from other CCFs) is an open issue for                               for animal excreta.
collection of data (i.e., separating out the insects, will not cause an event. (40) biological impacts and considering them apart o Routine inspection and cleaning, especially from other CCFs) is an open issue for for animal excreta.
consideration in future research.                             o   Ensuring electrical equipment is in fact well (iv) Additionally, modeling the impact of biota in a                       sealed, i.e., maintenance checks, to ensure seasonal manner in that IE frequencies are not                     small animals cannot get within.
consideration in future research. o Ensuring electrical equipment is in fact well (iv) Additionally, modeling the impact of biota in a sealed, i.e., maintenance checks, to ensure seasonal manner in that IE frequencies are not small animals cannot get within.
static throughout the year, could improve licensee             o   Noise or visual cues to repel birds or decision-making on scheduling maintenance                           mammals from important equipment e.g.,
static throughout the year, could improve licensee o Noise or visual cues to repel birds or decision-making on scheduling maintenance mammals from important equipment e.g.,
activities.                                                         sounds of predatory birds to scare smaller (v) Development of Dynamic PRAs may better                                 birds,     and     prevent     them     from capture biological impacts through explicitly                       nesting/congregating.
activities. sounds of predatory birds to scare smaller (v) Development of Dynamic PRAs may better birds, and prevent them from capture biological impacts through explicitly nesting/congregating.
modeling timing dependencies. Flora/fauna
modeling timing dependencies. Flora/fauna 5. Conclusions events happen quickly, and the recovery probabilities change with time, and thus are the A wide variety of plant designs in numerous locales types of events that Dynamic PRAs capture more have been susceptible to the impacts posed by various effectively than traditional PRAs. (33) types of flora/fauna. The diversity of biological It is in these interstitial spaces where one finds rich impacts on NPPs (and in all likelihood non-nuclear terrain for PRA model development. sources of electrical power) is large, ranging from single cell organisms which foul a heat exchanger to
: 5. Conclusions events happen quickly, and the recovery probabilities change with time, and thus are the         A wide variety of plant designs in numerous locales types of events that Dynamic PRAs capture more           have been susceptible to the impacts posed by various effectively than traditional PRAs. (33)                 types of flora/fauna. The diversity of biological impacts on NPPs (and in all likelihood non-nuclear It is in these interstitial spaces where one finds rich    sources of electrical power) is large, ranging from terrain for PRA model development.                                single cell organisms which foul a heat exchanger to large birds, reptiles, or mammals which challenge
: 4. Mitigation Processes or Techniques large birds, reptiles, or mammals which challenge e l e c t r i c a l s y s t e m s a n d c a u s e r e a c t o r t r i p s a n d L O O P s.
: 4. Mitigation Processes or Techniques                            electrical systems and cause reactor trips and LOOPs.
The following is a summary list of engineering, The risk impact of the flora/fauna have ranged from maintenance and operational practices that can help negligible to substantially high (i.e., three orders mitigate the threat from flora and fauna: distant from core damage.) And in terms of PRA modeling, the nuclear risk community has tackled
The following is a summary list of engineering,                   The risk impact of the flora/fauna have ranged from maintenance and operational practices that can help               negligible to substantially high (i.e., three orders mitigate the threat from flora and fauna:                         distant from core damage.) And in terms of PRA modeling, the nuclear risk community has tackled
* For various CCW and SW systems: issues of CCF, fire modeling, incorporation of o Well-designed service water strainers (e.g., mitigating strategies equipment (commonly known duplex, triplex, self-cleaning), traveling as FLEX) and others. Though progress has been screens, trash racks, interception nets in front made in modeling biological (and the larger of intake structure. (34) environmental) impacts at NPPs, there is room for o Thermal backwashing for bivalves. (35) improvement. Are environmental/biological threats o Periodic checking of flow rates and/or flow the next horizon for PRA?
* For various CCW and SW systems:                             issues of CCF, fire modeling, incorporation of o Well-designed service water strainers (e.g.,           mitigating strategies equipment (commonly known duplex, triplex, self-cleaning), traveling           as FLEX) and others. Though progress has been screens, trash racks, interception nets in front     made in modeling biological (and the larger of intake structure. (34)                           environmental) impacts at NPPs, there is room for o Thermal backwashing for bivalves. (35)                 improvement. Are environmental/biological threats o Periodic checking of flow rates and/or flow           the next horizon for PRA?
