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| issue date = 01/14/1999
| issue date = 01/14/1999
| title = NRC Generic Letter 1998-001, Supplement 1: Year 2000 Readiness of Computer Systems at Nuclear Power Plants
| title = NRC Generic Letter 1998-001, Supplement 1: Year 2000 Readiness of Computer Systems at Nuclear Power Plants
| author name = Matthews D B
| author name = Matthews D
| author affiliation = NRC/NRR
| author affiliation = NRC/NRR
| addressee name =  
| addressee name =  
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| page count = 8
| page count = 8
}}
}}
{{#Wiki_filter:UNITED STATEDNUCLEAR REGULATORY COMMISSIONOFFICE OF NUCLEAR REACTOR REGULATIONWASHINGTON, D.C. 20555-0001January 14,1999NRC GENERIC LETTER NO. 98-01 SUPPLEMENT 1: YEAR 2000 READINESS OFCOMPUTER SYSTEMS AT NUCLEARPOWER PLANTS
{{#Wiki_filter:UNITED STATED
                            NUCLEAR REGULATORY COMMISSION
                        OFFICE OF NUCLEAR REACTOR REGULATION
                                WASHINGTON, D.C. 20555-0001 January 14,1999 NRC GENERIC LETTER NO. 98-01 SUPPLEMENT 1: YEAR 2000 READINESS OF
                                                            COMPUTER SYSTEMS AT NUCLEAR
                                                            POWER PLANTS


==Addressees==
==Addressees==
All holders of operating licenses for nuclear power plants, except those who have permanentlyceased operations and have certified that fuel has been permanently removed from the reactorvessel.
All holders of operating licenses for nuclear power plants, except those who have permanently ceased operations and have certified that fuel has been permanently removed from the reactor vessel.


==Purpose==
==Purpose==
The U. S. Nuclear Regulatory Commission (NRC) is issuing this generic letter supplement toprovide addresses with a voluntary alternative response to that required in Generic Letter 98-01on Year 2000 (Y2K) readiness of their respective facilities. This offer is consistent with theNuclear Energy Institute's (NEI) recommendation in their letter to the NRC dated November 9,1998. The alternative response should provide information on the overall Y2K readiness of theplant, including those systems necessary for continued plant operation which are not coveredby the terms and conditions of the license and NRC regulations.
The U. S. Nuclear Regulatory Commission (NRC) is issuing this generic letter supplement to provide addresses with a voluntary alternative response to that required in Generic Letter 98-01 on Year 2000 (Y2K) readiness of their respective facilities. This offer is consistent with the Nuclear Energy Institute's (NEI) recommendation in their letter to the NRC dated November 9,
1998. The alternative response should provide information on the overall Y2K readiness of the plant, including those systems necessary for continued plant operation which are not covered by the terms and conditions of the license and NRC regulations.


==Description of Circumstances==
==Description of Circumstances==
On May 11, 1998, the NRC issued Generic Letter 98-01, requesting information regarding thelicensee's programs, planned or implemented, to address the year 2000 (Y2K) problem incomputer systems at their facilities. Specifically, item (2) under Required Response, requiresaddressees to provide a written response upon completing the Y2K program or, in any event,no later than July 1, 1999, confirming that the facility is Y2K ready, or will be ready, by the year2000 with regard to compliance with the terms and conditions of the license and NRCregulations. For incomplete programs as of that date, the licensee is to provide a status report,including completion schedules, of work remaining to be done to confirm the facility is/will beready by the year 2000.Since issuance of GL 98-01, increased public awareness and government attention to the Y2Kproblem have resulted in concern over not only public health and safety of nuclear power plantsbut also concern over the ability of nuclear power plants to continue to provide power to thenational electric power grid. A key aspect of this concern is the recognition of the need for;32975 AMOSc~ OSOOOO32J £Vdo(Lf99019 GL 98-01 ,Supp. 1January 14,1999 significant disclosure and sharing of information on the Y2K problem and its impact on thenation's infrastructure as described in the Year 2000 Information and Readiness Disclosure Act(Public Law No: 105-271) which was enacted on October 19, 1998. The information requestedin this supplement to GL 9801 is consistent with this Act.DiscussionAs discussed in Generic Letter 98-01, the Y2K computer problem pertains to the potential fordate-related problems that may be experienced by a computer system or an application. TheY2K problem has the potential of interfering with the proper operation of computer systems,hardware that is microprocessor-based (embedded software), and software or databases reliedupon at nuclear power plants. Diverse concerns are associated with the potential impact of theY2K problem on nuclear power plants because of the variety and types of computer systems inuse. The concerns result from a reliance upon (1) software to schedule maintenance andtechnical specification surveillance, (2) programmable logic controllers and other commercialoff-the-shelf software and hardware, (3) digital process control systems, (4) software to supportfacility operation, (5) digital systems for collection of operating data, and (6) digital systems tomonitor post-accident plant conditions.Some examples of systems and computer equipment that may be affected by Y2K problemsfollow:* Security computers* Plant process (data scan, log, and alarm) and safety parameter display systemcomputers* Radiation monitoring systemsDosimeters and readers* Plant simulators* Engineering programs* Communication systems* Inventory control systems* Surveillance and maintenance tracking systems* Control systemsThe NRC and the nuclear industry recognized the importance of the Y2K concern to the abovesystems, even though some of the systems may not be covered by specific requirements of thefacility license, because of their impact on the ability of the plant to support the grid and thenation's electric power infrastructure. For this reason, the NRC will permit addressees toprovide an alternative response to that identified in Iem (2) of GL 98-01 which addressesoverall plant Y2K readiness.
On May 11, 1998, the NRC issued Generic Letter 98-01, requesting information regarding the licensee's programs, planned or implemented, to address the year 2000 (Y2K) problem in computer systems at their facilities. Specifically, item (2) under Required Response, requires addressees to provide a written response upon completing the Y2K program or, in any event, no later than July 1, 1999, confirming that the facility is Y2K ready, or will be ready, by the year
2000 with regard to compliance with the terms and conditions of the license and NRC
regulations. For incomplete programs as of that date, the licensee is to provide a status report, including completion schedules, of work remaining to be done to confirm the facility is/will be ready by the year 2000.
 
