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{{#Wiki_filter:Part 2: Emergency Preparedness Philosophies Topics:*Defense-in-Depth (DiD)
{{#Wiki_filter:Part 2: Emergency Preparedness Philosophies
*Protective Action Guidelines (PAGs)
 
*Emergency Planning Zones (EPZs)
Topics:
*Onsite/Offsite Emergency Response Facilities (ERFs)*Emergency Classification Levels (ECLs)
* Defense-in-Depth (DiD)
*Emergency Action Levels (EALs) 2 Defense-in-Depth Safety Philosophy
* Protective Action Guidelines (PAGs)
*Level 1Prevention of abnormal operation and failures by requiring conservative design and high quality in construction and operation
* Emergency Planning Zones (EPZs)
*Level 2Control of abnormal operation and detection of failures by requiring controlling, limiting and protection systems and other surveillance features.  
* Onsite/Offsite Emergency Response Facilities (ERFs)
*Level 3Control of accidents within the design basis by requiring engineered safety features and accident procedures.
* Emergency Classification Levels (ECLs)
*Level 4Control of severe plant conditions, including prevention of accident progression and mitigation of the consequences of severe accidents by requiring complementary measures and accident management.  
* Emergency Action Levels (EALs) 2
*Level 5Mitigation of radiological consequences of significant releases of radioactive materials by requiring emergency planning, preparation, and response
 
.*The underlying philosophies of conservatism, quality assurance, and safety culture add to defense
Defense-in-Depth Safety Philosophy
-in-depth's five independent levels
* Level 1 Prevention of abnormal operation and failures by requiring conservative design and high quality in construction and operation
.3 Defense-in-Depth Safety PhilosophyThe NRC Glossary defines defense-in-depth as:*An approach to designing and operating nuclear facilities that prevents and mitigates accidents that release radiation or hazardous materials.  
* Level 2 Control of abnormal operation and detection of failures by requiring controlling, limiting and protection systems and other surveillance features.
*The key is creating multiple independent and redundant layers of defense to compensate for potential human and mechanical failures so that no single layer, no matter how robust, is exclusively relied upon. *Defense-in-depth includes the use of access controls, physical barriers, redundant and diverse key safety functions, and emergency response measures."
* Level 3 Control of accidents within the design basis by requiring engineered safety features and accident procedures.
4 5*High quality design and construction
* Level 4 Control of severe plant conditions, including prevention of accident progression and mitigation of the consequences of severe accidents by requiring complementary measures and accident management.
*Design for maximum safety in normal operations
* Level 5 Mitigation of radiological consequences of significant releases of radioactive materials by requiring emergency planning, preparation, and response.
*Provide protective safety system to minimize damage, assuming upsets will occur
* The underlying philosophies of conservatism, quality assurance, and safety culture add to defense-in-depths five independent levels.
*Redundant and diverse safety systems
3
*Containment structures
 
*Emergency planningDefense-in-Depth Emergency Planning*Reduce complex decision
Defense-in-Depth Safety Philosophy The NRC Glossary defines defense-in-depth as:
-making*Simplify choice of possible responses*removes non
* An approach to designing and operating nuclear facilities that prevents and mitigates accidents that release radiation or hazardous materials.
-viable alternatives from consideration during the response*Allow for:
* The key is creating multiple independent and redundant layers of defense to compensate for potential human and mechanical failures so that no single layer, no matter how robust, is exclusively relied upon.
-Consistent and practices approaches
* Defense-in-depth includes the use of access controls, physical barriers, redundant and diverse key safety functions, and emergency response measures.
-Addressing a spectrum of challenges irrespective of causes 6LO 12 Protective Action GuidesProtective Action Guide (PAG) is the projected dose from unplanned release at which a specific protectiveaction to reduce or avoid dose is recommended
4
*Used as guidance for triggering appropriate protective actions to minimize dose
 
*Balances the benefit of dose reduction against the risks of implementing the action*At PAG levels, no health effects detectable, even for sensitive populations, such as pregnant women 7
Defense-in-Depth
PAGs*Used as a decision aid
* High quality design and construction
-Protective action recommendations
* Design for maximum safety in normal operations
-Protective action decisions-Within the context of other factors of emergency*Represent trigger levels
* Provide protective safety system to minimize damage, assuming upsets will occur
*Not meant for
* Redundant and diverse safety systems
-Strict numerical criteria
* Containment structures
-Establishing acceptable level of risk
* Emergency planning 5
-Establishing safe or unsafe conditions
 
