ML043350244: Difference between revisions

From kanterella
Jump to navigation Jump to search
(StriderTol Bot insert)
 
(StriderTol Bot change)
 
Line 2: Line 2:
| number = ML043350244
| number = ML043350244
| issue date = 11/30/2004
| issue date = 11/30/2004
| title = Palo Verde - Review of Preliminary Accident Sequence Precursor Analysis of the June 14, 2004, Loss of Offsite Power Event
| title = Review of Preliminary Accident Sequence Precursor Analysis of the June 14, 2004, Loss of Offsite Power Event
| author name = Fields M
| author name = Fields M
| author affiliation = NRC/NRR/DLPM/LPD4
| author affiliation = NRC/NRR/DLPM/LPD4
Line 24: Line 24:


==Dear Mr. Overbeck:==
==Dear Mr. Overbeck:==
Enclosed for your review and comment is a copy of the preliminary Accident Sequence Precursor (ASP) Program analysis of a loss of offsite power event which occurred at Palo Verde Nuclear Generating Station (Palo Verde), Units 1, 2, and 3, on June 14, 2004. This event was documented by Arizona Company in Licensee Event Report 50-528/2004-006, dated August 13, 2004, and by the U.S. Nuclear Regulatory Commission (NRC) staff in Inspection Report 05000528/2004012 dated July 16, 2004. The results of the preliminary ASP analysis indicate that this event is an accident precursor (i.e., conditional core damage probability > 1 x10-6).
Enclosed for your review and comment is a copy of the preliminary Accident Sequence Precursor (ASP) Program analysis of a loss of offsite power event which occurred at Palo Verde Nuclear Generating Station (Palo Verde), Units 1, 2, and 3, on June 14, 2004. This event was documented by Arizona Company in Licensee Event Report 50-528/2004-006, dated August 13, 2004, and by the U.S. Nuclear Regulatory Commission (NRC) staff in Inspection Report 05000528/2004012 dated July 16, 2004. The results of the preliminary ASP analysis indicate that this event is an accident precursor (i.e., conditional core damage probability > 1 x10-6).
In assessing operational events, the NRC staff strives to make the ASP models as realistic as possible regarding the specific features and response of a given plant to various accident sequence initiators. The NRC staff realizes that licensees may have additional systems and emergency procedures or other features at its plants that might affect the analysis. Therefore, the NRC staff is providing you an opportunity to review and comment on the technical adequacy of the preliminary ASP analysis, including the depiction of plant equipment and equipment capabilities. Upon receipt and evaluation of your comments, the NRC staff will revise the conditional core damage probability calculations where necessary to consider the specific information you provided. The object of the review process is to provide as realistic an analysis of the significance of the event as possible.
In assessing operational events, the NRC staff strives to make the ASP models as realistic as possible regarding the specific features and response of a given plant to various accident sequence initiators. The NRC staff realizes that licensees may have additional systems and emergency procedures or other features at its plants that might affect the analysis. Therefore, the NRC staff is providing you an opportunity to review and comment on the technical adequacy of the preliminary ASP analysis, including the depiction of plant equipment and equipment capabilities. Upon receipt and evaluation of your comments, the NRC staff will revise the conditional core damage probability calculations where necessary to consider the specific information you provided. The object of the review process is to provide as realistic an analysis of the significance of the event as possible.
In order for the NRC staff to incorporate your comments, perform any required re-analysis, and prepare the final report of analysis in a timely manner, you are requested to complete your review and to provide any comments within 60 calendar days from the date of this letter. As soon as the final analysis of this event has been completed, the NRC staff will provide for your information the final precursor analysis and the resolution of your comments.
In order for the NRC staff to incorporate your comments, perform any required re-analysis, and prepare the final report of analysis in a timely manner, you are requested to complete your review and to provide any comments within 60 calendar days from the date of this letter. As soon as the final analysis of this event has been completed, the NRC staff will provide for your information the final precursor analysis and the resolution of your comments.
The NRC staff has also enclosed information to facilitate your review. Enclosure 2 contains specific guidance for performing the requested review, identifies the criteria which the NRC staff will apply to determine whether any credit should be given in the analysis for the use of licensee-identified additional equipment or specific actions in recovering from the event, and describes the specific information that you should provide to support such a claim.
The NRC staff has also enclosed information to facilitate your review. Enclosure 2 contains specific guidance for performing the requested review, identifies the criteria which the NRC staff will apply to determine whether any credit should be given in the analysis for the use of licensee-identified additional equipment or specific actions in recovering from the event, and describes the specific information that you should provide to support such a claim.  