Since issuance of GL 98-01, increased public awareness and government attention to the Y2K
problem have resulted in concern over not only public health and safety of nuclear power plants but also concern over the ability of nuclear power plants to continue to provide power to the national electric power grid. A key aspect of this concern is the recognition of the need for
;32975                                       AMOSc~         OSOOOO32J £Vdo(Lf
99019
 
GL 98-01 ,Supp. 1 January 14,1999 significant disclosure and sharing of information on the Y2K problem and its impact on the nation's infrastructure as described in the Year 2000 Information and Readiness Disclosure Act (Public Law No: 105-271) which was enacted on October 19, 1998. The information requested in this supplement to GL 9801 is consistent with this Act.
 
Discussion As discussed in Generic Letter 98-01, the Y2K computer problem pertains to the potential for date-related problems that may be experienced by a computer system or an application. The Y2K problem has the potential of interfering with the proper operation of computer systems, hardware that is microprocessor-based (embedded software), and software or databases relied upon at nuclear power plants. Diverse concerns are associated with the potential impact of the Y2K problem on nuclear power plants because of the variety and types of computer systems in use. The concerns result from a reliance upon (1) software to schedule maintenance and technical specification surveillance, (2) programmable logic controllers and other commercial off-the-shelf software and hardware, (3) digital process control systems, (4) software to support facility operation, (5) digital systems for collection of operating data, and (6) digital systems to monitor post-accident plant conditions.
 
Some examples of systems and computer equipment that may be affected by Y2K problems follow:
          *     Security computers
          *     Plant process (data scan, log, and alarm) and safety parameter display system computers
          *     Radiation monitoring systems Dosimeters and readers
          *     Plant simulators
          *     Engineering programs
          *     Communication systems
          *     Inventory control systems
          *     Surveillance and maintenance tracking systems
          *     Control systems The NRC and the nuclear industry recognized the importance of the Y2K concern to the above systems, even though some of the systems may not be covered by specific requirements of the facility license, because of their impact on the ability of the plant to support the grid and the nation's electric power infrastructure. For this reason, the NRC will permit addressees to provide an alternative response to that identified in Iem (2) of GL 98-01 which addresses overall plant Y2K readiness.


==Addressees==
==Addressees==
may still provide the more narrowly focused responserequired by GL 98-01 on the readiness of only those systems within the scope of the facilitylicense and NRC regulations under the provisions of 10 CFR 50.54 (f). However, addresseesare reminded that existing reporting requirements under the provisions of 10 CFR Part 21, 10CFR 50.72, 10 CFR 50.73 and 10 CFR 50.9 are still applicable as appropriate when Y2Kproblems in safety-related systems are Identifie GL 98-01,Supp. 1January 14,1999 Voluntary ResDonse
may still provide the more narrowly focused response required by GL 98-01 on the readiness of only those systems within the scope of the facility license and NRC regulations under the provisions of 10 CFR 50.54 (f). However, addressees are reminded that existing reporting requirements under the provisions of 10 CFR Part 21, 10
CFR 50.72, 10 CFR 50.73 and 10 CFR 50.9 are still applicable as appropriate when Y2K
problems in safety-related systems are Identified.
 
GL 98-01,Supp. 1 January 14,1999 Voluntary ResDonse  


==Addressees==
==Addressees==
may respond to this supplement to GL 98-01 on or before July 1, 1999, in lieu ofitem (2) of GL 98-01 but must respond to one or the other. In responding to this supplement toGL 98-01, the addressee should confirm Y2K readiness of the facility with regard to thosesystems within the scope of the license and NRC regulations, and those systems required forcontinued operation of the facility after January 1, 2000. For those systems which are not Y2Kready as of July 1, 1999, the addressee should provide a status and completion schedule forachieving readiness by the year 2000.Address the written response to the U.S. Nuclear Regulatory Commission, Attention:Document Control Desk, Washington, D.C. 20555-0001.
may respond to this supplement to GL 98-01 on or before July 1, 1999, in lieu of item (2) of GL 98-01 but must respond to one or the other. In responding to this supplement to GL 98-01, the addressee should confirm Y2K readiness of the facility with regard to those systems within the scope of the license and NRC regulations, and those systems required for continued operation of the facility after January 1, 2000. For those systems which are not Y2K
ready as of July 1, 1999, the addressee should provide a status and completion schedule for achieving readiness by the year 2000.
 
Address the written response to the U.S. Nuclear Regulatory Commission, Attention:
Document Control Desk, Washington, D.C. 20555-0001.


==Backfit Discussion==
==Backfit Discussion==
The NRC staff has determined that the backfit rule, Section 50.109 of the Code of FederalRegulations (10 CFR 50.109), does not apply to this generic letter because it only requestsinformation from addressees (in particular, those addressees who choose to respond to theNRC in the manner described herein, rather than in accordance with iem (2) of GL 98-01) thatwill enable the NRC staff to confirm that a facility is Y2K ready, or will be ready, by the year2000 with regard to complying with the terms and conditions of the facility license and NRCregulations. Therefore, no backfit analysis was prepared.
The NRC staff has determined that the backfit rule, Section 50.109 of the Code of Federal Regulations (10 CFR 50.109), does not apply to this generic letter because it only requests information from addressees (in particular, those addressees who choose to respond to the NRC in the manner described herein, rather than in accordance with iem (2) of GL 98-01) that will enable the NRC staff to confirm that a facility is Y2K ready, or will be ready, by the year
2000 with regard to complying with the terms and conditions of the facility license and NRC
regulations. Therefore, no backfit analysis was prepared.