-Establishing regulations or standards
Emergency Planning
-Superseding environmental laws 8
* Reduce complex decision-making
PAGs*Based on projecteddose in early phase
* Simplify choice of possible responses
-does not count dose received
* removes non-viable alternatives from consideration during the response
*Early phase protective actions
* Allow for:
-Evacuation / sheltering when 1
    - Consistent and practices approaches
-5 rem (10-50 mSv) whole body dose is projected during first 4 days.
    - Addressing a spectrum of challenges irrespective of causes 6
*Potassium Iodide KI administration
LO 12
-25 rem (250 mSv) dose to thyroid is projected
 
*PAG levels are so low that no ill health effects detectable
Protective Action Guides Protective Action Guide (PAG) is the projected dose from unplanned release at which a specific protective action to reduce or avoid dose is recommended
*PAGs are not "bright lines" and circumstances may warrant a lower or higher action level 9LO 13 Emergency Planning Zones (EPZs)
* Used as guidance for triggering appropriate protective actions to minimize dose
*areas for which planning is recommended to assure that promptand effective actions can be taken to protect the public in the event of an accident.
* Balances the benefit of dose reduction against the risks of implementing the action
*Plume Exposure Pathway
* At PAG levels, no health effects detectable, even for sensitive populations, such as pregnant women 7
-10 mile radius
 
*Ingestion Exposure Pathway
PAGs
-50 mile radius 10LO 12 Emergency Planning Zones (EPZs)
* Used as a decision aid
*Plume Exposure Pathway-Boundaries determined by topography, political jurisdictions
* Not meant for
*Roads, rivers, lakes, peninsulas
  - Protective action         - Strict numerical criteria recommendations           - Establishing acceptable
*Municipal, County, State jurisdictions 11LO 12 Emergency Planning Zones (EPZs)
  - Protective action           level of risk decisions                 - Establishing safe or
*Plume Exposure Pathway
  - Within the context of       unsafe conditions other factors of           - Establishing regulations emergency                   or standards
-Provisions for action within EPZ
* Represent trigger levels     - Superseding environmental laws 8
*Prompt decision
 
-making for public protective actions
PAGs
*Development of evacuation plans
* Based on projected dose in early phase
*Public information program
    - does not count dose received
*Prompt public alerting and notification
* Early phase protective actions
*24/7 communication capability with State/local officials
    - Evacuation / sheltering when 1-5 rem (10-50 mSv) whole body dose is projected during first 4 days.
*Monitoring of offsite radiological release
* Potassium Iodide KI administration
*Maintaining Emergency Operations Centers
    - 25 rem (250 mSv) dose to thyroid is projected
*Subdivided into Emergency Response Planning Areas (ERPAs) 12LO 12 10-mile radiusEPZ may be divided into subzones defined by geopolitical boundaries or topography that are easily recognizable to the public Note that the EPZ can be slightly larger or smaller than 10
* PAG levels are so low that no ill health effects detectable
-miles to take advantage of recognizable geopolitical boundaries Alert and Notification System*Capability to promptly alert the public within the Plume Exposure Pathway EPZ of an emergency*Informs the public of protective actions
* PAGs are not bright lines and circumstances may warrant a lower or higher action level 9
*Functions:
LO 13
-Warning signal to seek additional information
 
-Provide instructions 14LO 8 Prompt Public Notification
Emergency Planning Zones (EPZs)
*Alert and Notification Systems (ANS)
* areas for which planning is recommended to assure that prompt and effective actions can be taken to protect the public in the event of an accident.
-Sirens-Tone alert radios (TARs)
* Plume Exposure Pathway
-REVERSE 911
    - 10 mile radius
-Route alerting
* Ingestion Exposure Pathway
-Emergency Alert System (EAS)-Highway message boards
    - 50 mile radius 10 LO 12
-Integrated Public Alert and Warning System (IPAWS) 15 Public Information  
 
--Calendars 16 Public Information Modern Public Information  
Emergency Planning Zones (EPZs)
--Apps 18  
* Plume Exposure Pathway
*Protect from consumption of contaminated food*Considerable time to act (typically State level) Ingestion Exposure Pathway EPZ
                    - Boundaries determined by topography, political jurisdictions
*Approximately 50 miles in radius*Size based upon:
* Roads, rivers, lakes, peninsulas
*Contamination will not exceed PAGs beyond 50 miles
* Municipal, County, State jurisdictions 11 LO 12
*Particulate material would be deposited within 50 miles
 