G. Overbeck                                     This request is covered by the existing OMB clearance number (3150-0104) for NRC staff follow-up reviews of events documented in licensee event reports. Your response to this request is voluntary and does not constitute a licensing requirement.
G. Overbeck This request is covered by the existing OMB clearance number (3150-0104) for NRC staff follow-up reviews of events documented in licensee event reports. Your response to this request is voluntary and does not constitute a licensing requirement.
The NRC staff is continuing to review the appropriate classification of these documents within our records management program, considering changes in our practices following the events of September 11, 2001. Pending a final determination, the enclosed analyses have been marked as sensitive information. Therefore, the NRC staff has not made it publicly available. Please control the document accordingly. You will be informed if the classification of the document changes as a result of our ongoing assessments. If you believe that your response to this letter includes potentially sensitive information, please discuss the matter with me prior to submitting the information.
The NRC staff is continuing to review the appropriate classification of these documents within our records management program, considering changes in our practices following the events of September 11, 2001. Pending a final determination, the enclosed analyses have been marked as sensitive information. Therefore, the NRC staff has not made it publicly available. Please control the document accordingly. You will be informed if the classification of the document changes as a result of our ongoing assessments. If you believe that your response to this letter includes potentially sensitive information, please discuss the matter with me prior to submitting the information.
If you have any questions regarding the analysis, please contact me at (301) 415-3062.
If you have any questions regarding the analysis, please contact me at (301) 415-3062.
Sincerely,
Sincerely,
                                                /RA/
/RA/
Mel B. Fields, Senior Project Manager Project Directorate IV Division of Licensing Project Management Office of Nuclear Reactor Regulation Docket Nos. STN 50-528, STN 50-529, and STN 50-530
Mel B. Fields, Senior Project Manager Project Directorate IV Division of Licensing Project Management Office of Nuclear Reactor Regulation Docket Nos. STN 50-528, STN 50-529, and STN 50-530


Line 41: Line 40:
: 2. ASP Review Guidance cc w/encl. 2 only: See next page
: 2. ASP Review Guidance cc w/encl. 2 only: See next page


G. Overbeck                                                                             November 30, 2004 This request is covered by the existing OMB clearance number (3150-0104) for NRC staff follow-up reviews of events documented in licensee event reports. Your response to this request is voluntary and does not constitute a licensing requirement.
G. Overbeck November 30, 2004 This request is covered by the existing OMB clearance number (3150-0104) for NRC staff follow-up reviews of events documented in licensee event reports. Your response to this request is voluntary and does not constitute a licensing requirement.
The NRC staff is continuing to review the appropriate classification of these documents within our records management program, considering changes in our practices following the events of September 11, 2001. Pending a final determination, the enclosed analyses have been marked as sensitive information. Therefore, the NRC staff has not made it publicly available. Please control the document accordingly. You will be informed if the classification of the document changes as a result of our ongoing assessments. If you believe that your response to this letter includes potentially sensitive information, please discuss the matter with me prior to submitting the information.
The NRC staff is continuing to review the appropriate classification of these documents within our records management program, considering changes in our practices following the events of September 11, 2001. Pending a final determination, the enclosed analyses have been marked as sensitive information. Therefore, the NRC staff has not made it publicly available. Please control the document accordingly. You will be informed if the classification of the document changes as a result of our ongoing assessments. If you believe that your response to this letter includes potentially sensitive information, please discuss the matter with me prior to submitting the information.
If you have any questions regarding the analysis, please contact me at (301) 415-3062.
If you have any questions regarding the analysis, please contact me at (301) 415-3062.
Sincerely,
Sincerely,
                                                /RA/
/RA/
Mel B. Fields, Senior Project Manager Project Directorate IV Division of Licensing Project Management Office of Nuclear Reactor Regulation Docket Nos. STN 50-528, STN 50-529, and STN 50-530
Mel B. Fields, Senior Project Manager Project Directorate IV Division of Licensing Project Management Office of Nuclear Reactor Regulation Docket Nos. STN 50-528, STN 50-529, and STN 50-530


Line 51: Line 50:
: 1. Preliminary ASP Analysis (Sensitive - Not For Public Disclosure)
: 1. Preliminary ASP Analysis (Sensitive - Not For Public Disclosure)
: 2. ASP Review Guidance cc w/encl. 2 only: See next page DISTRIBUTION w/o enclosure 1:
: 2. ASP Review Guidance cc w/encl. 2 only: See next page DISTRIBUTION w/o enclosure 1:
PUBLIC                 RidsNrrLpdivHBerkow                   RidsNrrPMMFields PDIV-2 r/f             RidsAcrsAcnwMailCenter                 RidsRgn4MailCenter (TPruett)
PUBLIC RidsNrrLpdivHBerkow RidsNrrPMMFields PDIV-2 r/f RidsAcrsAcnwMailCenter RidsRgn4MailCenter (TPruett)
GHill (6)             RidsNrrLADBaxley                       RidsOgcRp JDixon-Herrity, EDO ENCLOSURE 1: ML04335271 PACKAGE NO.: ML043350261 ACCESSION NO: ML043350244                             Nrr-106 OFFICE     PDIV-2/PM       PDIV-2/LA   PDIV-2/SC NAME       MFields:mp     DBaxley     RGramm DATE       11-29-04       11/29/04     11/30/04 OFFICIAL RECORD COPY
GHill (6)
RidsNrrLADBaxley RidsOgcRp JDixon-Herrity, EDO ENCLOSURE 1: ML04335271 PACKAGE NO.: ML043350261 ACCESSION NO: ML043350244 Nrr-106 OFFICE PDIV-2/PM PDIV-2/LA PDIV-2/SC NAME MFields:mp DBaxley RGramm DATE 11-29-04 11/29/04 11/30/04 OFFICIAL RECORD COPY