==Paperwork Reduction Act Statement==
==Paperwork Reduction Act Statement==
This generic letter contains information collections that are subject to the Paperwork ReductionAct of 1995 (44 U.S.C. 3501 et seq.). These information collections were approved by theOffice of Management and Budget (OMB), approval number 3150-0011, which expires onSeptember 30, 2000.The public reporting burden for this collection of information is estimated to average 100. hoursper response, including the time for reviewing the instructions, searching data sources,gathering and maintaining the needed data, and completing and reviewing the informationcollected. This estimate assumes a licensee's response simply confirms that the Y2K programwill be completed by July 1, 1999. Licensees whose Y2K program will not be completed by July1, 1999, must submit additional information to the NRC.The NRC is seeking public comment on the potential impact of the collection of informationcontained in this generic letter and on the following issues:1. Is the proposed collection of information necessary for the proper performance of thefunctions of the NRC, Including whether the information will have practical utility?2. Is the estimate of burden accurate?
This generic letter contains information collections that are subject to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.). These information collections were approved by the Office of Management and Budget (OMB), approval number 3150-0011, which expires on September 30, 2000.
GL 98-01, Supp. 1January 14, 1999 . Is there a way to enhance the quality, utility, and clarity of the information to becollected?4. How can the burden of the collection of information be minimized, including the use ofautomated collection techniques?Send comments on the burden estimate and any aspect of this collection of information,including suggestions for reducing this burden, to the Information and Records ManagementBranch, T-6 F33, U.S. Nuclear Regulatory Commission, Washington, D.C. 20555-0001, and tothe Desk Officer, Office of Information and Regulatory Affairs, NEOB-10202 (3150-0011),Office of Management and Budget, Washington, D.C. 20503.The NRC may not conduct or sponsor, and a person is not required to respond to, a collectionof information unless it displays a currently valid OMB control number.If you have any questions about this matter, please contact one of the technical contacts listedbelow or the appropriate office of Nuclear Reactor Regulation (NRR) project manager.Orig /s/'d byDavid B. Matthews, DirectorDivision of Reactor Program ManagementOffice of Nuclear Reactor Regulation
 
The public reporting burden for this collection of information is estimated to average 100. hours per response, including the time for reviewing the instructions, searching data sources, gathering and maintaining the needed data, and completing and reviewing the information collected. This estimate assumes a licensee's response simply confirms that the Y2K program will be completed by July 1, 1999. Licensees whose Y2K program will not be completed by July
1, 1999, must submit additional information to the NRC.
 
The NRC is seeking public comment on the potential impact of the collection of information contained in this generic letter and on the following issues:
1.     Is the proposed collection of information necessary for the proper performance of the functions of the NRC, Including whether the information will have practical utility?
2.     Is the estimate of burden accurate?
 
GL 98-01, Supp. 1 January 14, 1999 3.         Is there a way to enhance the quality, utility, and clarity of the information to be collected?
            4.         How can the burden of the collection of information be minimized, including the use of automated collection techniques?
            Send comments on the burden estimate and any aspect of this collection of information, including suggestions for reducing this burden, to the Information and Records Management Branch, T-6 F33, U.S. Nuclear Regulatory Commission, Washington, D.C. 20555-0001, and to the Desk Officer, Office of Information and Regulatory Affairs, NEOB-10202 (3150-0011),
            Office of Management and Budget, Washington, D.C. 20503.
 
The NRC may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.
 
If you have any questions about this matter, please contact one of the technical contacts listed below or the appropriate office of Nuclear Reactor Regulation (NRR) project manager.
 
Orig /s/'d by David B. Matthews, Director Division of Reactor Program Management Office of Nuclear Reactor Regulation  


===Technical Contact:===
===Technical Contact:===
Lead Project Manager:Matt Chiramal, NRR301-415-2845E-Mail: mxc@nrc.govAllen G. Hansen, NRR301-415-1390E-Mail: aghenrc.gov
Matt Chiramal, NRR
                                                        301-415-2845 E-Mail: mxc@nrc.gov Lead Project Manager:                    Allen G. Hansen, NRR
                                                        301-415-1390
                                                        E-Mail: aghenrc.gov Attachment: List of Recently Issued NRC Generic Letters
              *See previous concurrence DOCUMENT NAME: S:\DRPM SEC\9801 1.GL                                                                          t    I
                                                                          ..-    -  a+IWemantIanrcI L                nF=CnnVnvrewith  attahmenten    ure N = No copy TIDreceive  ac          this dOCUment. In ZILCa II ILI wx,LcupIUAcautlrIVou yOf                                                        _-                                    , ..                        -,,
  OFFICE          HICB*          I      PECB*                I                  DRCH*                      I              D:DRCH*        I        OGC*        I
  NAME            MChiramal              WBurton/JShapaker                        J. Wermiel                              . L.Spessard              NLO
  DATE            1/12/99              1/12/99                                    11/24/98                            J    11/24/98                  12/23/98 iji. ,r            I~ J      -i~                                          I___I___I___I___I___
                                                                                  __ __
  inrrc f'
      F
      FICE      44Ik/*J
                    A% A r%-r*
                              I
                                      II      tAlArlP*
                                                    I-        _._.          .-
                                                                                  I            C.PFrCRDRPM*
                                                                                                    .    --
                                                                                                                                    I      D:DRPM*            I
  NAME            BSheron                    BBoger                                            JStolz                                    DMatthews*
  DATE          111/25/98                      11/23/98
                                                                          -.    .  .-  -  %r
                                                                                                  1/13/99
                                                                                                        %    %I % xl9
                                                                                                                                            1/15/99 Ut-NUAL Mr-L.UMKUr                      bUT
 
GL 98-01,Supp. 1 January 14, 1999 3.      Is there a way to enhance the quality, utility, and clarity of the information to be collected?
4.      How can the burden of the collection of information be minimized, including the use of automated collection techniques?
Send comments on the burden estimate and any aspect of this collection of information, including suggestions for reducing this burden, to the Information and Records Management Branch, T-6 F33, U.S. Nuclear Regulatory Commission, Washington, D.C. 20555-0001, and to the Desk Officer, Office of Information and Regulatory Affairs, NEOB-1 0202 (31 50-001 1),
Office of Management and Budget, Washington, D.C. 20503.
 
The NRC may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.
 
