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{{#Wiki_filter:USNRC Engineering Inspection Review Engineering Inspection ReviewObjectiveDiscuss recommendations of Engineering Inspection Working Group with stakeholders and seek feedback 2
{{#Wiki_filter:USNRC Engineering Inspection Review
Engineering Inspection Review 3Principal Considerations
 
-Consider stakeholder input-Increase or maintain effectiveness
Engineering Inspection Review Objective Discuss recommendations of Engineering Inspection Working Group with stakeholders and seek feedback 2
-Independent oversight
 
-Identification of latent conditions
Engineering Inspection Review Principal Considerations
-Increase relevance to current challenges Engineering Inspection ReviewPrincipal Considerations (Cont'd.)
- Consider stakeholder input
-Increase efficiency
- Increase or maintain effectiveness
-Eliminate overlap-Capture advantages of holistic inspection of engineering design changes-Knowledge gained from inspection experience
  - Independent oversight
-18+ years-Value of independent inspection
  - Identification of latent conditions
-Credible assessment of plant design 4
  - Increase relevance to current challenges 3
Engineering Inspection Review 5Overall Results
 
-Conduct independent NRC engineering inspections annually
Engineering Inspection Review Principal Considerations (Contd.)
-New suite of engineering inspection procedures
- Increase efficiency
-Holistic, agile, flexible, relevant
  - Eliminate overlap
-Reduced overlaps and addressed gaps
  - Capture advantages of holistic inspection of engineering design changes
-Maintain reasonable assurance of safety 6Engineering Inspection ReviewCurrent Engineering Inspections (Triennial Period)DBAI - Team Inspection BI: 312 Hours Resources: 4 Inspectors  
- Knowledge gained from inspection experience
/ 2 Contractors Onsite Presence
  - 18+ years
: 2 WeeksTriennial Fire Protection BI: 240 Hours Resources: 3-4 Inspectors Onsite Presence
  - Value of independent inspection
: 2-3 WeeksDBAI - Programs BI: 192 Hours Resources: 3 Inspectors Onsite Presence
  - Credible assessment of plant design 4
: 2 Weeks 50.59 Inspection BI: 92 Hours Resources: 3 Inspectors Onsite Presence
 
: 1 Week Heat Sink Inspection BI: 40 HoursResources: 1-2 InspectorsOnsite Presence
Engineering Inspection Review Overall Results
: 1 WeekYear 1Year 2Year 3 Inservice Inspection BI: 30 - 100 Hours Resources: 1-2 Inspectors Onsite Presence
  - Conduct independent NRC engineering inspections annually
: 1-2 Week (s)Inservice Inspection BI: 30 - 100 Hours Resources: 1-2 Inspectors Onsite Presence
  - New suite of engineering inspection procedures
: 1-2 Week (s) 7Engineering Inspection ReviewProposed Engineering Inspections (Quadrennial Period)
  - Holistic, agile, flexible, relevant
Comprehensive Engineering Team Inspection BI: 350 Hours Resources: 5 Inspectors  
  - Reduced overlaps and addressed gaps
/ 2 Contractors Onsite Presence
  - Maintain reasonable assurance of safety 5
: 2 WeeksYear 1Year 2Year 3 Focused Engineering Inspection
 
#1 BI: 210 Hours Resources: 3 Inspectors Onsite Presence
Engineering Inspection Review Current Engineering Inspections (Triennial Period)
: 2 Weeks Focused Engineering Inspection
Year 1                                  Year 2                      Year 3 DBAI - Programs Triennial Fire Protection                BI: 192 Hours DBAI - Team Inspection                           BI: 240 Hours          Resources: 3 Inspectors BI: 312 Hours                   Resources: 3-4 Inspectors   Onsite Presence: 2 Weeks Resources: 4 Inspectors / 2 Contractors    Onsite Presence: 2-3 Weeks Onsite Presence: 2 Weeks Heat Sink Inspection          50.59 Inspection BI: 40 Hours BI: 92 Hours Resources: 1-2 Inspectors    Resources: 3 Inspectors Onsite Presence: 1 Week     Onsite Presence: 1 Week Inservice Inspection                                              Inservice Inspection BI: 30 - 100 Hours                                              BI: 30 - 100 Hours Resources: 1-2 Inspectors                                        Resources: 1-2 Inspectors Onsite Presence: 1-2 Week(s)                                       Onsite Presence: 1-2 Week(s) 6
#2 BI: 210 Hours Resources: 3 Inspectors Onsite Presence
 