Enclosure 2 GUIDANCE FOR LICENSEE REVIEW OF PRELIMINARY ASP ANALYSIS
1 GUIDANCE FOR LICENSEE REVIEW OF PRELIMINARY ASP ANALYSIS


===Background===
===Background===
                                                    - transients, The preliminary precursor analysis of an           - small loss-of-coolant accidents (LOCAs),
The preliminary precursor analysis of an event or condition that occurred at your plant has been provided for your review.
event or condition that occurred at your           - steam generator tube rupture (PWR plant has been provided for your review.               only), and This analysis was performed as a part of the       - loss of offsite power (LOSP).
This analysis was performed as a part of the NRC's Accident Sequence Precursor (ASP)
NRC's Accident Sequence Precursor (ASP)
Program. The ASP Program uses probabilistic risk assessment techniques to provide estimates of operating event significance in terms of the potential for core damage.
Program. The ASP Program uses                     The only support system modeled in Rev. 2 probabilistic risk assessment techniques to       is the electric power system.
The types of events evaluated include actual initiating events, such as a loss of off-site power or loss-of-coolant accident, degradation of plant conditions, and safety equipment failures or unavailabilities that could increase the probability of core damage from postulated accident sequences.
provide estimates of operating event significance in terms of the potential for core
This preliminary analysis was conducted using the information contained in the plant-specific final safety analysis report (FSAR),
* SPAR Rev. 3 models are currently being damage.                                             developed to replace Rev. 2 models. The newer revision models have 11 types of The types of events evaluated include actual       initiating events:
individual plant examination (IPE), and other pertinent reports, such as the licensee event report (LER) and/or NRC inspection reports.
initiating events, such as a loss of off-site power or loss-of-coolant accident,                  -  transients, degradation of plant conditions, and safety         -  small LOCAs, equipment failures or unavailabilities that         -  medium LOCA, could increase the probability of core             -  large LOCA, damage from postulated accident                     -  interfacing system LOCA, sequences.                                         -  steam generator tube rupture (PWR only),
Modeling Techniques The models used for the analysis of events were developed by the Idaho National Engineering and Environmental Laboratory.
This preliminary analysis was conducted             -  LOSP, using the information contained in the plant-       -  loss of component cooling water (PWRs specific final safety analysis report (FSAR),          only),
The models were developed using the Systems Analysis Programs for Hands-on Integrated Reliability Evaluations (SAPHIRE) software. The developed models are called Standardized Plant Analysis Risk (SPAR) models. The SPAR models are based on linked fault trees. Fault trees were developed for each top event on the event trees to a super component level of detail.
individual plant examination (IPE), and other       -  loss of service water, and pertinent reports, such as the licensee event       -  loss of DC power.
Two revisions of the SPAR models are currently being used in the ASP analysis:
report (LER) and/or NRC inspection reports.
Both revisions have transfer events trees for Modeling Techniques                               station blackout and anticipated transient without scram.
The models used for the analysis of events were developed by the Idaho National             The models may be modified to include Engineering and Environmental Laboratory.         additional detail for the The models were developed using the               systems/components of interest for a Systems Analysis Programs for Hands-on           particular event. This may include additional Integrated Reliability Evaluations (SAPHIRE)     equipment or mitigation strategies as software. The developed models are called         outlined in the FSAR or IPE. Probabilities Standardized Plant Analysis Risk (SPAR)           are modified to reflect the particular models. The SPAR models are based on             circumstances of the event being analyzed.
linked fault trees. Fault trees were developed for each top event on the event         Guidance for Peer Review trees to a super component level of detail.
Comments regarding the analysis should Two revisions of the SPAR models are             address:
currently being used in the ASP analysis:
SPAR Rev. 2 and SPAR Rev. 3.
SPAR Rev. 2 and SPAR Rev. 3.
* SPAR Rev. 2 models have four types of initiating events:
- transients,
- small loss-of-coolant accidents (LOCAs),
- steam generator tube rupture (PWR only), and
- loss of offsite power (LOSP).
The only support system modeled in Rev. 2 is the electric power system.
* SPAR Rev. 3 models are currently being developed to replace Rev. 2 models. The newer revision models have 11 types of initiating events:
- transients,
- small LOCAs,
- medium LOCA,
- large LOCA,
- interfacing system LOCA,
- steam generator tube rupture (PWR only),
- LOSP,
- loss of component cooling water (PWRs only),
- loss of service water, and
- loss of DC power.
Both revisions have transfer events trees for station blackout and anticipated transient without scram.
The models may be modified to include additional detail for the systems/components of interest for a particular event. This may include additional equipment or mitigation strategies as outlined in the FSAR or IPE. Probabilities are modified to reflect the particular circumstances of the event being analyzed.
Guidance for Peer Review Comments regarding the analysis should address:
* Does the "Event Summary" section:
* Does the "Event Summary" section:
* SPAR Rev. 2 models have four types of            - accurately describe the event as it initiating events:                                  occurred; and 1
- accurately describe the event as it occurred; and  