balancing. (36) The industry needs to recognize the near misses o Periodic flushing of system heat exchangers. and remember the lessons-learned from past events o Visual examinations and routine testing of where biological (or other environmental) threats to heat exchangers for heat transfer capabilities. the NPPs posed a challenge to a resilient, reliable, o Chlorination of systems, timed to coincide stable, and sustainable electrical grid.
balancing. (36)                                         The industry needs to recognize the near misses o Periodic flushing of system heat exchangers.           and remember the lessons-learned from past events o Visual examinations and routine testing of             where biological (or other environmental) threats to heat exchangers for heat transfer capabilities.     the NPPs posed a challenge to a resilient, reliable, o Chlorination of systems, timed to coincide             stable, and sustainable electrical grid.
with when systems are laid up.
with when systems are laid up.
o Routine maintenance (e.g., upkeep for               References traveling screens) to prepare systems prior to an event. (37)
o Routine maintenance (e.g., upkeep for References traveling screens) to prepare systems prior to an event. (37) 1. Alexander, Cecil Frances. 1848. Lyrics to the hymn, All o Fish sonar or other detection methods. (38) Things Bright and Beautiful o Seasonal inspections of service 2. NUREG-1350, 2021-2022 Information Digest, water/circulating water intake bays. Volume 33, October 2021 o Operational responses during an actual event: 3. NUREG-1275, Volume 3 Operating Experience Staggering trains of traveling screens or Feedback Report - Service Water System Failures and SW systems to improve survivability for Degradations, November 1988 the plant for a longer period. 4. US NRC Generic Letter 89-13, Service Water System Considering use of Mitigating Strategies Problems Affecting Safety-Related Equipment, equipment (commonly known as FLEX) Accession number 9003300128 during an event; this equipment was 5. US NRC Information Notice No. 85-30, designed, licensed & built for extended Microbiologically Induced Corrosion of Containment loss-of-AC-power coincident with a loss Service Water System, Accession number C126416
: 1. Alexander, Cecil Frances. 1848. Lyrics to the hymn, All o Fish sonar or other detection methods. (38)             Things Bright and Beautiful o Seasonal         inspections     of     service 2. NUREG-1350, 2021-2022 Information Digest, water/circulating water intake bays.                   Volume 33, October 2021 o Operational responses during an actual event:       3. NUREG-1275, Volume 3 Operating Experience Staggering trains of traveling screens or           Feedback Report - Service Water System Failures and SW systems to improve survivability for           Degradations, November 1988 the plant for a longer period.             4. US NRC Generic Letter 89-13, Service Water System Considering use of Mitigating Strategies           Problems Affecting Safety-Related Equipment, Accession number 9003300128 equipment (commonly known as FLEX)
: 6. US NRC Management Directive 8.3, NRC Incident of the ultimate heat sink. Investigation Program, ML031250592 Carefully consider the cross train/unit 7. US NRC Licensee Event Report for Oyster Creek operation when there is biofouling Nuclear Generating Station 05000219/1981-017, Sea present due to the loss of defense-in-Grass Impact on Intake Structure, dated 14 May 1981, depth & potential common cause Accession number 8105220287 impacts created. (39) 8. Final Accident Sequence Precursor Analysis, Damaged
: 5. US NRC Information Notice No. 85-30, during an event; this equipment was              Microbiologically Induced Corrosion of Containment designed, licensed & built for extended           Service Water System, Accession number C126416 loss-of-AC-power coincident with a loss     6. US NRC Management Directive 8.3, NRC Incident of the ultimate heat sink.                       Investigation Program, ML031250592 Carefully consider the cross train/unit       7. US NRC Licensee Event Report for Oyster Creek operation when there is biofouling               Nuclear Generating Station 05000219/1981-017, Sea present due to the loss of defense-in-           Grass Impact on Intake Structure, dated 14 May 1981, depth & potential common cause                   Accession number 8105220287
* For electrical buses, transformers, offsite power RHR Heat Exchangers at Brunswick 1, 19 May 1981, lines, and other electrical equipment: ML20147A359
: 8. Final Accident Sequence Precursor Analysis, Damaged impacts created. (39)                            RHR Heat Exchangers at Brunswick 1, 19 May 1981,
: 9. US NRC Licensee Event Report for Oyster Creek o Using systems to draw biologics away from Nuclear Generating Station 05000219/1981-024, A important equipment e.g., lighting away from Slightly Clogged Pump Suction Bells, and Inadequate 6 John David Hanna
* For electrical buses, transformers, offsite power              ML20147A359 lines, and other electrical equipment:                   9. US NRC Licensee Event Report for Oyster Creek o Using systems to draw biologics away from                 Nuclear Generating Station 05000219/1981-024, A important equipment e.g., lighting away from         Slightly Clogged Pump Suction Bells, and Inadequate