: 2 Weeks Focused Engineering Inspection
Engineering Inspection Review Proposed Engineering Inspections (Quadrennial Period)
#3 BI: 210 Hours Resources: 3 Inspectors Onsite Presence
Year 1                              Year 2                        Year 3                      Year 4 Comprehensive                     Focused Engineering            Focused Engineering        Focused Engineering Engineering Team                         Inspection #1                Inspection #2              Inspection #3 BI: 210 Hours                BI: 210 Hours              BI: 210 Hours Inspection                      Resources: 3 Inspectors       Resources: 3 Inspectors    Resources: 3 Inspectors BI: 350 Hours                  Onsite Presence: 2 Weeks     Onsite Presence: 2 Weeks  Onsite Presence: 2 Weeks Resources: 5 Inspectors / 2 Contractors Onsite Presence: 2 Weeks Inservice Inspection                                      Inservice Inspection BI: 30 - 100 Hours BI: 30 - 100 Hours Resources: 1-2 Inspectors Resources: 1-2 Inspectors Onsite Presence: 1-2 Week(s)
: 2 WeeksYear 4 Inservice Inspection BI: 30 - 100 HoursResources: 1-2 InspectorsOnsite Presence
Onsite Presence: 1-2 Week(s) 7
: 1-2 Week (s)Inservice Inspection BI: 30 - 100 HoursResources: 1-2 InspectorsOnsite Presence
 
: 1-2 Week (s)
Engineering Inspection Review Future Engineering Inspections
Engineering Inspection ReviewFuture Engineering Inspections
- Identify if latent design issues are introduced through design changes
-Identify if latent design issues are introduced through design changes
- Verify SSCs continue to be capable of performing as designed through a emphasis on more relevant areas (aging, obsolescence, etc.)
-Verify SSCs continue to be capable of performing as designed through a emphasis on more relevant areas (aging, obsolescence, etc.)  
- Verify changes do not introduce new or increased frequency of initiating events 8
-Verify changes do not introduce new or increased frequency of initiating events 8
 
Engineering Inspection ReviewComprehensive Engineering Team Inspection (CETI)
Engineering Inspection Review Comprehensive Engineering Team Inspection (CETI)
-Emphasize inspection on changes, operating experience, and aging
- Emphasize inspection on changes, operating experience, and aging
-Incorporates elements of modifications, 10CFR50.59, and DBAI inspections
- Incorporates elements of modifications, 10CFR50.59, and DBAI inspections
-Team makeup of five inspectors with one or two contractors for two onsite weeks 9
- Team makeup of five inspectors with one or two contractors for two onsite weeks 9
Engineering Inspection ReviewFocused Engineering Inspection (FEI)
 
-Independent inspection of specific engineering activities
Engineering Inspection Review Focused Engineering Inspection (FEI)
-Areas may be identified with stakeholder input, selected by NRC
- Independent inspection of specific engineering activities
-Risk insights and operating experience considered10 Engineering Inspection ReviewFEI (Cont'd)
- Areas may be identified with stakeholder input, selected by NRC
-Nominally three inspectors for two onsite weeks depending on inspection (focus area dependent)
- Risk insights and operating experience considered 10
 
Engineering Inspection Review FEI (Contd)
- Nominally three inspectors for two onsite weeks depending on inspection (focus area dependent)
In-Service Inspection
In-Service Inspection
-Added periodic oversight of 10
    - Added periodic oversight of 10-year program implementation
-year program implementation
    - Continue inspections during outages 11
-Continue inspections during outages 11 Engineering Inspection ReviewResource ImplicationsOverall reduction in annualized baseline inspection and associated prep/doc12Current 3 Year CycleProposed 4 Year CycleTotal Number of Inspections7 Inspections6 InspectionsAnnual Onsite Weeks3.66weeks/yr(11 onsite weeks)2.75weeks/yr(11 onsite weeks)AverageInspection Hours per Year293 Hours245 Hours Engineering Inspection ReviewImproved safety inspections
 
-Annual independent NRC engineering inspections  
Engineering Inspection Review Resource Implications Current 3 Year Cycle Proposed 4 Year Cycle Total Number of 7 Inspections        6 Inspections Inspections Annual Onsite Weeks    3.66 weeks/yr        2.75 weeks/yr (11 onsite weeks)     (11 onsite weeks)
-New suite of engineering inspection procedures
Average Inspection 293 Hours            245 Hours Hours per Year Overall reduction in annualized baseline inspection and associated prep/doc 12
*Holistic, agile, flexible, relevant
 