procedures,
2
  - provide accurate additional information concerning the configuration of the plant
- provide accurate additional information concerning the configuration of the plant and the operation of and procedures associated with relevant systems?
* piping and instrumentation diagrams and the operation of and procedures           (P&IDs),
* Does the "Modeling Assumptions" section:
associated with relevant systems?
- accurately describe the modeling done for the event;
- accurately describe the modeling of the event appropriate for the events that occurred or that had the potential to occur under the event conditions; and
- include assumptions regarding the likelihood of equipment recovery?
Appendix G of Reference 1 provides examples of comments and responses for previous ASP analyses.
Criteria for Evaluating Comments Modifications to the event analysis may be made based on the comments that you provide. Specific documentation will be required to consider modifications to the event analysis. References should be made to portions of the LER or other event documentation concerning the sequence of events. System and component capabilities should be supported by references to the FSAR, IPE, plant procedures, or analyses.
Comments related to operator response times and capabilities should reference plant procedures, the FSAR, the IPE, or applicable operator response models. Assumptions used in determining failure probabilities should be clearly stated.
Criteria for Evaluating Additional Recovery Measures Additional systems, equipment, or specific recovery actions may be considered for incorporation into the analysis. However, to assess the viability and effectiveness of the equipment and methods, the appropriate documentation must be included in your response. This includes:
* normal or emergency operating procedures,
* piping and instrumentation diagrams (P&IDs),
* electrical one-line diagrams,
* electrical one-line diagrams,
* Does the "Modeling Assumptions" section:
* results of thermal-hydraulic analyses, and
* results of thermal-hydraulic analyses, and
  - accurately describe the modeling done for the event;
* operator training (both procedures and simulation).
* operator training (both procedures and simulation).
  - accurately describe the modeling of the    This documentation must be current at the event appropriate for the events that      time of the event occurrence. Systems, occurred or that had the potential to      equipment, or specific recovery actions that occur under the event conditions; and      were not in place at the time of the event will not be considered. Also, the documentation
This documentation must be current at the time of the event occurrence. Systems, equipment, or specific recovery actions that were not in place at the time of the event will not be considered. Also, the documentation should address the impact (both positive and negative) of the use of the specific recovery measure on:
  - include assumptions regarding the          should address the impact (both positive likelihood of equipment recovery?          and negative) of the use of the specific recovery measure on:
* the sequence of events,
Appendix G of Reference 1 provides examples of comments and responses for
* the timing of events,
* the sequence of events, previous ASP analyses.
* the probability of operator error in using the system or equipment, and
* the timing of events, Criteria for Evaluating Comments
* other systems/processes already modeled in the analysis (including operator actions).
* the probability of operator error in using Modifications to the event analysis may be        the system or equipment, and made based on the comments that you provide. Specific documentation will be
An Example of a Recovery Measure Evaluation A pressurized-water reactor plant experiences a reactor trip. During the subsequent recovery, it is discovered that one train of the auxiliary feedwater (AFW) system is unavailable. Absent any further information regrading this event, the ASP Program would analyze it as a reactor trip with one train of AFW unavailable. The AFW modeling would be patterned after information gathered either from the plant FSAR or the IPE. However, if information is received about the use of an additional system (such as a standby steam generator feedwater system) in recovering from this event, the transient would be modeled as a reactor trip with one train of AFW unavailable, but this unavailability would be mitigated by the use of the standby feedwater system.  
* other systems/processes already modeled required to consider modifications to the        in the analysis (including operator event analysis. References should be made        actions).
to portions of the LER or other event documentation concerning the sequence of        An Example of a Recovery Measure events. System and component capabilities      Evaluation should be supported by references to the FSAR, IPE, plant procedures, or analyses.      A pressurized-water reactor plant Comments related to operator response          experiences a reactor trip. During the times and capabilities should reference plant  subsequent recovery, it is discovered that procedures, the FSAR, the IPE, or applicable    one train of the auxiliary feedwater (AFW) operator response models. Assumptions          system is unavailable. Absent any further used in determining failure probabilities      information regrading this event, the ASP should be clearly stated.                      Program would analyze it as a reactor trip with one train of AFW unavailable. The AFW Criteria for Evaluating Additional Recovery    modeling would be patterned after Measures                                        information gathered either from the plant FSAR or the IPE. However, if information is Additional systems, equipment, or specific      received about the use of an additional recovery actions may be considered for          system (such as a standby steam generator incorporation into the analysis. However, to    feedwater system) in recovering from this assess the viability and effectiveness of the  event, the transient would be modeled as a equipment and methods, the appropriate          reactor trip with one train of AFW documentation must be included in your          unavailable, but this unavailability would be response. This includes:                        mitigated by the use of the standby feedwater system.
* normal or emergency operating 2


