ML070240230

Various Checklists for the Kewaunee Retake Examination - August 2006

ML070240230
Person / Time
Site:	Kewaunee
Issue date:	01/23/2007
From:	Mcneil D NRC/RGN-III/DRS/OLB
To:
Shared Package
ML062910302	List: ML070240185 ML070240193 ML070240208 ML070240219 ML070240230
References
Download: ML070240230 (9)

Text

VARIOUS CHECKLISTS FOR THE KEWAUNEE RETAKE EXAMINATION=AUGUST2006

ES-201 Examination PreDaration Checklist Form ES-201-1

)I Facility: Kewaunee Date of Examination: Auqust 9.2006 Developed by: Written - Facility NRC , ~ // Operating - N/A - Retake written only I i Chief Task Description (Reference) Exami ner's Initials

-180 1, Examination administration date confirmed (C.l .a; C.2.a and b) dm

-120 2. NRC examiners and facility contact assigned (C.1.d; C.2.e) dm

-120 3. Facility contact briefed on security and other requirements (C.2.c) dm

-120 4. Corporate notification letter sent (C.2.d) dm 1-90] [5. Reference material due (C.l .e; C.3.c; Attachment 2)] nla

6. Integrated examination outline@)due, including Forms ES-201-2, ES-201-3, ES-301-1, ES-301-2, ES-301-5, ES-D-l's, ES-401-112, ES-401-3, and dm ES-401-4, as applicable (C.l .e and f; C.3.d)

(I {-70) 1 (7. Examination outline(s) reviewed by NRC and feedback provided to facility licensee (C.2.h; C.3.e))

8. Proposed examinations (including written, walk-through JPMs, and scenarios, as applicable), supporting documentation (including Forms dm

(-451 ES-301-3, ES-301-4, ES-301-5, ES-301-6, and ES-401-6, and any Form ES-201-3 updates), and reference materials due (C.l .e, f, g and h; C.3.d)

-30 9. Preliminary license applications (NRC Form 398's) due (C.1.l; C.2.g; dm ES-202)

(1 -I4 I 10. Final license applications due and Form ES-201-4 prepared (C.1.I; C.2.i; ES-202)

)I -I4 1 11. Examination approved by NRC supervisor for facility licensee review (C.2.h; C.3.9 I dm

12. Examinations reviewed with facility licensee ((2.1.j; C.2.f and h; C.3.g) dm 1 -7 1 13. Written examinations and operating tests approved by NRC supervisor (C.2.i; C.3.h)

14. Final applications reviewed; 1 or 2 (if >IO) applications audited to confirm

-7 qualifications I eligibility; and examination approval and waiver letters sent dm (C.2.i; Attachment 4; ES-202, C.2.e; ES-204)

~~ ~ ~

-7 15. Proctoringbritten exam administration guidelines reviewed dm with facility licensee (C.3.k)

-7 16. Approved scenarios, job performance measures, and questions nla distributed to NRC examiners (C.3.i)

ES-201 Examination Security Agreement Form ES-201-3

1. Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of

-d=

8 06 as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not een authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensee's procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations andlor an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.

2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week@) of ?/7l016 . From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provid performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.

PRINTED NAME JOB TITLE I RESPONSIBILITY SIG-NATURE (1) DATE SIG-NATHRE (2) DATE NOTE 1.

2.

3.

4.

5.

6.

7.

8.

9.

ES-fO1, Page 26 of 27

ES-201 Examination Security Agreement Form ES-201-3

1. Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week@)of 8-766 as of the date of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not been authorized by the NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensees procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations and/or an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.

2. Post-Examination not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered From the date that I entered into this security agreement until the completion of examination administration, I did not feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.

PRINTED NAME JOB TITLE / RESPONSIBILITY SIGNATURE (1) DATE SIGNATURE (2) DATE NOTE ES-201, Page 26 of 27

ES-2&1 Barnhation Secudty AIplsement Form ESZDl-3

1. a -

m Y

$ 2GI m

ES-201, Page a d 2 7

.. .

W v,

ES-201, Page 28 of 2'1 1i

ES-201 Examination Security Agreement Form ES-201-3

1. Pre-Examination I acknowledge that I have acquired specialized knowledge about the NRC licensing examinations scheduled for the week(s) of w

of my signature. I agree that I will not knowingly divulge any information about these examinations to any persons who have not bee authorized as Of by NRC chief examiner. I understand that I am not to instruct, evaluate, or provide performance feedback to those applicants scheduled to be administered date thethe these licensing examinations from this date until completion of examination administration, except as specifically noted below and authorized by the NRC (e.g., acting as a simulator booth operator or communicator is acceptable if the individual does not select the training content or provide direct or indirect feedback). Furthermore, I am aware of the physical security measures and requirements (as documented in the facility licensees procedures) and understand that violation of the conditions of this agreement may result in cancellation of the examinations andlor an enforcement action against me or the facility licensee. I will immediately report to facility management or the NRC chief examiner any indications or suggestions that examination security may have been compromised.

2. Post-Examination To the best of my knowledge, I did not divulge to any unauthorized persons any information concerning the NRC licensing examinations administered during the week(s) of 8!7!& . From the date that I entered into this security agreement until the completion of examination administration, I did not instruct, evaluate, or provide performance feedback to those applicants who were administered these licensing examinations, except as specifically noted below and authorized by the NRC.

PRINTED NAME SIGNATURE (1)

1. Joe. Sw&

9 L. I /

I . --

a. --

9. --

10. --

11. --

12. --

13. --

14. --

15. --

NOTES: ..

ES-201,Page 26 of 27

ES-401 Written Examination Quality Checklist Form ES-401-6 Facility: Kewaunee Power Station Initial

5. Question duplication from the license screening/audit exam was controlled as indicated below (check the item that applies) and appears appropriate:

- the audit exam was systematically and randomly developed; or

- the audit exam was completed before the license exam was started; or the examinations were developed independently; or the licensee certifies that there is no duplication; or

- other (explain)

6. Bank use meets limits (no more than 75 percent from the bank, at least 10 percent new, and the rest t

7. Between 50 and 60 percent of the questions on the RO Printed Name / Sigaature- A a Author b Facility Reviewer (*)

c NRC Chief Examiner (#)

Note The facility reviewer's initials/signature are not applicable for NRC-developed examinations

1. Independent NRC reviewer initial items in Column "c', chief examiner concurrence required ES-401, Page 29 of 33

ES-403 Written Examination Grading Form ES-403-1 Quality Checklist Facility: Kewaunee Power Station Date of Exam: August 9,2006 Exam Level: RO D S R O Initials I Item Description a I b l c

1. Clean answer sheets copied before grading

2. Answer key changes and question deletions justified and documented

3. Applicants scores checked for addition errors (reviewers spot check > 25% of examinations)

4. Grading for all borderline cases (80 e% overall and 70 or 80, as applicable, k4Y0 on the SRO-only) reviewed in detail

5. All other failing examinations checked to ensure that grades are justified

6. Performance on missed questions checked for training deficiencies and wording problems; evaluate validity of questions missed by half or more of the applicants Printed NameEignature

a. Grader B. Palaai/ &-P&-

11 b. Facility Reviewer(*) n/a n/a

c. NRC Chief Examiner (*) v&A&

d. NRC Supervisor (*)

(*) The facility reviewers signature is not applicable for examinations graded by the NRC; two independent NRC reviews are required.