*Likelihood of exceeding ingestion PAGs at 50 miles is comparable to exceeding plume exposure PAGs at 10 miles OffsiteOnsite Offsite*FEMA's Responsibilities
Emergency Planning Zones (EPZs)
-Assisting States
* Plume Exposure Pathway
-Review State and Local plans*State and Local Responsibilities
    - Provisions for action within EPZ
-Plan-Maintain preparedness
* Prompt decision-making for public protective actions
-Implementing protective actions*Alerting*Sheltering
* Development of evacuation plans
*Evacuating 21LO 13 Onsite*Licensee's Responsibilities
* Public information program
-Maintaining DiD
* Prompt public alerting and notification
-Implementing actions
* 24/7 communication capability with State/local officials
*Prevent,*Reverse, and
* Monitoring of offsite radiological release
*Stop the emergency
* Maintaining Emergency Operations Centers
*Classification
* Subdivided into Emergency Response Planning Areas (ERPAs) 12 LO 12
*Notification
 
*Making protective action recommendations
10-mile radius Note that the EPZ can be slightly larger or smaller than 10-miles to take advantage of recognizable geopolitical boundaries EPZ may be divided into subzones defined by geopolitical boundaries or topography that are easily recognizable to the public
*NRC's Responsibilities
 
-Monitor the licensee and emergency-Provide technical support to
Alert and Notification System
*Licensee*Other Federal Agencies
* Capability to promptly alert the public within the Plume Exposure Pathway EPZ of an emergency
*States and locals if requested 22LO 10, 11, 12, & 14 Onsite EP*Emergency Planning Professional Staff
* Informs the public of protective actions
-Every NPP site has EP department
* Functions:
-Maintains licensee's emergency plan
    - Warning signal to seek additional information
*Develops and coordinates drills and exercises
    - Provide instructions 14 LO 8
*Coordinates with offsite authorities and organizations
 
*Coordinates with onsite departments and activities
Prompt Public Notification
*Provides training
* Alert and Notification Systems (ANS)
*Maintains preparedness equipment and facilities
  - Sirens
-Assists in licensee response 23 Licensee Emergency Response Facilities (ERFs)*-Control Room (CR)
  - Tone alert radios (TARs)
-Technical Support Center (TSC)
  - REVERSE 911
-Operations Support Center (OSC)
  - Route alerting
-Emergency Operations Facility (EOF)
  - Emergency Alert System (EAS)
-Alternate facility(ies)-Joint Information Center (JIC)*actual facility names may vary from site to site Control Room
  - Highway message boards
*Normal plant operations
  - Integrated Public Alert and Warning System (IPAWS) 15
*Contains instrumentation, controls, and displays for:
 
-Nuclear Systems
Public Information -- Calendars 16
-Reactor Coolant Systems
 
-Steam Systems
Public Information Modern Public Information -- Apps 18
-Electrical Systems
 
-Safety Systems
Ingestion Exposure Pathway EPZ
-Accident Monitoring SystemsLO 6 25 Control Room
* Protect from consumption of contaminated food
*Emergency Response Plant Operations
* Considerable time to act (typically State level)
-Diagnose abnormal conditions
* Approximately 50 miles in radius
-Perform corrective actions
* Size based upon:
-Mitigate conditions
* Contamination will not exceed PAGs beyond 50 miles
-Manage plant operations
* Particulate material would be deposited within 50 miles
-Restore plant to safe conditions
* Likelihood of exceeding ingestion PAGs at 50 miles is comparable to exceeding plume exposure PAGs at 10 miles
-Recover from abnormal conditionsLO 5, 10, 11, & 14 26 Control Room as Emergency Response Facility
 
*Initial Emergency Response Functions
Offsite Onsite
*Emergency Declarations
 
*Offsite Notifications
Offsite
*PAR, if needed
* FEMAs Responsibilities
*Augmented at Alert Technical Support Center  
* State and Local
*TSC reduces congestion and confusion in Control Room (CR)*Located near CR for ready access*Monitor, diagnose, and mitigate
    - Assisting States         Responsibilities
-Access to technical data
    - Review State and Local   - Plan plans                    - Maintain preparedness
-Access to plant instrumentation
                                - Implementing protective actions
-Engineering support for CR
* Alerting
-Onsite Radiological Monitoring
* Sheltering
*Habitability
* Evacuating 21 LO 13
*Reliable power Operations Support Center
 
*OSC reduces congestion and confusion in Control Room
Onsite
*Emergency response craft personnel
* Licensees
-coordination by operations staff and TSC
* NRCs Responsibilities Responsibilities                   - Monitor the licensee and
*Coordination of damage control teams
    - Maintaining DiD                   emergency
*Health Physics briefings Emergency Operations Facility  
    - Implementing actions           - Provide technical
*EOF interfaces with offsite agencies; outward focus
* Prevent,                     support to
*Response functions
* Reverse, and
-Emergency Director
* Licensee
-Communications
* Stop the emergency
-Public information
* Other Federal Agencies
-Accident analysis
* Classification
-Dose assessment
* States and locals if
-Offsite monitoring
* Notification                    requested
-PAR development/decisions
* Making protective action recommendations 22 LO 10, 11, 12, & 14
-State and county liaisons
 