The mitigation effect for the standby             system on the operation and recovery of feedwater system would be credited in the         systems or procedures that are already analysis provided that the following material     included in the event modeling. In this was available:                                     case, use of the standby feedwater system may reduce the likelihood of recovering
3 The mitigation effect for the standby feedwater system would be credited in the analysis provided that the following material was available:
- standby feedwater system characteristics         failed AFW equipment or initiating feed-are documented in the FSAR or accounted         and-bleed due to time and personnel for in the IPE,                                 constraints.
- standby feedwater system characteristics are documented in the FSAR or accounted for in the IPE,  
- procedures for using the system during         Schedule recovery existed at the time of the event, Please refer to the transmittal letter for
- procedures for using the system during recovery existed at the time of the event,
- the plant operators had been trained in the   schedules and procedures for submitting use of the system prior to the event,         your comments.
- the plant operators had been trained in the use of the system prior to the event,
- a clear diagram of the system is available     Reference (either in the FSAR, IPE, or supplied by the licensee),                                     1. R. J. Belles, et al., Precursors to Potential Severe Core Damage
- a clear diagram of the system is available (either in the FSAR, IPE, or supplied by the licensee),
- previous analyses have indicated that              Accidents: 1997, A Status Report, there would be sufficient time available to        USNRC Report NUREG/CR-4674 implement the procedure successfully              (ORNL/NOAC-232) Volume 26, Lockheed under the circumstances of the event              Martin Energy Research Corp., Oak under analysis, and                                Ridge National Laboratory, and Science Applications International Corp., Oak
- previous analyses have indicated that there would be sufficient time available to implement the procedure successfully under the circumstances of the event under analysis, and
- the effects of using the standby feedwater        Ridge, Tennessee, November 1998.
- the effects of using the standby feedwater system on the operation and recovery of systems or procedures that are already included in the event modeling. In this case, use of the standby feedwater system may reduce the likelihood of recovering failed AFW equipment or initiating feed-and-bleed due to time and personnel constraints.
3
Schedule Please refer to the transmittal letter for schedules and procedures for submitting your comments.
Reference 1.
R. J. Belles, et al., Precursors to Potential Severe Core Damage Accidents: 1997, A Status Report, USNRC Report NUREG/CR-4674 (ORNL/NOAC-232) Volume 26, Lockheed Martin Energy Research Corp., Oak Ridge National Laboratory, and Science Applications International Corp., Oak Ridge, Tennessee, November 1998.


Palo Verde Generating Station, Units 1, 2, and 3 cc:
November 2003 Palo Verde Generating Station, Units 1, 2, and 3 cc:
Mr. Steve Olea                                   Mr. John Taylor Arizona Corporation Commission                   Public Service Company of New Mexico 1200 W. Washington Street                       2401 Aztec NE, MS Z110 Phoenix, AZ 85007                               Albuquerque, NM 87107-4224 Douglas Kent Porter                             Ms. Cheryl Adams Senior Counsel                                   Southern California Edison Company Southern California Edison Company              5000 Pacific Coast Hwy Bldg DIN Law Department, Generation Resources             San Clemente, CA 92672 P.O. Box 800 Rosemead, CA 91770                               Mr. Robert Henry Salt River Project Senior Resident Inspector                       6504 East Thomas Road U.S. Nuclear Regulatory Commission               Scottsdale, AZ 85251 P. O. Box 40 Buckeye, AZ 85326                               Mr. Jeffrey T. Weikert Assistant General Counsel Regional Administrator, Region IV               El Paso Electric Company U.S. Nuclear Regulatory Commission               Mail Location 167 Harris Tower & Pavillion                         123 W. Mills 611 Ryan Plaza Drive, Suite 400                 El Paso, TX 79901 Arlington, TX 76011-8064 Mr. John Schumann Chairman                                         Los Angeles Department of Water & Power Maricopa County Board of Supervisors             Southern California Public Power Authority 301 W. Jefferson, 10th Floor                     P.O. Box 51111, Room 1255-C Phoenix, AZ 85003                               Los Angeles, CA 90051-0100 Mr. Aubrey V. Godwin, Director                   Brian Almon Arizona Radiation Regulatory Agency             Public Utility Commission 4814 South 40 Street                             William B. Travis Building Phoenix, AZ 85040                               P. O. Box 13326 1701 North Congress Avenue Mr. M. Dwayne Carnes, Director                   Austin, TX 78701-3326 Regulatory Affairs/Nuclear Assurance Palo Verde Nuclear Generating Station P.O. Box 52034 Phoenix, AZ 85072-2034 Mr. Hector R. Puente Vice President, Power Generation El Paso Electric Company 310 E. Palm Lane, Suite 310 Phoenix, AZ 85004 November 2003}}
Mr. Steve Olea Arizona Corporation Commission 1200 W. Washington Street Phoenix, AZ 85007 Douglas Kent Porter Senior Counsel Southern California Edison Company Law Department, Generation Resources P.O. Box 800 Rosemead, CA 91770 Senior Resident Inspector U.S. Nuclear Regulatory Commission P. O. Box 40 Buckeye, AZ 85326 Regional Administrator, Region IV U.S. Nuclear Regulatory Commission Harris Tower & Pavillion 611 Ryan Plaza Drive, Suite 400 Arlington, TX 76011-8064 Chairman Maricopa County Board of Supervisors 301 W. Jefferson, 10th Floor Phoenix, AZ 85003 Mr. Aubrey V. Godwin, Director Arizona Radiation Regulatory Agency 4814 South 40 Street Phoenix, AZ 85040 Mr. M. Dwayne Carnes, Director Regulatory Affairs/Nuclear Assurance Palo Verde Nuclear Generating Station P.O. Box 52034 Phoenix, AZ 85072-2034 Mr. Hector R. Puente Vice President, Power Generation El Paso Electric Company 310 E. Palm Lane, Suite 310 Phoenix, AZ 85004 Mr. John Taylor Public Service Company of New Mexico 2401 Aztec NE, MS Z110 Albuquerque, NM 87107-4224 Ms. Cheryl Adams Southern California Edison Company 5000 Pacific Coast Hwy Bldg DIN San Clemente, CA 92672 Mr. Robert Henry Salt River Project 6504 East Thomas Road Scottsdale, AZ 85251 Mr. Jeffrey T. Weikert Assistant General Counsel El Paso Electric Company Mail Location 167 123 W. Mills El Paso, TX 79901 Mr. John Schumann Los Angeles Department of Water & Power Southern California Public Power Authority P.O. Box 51111, Room 1255-C Los Angeles, CA 90051-0100 Brian Almon Public Utility Commission William B. Travis Building P. O. Box 13326 1701 North Congress Avenue Austin, TX 78701-3326}}