If you have any questions about this matter, please contact one of the technical contacts listed below or the appropriate office of Nuclear Reactor Regulation (NRR) project manager.


===Attachment:===
David B. Matthews, Director Division of Reactor Program Management Office of Nuclear Reactor Regulation  
List of Recently Issued NRC Generic Letters*See previous concurrenceDOCUMENT NAME: S:\DRPM SEC\9801 1.GL t I..- -L a+IWemantIanrcI n nvre F=CnnV with attahmenten ur e N = No copyTID receive a c yOf this dOCUment. In ZILCa II ILI wx, LcupIUA cautlrIVou _- , .. -,,OFFICE HICB* I PECB* I DRCH* I D:DRCH* I OGC* INAME MChiramal WBurton/JShapaker J. Wermiel .L.Spessard NLODATE 1/12/99 1/12/99 11/24/98 J 11/24/98 12/23/98ij r i. , -i~ I~ J I___I___I___I___I___ __ __Iinrrc f'I A% A r%-r*tAlArlP*IC.PFrCRDRPM*ID:DRPM*IF 44 FICE k/*J .--_._. I I .- I-NAME BSheron BBoger JStolz DMatthews*DATE 1 11/25/98 11/23/98 1/13/99 1/15/99-...- -%r % %I % xl9Ut-NUAL Mr-L.UMKUr bUT GL 98-01,Supp. 1January 14, 1999 . Is there a way to enhance the quality, utility, and clarity of the information to becollected?4. How can the burden of the collection of information be minimized, including the use ofautomated collection techniques?Send comments on the burden estimate and any aspect of this collection of information,including suggestions for reducing this burden, to the Information and Records ManagementBranch, T-6 F33, U.S. Nuclear Regulatory Commission, Washington, D.C. 20555-0001, and tothe Desk Officer, Office of Information and Regulatory Affairs, NEOB-1 0202 (31 50-001 1),Office of Management and Budget, Washington, D.C. 20503.The NRC may not conduct or sponsor, and a person is not required to respond to, a collectionof information unless it displays a currently valid OMB control number.If you have any questions about this matter, please contact one of the technical contacts listedbelow or the appropriate office of Nuclear Reactor Regulation (NRR) project manager.David B. Matthews, DirectorDivision of Reactor Program ManagementOffice of Nuclear Reactor Regulation


===Technical Contact:===
===Technical Contact:===
Matt Chiramal, NRR301-415-2845E-Mail: mxc@nrc.govLead Project Manager: Allen G. Hansen, NRR301-415-1390E-Mail: agh~nrc.gov
Matt Chiramal, NRR
                              301-415-2845 E-Mail: mxc@nrc.gov Lead Project Manager:         Allen G. Hansen, NRR
                                301-415-1390
                                E-Mail: agh~nrc.gov Attachment: List of Recently Issued NRC Generic Letters
 
Attachment GL 98-01, Supp. 1 January 11,1999 Page 1 of I
                            LIST OF RECENTLY ISSUED GENERIC LETTERS
GENE RIC                                                D}kTE OF
LETTEER            SUBJECT                              ISSUANCE    ISSUED TO
98-05                Boiling Water Reactor Licensees    111/10/98 All holders of operating Use of the BWRVIP-05 Report                    Licenses (or construction To Request Relief From Augmented                Permits) for BWRs, except Examination Requirements on Reactor            those who have permanently Pressure Vessel Circumferential Shell          ceased operations and have Welds                                          certified that fuel has been permanently removed from the reactor vessel.


===Attachment:===
98-04                Potential for Degradation of the   07/14/98  All holders of operating Emergency Core Cooling System                  licenses for nuclear power And the Containment Spray System              reactors, except those who After a Loss-of-Coolant Accident              have permanently ceased Because of Construction and                    operations and have certified Protective Coating Deficiencies                that fuel has been and Foreign Material in Containment            permanently removed from the reactor vessel.
List of Recently Issued NRC Generic Letters AttachmentGL 98-01, Supp. 1January 11,1999Page 1 of ILIST OF RECENTLY ISSUED GENERIC LETTERSGENELETTE98-05RICERD}SUBJECT ISBoiling Water Reactor Licensees 11Use of the BWRVIP-05 ReportTo Request Relief From AugmentedExamination Requirements on ReactorPressure Vessel Circumferential ShellWeldskTE OFSUANCE1/10/98ISSUED TOAll holders of operatingLicenses (or constructionPermits) for BWRs, exceptthose who have permanentlyceased operations and havecertified that fuel has beenpermanently removed fromthe reactor vessel.98-0498-0398-02Potential for Degradation of the 07/14/98Emergency Core Cooling SystemAnd the Containment Spray SystemAfter a Loss-of-Coolant AccidentBecause of Construction andProtective Coating Deficienciesand Foreign Material in ContainmentNMSS Licensees' and Certificate 06/22/98Holders' Year 2000 ReadinessProgramsAll holders of operatinglicenses for nuclear powerreactors, except those whohave permanently ceasedoperations and have certifiedthat fuel has beenpermanently removed fromthe reactor vessel.All licensees or certificateholders for uraniumhexafluoride productionplants, uranium enrichmentplants, and uranium fuelfabrication plants, exceptthose that have permanentlyceased operationsAll holders of OLS for PWRs,except those who havepermanently ceasedoperations, and havecertified that fuel has beenpermanently removed fromthe reactor vessel.Loss of Reactor CoolantInventory and AssociatedPotential for Loss of EmergencyMitigation Functions While in aShutdown Condition05/28/98OP = Operating LicenseCP = Construction PermitNPR = Nuclear Power Reactors GL 98-01,Supp. 1January 14, 1999 . Is there a way to enhance the quality, utility, and clarity of the information to becollected?6. How can the burden of the collection of information be minimized, including the use ofautomated collection techniques?Send comments on the burden estimate and any aspect of this collection of information,including suggestions for reducing this burden, to the Information and Records ManagementBranch, T-6 F33, U.S. Nuclear Regulatory Commission, Washington, D.C. 20555-0001, and tothe Desk Officer, Office of Information and Regulatory Affairs, NEOB-1 0202 (3150-0011),Office of Management and Budget, Washington, D.C. 20503.The NRC may not conduct or sponsor, and a person is not required to respond to, a collectionof information unless it displays a currently valid OMB control number.If you have any questions about this matter, please contact one of the technical contacts listedbelow or the appropriate office of Nuclear Reactor Regulation (NRR) project manager.AsN'd byDavid B. Matthews, DirectorDivision of Reactor Program ManagementOffice of Nuclear Reactor Regulation
 