-Support to TSC
Onsite EP
-Normally outside Plume Exposure Pathway EPZ
* Emergency Planning Professional Staff
*May be in another State or local area.  
  - Every NPP site has EP department
*JIC Coordinates dissemination of public information
  - Maintains licensees emergency plan
*State/county liaisons
* Develops and coordinates drills and exercises
*Media liaisons
* Coordinates with offsite authorities and organizations
*Location for media briefings and news conferencesJoint Information Center Offsite Emergency Operations Centers
* Coordinates with onsite departments and activities
*Manage preparations for event and state or local response*Provide a location for decision makers  
* Provides training
*Provide data and information about event
* Maintains preparedness equipment and facilities
*Communicate with the licensee and other support organizations
  - Assists in licensee response 23
*Coordinate activities of interest at State level
 
-Technical assessment of event
Licensee Emergency Response Facilities (ERFs)*
-Radiological dose assessment
  - Control Room (CR)
*Not incident command posts, but support ICPs 32LO 6 & 7 Event Classification Levels (ECLs)
  - Technical Support Center (TSC)
*Provide a basis for a progressive response to an event*ECLs from least to most severe are
  - Operations Support Center (OSC)
-Notification of Unusual Event (NOUE or UE)
  - Emergency Operations Facility (EOF)
-Alert-Site Area Emergency (SAE)
  - Alternate facility(ies)
-General Emergency (GE
  - Joint Information Center (JIC)
)33LO 9 Notification of Unusual Event (NOUE)LO 9 34*Events are in progress or have occurred which indicate a potential degradation of the level of safety of the plant or indicate a security threat to facility protection.
  *actual facility names may vary from site to site
*No release expected Alert*Events are in progress or have occurred which involve actual or potential substantial degradation of the level of safety of the plant or a security event that involves probable life threatening risk to site personnel or damage to site equipment because of malicious dedicated efforts of a hostile act.  
 
*Any releases are expected to be limited to small fractions of the EPA PAG exposure levels. LO 9 35 Site Area Emergency (SAE)LO 10 36*Events are in progress or have occurred which involve actual or likely major failures of plant functions needed for protection of the publicor security events that result in intentional damage or malicious acts: (1) toward site personnel or equipment that could lead to the likely failure of, or; (2) prevents effective access to, equipment needed for the protection of the public.
Control Room
*Any release is not expected to exceed EPA PAG levels near the site boundary General Emergency (GE)
* Normal plant operations
*Events are in progress or have occurred which involve an actual or imminent substantial core degradation or melting with the potential for loss of containment integrityor security events that result in an actual loss of physical control of the facility.
* Contains instrumentation, controls, and displays for:
*Releases can be reasonably expected to exceed EPA PAG levels offsite
    - Nuclear Systems
*NOTE: a GE does NOT NECESSARILYmean that a release is in progressLO 9 and 13 37 Flow of Events
    - Reactor Coolant Systems
*Initiating Conditions
    - Steam Systems
*Emergency Action Levels
    - Electrical Systems
*Emergency Classifications
    - Safety Systems
*Offsite Actions, if necessary Initiating ConditionAn event of condition that corresponds with the definition of one of the four emergency classification levels
    - Accident Monitoring Systems 25 LO 6
*An IC can be expressed by:
 
-Measurable parameter (RCS temperature)
Control Room
-Event (fire, flood, security)
* Emergency Response Plant Operations
-Barrier breach  
    - Diagnose abnormal conditions
*Fuel *RCS*Containment Emergency Action LevelA predetermined, site
    - Perform corrective actions
-specific, observable threshold for an IC that, when met or exceeded, places the plant in a given emergency classification level*One or more EALs for each IC
    - Mitigate conditions
-EALs may utilize:
    - Manage plant operations
*Instrument readings or status indications
    - Restore plant to safe conditions
*Observable events
    - Recover from abnormal conditions 26 LO 5, 10, 11, & 14
*Results of calculations or analyses
 
*Entry into particular plant procedures
Control Room as Emergency Response Facility
*Occurrence of natural phenomena ECL: General EmergencyAGIInitiating Condition: Release of gaseous radioactivity resulting in offsite dose greater than 1000 mremTEDE or 5000 mremthyroid CDEOperating Mode Applicability: AllEmergency Action Levels ( 1 or 2 or 3)
* Initial Emergency Response Functions
(1)Reading on radiation monitor HVS
* Emergency Declarations
-RM-1001A greater than 15,000 CPM for 15 minutes or longer.
* Offsite Notifications
(2)Dose assessment using actual meteorology indicates doses greater than 1000 mremTEDE or 5000 mremthyroid CDE (3)Field survey results indicate greater than 1000 mrem/hrexpected to continue for 60 minutesBasis:Excerpt of Typical EAL Scheme Facility Staffing vs Classification 42 Review*List the onsite emergency response facilities
* PAR, if needed
*List the offsite emergency response facilities.
* Augmented at Alert
*List the Alert Notification System (ANS/PANS) devices to notify the public of an emergency.
 