6 John David Hanna Administrative Controls, 8 July 1981, Accession         29. D. Hance and K. Canavan, 2008, Technical Report-number 8108060271                                             1016741, Support System Initiating Events, Electric
Administrative Controls, 8 July 1981, Accession 29. D. Hance and K. Canavan, 2008, Technical Report-number 8108060271 1016741, Support System Initiating Events, Electric
: 10. Final Accident Sequence Precursor Analysis for Salem         Power Research Institute, Palo Alto.
: 10. Final Accident Sequence Precursor Analysis for Salem Power Research Institute, Palo Alto.
Nuclear Generating Station, Loss of Offsite Power with   30. Risk Assessment of Operational Events Handbook, Auxiliary Feedwater Pump 13 Failed, 11 August 1983,         Volume 1, Internal Events, Revision 2.01, Section 11, ML20156A208                                                   Support Systems Initiating Events
Nuclear Generating Station, Loss of Offsite Power with 30. Risk Assessment of Operational Events Handbook, Auxiliary Feedwater Pump 13 Failed, 11 August 1983, Volume 1, Internal Events, Revision 2.01, Section 11, ML20156A208 Support Systems Initiating Events
: 11. US NRC Licensee Event Report for Pilgrim Nuclear         31. See reference 29 above.
: 11. US NRC Licensee Event Report for Pilgrim Nuclear 31. See reference 29 above.
Power Station 05000293/1981-049, RBCCW Heat             32. See reference 29 above.
Power Station 05000293/1981-049, RBCCW Heat 32. See reference 29 above.
Exchanger, 8 October 1981, Accession number             33. Kevin Coyne, A Predictive Model of Nuclear Power 8110200569                                                   Plant Crew Decision-Making and Performance in a
Exchanger, 8 October 1981, Accession number 33. Kevin Coyne, A Predictive Model of Nuclear Power 8110200569 Plant Crew Decision-Making and Performance in a
: 12. Final Accident Sequence Precursor Analysis for La             Dynamic Simulation Environment (Doctor of Crosse Boiling Water Reactor, LOOP with DG Failure           Philosophy dissertation, University of Maryland, 2009),
: 12. Final Accident Sequence Precursor Analysis for La Dynamic Simulation Environment (Doctor of Crosse Boiling Water Reactor, LOOP with DG Failure Philosophy dissertation, University of Maryland, 2009),
to Load and Associated and HPCS Unavailability, 16           https://drum.lib.umd.edu/handle/1903/9888 July 1984, ML20149K391                                   34. Fu, Xiaocheng et al. 2020. Analysis on Critical Factors
to Load and Associated and HPCS Unavailability, 16 https://drum.lib.umd.edu/handle/1903/9888 July 1984, ML20149K391 34. Fu, Xiaocheng et al. 2020. Analysis on Critical Factors
: 13. Final Accident Sequence Precursor Analysis for               of Marine Organism Impacts on Water Intake Safety at Catawba Nuclear Station, Asiatic Clams Degrade               Nuclear Power Plants, Journal of Nuclear Engineering Auxiliary Feedwater System, 9 March 1988, ML                 and Radiation Science, Volume 6, 041101-1 thru 6.
: 13. Final Accident Sequence Precursor Analysis for of Marine Organism Impacts on Water Intake Safety at Catawba Nuclear Station, Asiatic Clams Degrade Nuclear Power Plants, Journal of Nuclear Engineering Auxiliary Feedwater System, 9 March 1988, ML and Radiation Science, Volume 6, 041101-1 thru 6.
20147A500                                                 35. See reference 3 above.
20147A500 35. See reference 3 above.
: 14. Final Accident Sequence Precursor Analysis for Zion       36. See reference 4 above.
: 14. Final Accident Sequence Precursor Analysis for Zion 36. See reference 4 above.
Nuclear Power Station, Unavailability of Turbine-       37. See reference 18 above.
Nuclear Power Station, Unavailability of Turbine-37. See reference 18 above.
Driven Auxiliary Feedwater Pump and Emergency             38. Zhang, Jianfei et al. 2021. Research on the Detection Diesel Generator, 7 March 1994, ML20140A230                 and Early Warning Technology of Harmful Marine
Driven Auxiliary Feedwater Pump and Emergency 38. Zhang, Jianfei et al. 2021. Research on the Detection Diesel Generator, 7 March 1994, ML20140A230 and Early Warning Technology of Harmful Marine
: 15. US NRC Information Notice No. 94-90: Transient               Organisms in the Water Intake of Nuclear Power Plant[s]
: 15. US NRC Information Notice No. 94-90: Transient Organisms in the Water Intake of Nuclear Power Plant[s]
Resulting in a Reactor Trip and Multiple Safety Injection     by 3D Image Sonar, Fourteenth International System Actuations at Salem, 30 December 1994,               Conference on Genetic and Evolutionary Computing, 1-ML031060383                                                   4.
Resulting in a Reactor Trip and Multiple Safety Injection by 3D Image Sonar, Fourteenth International System Actuations at Salem, 30 December 1994, Conference on Genetic and Evolutionary Computing, 1-ML031060383 4.
: 16. US NRC Event Notification 37287 for Wolf Creek           39. See reference 17 above.
: 16. US NRC Event Notification 37287 for Wolf Creek 39. See reference 17 above.
Generating Station, Reactor Trip due to Fire in Unit     40. See reference 24 above.
Generating Station, Reactor Trip due to Fire in Unit 40. See reference 24 above.
Auxiliary Transformer, 5 September 2000
Auxiliary Transformer, 5 September 2000
: 17. Final Accident Sequence Precursor Analysis for Donald C. Cook Nuclear Plant, Degraded ESW Flow Renders Both Unit 2 Emergency Diesel Generators Inoperable, 23 December 2003, ML20112F482
: 17. Final Accident Sequence Precursor Analysis for Donald C. Cook Nuclear Plant, Degraded ESW Flow Renders Both Unit 2 Emergency Diesel Generators Inoperable, 23 December 2003, ML20112F482