Latest revision as of 23:32, 15 January 2025

Review of Preliminary Accident Sequence Precursor Analysis of the June 14, 2004, Loss of Offsite Power Event
ML043350244
Person / Time
Site: Palo Verde  Arizona Public Service icon.png
Issue date: 11/30/2004
From: Fields M
NRC/NRR/DLPM/LPD4
To: Overbeck G
Arizona Public Service Co
Fields M, NRR/DLPM, 415-3062
Shared Package
ML043350261 List:
References
IR-04-012
Download: ML043350244 (6)


Text

November 30, 2004 Mr. Gregg R. Overbeck Senior Vice President, Nuclear Arizona Public Service Company P. O. Box 52034 Phoenix, AZ 85072-2034

SUBJECT:

PALO VERDE NUCLEAR GENERATING STATION, UNITS 1, 2, AND 3 -

REVIEW OF PRELIMINARY ACCIDENT SEQUENCE PRECURSOR ANALYSIS OF THE JUNE 14, 2004, LOSS OF OFFSITE POWER EVENT

Dear Mr. Overbeck:

Enclosed for your review and comment is a copy of the preliminary Accident Sequence Precursor (ASP) Program analysis of a loss of offsite power event which occurred at Palo Verde Nuclear Generating Station (Palo Verde), Units 1, 2, and 3, on June 14, 2004. This event was documented by Arizona Company in Licensee Event Report 50-528/2004-006, dated August 13, 2004, and by the U.S. Nuclear Regulatory Commission (NRC) staff in Inspection Report 05000528/2004012 dated July 16, 2004. The results of the preliminary ASP analysis indicate that this event is an accident precursor (i.e., conditional core damage probability > 1 x10-6).

In assessing operational events, the NRC staff strives to make the ASP models as realistic as possible regarding the specific features and response of a given plant to various accident sequence initiators. The NRC staff realizes that licensees may have additional systems and emergency procedures or other features at its plants that might affect the analysis. Therefore, the NRC staff is providing you an opportunity to review and comment on the technical adequacy of the preliminary ASP analysis, including the depiction of plant equipment and equipment capabilities. Upon receipt and evaluation of your comments, the NRC staff will revise the conditional core damage probability calculations where necessary to consider the specific information you provided. The object of the review process is to provide as realistic an analysis of the significance of the event as possible.

In order for the NRC staff to incorporate your comments, perform any required re-analysis, and prepare the final report of analysis in a timely manner, you are requested to complete your review and to provide any comments within 60 calendar days from the date of this letter. As soon as the final analysis of this event has been completed, the NRC staff will provide for your information the final precursor analysis and the resolution of your comments.

The NRC staff has also enclosed information to facilitate your review. Enclosure 2 contains specific guidance for performing the requested review, identifies the criteria which the NRC staff will apply to determine whether any credit should be given in the analysis for the use of licensee-identified additional equipment or specific actions in recovering from the event, and describes the specific information that you should provide to support such a claim.

G. Overbeck This request is covered by the existing OMB clearance number (3150-0104) for NRC staff follow-up reviews of events documented in licensee event reports. Your response to this request is voluntary and does not constitute a licensing requirement.

The NRC staff is continuing to review the appropriate classification of these documents within our records management program, considering changes in our practices following the events of September 11, 2001. Pending a final determination, the enclosed analyses have been marked as sensitive information. Therefore, the NRC staff has not made it publicly available. Please control the document accordingly. You will be informed if the classification of the document changes as a result of our ongoing assessments. If you believe that your response to this letter includes potentially sensitive information, please discuss the matter with me prior to submitting the information.

If you have any questions regarding the analysis, please contact me at (301) 415-3062.