*List the four emergency classification levels for nuclear power plants from least to most severe.*List the two forms of emergency planning zones for operating nuclear power plants.
Technical Support Center
43 Summary*We reviewed the role of  
* TSC reduces congestion and confusion in Control Room (CR)
-defense-in-depth, -protective action guides, -emergency planning zones, -emergency response facilities, -emergency classification levels, and  
* Located near CR for ready access
-emergency action levelswithin the emergency preparedness and planning.
* Monitor, diagnose, and mitigate
  - Access to technical data
  - Access to plant instrumentation
  - Engineering support for CR
  - Onsite Radiological Monitoring
* Habitability
* Reliable power
 
Operations Support Center
* OSC reduces congestion and confusion in Control Room
* Emergency response craft personnel
    - coordination by operations staff and TSC
* Coordination of damage control teams
* Health Physics briefings
 
Emergency Operations Facility
* EOF interfaces with offsite agencies; outward focus
* Response functions
  - Emergency Director
  - Communications
  - Public information
  - Accident analysis
  - Dose assessment
  - Offsite monitoring
  - PAR development/decisions
  - State and county liaisons
  - Support to TSC
  - Normally outside Plume Exposure Pathway EPZ
* May be in another State or local area.
 
Joint Information Center
* JIC Coordinates dissemination of public information
* State/county liaisons
* Media liaisons
* Location for media briefings and news conferences
 
Offsite Emergency Operations Centers
* Manage preparations for event and state or local response
* Provide a location for decision makers
* Provide data and information about event
* Communicate with the licensee and other support organizations
* Coordinate activities of interest at State level
    - Technical assessment of event
    - Radiological dose assessment
* Not incident command posts, but support ICPs 32 LO 6 & 7
 
Event Classification Levels (ECLs)
* Provide a basis for a progressive response to an event
* ECLs from least to most severe are
    - Notification of Unusual Event (NOUE or UE)
    - Alert
    - Site Area Emergency (SAE)
    - General Emergency (GE) 33 LO 9
 
Notification of Unusual Event (NOUE)
* Events are in progress or have occurred which indicate a potential degradation of the level of safety of the plant or indicate a security threat to facility protection.
* No release expected 34 LO 9
 
Alert
* Events are in progress or have occurred which involve actual or potential substantial degradation of the level of safety of the plant or a security event that involves probable life threatening risk to site personnel or damage to site equipment because of malicious dedicated efforts of a hostile act.
* Any releases are expected to be limited to small fractions of the EPA PAG exposure levels.
35 LO 9
 
Site Area Emergency (SAE)
* Events are in progress or have occurred which involve actual or likely major failures of plant functions needed for protection of the public or security events that result in intentional damage or malicious acts: (1) toward site personnel or equipment that could lead to the likely failure of, or; (2) prevents effective access to, equipment needed for the protection of the public.
* Any release is not expected to exceed EPA PAG levels near the site boundary 36 LO 10
 
General Emergency (GE)
* Events are in progress or have occurred which involve an actual or imminent substantial core degradation or melting with the potential for loss of containment integrity or security events that result in an actual loss of physical control of the facility.
* Releases can be reasonably expected to exceed EPA PAG levels offsite
* NOTE: a GE does NOT NECESSARILY mean that a release is in progress 37 LO 9 and 13
 
Flow of Events
* Initiating Conditions
* Emergency Action Levels
* Emergency Classifications
* Offsite Actions, if necessary
 
Initiating Condition An event of condition that corresponds with the definition of one of the four emergency classification levels
* An IC can be expressed by:
    - Measurable parameter (RCS temperature)
    - Event (fire, flood, security)
    - Barrier breach
* Fuel
* RCS
* Containment
 
Emergency Action Level A predetermined, site-specific, observable threshold for an IC that, when met or exceeded, places the plant in a given emergency classification level
* One or more EALs for each IC
  - EALs may utilize:
* Instrument readings or status indications
* Observable events
* Results of calculations or analyses
* Entry into particular plant procedures
* Occurrence of natural phenomena
 