98-03                NMSS Licensees' and Certificate     06/22/98  All licensees or certificate Holders' Year 2000 Readiness                    holders for uranium Programs                                        hexafluoride production plants, uranium enrichment plants, and uranium fuel fabrication plants, except those that have permanently ceased operations
98-02              Loss of Reactor Coolant              05/28/98  All holders of OLS for PWRs, Inventory and Associated                        except those who have Potential for Loss of Emergency                permanently ceased Mitigation Functions While in a                operations, and have Shutdown Condition                              certified that fuel has been permanently removed from the reactor vessel.
 
OP = Operating License CP = Construction Permit NPR = Nuclear Power Reactors
 
GL 98-01,Supp. 1 January 14, 1999 5.         Is there a way to enhance the quality, utility, and clarity of the information to be collected?
            6.         How can the burden of the collection of information be minimized, including the use of automated collection techniques?
            Send comments on the burden estimate and any aspect of this collection of information, including suggestions for reducing this burden, to the Information and Records Management Branch, T-6 F33, U.S. Nuclear Regulatory Commission, Washington, D.C. 20555-0001, and to the Desk Officer, Office of Information and Regulatory Affairs, NEOB-1 0202 (3150-0011),
            Office of Management and Budget, Washington, D.C. 20503.
 
The NRC may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.
 
If you have any questions about this matter, please contact one of the technical contacts listed below or the appropriate office of Nuclear Reactor Regulation (NRR) project manager.
 
AsN'd by David B. Matthews, Director Division of Reactor Program Management Office of Nuclear Reactor Regulation  


===Technical Contact:===
===Technical Contact:===
Lead Project Manager:Matt Chiramal, NRR301-415-2845E-Mail: mxcenrc.govAllen G. Hansen, NRR301-415-1390E-Mail: aghenrc.gov
Matt Chiramal, NRR
                                                        301-415-2845 E-Mail: mxcenrc.gov Lead Project Manager:                    Allen G. Hansen, NRR
                                                        301-415-1390
                                                        E-Mail: aghenrc.gov Attachment: List of Recently Issued NRC Generic Letters
              *See previous concurrence DOCUMENT          NAME:        S:\DRPMSEC\9801                  I.GL                    - 1==tnny %u~h    nhtti-hm~ntlendflosre N = No CODV
                      - ..        .  . ..    -.        1              . j ...  U-
To receive a copy of this document, in icate inMe          Dox tiGpy      Wfu OCAI      IrIC-r      w  -_.    I,          ...-                    --
  OFFICE          HICI            I          PEC          Z                        DRCH*            I Z          D:DRCH*              I    OGCIL
  NAME            MChiramal                  WBurton/JShapaker                      J. Wermiel                    L.Spessard                  NLO
  DATE            I /99                      I    /99                              11/24/98                      11/24198                    12F:3/98 I              ,              Ai Al        I1        1      AdI    I
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                                                                                                                                              VI/      I
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NAME            BSheron                          BBoger                                      JStolz      V9 Y              I DMatthe DATE              11/25/98                        11/23/98                  A            g o99                  V            i/199
                                                                0l-H-UIAL KtLLAJIU ULLJT
 
GL 98-01,Supp. 1 January xx, 1999 5.            Is there a way to enhance the quality, utility, and clarity of the informati        to be collected?
          6.          How can the burden of the collection of information be minimiz              including the use of automated collection techniques?
          Send comments on the burden estimate and any aspect of thi ollection of information, including suggestions for reducing this burden, to the Infor ion and Records Management Branch, T-6 F33, U.S. Nuclear Regulatory Commission, ashington, D.C. 20555-0001, and to the Desk Officer, Office of Information and Regulatory                  airs, NEOB-1 0202 (3150-0011),
          Office of Management            and  Budget,  Washington,    D.    20503.
 
The NRC may not conduct or sponsor, and a p on is not required to respond to, a collection of information unless it displays a currently vOd 0MB control number.
 
If you have any questions about this matr, please contact one of the technical contacts listed below or the appropriate office of NucI r Reactor Regulation (NRR) project manager.


===Attachment:===
David B. Matthews, Director Division of Reactor Program Management Office of Nuclear Reactor Regulation  
List of Recently Issued NRC Generic Letters*See previous concurrenceDOCUMENT NAME: S:\DRPMSEC\9801 I.GL-.. .... -. .j 1 ...U- -1==tnny %u~h nhtti-hm~ntlendflosre N = No CODVTo receive a copy of this document, in icate in Me Dox tiGpy Wfu OC -w AI IrIC -_. I, ...- --rOFFICE HICI I PEC Z Z DRCH* I D:DRCH* I OGCILNAME MChiramal WBurton/JShapaker J. Wermiel L.Spessard NLODATE I /99 I /99 11/24/98 11/24198 12F:3/98I , Ai Al I1 1 Ad I IIIC.-PFCB.R-DP'MIII D:DRPMI VI/ I_,.^rI A k A r9rT*IA' A flO*uI t%.A)LJ lLI I k l::.I I -I- N....7 t _ --- ~- -A ?tt I.NAME BSheron BBoger JStolz V9 Y I DMattheDATE 11/25/98 11/23/98 A g o99 V i/ 1990l-H-UIAL KtLLAJIU ULLJT GL 98-01,Supp. 1January xx, 1999 . Is there a way to enhance the quality, utility, and clarity of the informati to becollected?6. How can the burden of the collection of information be minimiz including the use ofautomated collection techniques?Send comments on the burden estimate and any aspect of thi ollection of information,including suggestions for reducing this burden, to the Infor ion and Records ManagementBranch, T-6 F33, U.S. Nuclear Regulatory Commission, ashington, D.C. 20555-0001, and tothe Desk Officer, Office of Information and Regulatory airs, NEOB-1 0202 (3150-0011),Office of Management and Budget, Washington, D. 20503.The NRC may not conduct or sponsor, and a p on is not required to respond to, a collectionof information unless it displays a currently vOd 0MB control number.If you have any questions about this matr, please contact one of the technical contacts listedbelow or the appropriate office of NucI r Reactor Regulation (NRR) project manager.David B. Matthews, DirectorDivision of Reactor Program ManagementOffice of Nuclear Reactor Regulation