Sincerely,

/RA/

Mel B. Fields, Senior Project Manager Project Directorate IV Division of Licensing Project Management Office of Nuclear Reactor Regulation Docket Nos. STN 50-528, STN 50-529, and STN 50-530

Enclosures:

1. Preliminary ASP Analysis (Sensitive - Not For Public Disclosure)
2. ASP Review Guidance cc w/encl. 2 only: See next page

G. Overbeck November 30, 2004 This request is covered by the existing OMB clearance number (3150-0104) for NRC staff follow-up reviews of events documented in licensee event reports. Your response to this request is voluntary and does not constitute a licensing requirement.

The NRC staff is continuing to review the appropriate classification of these documents within our records management program, considering changes in our practices following the events of September 11, 2001. Pending a final determination, the enclosed analyses have been marked as sensitive information. Therefore, the NRC staff has not made it publicly available. Please control the document accordingly. You will be informed if the classification of the document changes as a result of our ongoing assessments. If you believe that your response to this letter includes potentially sensitive information, please discuss the matter with me prior to submitting the information.

If you have any questions regarding the analysis, please contact me at (301) 415-3062.

Sincerely,

/RA/

Mel B. Fields, Senior Project Manager Project Directorate IV Division of Licensing Project Management Office of Nuclear Reactor Regulation Docket Nos. STN 50-528, STN 50-529, and STN 50-530

Enclosures:

1. Preliminary ASP Analysis (Sensitive - Not For Public Disclosure)
2. ASP Review Guidance cc w/encl. 2 only: See next page DISTRIBUTION w/o enclosure 1:

PUBLIC RidsNrrLpdivHBerkow RidsNrrPMMFields PDIV-2 r/f RidsAcrsAcnwMailCenter RidsRgn4MailCenter (TPruett)

GHill (6)

RidsNrrLADBaxley RidsOgcRp JDixon-Herrity, EDO ENCLOSURE 1: ML04335271 PACKAGE NO.: ML043350261 ACCESSION NO: ML043350244 Nrr-106 OFFICE PDIV-2/PM PDIV-2/LA PDIV-2/SC NAME MFields:mp DBaxley RGramm DATE 11-29-04 11/29/04 11/30/04 OFFICIAL RECORD COPY

1 GUIDANCE FOR LICENSEE REVIEW OF PRELIMINARY ASP ANALYSIS

Background

The preliminary precursor analysis of an event or condition that occurred at your plant has been provided for your review.

This analysis was performed as a part of the NRC's Accident Sequence Precursor (ASP)

Program. The ASP Program uses probabilistic risk assessment techniques to provide estimates of operating event significance in terms of the potential for core damage.

The types of events evaluated include actual initiating events, such as a loss of off-site power or loss-of-coolant accident, degradation of plant conditions, and safety equipment failures or unavailabilities that could increase the probability of core damage from postulated accident sequences.

This preliminary analysis was conducted using the information contained in the plant-specific final safety analysis report (FSAR),

individual plant examination (IPE), and other pertinent reports, such as the licensee event report (LER) and/or NRC inspection reports.

Modeling Techniques The models used for the analysis of events were developed by the Idaho National Engineering and Environmental Laboratory.

The models were developed using the Systems Analysis Programs for Hands-on Integrated Reliability Evaluations (SAPHIRE) software. The developed models are called Standardized Plant Analysis Risk (SPAR) models. The SPAR models are based on linked fault trees. Fault trees were developed for each top event on the event trees to a super component level of detail.

Two revisions of the SPAR models are currently being used in the ASP analysis:

SPAR Rev. 2 and SPAR Rev. 3.

  • SPAR Rev. 2 models have four types of initiating events:

- transients,

- small loss-of-coolant accidents (LOCAs),

- steam generator tube rupture (PWR only), and

- loss of offsite power (LOSP).

The only support system modeled in Rev. 2 is the electric power system.

  • SPAR Rev. 3 models are currently being developed to replace Rev. 2 models. The newer revision models have 11 types of initiating events:

- transients,

- small LOCAs,

- medium LOCA,

- large LOCA,

- interfacing system LOCA,

- steam generator tube rupture (PWR only),

- LOSP,

- loss of component cooling water (PWRs only),

- loss of service water, and

- loss of DC power.

Both revisions have transfer events trees for station blackout and anticipated transient without scram.

The models may be modified to include additional detail for the systems/components of interest for a particular event. This may include additional equipment or mitigation strategies as outlined in the FSAR or IPE. Probabilities are modified to reflect the particular circumstances of the event being analyzed.

Guidance for Peer Review Comments regarding the analysis should address:

  • Does the "Event Summary" section:

- accurately describe the event as it occurred; and

2

- provide accurate additional information concerning the configuration of the plant and the operation of and procedures associated with relevant systems?

  • Does the "Modeling Assumptions" section:

- accurately describe the modeling done for the event;

- accurately describe the modeling of the event appropriate for the events that occurred or that had the potential to occur under the event conditions; and

- include assumptions regarding the likelihood of equipment recovery?

Appendix G of Reference 1 provides examples of comments and responses for previous ASP analyses.