Excerpt of Typical EAL Scheme ECL: General Emergency                    AGI Initiating Condition: Release of gaseous radioactivity resulting in offsite dose greater than 1000 mrem TEDE or 5000 mrem thyroid CDE Operating Mode Applicability: All Emergency Action Levels ( 1 or 2 or 3)
(1) Reading on radiation monitor HVS-RM-1001A greater than 15,000 CPM for 15 minutes or longer.
(2) Dose assessment using actual meteorology indicates doses greater than 1000 mrem TEDE or 5000 mrem thyroid CDE (3) Field survey results indicate greater than 1000 mrem/hr expected to continue for 60 minutes Basis:
 
Facility Staffing vs Classification 42
 
Review
* List the onsite emergency response facilities
* List the offsite emergency response facilities.
* List the Alert Notification System (ANS/PANS) devices to notify the public of an emergency.
* List the four emergency classification levels for nuclear power plants from least to most severe.
* List the two forms of emergency planning zones for operating nuclear power plants.
43
 
Summary
* We reviewed the role of
  - defense-in-depth,
  - protective action guides,
  - emergency planning zones,
  - emergency response facilities,
  - emergency classification levels, and
  - emergency action levels within the emergency preparedness and planning.
44}}
44}}

Revision as of 20:29, 19 October 2019

Session 3 Part 2: NRC EP Fundamentals Workshop - Rkahler
ML19106A144
Person / Time
Issue date: 04/16/2019
From:
Office of Nuclear Security and Incident Response
To:
Shared Package
ML19106A141 List:
References
Download: ML19106A144 (44)


Text

Part 2: Emergency Preparedness Philosophies

Topics:

  • Defense-in-Depth (DiD)
  • Protective Action Guidelines (PAGs)
  • Emergency Planning Zones (EPZs)
  • Onsite/Offsite Emergency Response Facilities (ERFs)
  • Emergency Classification Levels (ECLs)
  • Emergency Action Levels (EALs) 2

Defense-in-Depth Safety Philosophy

  • Level 1 Prevention of abnormal operation and failures by requiring conservative design and high quality in construction and operation
  • Level 2 Control of abnormal operation and detection of failures by requiring controlling, limiting and protection systems and other surveillance features.
  • Level 3 Control of accidents within the design basis by requiring engineered safety features and accident procedures.
  • Level 4 Control of severe plant conditions, including prevention of accident progression and mitigation of the consequences of severe accidents by requiring complementary measures and accident management.
  • Level 5 Mitigation of radiological consequences of significant releases of radioactive materials by requiring emergency planning, preparation, and response.
  • The underlying philosophies of conservatism, quality assurance, and safety culture add to defense-in-depths five independent levels.

3

Defense-in-Depth Safety Philosophy The NRC Glossary defines defense-in-depth as:

  • An approach to designing and operating nuclear facilities that prevents and mitigates accidents that release radiation or hazardous materials.
  • The key is creating multiple independent and redundant layers of defense to compensate for potential human and mechanical failures so that no single layer, no matter how robust, is exclusively relied upon.
  • Defense-in-depth includes the use of access controls, physical barriers, redundant and diverse key safety functions, and emergency response measures.

4

Defense-in-Depth

  • High quality design and construction
  • Design for maximum safety in normal operations
  • Provide protective safety system to minimize damage, assuming upsets will occur
  • Redundant and diverse safety systems
  • Containment structures
  • Emergency planning 5

Emergency Planning

  • Reduce complex decision-making
  • Simplify choice of possible responses
  • removes non-viable alternatives from consideration during the response
  • Allow for:

- Consistent and practices approaches

- Addressing a spectrum of challenges irrespective of causes 6

LO 12

Protective Action Guides Protective Action Guide (PAG) is the projected dose from unplanned release at which a specific protective action to reduce or avoid dose is recommended

  • Used as guidance for triggering appropriate protective actions to minimize dose
  • Balances the benefit of dose reduction against the risks of implementing the action
  • At PAG levels, no health effects detectable, even for sensitive populations, such as pregnant women 7

PAGs

  • Used as a decision aid
  • Not meant for

- Protective action - Strict numerical criteria recommendations - Establishing acceptable

- Protective action level of risk decisions - Establishing safe or

- Within the context of unsafe conditions other factors of - Establishing regulations emergency or standards

  • Represent trigger levels - Superseding environmental laws 8

PAGs

  • Based on projected dose in early phase

- does not count dose received

  • Early phase protective actions

- Evacuation / sheltering when 1-5 rem (10-50 mSv) whole body dose is projected during first 4 days.