Revision as of 18:11, 17 November 2024

All Creatures Great & Small: a Brief Survey of the Impact of Flora/Fauna on Nuclear Power Plants
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All Creatures Great & Small (1): A Brief Survey of the Impact of Flora/Fauna on Nuclear Power Plants

John David Hanna Region III Office, US Nuclear Regulatory Commission, USA. E-mail: john.hanna@nrc.gov

The US Nuclear Regulatory Commission licenses and regulates the nations civilian use of radioactive materials to provide reasonable assurance of adequate protection of public health an d safety, promote the common defense and security, and protect the environment. The impacts of nuclear power plants on the environ ment and specifically on neighboring flora and fauna are considered in the design and licensing processes for these faci lities. Some of these impacts have been analyzed in scientific articles, (e.g., service water cooling systems affecting fish populations, seaweed, etc.) But the vector/threat also goes in the opposi te direction and the environment can pose a threat to the safety o f nuclear power plants. Flora and fauna have caused a number o f safety significant events and/or conditions at these facilities. This paper surveys the wide variety of biological challenges and describes, where possible, the r isk significance of those event s and/or conditions. The current state-of-the-art of probabili stic risk assessment modeling is briefly described and potential modeling improvements are broached. Potential operational and design enhancements that may mitigate these risk impacts---which are described in other scientific papers---are referenced.

Keywords: nuclear power, external event, PRA, flora, fauna, environment.

1. Introduction that the insights presented in this paper may be useful As analysts, regulators, and operators of nuclear power outside of the US.

plants (NPPs) we need to be sensitive to the impact of The reason we as analysts, regulators, and operators our facilities on the environment. That focus is written should consider these vectors/threats is because they are:

i nto t h e m i s si on s t a t em en t of th e U S N u c l ea r R eg ul at o r y 1) creating actual events and demanding front-line safety Commission (NRC) and is a goal the agency takes very systems, and hence 2) challenging the stability, seriously. (2) However, we also need to be similarly reliability, and sustainability of the electric grid. Given concerned when the direction of the arrow is reversed, the need for a resilient, reliable, and stable electrical grid namely when flora and fauna are the threat vector to the and the potential for increasing frequency/severity of safety of NPPs. These environmental threats have been natural phenomenon we need to understand and manage evaluated through the licensing process and have been these risks.

considered in various scientific articles, however this 2. Survey of Biological Impacts on NPPs paper will attempt to advance additional risk-informed perspectives. Biological impacts, whether from flora or fauna, are a The NRC has evaluated the impact of biota through subset of all potential environmental hazards that could safety-system functional inspections, analyzed the affect NPPs. The greater population of environmental generic safety implications, (3) required our licensees to events includes tornadoes/high winds, extreme take actions or evaluate specific failure mechanisms, heat/cold, external flooding, and seismic threats. Types e.g., via bulletins or generic letters. (4) The NRC has of vectors/threats that are environmental and arguably engaged the industry on biological impacts in the past, within the definition of biota, but are not characterized but these interactions heretofore typically were: in this paper include:

  • confined to reviews of a specific system or
  • Sedimentation deposition (silt, mud, and clay) in biological threat, cooling systems,
  • evaluated the risk of an individual event, outside of
  • Non-living biological fouling (e.g., detritus such as a greater context, and twigs, leaves deposited in cooling water ultimate
  • rarely evaluated the state-of-the-art of probabilistic heat-sinks, or larger branches, trees, etc. thrown by modeling the biological/environmental impact. tornadoes or high wind events), and Disclaimer: the events/conditions described in this
  • Microbiologically induced corrosion. While this paper occurred at NPPs in the United States, and hence last vector is a living one-celled organism that has may not be representative of all the different potential posed challenges to NPPs, it is not included impacts from biological sources worldwide. However, because the threat is a slowly evolving condition, given the size of the US, the number of operating as opposed to an event, and has been effectively nuclear units (93 as of the time this paper was mitigated by the nuclear industry. (5) submitted), and the diversity in wildlife and the design/manufacture of NPPs in the US, it is believed

2 John David Hanna

Table 1. Sample of events that have occurred at NPPs in the US, including the flora/fauna that created the event, a (very) brief description of the impact and the calculated risk.

Site & Unit Event Date Flora/Faunaa Impact Risk Affected (CCDP)b Oyster Creek 15 April Sea lettuce Sea lettuce caused decreasing levels in the intake Minimal Nuclear 1981 (Genus = ulva) structure, and one loop of containment spray was change Generating declared inoperable. above Station (7) baseline

Brunswick 19 April American oysters Loss of shutdown cooling due oyster shell buildup 7E-3 Steam Electric 1981 (Crassostrea in the residual heat removal heat exchanger.

Plant, Unit 1 (8) virginica)

Oyster Creek 8 June 1981 Sea grass (Order Two emergency service water pumps inoperable Minimal Nuclear = Alismatales) and potentially non-function; possible common change Generating cause failure (CCF) for other pumps. above Station (9) baseline

Salem Nuclear 11 August American oysters Various single systems and component adversely 1.2E-4 Generating 1983 (Crassostrea affected (8 events in 1980s). The August 1983 Station, Unit 1 virginica) event was a loss of condenser heat sink with a (10) consequential loss of offsite power (LOOP) &

failure of an auxiliary feedwater pump.