*Reduced overlaps and addressed gaps
Engineering Inspection Review Improved safety inspections
-Maintain reasonable assurance of safety13 Engineering Inspection ReviewRecap of EIWG RecommendationsImplement changes to engineering inspections Increased effectivenessIncreased efficiencyIncreased agilityIncreased relevance14 Engineering Inspection ReviewRecap of EIWG Recommendations (Continued)Reduce types of inspections from 6 to 3Increase inspection cycle from 3 years to 4 yearsImplementation Timeline ConsiderationsImmediate?2019?2020?15 Future ConsiderationsLicensee Self Assessments Engineering Inspection ReviewEIWG Recommendations
  - Annual independent NRC engineering inspections
*Continue dialog on self
  - New suite of engineering inspection procedures
-assessments
* Holistic, agile, flexible, relevant
*Industry develop self
* Reduced overlaps and addressed gaps
-assessment standard
  - Maintain reasonable assurance of safety 13
*Consider implementation of a project demonstration with independent NRC oversight
 
*Establish criteria for use (e.g., licensee in Column 1 for three consecutive years?)
Engineering Inspection Review Recap of EIWG Recommendations Implement changes to engineering inspections Increased effectiveness Increased efficiency Increased agility Increased relevance 14
*Establish limitations on use17 Engineering Inspection ReviewSelf Assessment Standard
 
-Proposed by industry and reviewed/approved or endorsed by NRC
Engineering Inspection Review Recap of EIWG Recommendations (Continued)
-Must address
Reduce types of inspections from 6 to 3 Increase inspection cycle from 3 years to 4 years Implementation Timeline Considerations Immediate?
*Independence
2019?
*Clarity and Reliability (self
2020?
-critical)*Openness*Efficiency18 Engineering Inspection ReviewProject Demonstration
15
-Using the industry
 
-developed standard
Future Considerations Licensee Self Assessments
-NRC to provide oversight
 
-Select same area as FEI  
Engineering Inspection Review EIWG Recommendations
-Compare self
* Continue dialog on self-assessments
-assessment results with NRC independent inspection19 Engineering Inspection ReviewChallenges
* Industry develop self-assessment standard
-Industry development of a self
* Consider implementation of a project demonstration with independent NRC oversight
-assessment standard-NRC guidance for review of self
* Establish criteria for use (e.g., licensee in Column 1 for three consecutive years?)
-assessment
* Establish limitations on use 17
-Findings, transparency, and other issues20 Engineering Inspection ReviewSelf Assessment Considerations21 Comprehensive Engineering Team Inspection BI: 350 Hours Resources: 5 Inspectors  
 
/ 2 Contractors Onsite Presence
Engineering Inspection Review Self Assessment Standard
: 2 WeeksYear 1Year 2Year 3 Focused Engineering Inspection
  - Proposed by industry and reviewed/approved or endorsed by NRC
#1 BI: 210 Hours Resources: 3 Inspectors Onsite Presence
  - Must address
: 2 Weeks Focused Engineering Inspection
* Independence
#2 BI: 210 Hours Resources: 3 Inspectors Onsite Presence
* Clarity and Reliability (self-critical)
: 2 Weeks Licensee Self
* Openness
-AssessmentYear 4 NRC Inspector Oversight BI: TBD Resources: TBD Onsite Presence
* Efficiency 18
:  TBD Inservice Inspection BI: 30 - 100 Hours Resources: 1-2 Inspectors Onsite Presence
 
: 1-2 Week (s)Inservice Inspection BI: 30 - 100 Hours Resources: 1-2 Inspectors Onsite Presence
Engineering Inspection Review Project Demonstration
: 1-2 Week (s)
  - Using the industry-developed standard
Next Steps/Milestones
  - NRC to provide oversight
-March 14 RIC Session on Engineering Inspection Working Group
  - Select same area as FEI
-Finalize Engineering Inspection Working Group recommendations (EIWG)
  - Compare self-assessment results with NRC independent inspection 19
-Develop SECY (DIRS)
 
-Industry self
Engineering Inspection Review Challenges
-assessment standard engagement (DIRS)
- Industry development of a self-assessment standard
-Project demonstration22Engineering Inspection Review RecapAdditional FeedbackQuestions?}}
- NRC guidance for review of self-assessment
- Findings, transparency, and other issues 20
 