- 25 rem (250 mSv) dose to thyroid is projected

  • PAG levels are so low that no ill health effects detectable
  • PAGs are not bright lines and circumstances may warrant a lower or higher action level 9

LO 13

Emergency Planning Zones (EPZs)

  • areas for which planning is recommended to assure that prompt and effective actions can be taken to protect the public in the event of an accident.
  • Plume Exposure Pathway

- 10 mile radius

  • Ingestion Exposure Pathway

- 50 mile radius 10 LO 12

Emergency Planning Zones (EPZs)

  • Plume Exposure Pathway

- Boundaries determined by topography, political jurisdictions

  • Roads, rivers, lakes, peninsulas
  • Municipal, County, State jurisdictions 11 LO 12

Emergency Planning Zones (EPZs)

  • Plume Exposure Pathway

- Provisions for action within EPZ

  • Prompt decision-making for public protective actions
  • Development of evacuation plans
  • Public information program
  • Prompt public alerting and notification
  • 24/7 communication capability with State/local officials
  • Monitoring of offsite radiological release
  • Maintaining Emergency Operations Centers
  • Subdivided into Emergency Response Planning Areas (ERPAs) 12 LO 12

10-mile radius Note that the EPZ can be slightly larger or smaller than 10-miles to take advantage of recognizable geopolitical boundaries EPZ may be divided into subzones defined by geopolitical boundaries or topography that are easily recognizable to the public

Alert and Notification System

  • Capability to promptly alert the public within the Plume Exposure Pathway EPZ of an emergency
  • Informs the public of protective actions
  • Functions:

- Warning signal to seek additional information

- Provide instructions 14 LO 8

Prompt Public Notification

  • Alert and Notification Systems (ANS)

- Sirens

- Tone alert radios (TARs)

- REVERSE 911

- Route alerting

- Emergency Alert System (EAS)

- Highway message boards

- Integrated Public Alert and Warning System (IPAWS) 15

Public Information -- Calendars 16

Public Information Modern Public Information -- Apps 18

Ingestion Exposure Pathway EPZ

  • Protect from consumption of contaminated food
  • Considerable time to act (typically State level)
  • Approximately 50 miles in radius
  • Size based upon:
  • Contamination will not exceed PAGs beyond 50 miles
  • Particulate material would be deposited within 50 miles
  • Likelihood of exceeding ingestion PAGs at 50 miles is comparable to exceeding plume exposure PAGs at 10 miles

Offsite Onsite

Offsite

  • State and Local

- Assisting States Responsibilities

- Review State and Local - Plan plans - Maintain preparedness

- Implementing protective actions

  • Alerting
  • Sheltering
  • Evacuating 21 LO 13

Onsite

  • Licensees
  • NRCs Responsibilities Responsibilities - Monitor the licensee and

- Maintaining DiD emergency

- Implementing actions - Provide technical

  • Prevent, support to
  • Reverse, and
  • Licensee
  • Stop the emergency
  • Other Federal Agencies
  • Classification
  • States and locals if
  • Notification requested
  • Making protective action recommendations 22 LO 10, 11, 12, & 14

Onsite EP

  • Emergency Planning Professional Staff

- Every NPP site has EP department

- Maintains licensees emergency plan

  • Develops and coordinates drills and exercises
  • Coordinates with offsite authorities and organizations
  • Coordinates with onsite departments and activities
  • Provides training
  • Maintains preparedness equipment and facilities

- Assists in licensee response 23

Licensee Emergency Response Facilities (ERFs)*

- Control Room (CR)

- Technical Support Center (TSC)

- Operations Support Center (OSC)

- Emergency Operations Facility (EOF)

- Alternate facility(ies)

- Joint Information Center (JIC)

  • actual facility names may vary from site to site

Control Room

  • Normal plant operations
  • Contains instrumentation, controls, and displays for:

- Nuclear Systems

- Reactor Coolant Systems

- Steam Systems

- Electrical Systems

- Safety Systems

- Accident Monitoring Systems 25 LO 6

Control Room

  • Emergency Response Plant Operations

- Diagnose abnormal conditions

- Perform corrective actions

- Mitigate conditions

- Manage plant operations

- Restore plant to safe conditions

- Recover from abnormal conditions 26 LO 5, 10, 11, & 14

Control Room as Emergency Response Facility

  • Initial Emergency Response Functions
  • Emergency Declarations
  • Offsite Notifications
  • Augmented at Alert

Technical Support Center

  • TSC reduces congestion and confusion in Control Room (CR)
  • Located near CR for ready access
  • Monitor, diagnose, and mitigate

- Access to technical data

- Access to plant instrumentation

- Engineering support for CR

- Onsite Radiological Monitoring

  • Habitability
  • Reliable power

Operations Support Center

  • OSC reduces congestion and confusion in Control Room
  • Emergency response craft personnel

- coordination by operations staff and TSC

  • Coordination of damage control teams
  • Health Physics briefings

Emergency Operations Facility

  • EOF interfaces with offsite agencies; outward focus
  • Response functions

- Emergency Director

- Communications

- Public information

- Accident analysis

- Dose assessment

- Offsite monitoring

- PAR development/decisions

- State and county liaisons

- Support to TSC

- Normally outside Plume Exposure Pathway EPZ

  • May be in another State or local area.