Pilgrim Nuclear 28 August Blue mussels Bivalves at heat exchangers created blockage & 1.3E-4 Power Station 1981 (Mytilus edulis) high differential pressure resulting in flow bypass.

(11) Potential loss of service water at system level.

La Crosse 16 July 1984 Mayflies (Order = LOOP, failure of an emergency diesel generator 9E-4 Boiling Water Ephemeroptera) (EDG) breaker to close & unavailability of both Reactor (12) trains of high-pressure core spray.

Catawba 9 March Asiatic clams Asiatic clams caused CCF failure to two of four 3E-4 Nuclear Station, 1988 (Corbicula auxiliary feedwater flow control valves and Unit 2 (13) fluminea) subsequent reactor trip.

Zion Nuclear 7 March Zebra mussels With plant in hot shutdown, an auxiliary feedwater 2.3E-5 Power Station, 1994 (Dreissena pump failed with an accompanying EDG trip (heat Unit 2 (14) polymorpha) exchangers blocked by zebra mussels).

Salem Nuclear 7 April 1994 Marsh grass Automatic reactor trip and loss of condenser heat 2.6E-6 Generating (Spartina sink, multiple safety injections, multiple cycles of Station, Unit 1 alterniflora) primary power operated reliefs with damage and an (15) alert declaration.

Wolf Creek 4 September Squirrel (Genus = Automatic reactor trip with a fire in a unit auxiliary 7.2E-5 Generating 2000 Sciurus) power transformer.

Station (16)

Donald C. Cook 29 August Zebra mussels Bivalves overwhelmed the service water (SW) 1E-5 Nuclear Plant, 2001 (Dreissena strainers and led to the inoperability of all four Units 1 & 2 (17) polymorpha) EDGs, auxiliary feedwater room coolers, and a component cooling water (CCW) train in each unit.

Donald C. Cook 24 April Alewife fish Manual reactor trip of both units, all EDGs 4E-4 Nuclear Plant, 2003 (Alosa inoperable (but ultimately determined to be Units 1 & 2 (18) pseudoharengus) functional), multiple heat exchangers and traveling screens damaged resulting in an alert declaration.

a The common and scientific name of the flora/fauna is provided. When the exact genus and species is uncertain, the known order, suborder or family is shown.

b For the calculated risk, when th ere was a multi-unit impact, the higher of the calculated risk values is shown. Per the guida nce for evaluating the risk significance of a given event, the cond itional core damage probability (CCDP) is shown. (6) When the risk values are not already available from a historical source (e.g., the Accident Sequence Precursor analysis), the CCDP values we re calculated based on the description in the event report.

All Creatures Great & Small: A Brief Survey of the Impact of Flora/Fauna on Nuclear Power Plants 3

Table 1. (Continued)

Palo Verde 14 June Scientific name = Bird caused a ground fault on a transmission line 4E-5 Nuclear 2004 Aves (animal and failure in protective relaying which then caused Generating class) excreta a three-unit NPP trip with six additional generation Station Units 1, units lost; several components failed on Unit-2; 2 & 3 (19) short duration LOOP but extensive regional impact up to Canada.

Edwin I. Hatch 1 August Snake (Suborder Snake ascended power lines, shorted and required a Minimal Nuclear Plant, 2007 = Serpentes) power reduction due to loss of cooling towers; fire change Unit 2 (20) caused an unusual event declaration. above baseline St. Lucie Plant, 22 August Jellyfish (Class = Manual reactor trip of Unit 1 and power reduction 8E-7 Units 1 & 2 (21) 2011 scyphozoa) on Unit 2 due to jellyfish & associated fish kill causing loss of condenser backpressure.

R.E. Ginna 3 June 2012 Raccoon Partial LOOP, loss of two safety-related electrical Minimal Nuclear Power (Procyon lotor) buses and automatic EDG start; unit stayed online. change Plant (22) above baseline

Surry Power 29 Brown Pelican Bird contact with power lines resulted in a partial Minimal Station, Unit 2 December (Pelecanus LOOP, loss of an electrical bus & auto-start of an change (23) 2012 occidentalis) EDG; unit stayed online. above baseline

Fermi, Unit 2 1 July 2020 Mayflies (Order = During shutdown conditions a partial LOOP 3.3E-7 (24) Ephemeroptera) occurred with a valid actuation of an EDG.

Browns Ferry 20 July 2020 Eel grass (Zostera Units 1 and 2 manually scrammed, with Unit 3 3E-6 Nuclear Plant, marina) down-powered due to loss of condenser vacuum.