Criteria for Evaluating Comments Modifications to the event analysis may be made based on the comments that you provide. Specific documentation will be required to consider modifications to the event analysis. References should be made to portions of the LER or other event documentation concerning the sequence of events. System and component capabilities should be supported by references to the FSAR, IPE, plant procedures, or analyses.

Comments related to operator response times and capabilities should reference plant procedures, the FSAR, the IPE, or applicable operator response models. Assumptions used in determining failure probabilities should be clearly stated.

Criteria for Evaluating Additional Recovery Measures Additional systems, equipment, or specific recovery actions may be considered for incorporation into the analysis. However, to assess the viability and effectiveness of the equipment and methods, the appropriate documentation must be included in your response. This includes:

  • normal or emergency operating procedures,
  • piping and instrumentation diagrams (P&IDs),
  • electrical one-line diagrams,
  • results of thermal-hydraulic analyses, and
  • operator training (both procedures and simulation).

This documentation must be current at the time of the event occurrence. Systems, equipment, or specific recovery actions that were not in place at the time of the event will not be considered. Also, the documentation should address the impact (both positive and negative) of the use of the specific recovery measure on:

  • the sequence of events,
  • the timing of events,
  • the probability of operator error in using the system or equipment, and
  • other systems/processes already modeled in the analysis (including operator actions).

An Example of a Recovery Measure Evaluation A pressurized-water reactor plant experiences a reactor trip. During the subsequent recovery, it is discovered that one train of the auxiliary feedwater (AFW) system is unavailable. Absent any further information regrading this event, the ASP Program would analyze it as a reactor trip with one train of AFW unavailable. The AFW modeling would be patterned after information gathered either from the plant FSAR or the IPE. However, if information is received about the use of an additional system (such as a standby steam generator feedwater system) in recovering from this event, the transient would be modeled as a reactor trip with one train of AFW unavailable, but this unavailability would be mitigated by the use of the standby feedwater system.

3 The mitigation effect for the standby feedwater system would be credited in the analysis provided that the following material was available:

- standby feedwater system characteristics are documented in the FSAR or accounted for in the IPE,

- procedures for using the system during recovery existed at the time of the event,

- the plant operators had been trained in the use of the system prior to the event,

- a clear diagram of the system is available (either in the FSAR, IPE, or supplied by the licensee),

- previous analyses have indicated that there would be sufficient time available to implement the procedure successfully under the circumstances of the event under analysis, and

- the effects of using the standby feedwater system on the operation and recovery of systems or procedures that are already included in the event modeling. In this case, use of the standby feedwater system may reduce the likelihood of recovering failed AFW equipment or initiating feed-and-bleed due to time and personnel constraints.

Schedule Please refer to the transmittal letter for schedules and procedures for submitting your comments.

Reference 1.

R. J. Belles, et al., Precursors to Potential Severe Core Damage Accidents: 1997, A Status Report, USNRC Report NUREG/CR-4674 (ORNL/NOAC-232) Volume 26, Lockheed Martin Energy Research Corp., Oak Ridge National Laboratory, and Science Applications International Corp., Oak Ridge, Tennessee, November 1998.

November 2003 Palo Verde Generating Station, Units 1, 2, and 3 cc:

Mr. Steve Olea Arizona Corporation Commission 1200 W. Washington Street Phoenix, AZ 85007 Douglas Kent Porter Senior Counsel Southern California Edison Company Law Department, Generation Resources P.O. Box 800 Rosemead, CA 91770 Senior Resident Inspector U.S. Nuclear Regulatory Commission P. O. Box 40 Buckeye, AZ 85326 Regional Administrator, Region IV U.S. Nuclear Regulatory Commission Harris Tower & Pavillion 611 Ryan Plaza Drive, Suite 400 Arlington, TX 76011-8064 Chairman Maricopa County Board of Supervisors 301 W. Jefferson, 10th Floor Phoenix, AZ 85003 Mr. Aubrey V. Godwin, Director Arizona Radiation Regulatory Agency 4814 South 40 Street Phoenix, AZ 85040 Mr. M. Dwayne Carnes, Director Regulatory Affairs/Nuclear Assurance Palo Verde Nuclear Generating Station P.O. Box 52034 Phoenix, AZ 85072-2034 Mr. Hector R. Puente Vice President, Power Generation El Paso Electric Company 310 E. Palm Lane, Suite 310 Phoenix, AZ 85004 Mr. John Taylor Public Service Company of New Mexico 2401 Aztec NE, MS Z110 Albuquerque, NM 87107-4224 Ms. Cheryl Adams Southern California Edison Company 5000 Pacific Coast Hwy Bldg DIN San Clemente, CA 92672 Mr. Robert Henry Salt River Project 6504 East Thomas Road Scottsdale, AZ 85251 Mr. Jeffrey T. Weikert Assistant General Counsel El Paso Electric Company Mail Location 167 123 W. Mills El Paso, TX 79901 Mr. John Schumann Los Angeles Department of Water & Power Southern California Public Power Authority P.O. Box 51111, Room 1255-C Los Angeles, CA 90051-0100 Brian Almon Public Utility Commission William B. Travis Building P. O. Box 13326 1701 North Congress Avenue Austin, TX 78701-3326