===Technical Contact:===
===Technical Contact:===
Matt Chiramal, NRR(301) 415-2845E-Mail: mxc@nrc.govLead Project anager: Allen G. Hansen, NRR(301) 415-1390E-Mail: agh@nrc.govAttach nt: List of Recently Issued NRC Generic Letters*See revious concurrenceDO UMENT NAME: S:\DRPMSEC\9801 I.GLo receive a co of this document, indicate in the box C=Copy wlo attachmentlenclosure E=Copy with attachment/enclosure N = No copylOFFI HIC ! PECB lI DRCH* I D:DRCH* OGC* INAME MChiramal WBurton/JShapaker J. Wermiel L.Spessard NLODATE /1 1299 i 111 9 11/24/98 11/24/98 12/23/98I_ _I IIIIIcPir3 I I 'I IMTA* I I (A)ADP* I I C:PECB:DRPM I I D:DRPM IIt, , ~ .r'- * '--NAME BSheron BBoger J t tDMathewsDATE 11/25/98 11/23/98 )/) 09t 1 /9901-l-HIAL ICLUUIIKU LUurr}}
Matt Chiramal, NRR
                                                    (301) 415-2845 E-Mail: mxc@nrc.gov Lead Project           anager:         Allen G. Hansen, NRR
                                                    (301) 415-1390
                                                    E-Mail: agh@nrc.gov Attach          nt: List of Recently Issued NRC Generic Letters
            *See revious concurrence DO UMENT NAME: S:\DRPMSEC\9801 I.GL
o receive a co     of this document, indicate in the box C=Copy wlo attachmentlenclosure E=Copy with attachment/enclosure N = No copy  l OFFI          HIC                 !   PECB           lI         DRCH*       I           D:DRCH*                     OGC*       I
NAME          MChiramal                 WBurton/JShapaker         J. Wermiel               L.Spessard                   NLO
DATE          /11299                    i 111   9                     11/24/98                 11/24/98                   12/23/98 I_      _I                   IIIII
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NAME           BSheron                       BBoger                       J t                               tDMathews DATE              11/25/98                     11/23/98                   )/)09t
                                                        01-l-HIAL ICLUUIIKU LUurr
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Latest revision as of 03:05, 24 November 2019

NRC Generic Letter 1998-001, Supplement 1: Year 2000 Readiness of Computer Systems at Nuclear Power Plants
ML031110066
Person / Time
Site: Beaver Valley, Millstone, Hatch, Monticello, Calvert Cliffs, Dresden, Davis Besse, Peach Bottom, Browns Ferry, Salem, Oconee, Mcguire, Nine Mile Point, Palisades, Palo Verde, Perry, Indian Point, Fermi, Kewaunee, Catawba, Harris, Wolf Creek, Saint Lucie, Point Beach, Oyster Creek, Watts Bar, Hope Creek, Grand Gulf, Cooper, Sequoyah, Byron, Pilgrim, Arkansas Nuclear, Braidwood, Susquehanna, Summer, Prairie Island, Columbia, Seabrook, Brunswick, Surry, Limerick, North Anna, Turkey Point, River Bend, Vermont Yankee, Crystal River, Haddam Neck, Ginna, Diablo Canyon, Callaway, Vogtle, Waterford, Duane Arnold, Farley, Robinson, Clinton, South Texas, San Onofre, Cook, Comanche Peak, Yankee Rowe, Maine Yankee, Quad Cities, Humboldt Bay, La Crosse, Big Rock Point, Rancho Seco, Zion, Midland, Bellefonte, Fort Calhoun, FitzPatrick, McGuire, LaSalle, Fort Saint Vrain, Washington Public Power Supply System, Shoreham, Satsop, Trojan, Atlantic Nuclear Power Plant, Clinch River, Crane  Entergy icon.png
Issue date: 01/14/1999
From: Matthews D
Office of Nuclear Reactor Regulation
To:
References
GL-98-001, Suppl 1, NUDOCS 9901130297
Download: ML031110066 (8)


UNITED STATED

NUCLEAR REGULATORY COMMISSION

OFFICE OF NUCLEAR REACTOR REGULATION

WASHINGTON, D.C. 20555-0001 January 14,1999 NRC GENERIC LETTER NO. 98-01 SUPPLEMENT 1: YEAR 2000 READINESS OF

COMPUTER SYSTEMS AT NUCLEAR

POWER PLANTS

Addressees

All holders of operating licenses for nuclear power plants, except those who have permanently ceased operations and have certified that fuel has been permanently removed from the reactor vessel.

Purpose

The U. S. Nuclear Regulatory Commission (NRC) is issuing this generic letter supplement to provide addresses with a voluntary alternative response to that required in Generic Letter 98-01 on Year 2000 (Y2K) readiness of their respective facilities. This offer is consistent with the Nuclear Energy Institute's (NEI) recommendation in their letter to the NRC dated November 9,

1998. The alternative response should provide information on the overall Y2K readiness of the plant, including those systems necessary for continued plant operation which are not covered by the terms and conditions of the license and NRC regulations.