Joint Information Center

  • JIC Coordinates dissemination of public information
  • State/county liaisons
  • Media liaisons
  • Location for media briefings and news conferences

Offsite Emergency Operations Centers

  • Manage preparations for event and state or local response
  • Provide a location for decision makers
  • Provide data and information about event
  • Communicate with the licensee and other support organizations
  • Coordinate activities of interest at State level

- Technical assessment of event

- Radiological dose assessment

  • Not incident command posts, but support ICPs 32 LO 6 & 7

Event Classification Levels (ECLs)

  • Provide a basis for a progressive response to an event
  • ECLs from least to most severe are

- Notification of Unusual Event (NOUE or UE)

- Alert

- Site Area Emergency (SAE)

- General Emergency (GE) 33 LO 9

Notification of Unusual Event (NOUE)

  • Events are in progress or have occurred which indicate a potential degradation of the level of safety of the plant or indicate a security threat to facility protection.
  • No release expected 34 LO 9

Alert

  • Events are in progress or have occurred which involve actual or potential substantial degradation of the level of safety of the plant or a security event that involves probable life threatening risk to site personnel or damage to site equipment because of malicious dedicated efforts of a hostile act.
  • Any releases are expected to be limited to small fractions of the EPA PAG exposure levels.

35 LO 9

Site Area Emergency (SAE)

  • Events are in progress or have occurred which involve actual or likely major failures of plant functions needed for protection of the public or security events that result in intentional damage or malicious acts: (1) toward site personnel or equipment that could lead to the likely failure of, or; (2) prevents effective access to, equipment needed for the protection of the public.
  • Any release is not expected to exceed EPA PAG levels near the site boundary 36 LO 10

General Emergency (GE)

  • Events are in progress or have occurred which involve an actual or imminent substantial core degradation or melting with the potential for loss of containment integrity or security events that result in an actual loss of physical control of the facility.
  • Releases can be reasonably expected to exceed EPA PAG levels offsite
  • NOTE: a GE does NOT NECESSARILY mean that a release is in progress 37 LO 9 and 13

Flow of Events

  • Initiating Conditions
  • Emergency Action Levels
  • Emergency Classifications
  • Offsite Actions, if necessary

Initiating Condition An event of condition that corresponds with the definition of one of the four emergency classification levels

  • An IC can be expressed by:

- Measurable parameter (RCS temperature)

- Event (fire, flood, security)

- Barrier breach

  • Fuel
  • Containment

Emergency Action Level A predetermined, site-specific, observable threshold for an IC that, when met or exceeded, places the plant in a given emergency classification level

- EALs may utilize:

  • Instrument readings or status indications
  • Observable events
  • Results of calculations or analyses
  • Entry into particular plant procedures
  • Occurrence of natural phenomena

Excerpt of Typical EAL Scheme ECL: General Emergency AGI Initiating Condition: Release of gaseous radioactivity resulting in offsite dose greater than 1000 mrem TEDE or 5000 mrem thyroid CDE Operating Mode Applicability: All Emergency Action Levels ( 1 or 2 or 3)

(1) Reading on radiation monitor HVS-RM-1001A greater than 15,000 CPM for 15 minutes or longer.

(2) Dose assessment using actual meteorology indicates doses greater than 1000 mrem TEDE or 5000 mrem thyroid CDE (3) Field survey results indicate greater than 1000 mrem/hr expected to continue for 60 minutes Basis:

Facility Staffing vs Classification 42

Review

  • List the onsite emergency response facilities
  • List the offsite emergency response facilities.
  • List the Alert Notification System (ANS/PANS) devices to notify the public of an emergency.
  • List the four emergency classification levels for nuclear power plants from least to most severe.
  • List the two forms of emergency planning zones for operating nuclear power plants.

43

Summary

  • We reviewed the role of

- defense-in-depth,

- protective action guides,

- emergency planning zones,

- emergency response facilities,

- emergency classification levels, and

- emergency action levels within the emergency preparedness and planning.

44