Units 1, 2 & 3 (25)

The events from Table 1 above are merely a sample result of climate change, exacerbating the frequency of actual events that have occurred in the US nuclear and/or intensity of these events and, hence affecting a industry. A study covering the time period from 1980- sustainable electric grid. (27) 1987 identified 980 operational events involving service 3. Risk Modeling of Biological Impacts water, of which 276 were determined to have generic applicability. Of those 276 events twenty-eight involved 3.1. Description of the Current State of Risk biofouling, and while the number of these events has Modeling decreased significantly over the following three decades, The NRCs Standard Plant Analysis Risk (SPAR) they are still occurring with some periodicity (26). models are plant-specific probabilistic risk assessments However, despite the limited sample size, the (PRAs) maintained, frequently exercised by analysts following insights can be drawn from Table 1. within the agency, and are used to inform regulatory (i) A wide variety of plant designs in various locales decisions. The NRCs 1995 PRA policy statement have been susceptible to the impact of flora/fauna. specified that PRA evaluations supporting regulatory (ii) The diversity of biological impacts on NPPs (and decisions should be as realistic as practicable. (28) in all likelihood non-nuclear sources of electrical Consistent with this realism principle, the impacts of biota can be further developed in the SPAR models and power, such as gas and coal plants) is large, thus captured in subsequent risk assessments.

ranging from single cell organisms which foul a PRAs, including the SPAR models already account heat exchanger to medium/large birds, reptiles, or for some biological impacts implicitly via IE frequencies mammals which challenge electrical systems and and component failure probabilities. For example, the cause reactor trips and LOOPs. IEs for partial or complete LOOPs, losses of service (iii) The risk impact of the flora/fauna can range from water, and losses of CCW are included in the calculation of initiating event frequencies used in PRA models negligible to substantially high (i.e., two to three regardless if those events were caused by say a jellyfish, orders distant from core damage). or due to a low water level in the ultimate heat sink.

As will be discussed in the next section of this paper, However, this data-driven approach does have the risk impacts are larger when an initiating event (IE) limitations in that it requires actual events (or near-and degradation/loss of mitigating system(s) occur events) to occur before being factored into a PRA.

simultaneously. Additionally, it is important to note that Probabilistic risk assessments also explicitly address the magnitude of these events may be increasing as a biological impacts through the support system initiating 4 John David Hanna

eventc (SSIE) modeling as described in the industry Annual Expected Chance of recommendations. (29) The guidance states: Frequency of Number of observing one Initiator Occurrences in or more events Any historical loss of support systems that (Per reactor 2000 reactor in 2000 reactor resulted in a plant trip or significant transient year) critical years years should be considered as a potential support system 1E-4 0.2 18%

initiating event. As an example, consider the 5E-4 1 63%

potential for seasonal influx of materials causing 1E-3 2 86%

blockage of the plants service water intake 5E-3 10 99.9%

structure. This has been a historical occurrence at 1E-2 20 99.9%

several plants and can be caused by debris from

  • Seasonal Aspects - Biological events typically occur flooding or storms, or environmental sources such at a specific time of year, especially when as mussels, marsh grass, or frazzle ice. flora/fauna populations fluctuate with growth and/or The SPAR models typically include loss of service breeding.

water, loss of component cooling water or other support

  • Plant (or Location) Specific - As described in cooling water system (e.g., reactor building cooling reference 32: Degraded water quality is plant-water system) via the IE fault trees. (30) The SSIE specific. Reports of system failure due to degraded modeling explicitly describes the support system design water quality are included in the generic data bases aspects of the plant (e.g., number of pumps, strainers, but are commonly averaged in with other nominal etc.) while incorporating actual plant-specific events that operating data. Service water degradation has been have occurred. The goal of this modeling is to more shown to occur due to ice, seaweed, sea grass, and accurately reflect the potential impact of environmental fish runs. Because these phenomena are plant-effects (of which biologics are a subset) than could be specific, they should be quantified on a plant-achieved with a single probability distribution specific basis. Because of their short duration and representing the IE frequency. severe effects, they should be modeled with separate common cause factors and split fractions for yearly exposure times.

3.2. Characteristics of Biota Threats

  • Potential Effects from Climate Change - Variations There are several aspects to the flora/fauna threat to in biological blooms driven by random consider when developing and maintaining PRAs. fluctuations or due to climate change can
  • Design Aspects - Characteristics such as overwhelm the defenses put in place at NPPs which independence, physical separation (e.g., closed had/have historically been effective, (e.g., the mayfly event at Fermi listed in Table 1).

cooling water loops) and defense-in-depth (e.g., 3.3. Areas for Possible PRA Development number of offsite power lines or service water pumps) can significantly affect the PRA modelling. (i) If the PRA and the larger scientific community

  • Initiating Event Frequencies - The frequencies of believes that there has been a potential shift in service water system failures and degradations as external hazards on biota (e.g., due to climate observed in the operating experience, are relatively impacts) then the PRA may not be as static as high: 1.2E-2 per reactor year for system failure and previously thought, and events not seen in some 4.1E-1 per reactor year for system degradation. (31) locations may become more common. Hence, Also, as can be seen in Table 2 below, an SSIE with prior experience may not predict future hazards, an expected frequency of 5E-3 per year is likely to which could be an area worthy of investigation.

have occurred in the US nuclear industry, even if the (ii) In general practice, the SSIEs included in PRAs entire plant population is not susceptible to the have been limited to those types of events and SSIE. systems described above, and this modeling has a technical basis due to relying on actual events or near misses. However, there are other potential impacts of biological (or more broadly environmental) vectors. These might include losses of instrument air or ventilation systems, (e.g., EDG room cooling or main control room Table 2: Expected Occurrence Rate and Probability of habitability).