Description of Circumstances

On May 11, 1998, the NRC issued Generic Letter 98-01, requesting information regarding the licensee's programs, planned or implemented, to address the year 2000 (Y2K) problem in computer systems at their facilities. Specifically, item (2) under Required Response, requires addressees to provide a written response upon completing the Y2K program or, in any event, no later than July 1, 1999, confirming that the facility is Y2K ready, or will be ready, by the year

2000 with regard to compliance with the terms and conditions of the license and NRC

regulations. For incomplete programs as of that date, the licensee is to provide a status report, including completion schedules, of work remaining to be done to confirm the facility is/will be ready by the year 2000.

Since issuance of GL 98-01, increased public awareness and government attention to the Y2K

problem have resulted in concern over not only public health and safety of nuclear power plants but also concern over the ability of nuclear power plants to continue to provide power to the national electric power grid. A key aspect of this concern is the recognition of the need for

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GL 98-01 ,Supp. 1 January 14,1999 significant disclosure and sharing of information on the Y2K problem and its impact on the nation's infrastructure as described in the Year 2000 Information and Readiness Disclosure Act (Public Law No: 105-271) which was enacted on October 19, 1998. The information requested in this supplement to GL 9801 is consistent with this Act.

Discussion As discussed in Generic Letter 98-01, the Y2K computer problem pertains to the potential for date-related problems that may be experienced by a computer system or an application. The Y2K problem has the potential of interfering with the proper operation of computer systems, hardware that is microprocessor-based (embedded software), and software or databases relied upon at nuclear power plants. Diverse concerns are associated with the potential impact of the Y2K problem on nuclear power plants because of the variety and types of computer systems in use. The concerns result from a reliance upon (1) software to schedule maintenance and technical specification surveillance, (2) programmable logic controllers and other commercial off-the-shelf software and hardware, (3) digital process control systems, (4) software to support facility operation, (5) digital systems for collection of operating data, and (6) digital systems to monitor post-accident plant conditions.

Some examples of systems and computer equipment that may be affected by Y2K problems follow:

  • Security computers
  • Radiation monitoring systems Dosimeters and readers
  • Plant simulators
  • Engineering programs
  • Communication systems
  • Inventory control systems
  • Surveillance and maintenance tracking systems
  • Control systems The NRC and the nuclear industry recognized the importance of the Y2K concern to the above systems, even though some of the systems may not be covered by specific requirements of the facility license, because of their impact on the ability of the plant to support the grid and the nation's electric power infrastructure. For this reason, the NRC will permit addressees to provide an alternative response to that identified in Iem (2) of GL 98-01 which addresses overall plant Y2K readiness.

Addressees

may still provide the more narrowly focused response required by GL 98-01 on the readiness of only those systems within the scope of the facility license and NRC regulations under the provisions of 10 CFR 50.54 (f). However, addressees are reminded that existing reporting requirements under the provisions of 10 CFR Part 21, 10

CFR 50.72, 10 CFR 50.73 and 10 CFR 50.9 are still applicable as appropriate when Y2K

problems in safety-related systems are Identified.

GL 98-01,Supp. 1 January 14,1999 Voluntary ResDonse

Addressees

may respond to this supplement to GL 98-01 on or before July 1, 1999, in lieu of item (2) of GL 98-01 but must respond to one or the other. In responding to this supplement to GL 98-01, the addressee should confirm Y2K readiness of the facility with regard to those systems within the scope of the license and NRC regulations, and those systems required for continued operation of the facility after January 1, 2000. For those systems which are not Y2K

ready as of July 1, 1999, the addressee should provide a status and completion schedule for achieving readiness by the year 2000.

Address the written response to the U.S. Nuclear Regulatory Commission, Attention:

Document Control Desk, Washington, D.C. 20555-0001.

Backfit Discussion

The NRC staff has determined that the backfit rule, Section 50.109 of the Code of Federal Regulations (10 CFR 50.109), does not apply to this generic letter because it only requests information from addressees (in particular, those addressees who choose to respond to the NRC in the manner described herein, rather than in accordance with iem (2) of GL 98-01) that will enable the NRC staff to confirm that a facility is Y2K ready, or will be ready, by the year

2000 with regard to complying with the terms and conditions of the facility license and NRC

regulations. Therefore, no backfit analysis was prepared.

Paperwork Reduction Act Statement

This generic letter contains information collections that are subject to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.). These information collections were approved by the Office of Management and Budget (OMB), approval number 3150-0011, which expires on September 30, 2000.

The public reporting burden for this collection of information is estimated to average 100. hours per response, including the time for reviewing the instructions, searching data sources, gathering and maintaining the needed data, and completing and reviewing the information collected. This estimate assumes a licensee's response simply confirms that the Y2K program will be completed by July 1, 1999. Licensees whose Y2K program will not be completed by July

1, 1999, must submit additional information to the NRC.

The NRC is seeking public comment on the potential impact of the collection of information contained in this generic letter and on the following issues:

1. Is the proposed collection of information necessary for the proper performance of the functions of the NRC, Including whether the information will have practical utility?

2. Is the estimate of burden accurate?

GL 98-01, Supp. 1 January 14, 1999 3. Is there a way to enhance the quality, utility, and clarity of the information to be collected?

4. How can the burden of the collection of information be minimized, including the use of automated collection techniques?

Send comments on the burden estimate and any aspect of this collection of information, including suggestions for reducing this burden, to the Information and Records Management Branch, T-6 F33, U.S. Nuclear Regulatory Commission, Washington, D.C. 20555-0001, and to the Desk Officer, Office of Information and Regulatory Affairs, NEOB-10202 (3150-0011),

Office of Management and Budget, Washington, D.C. 20503.

The NRC may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.

If you have any questions about this matter, please contact one of the technical contacts listed below or the appropriate office of Nuclear Reactor Regulation (NRR) project manager.