Engineering Inspection Review Self Assessment Considerations Year 1                              Year 2                      Year 3                        Year 4 Comprehensive Focused Engineering        Focused Engineering Engineering Team Inspection #1              Inspection #2 Inspection                          BI: 210 Hours              BI: 210 Hours        Licensee Self-Assessment BI: 350 Hours                 Resources: 3 Inspectors    Resources: 3 Inspectors Resources: 5 Inspectors / 2 Contractors   Onsite Presence: 2 Weeks  Onsite Presence: 2 Weeks Onsite Presence: 2 Weeks Inservice Inspection                                            Inservice Inspection          NRC Inspector Oversight BI: 30 - 100 Hours                                            BI: 30 - 100 Hours                   BI: TBD Resources: 1-2 Inspectors                                     Resources: 1-2 Inspectors          Resources: TBD Onsite Presence: 1-2 Week(s)                                   Onsite Presence: 1-2 Week(s)       Onsite Presence: TBD 21
 
Engineering Inspection Review Next Steps/Milestones
  - March 14 RIC Session on Engineering Inspection Working Group
  - Finalize Engineering Inspection Working Group recommendations (EIWG)
  - Develop SECY (DIRS)
  - Industry self-assessment standard engagement (DIRS)
  - Project demonstration 22
 
Recap Additional Feedback Questions?}}

Revision as of 18:42, 21 October 2019

Engineering Inspection Review Public Presentation (2-21-18)
ML18057A215
Person / Time
Issue date: 02/26/2018
From: Isom J
Division of Inspection and Regional Support
To:
Isom J, NRR/DIRS,415-1109
References
Download: ML18057A215 (23)


Text

USNRC Engineering Inspection Review

Engineering Inspection Review Objective Discuss recommendations of Engineering Inspection Working Group with stakeholders and seek feedback 2

Engineering Inspection Review Principal Considerations

- Consider stakeholder input

- Increase or maintain effectiveness

- Independent oversight

- Identification of latent conditions

- Increase relevance to current challenges 3

Engineering Inspection Review Principal Considerations (Contd.)

- Increase efficiency

- Eliminate overlap

- Capture advantages of holistic inspection of engineering design changes

- Knowledge gained from inspection experience

- 18+ years

- Value of independent inspection

- Credible assessment of plant design 4

Engineering Inspection Review Overall Results

- Conduct independent NRC engineering inspections annually

- New suite of engineering inspection procedures

- Holistic, agile, flexible, relevant

- Reduced overlaps and addressed gaps

- Maintain reasonable assurance of safety 5

Engineering Inspection Review Current Engineering Inspections (Triennial Period)

Year 1 Year 2 Year 3 DBAI - Programs Triennial Fire Protection BI: 192 Hours DBAI - Team Inspection BI: 240 Hours Resources: 3 Inspectors BI: 312 Hours Resources: 3-4 Inspectors Onsite Presence: 2 Weeks Resources: 4 Inspectors / 2 Contractors Onsite Presence: 2-3 Weeks Onsite Presence: 2 Weeks Heat Sink Inspection 50.59 Inspection BI: 40 Hours BI: 92 Hours Resources: 1-2 Inspectors Resources: 3 Inspectors Onsite Presence: 1 Week Onsite Presence: 1 Week Inservice Inspection Inservice Inspection BI: 30 - 100 Hours BI: 30 - 100 Hours Resources: 1-2 Inspectors Resources: 1-2 Inspectors Onsite Presence: 1-2 Week(s) Onsite Presence: 1-2 Week(s) 6

Engineering Inspection Review Proposed Engineering Inspections (Quadrennial Period)

Year 1 Year 2 Year 3 Year 4 Comprehensive Focused Engineering Focused Engineering Focused Engineering Engineering Team Inspection #1 Inspection #2 Inspection #3 BI: 210 Hours BI: 210 Hours BI: 210 Hours Inspection Resources: 3 Inspectors Resources: 3 Inspectors Resources: 3 Inspectors BI: 350 Hours Onsite Presence: 2 Weeks Onsite Presence: 2 Weeks Onsite Presence: 2 Weeks Resources: 5 Inspectors / 2 Contractors Onsite Presence: 2 Weeks Inservice Inspection Inservice Inspection BI: 30 - 100 Hours BI: 30 - 100 Hours Resources: 1-2 Inspectors Resources: 1-2 Inspectors Onsite Presence: 1-2 Week(s)

Onsite Presence: 1-2 Week(s) 7

Engineering Inspection Review Future Engineering Inspections

- Identify if latent design issues are introduced through design changes

- Verify SSCs continue to be capable of performing as designed through a emphasis on more relevant areas (aging, obsolescence, etc.)