Observation of SSIEs (iii) The potential failure of service water intake structures would likely result in the complete failure of the service water system and potentially lead to loss of the ultimate heat sink, but the frequency of failures may be affected more by

c SSIEs are defined as: Any ev ent such as a component,

  • Leads to a reactor trip, and also train, or complete system failure (or causing the failure of a
  • Fails a train or complete front-line system normally component, train, or system) that: available to respond to the reactor trip or reactor shutdown
  • Challenges a reactor safety function, then and successfully mitigate the loss of the critical safety function.

All Creatures Great & Small: A Brief Survey of the Impact of Flora/Fauna on Nuclear Power Plants 5

environmental conditions such as detritus or important breakers, transformers, frazzle ice than by hardware failures. The disconnects, etc. such that the biota, e.g.,

collection of data (i.e., separating out the insects, will not cause an event. (40) biological impacts and considering them apart o Routine inspection and cleaning, especially from other CCFs) is an open issue for for animal excreta.

consideration in future research. o Ensuring electrical equipment is in fact well (iv) Additionally, modeling the impact of biota in a sealed, i.e., maintenance checks, to ensure seasonal manner in that IE frequencies are not small animals cannot get within.

static throughout the year, could improve licensee o Noise or visual cues to repel birds or decision-making on scheduling maintenance mammals from important equipment e.g.,

activities. sounds of predatory birds to scare smaller (v) Development of Dynamic PRAs may better birds, and prevent them from capture biological impacts through explicitly nesting/congregating.

modeling timing dependencies. Flora/fauna 5. Conclusions events happen quickly, and the recovery probabilities change with time, and thus are the A wide variety of plant designs in numerous locales types of events that Dynamic PRAs capture more have been susceptible to the impacts posed by various effectively than traditional PRAs. (33) types of flora/fauna. The diversity of biological It is in these interstitial spaces where one finds rich impacts on NPPs (and in all likelihood non-nuclear terrain for PRA model development. sources of electrical power) is large, ranging from single cell organisms which foul a heat exchanger to

4. Mitigation Processes or Techniques large birds, reptiles, or mammals which challenge e l e c t r i c a l s y s t e m s a n d c a u s e r e a c t o r t r i p s a n d L O O P s.

The following is a summary list of engineering, The risk impact of the flora/fauna have ranged from maintenance and operational practices that can help negligible to substantially high (i.e., three orders mitigate the threat from flora and fauna: distant from core damage.) And in terms of PRA modeling, the nuclear risk community has tackled

  • For various CCW and SW systems: issues of CCF, fire modeling, incorporation of o Well-designed service water strainers (e.g., mitigating strategies equipment (commonly known duplex, triplex, self-cleaning), traveling as FLEX) and others. Though progress has been screens, trash racks, interception nets in front made in modeling biological (and the larger of intake structure. (34) environmental) impacts at NPPs, there is room for o Thermal backwashing for bivalves. (35) improvement. Are environmental/biological threats o Periodic checking of flow rates and/or flow the next horizon for PRA?

balancing. (36) The industry needs to recognize the near misses o Periodic flushing of system heat exchangers. and remember the lessons-learned from past events o Visual examinations and routine testing of where biological (or other environmental) threats to heat exchangers for heat transfer capabilities. the NPPs posed a challenge to a resilient, reliable, o Chlorination of systems, timed to coincide stable, and sustainable electrical grid.

with when systems are laid up.

o Routine maintenance (e.g., upkeep for References traveling screens) to prepare systems prior to an event. (37) 1. Alexander, Cecil Frances. 1848. Lyrics to the hymn, All o Fish sonar or other detection methods. (38) Things Bright and Beautiful o Seasonal inspections of service 2. NUREG-1350, 2021-2022 Information Digest, water/circulating water intake bays. Volume 33, October 2021 o Operational responses during an actual event: 3. NUREG-1275, Volume 3 Operating Experience Staggering trains of traveling screens or Feedback Report - Service Water System Failures and SW systems to improve survivability for Degradations, November 1988 the plant for a longer period. 4. US NRC Generic Letter 89-13, Service Water System Considering use of Mitigating Strategies Problems Affecting Safety-Related Equipment, equipment (commonly known as FLEX) Accession number 9003300128 during an event; this equipment was 5. US NRC Information Notice No. 85-30, designed, licensed & built for extended Microbiologically Induced Corrosion of Containment loss-of-AC-power coincident with a loss Service Water System, Accession number C126416

6. US NRC Management Directive 8.3, NRC Incident of the ultimate heat sink. Investigation Program, ML031250592 Carefully consider the cross train/unit 7. US NRC Licensee Event Report for Oyster Creek operation when there is biofouling Nuclear Generating Station 05000219/1981-017, Sea present due to the loss of defense-in-Grass Impact on Intake Structure, dated 14 May 1981, depth & potential common cause Accession number 8105220287 impacts created. (39) 8. Final Accident Sequence Precursor Analysis, Damaged
  • For electrical buses, transformers, offsite power RHR Heat Exchangers at Brunswick 1, 19 May 1981, lines, and other electrical equipment: ML20147A359
9. US NRC Licensee Event Report for Oyster Creek o Using systems to draw biologics away from Nuclear Generating Station 05000219/1981-024, A important equipment e.g., lighting away from Slightly Clogged Pump Suction Bells, and Inadequate 6 John David Hanna