Orig /s/'d by David B. Matthews, Director Division of Reactor Program Management Office of Nuclear Reactor Regulation

Technical Contact:

Matt Chiramal, NRR

301-415-2845 E-Mail: mxc@nrc.gov Lead Project Manager: Allen G. Hansen, NRR

301-415-1390

E-Mail: aghenrc.gov Attachment: List of Recently Issued NRC Generic Letters

  • See previous concurrence DOCUMENT NAME: S:\DRPM SEC\9801 1.GL t I

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NAME MChiramal WBurton/JShapaker J. Wermiel . L.Spessard NLO

DATE 1/12/99 1/12/99 11/24/98 J 11/24/98 12/23/98 iji. ,r I~ J -i~ I___I___I___I___I___

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GL 98-01,Supp. 1 January 14, 1999 3. Is there a way to enhance the quality, utility, and clarity of the information to be collected?

4. How can the burden of the collection of information be minimized, including the use of automated collection techniques?

Send comments on the burden estimate and any aspect of this collection of information, including suggestions for reducing this burden, to the Information and Records Management Branch, T-6 F33, U.S. Nuclear Regulatory Commission, Washington, D.C. 20555-0001, and to the Desk Officer, Office of Information and Regulatory Affairs, NEOB-1 0202 (31 50-001 1),

Office of Management and Budget, Washington, D.C. 20503.

The NRC may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.

If you have any questions about this matter, please contact one of the technical contacts listed below or the appropriate office of Nuclear Reactor Regulation (NRR) project manager.

David B. Matthews, Director Division of Reactor Program Management Office of Nuclear Reactor Regulation

Technical Contact:

Matt Chiramal, NRR

301-415-2845 E-Mail: mxc@nrc.gov Lead Project Manager: Allen G. Hansen, NRR

301-415-1390

E-Mail: agh~nrc.gov Attachment: List of Recently Issued NRC Generic Letters

Attachment GL 98-01, Supp. 1 January 11,1999 Page 1 of I

LIST OF RECENTLY ISSUED GENERIC LETTERS

GENE RIC D}kTE OF

LETTEER SUBJECT ISSUANCE ISSUED TO

98-05 Boiling Water Reactor Licensees 111/10/98 All holders of operating Use of the BWRVIP-05 Report Licenses (or construction To Request Relief From Augmented Permits) for BWRs, except Examination Requirements on Reactor those who have permanently Pressure Vessel Circumferential Shell ceased operations and have Welds certified that fuel has been permanently removed from the reactor vessel.

98-04 Potential for Degradation of the 07/14/98 All holders of operating Emergency Core Cooling System licenses for nuclear power And the Containment Spray System reactors, except those who After a Loss-of-Coolant Accident have permanently ceased Because of Construction and operations and have certified Protective Coating Deficiencies that fuel has been and Foreign Material in Containment permanently removed from the reactor vessel.

98-03 NMSS Licensees' and Certificate 06/22/98 All licensees or certificate Holders' Year 2000 Readiness holders for uranium Programs hexafluoride production plants, uranium enrichment plants, and uranium fuel fabrication plants, except those that have permanently ceased operations

98-02 Loss of Reactor Coolant 05/28/98 All holders of OLS for PWRs, Inventory and Associated except those who have Potential for Loss of Emergency permanently ceased Mitigation Functions While in a operations, and have Shutdown Condition certified that fuel has been permanently removed from the reactor vessel.

OP = Operating License CP = Construction Permit NPR = Nuclear Power Reactors

GL 98-01,Supp. 1 January 14, 1999 5. Is there a way to enhance the quality, utility, and clarity of the information to be collected?

6. How can the burden of the collection of information be minimized, including the use of automated collection techniques?

Send comments on the burden estimate and any aspect of this collection of information, including suggestions for reducing this burden, to the Information and Records Management Branch, T-6 F33, U.S. Nuclear Regulatory Commission, Washington, D.C. 20555-0001, and to the Desk Officer, Office of Information and Regulatory Affairs, NEOB-1 0202 (3150-0011),

Office of Management and Budget, Washington, D.C. 20503.

The NRC may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.

If you have any questions about this matter, please contact one of the technical contacts listed below or the appropriate office of Nuclear Reactor Regulation (NRR) project manager.

AsN'd by David B. Matthews, Director Division of Reactor Program Management Office of Nuclear Reactor Regulation

Technical Contact:

Matt Chiramal, NRR

301-415-2845 E-Mail: mxcenrc.gov Lead Project Manager: Allen G. Hansen, NRR

301-415-1390

E-Mail: aghenrc.gov Attachment: List of Recently Issued NRC Generic Letters

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NAME MChiramal WBurton/JShapaker J. Wermiel L.Spessard NLO

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GL 98-01,Supp. 1 January xx, 1999 5. Is there a way to enhance the quality, utility, and clarity of the informati to be collected?

6. How can the burden of the collection of information be minimiz including the use of automated collection techniques?

Send comments on the burden estimate and any aspect of thi ollection of information, including suggestions for reducing this burden, to the Infor ion and Records Management Branch, T-6 F33, U.S. Nuclear Regulatory Commission, ashington, D.C. 20555-0001, and to the Desk Officer, Office of Information and Regulatory airs, NEOB-1 0202 (3150-0011),

Office of Management and Budget, Washington, D. 20503.

The NRC may not conduct or sponsor, and a p on is not required to respond to, a collection of information unless it displays a currently vOd 0MB control number.

If you have any questions about this matr, please contact one of the technical contacts listed below or the appropriate office of NucI r Reactor Regulation (NRR) project manager.

David B. Matthews, Director Division of Reactor Program Management Office of Nuclear Reactor Regulation

Technical Contact:

Matt Chiramal, NRR

(301) 415-2845 E-Mail: mxc@nrc.gov Lead Project anager: Allen G. Hansen, NRR

(301) 415-1390

E-Mail: agh@nrc.gov Attach nt: List of Recently Issued NRC Generic Letters

  • See revious concurrence DO UMENT NAME: S:\DRPMSEC\9801 I.GL

o receive a co of this document, indicate in the box C=Copy wlo attachmentlenclosure E=Copy with attachment/enclosure N = No copy l OFFI HIC  ! PECB lI DRCH* I D:DRCH* OGC* I

NAME MChiramal WBurton/JShapaker J. Wermiel L.Spessard NLO

DATE /11299 i 111 9 11/24/98 11/24/98 12/23/98 I_ _I IIIII

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