- Verify changes do not introduce new or increased frequency of initiating events 8

Engineering Inspection Review Comprehensive Engineering Team Inspection (CETI)

- Emphasize inspection on changes, operating experience, and aging

- Incorporates elements of modifications, 10CFR50.59, and DBAI inspections

- Team makeup of five inspectors with one or two contractors for two onsite weeks 9

Engineering Inspection Review Focused Engineering Inspection (FEI)

- Independent inspection of specific engineering activities

- Areas may be identified with stakeholder input, selected by NRC

- Risk insights and operating experience considered 10

Engineering Inspection Review FEI (Contd)

- Nominally three inspectors for two onsite weeks depending on inspection (focus area dependent)

In-Service Inspection

- Added periodic oversight of 10-year program implementation

- Continue inspections during outages 11

Engineering Inspection Review Resource Implications Current 3 Year Cycle Proposed 4 Year Cycle Total Number of 7 Inspections 6 Inspections Inspections Annual Onsite Weeks 3.66 weeks/yr 2.75 weeks/yr (11 onsite weeks) (11 onsite weeks)

Average Inspection 293 Hours 245 Hours Hours per Year Overall reduction in annualized baseline inspection and associated prep/doc 12

Engineering Inspection Review Improved safety inspections

- Annual independent NRC engineering inspections

- New suite of engineering inspection procedures

  • Holistic, agile, flexible, relevant
  • Reduced overlaps and addressed gaps

- Maintain reasonable assurance of safety 13

Engineering Inspection Review Recap of EIWG Recommendations Implement changes to engineering inspections Increased effectiveness Increased efficiency Increased agility Increased relevance 14

Engineering Inspection Review Recap of EIWG Recommendations (Continued)

Reduce types of inspections from 6 to 3 Increase inspection cycle from 3 years to 4 years Implementation Timeline Considerations Immediate?

2019?

2020?

15

Future Considerations Licensee Self Assessments

Engineering Inspection Review EIWG Recommendations

  • Continue dialog on self-assessments
  • Industry develop self-assessment standard
  • Consider implementation of a project demonstration with independent NRC oversight
  • Establish criteria for use (e.g., licensee in Column 1 for three consecutive years?)
  • Establish limitations on use 17

Engineering Inspection Review Self Assessment Standard

- Proposed by industry and reviewed/approved or endorsed by NRC

- Must address

  • Independence
  • Clarity and Reliability (self-critical)
  • Openness
  • Efficiency 18

Engineering Inspection Review Project Demonstration

- Using the industry-developed standard

- NRC to provide oversight

- Select same area as FEI

- Compare self-assessment results with NRC independent inspection 19

Engineering Inspection Review Challenges

- Industry development of a self-assessment standard

- NRC guidance for review of self-assessment

- Findings, transparency, and other issues 20

Engineering Inspection Review Self Assessment Considerations Year 1 Year 2 Year 3 Year 4 Comprehensive Focused Engineering Focused Engineering Engineering Team Inspection #1 Inspection #2 Inspection BI: 210 Hours BI: 210 Hours Licensee Self-Assessment BI: 350 Hours Resources: 3 Inspectors Resources: 3 Inspectors Resources: 5 Inspectors / 2 Contractors Onsite Presence: 2 Weeks Onsite Presence: 2 Weeks Onsite Presence: 2 Weeks Inservice Inspection Inservice Inspection NRC Inspector Oversight BI: 30 - 100 Hours BI: 30 - 100 Hours BI: TBD Resources: 1-2 Inspectors Resources: 1-2 Inspectors Resources: TBD Onsite Presence: 1-2 Week(s) Onsite Presence: 1-2 Week(s) Onsite Presence: TBD 21

Engineering Inspection Review Next Steps/Milestones

- March 14 RIC Session on Engineering Inspection Working Group

- Finalize Engineering Inspection Working Group recommendations (EIWG)

- Develop SECY (DIRS)

- Industry self-assessment standard engagement (DIRS)

- Project demonstration 22

Recap Additional Feedback Questions?