Administrative Controls, 8 July 1981, Accession 29. D. Hance and K. Canavan, 2008, Technical Report-number 8108060271 1016741, Support System Initiating Events, Electric

10. Final Accident Sequence Precursor Analysis for Salem Power Research Institute, Palo Alto.

Nuclear Generating Station, Loss of Offsite Power with 30. Risk Assessment of Operational Events Handbook, Auxiliary Feedwater Pump 13 Failed, 11 August 1983, Volume 1, Internal Events, Revision 2.01, Section 11, ML20156A208 Support Systems Initiating Events

11. US NRC Licensee Event Report for Pilgrim Nuclear 31. See reference 29 above.

Power Station 05000293/1981-049, RBCCW Heat 32. See reference 29 above.

Exchanger, 8 October 1981, Accession number 33. Kevin Coyne, A Predictive Model of Nuclear Power 8110200569 Plant Crew Decision-Making and Performance in a

12. Final Accident Sequence Precursor Analysis for La Dynamic Simulation Environment (Doctor of Crosse Boiling Water Reactor, LOOP with DG Failure Philosophy dissertation, University of Maryland, 2009),

to Load and Associated and HPCS Unavailability, 16 https://drum.lib.umd.edu/handle/1903/9888 July 1984, ML20149K391 34. Fu, Xiaocheng et al. 2020. Analysis on Critical Factors

13. Final Accident Sequence Precursor Analysis for of Marine Organism Impacts on Water Intake Safety at Catawba Nuclear Station, Asiatic Clams Degrade Nuclear Power Plants, Journal of Nuclear Engineering Auxiliary Feedwater System, 9 March 1988, ML and Radiation Science, Volume 6, 041101-1 thru 6.

20147A500 35. See reference 3 above.

14. Final Accident Sequence Precursor Analysis for Zion 36. See reference 4 above.

Nuclear Power Station, Unavailability of Turbine-37. See reference 18 above.

Driven Auxiliary Feedwater Pump and Emergency 38. Zhang, Jianfei et al. 2021. Research on the Detection Diesel Generator, 7 March 1994, ML20140A230 and Early Warning Technology of Harmful Marine

15. US NRC Information Notice No. 94-90: Transient Organisms in the Water Intake of Nuclear Power Plant[s]

Resulting in a Reactor Trip and Multiple Safety Injection by 3D Image Sonar, Fourteenth International System Actuations at Salem, 30 December 1994, Conference on Genetic and Evolutionary Computing, 1-ML031060383 4.

16. US NRC Event Notification 37287 for Wolf Creek 39. See reference 17 above.

Generating Station, Reactor Trip due to Fire in Unit 40. See reference 24 above.

Auxiliary Transformer, 5 September 2000

17. Final Accident Sequence Precursor Analysis for Donald C. Cook Nuclear Plant, Degraded ESW Flow Renders Both Unit 2 Emergency Diesel Generators Inoperable, 23 December 2003, ML20112F482
18. US NRC Inspection Report 05000315/316/2003-008, DC Cook Nuclear Power Plant, Units 1 and 2, Special Inspection Report, 3 July 2003, ML031880726
19. US NRC Inspection Report 05000528/529/530, Palo Verde Nuclear Generating Station Augmented Inspection Team, 16 July 2004, ML042020061
20. US NRC Event Notification 43541 for Edwin I. Hatch Nuclear Plant, Unusual Event Declared due to Fire in Protected Area Greater than Ten Minutes, 1 August 2007
21. US NRC Event Notification 47178 for St. Lucie Plant, Manual Reactor Trip due to Rising Condenser Backpressure, 23 August 2007
22. US NRC Licensee Event Report for R. E. Ginna Nuclear Power Plant 05000244/2012-001, Automatic Start of B Emergency Diesel Generator Caused by Loss of Offsite Circuit 767 due to Wildlife, 26 July 2012, ML12212A214
23. US NRC Event Notification 48638 for Surry Power Station, Emergency Diesel Generator Auto-Start and Load Upon Trip of Reserve Station Transformer, 31 December 2012
24. US NRC Licensee Event Report for Fermi 05000341/2020-002-00, Valid Actuation of Emergency Diesel Generators During Partial Loss of Offsite Power, 31 August 2020, ML20244A365
25. US NRC Licensee Event Report for Browns Ferry Nuclear Plant 05000259/2020-001-00 Manual Reactor Shutdown of Two Units on Decreasing Condenser Vacuum due to Eel Grass Intrusion, 16 September 2020, ML20260H103
26. See reference 3 above.
27. Ahmad, Ali. 2021. Increase in Frequency of Nuclear Power Outages due to Changing Climate. Nature Energy, Volume 6, 755-762
28. US NRC, Use of Probabilistic Risk Assessment Methods in Nuclear Activities: Final Policy Statement, Federal Register, Vol. 60, p. 42622 (60 FR 42622), 16 August 1995