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| number = ML103610409
| number = ML103610409
| issue date = 12/27/2010
| issue date = 12/27/2010
| title = 2010/12/27-Energy Policy, Valuing the Greenhouse Gas Emissions from Nuclear Power: a Critical Survey
| title = Energy Policy, Valuing the Greenhouse Gas Emissions from Nuclear Power: a Critical Survey
| author name = Sovacool B
| author name = Sovacool B
| author affiliation = Elsevier, Govt of Singapore
| author affiliation = Elsevier, Govt of Singapore
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{{#Wiki_filter:ARTICLE IN PRESS Energy Policy 36 (2008) 2940- 2953 Contents lists available at ScienceDirect Energy Policy journal homepage: www.elsevier.com/locate/enpol Valuing the greenhouse gas emissions from nuclear power: A critical survey Benjamin K. Sovacool 
{{#Wiki_filter:Valuing the greenhouse gas emissions from nuclear power: A critical survey Benjamin K. Sovacool 
Energy Governance Program, Centre on Asia and Globalisation, Lee Kuan Yew School of Public Policy, National University of Singapore, 469C Bukit Timah Road, Singapore 259772, Singapore a r t i c l e in f o                                 a b s t r a c t Article history:                                    This article screens 103 lifecycle studies of greenhouse gas-equivalent emissions for nuclear power Received 25 February 2008                            plants to identify a subset of the most current, original, and transparent studies.
Energy Governance Program, Centre on Asia and Globalisation, Lee Kuan Yew School of Public Policy, National University of Singapore, 469C Bukit Timah Road, Singapore 259772, Singapore a r t i c l e i n f o Article history:
Accepted 21 April 2008                                    It begins by brie"y detailing the separate components of the nuclear fuel cycle before explaining the Available online 2 June 2008 methodology of the survey and exploring the variance of lifecycle estimates. It calculates that while the Keywords:                                            range of emissions for nuclear energy over the lifetime of a plant, reported from quali"ed studies Nuclear power                                        examined, is from 1.4 g of carbon dioxide equivalent per kWh (g CO2e/kWh) to 288 g CO2e/kWh, the Lifecycle analysis                                  mean value is 66 g CO2e/kWh. The article then explains some of the factors responsible for the disparity Greenhouse gas emissions in lifecycle estimates, in particular identifying errors in both the lowest estimates (not comprehensive) and the highest estimates (failure to consider co-products). It should be noted that nuclear power is not directly emitting greenhouse gas emissions, but rather that lifecycle emissions occur through plant construction, operation, uranium mining and milling, and plant decommissioning.
Received 25 February 2008 Accepted 21 April 2008 Available online 2 June 2008 Keywords:
                                                                                                                              & 2008 Elsevier Ltd. All rights reserved.
Nuclear power Lifecycle analysis Greenhouse gas emissions a b s t r a c t This article screens 103 lifecycle studies of greenhouse gas-equivalent emissions for nuclear power plants to identify a subset of the most current, original, and transparent studies.
: 1. Introduction                                                                         for 19% of national electricity generation. In France, 79% of electricity comes from nuclear sources, and nuclear energy contributes to more The nuclear era began with a whimper, not a bang, on                              than 20% of national power production in Germany, Japan, South December 7, 1942. Amidst the polished wooden "oors of a war-                            Korea, Sweden, Ukraine, and the United Kingdom.
It begins by brie"y detailing the separate components of the nuclear fuel cycle before explaining the methodology of the survey and exploring the variance of lifecycle estimates. It calculates that while the range of emissions for nuclear energy over the lifetime of a plant, reported from quali"ed studies examined, is from 1.4 g of carbon dioxide equivalent per kWh (g CO2e/kWh) to 288 g CO2e/kWh, the mean value is 66 g CO2e/kWh. The article then explains some of the factors responsible for the disparity in lifecycle estimates, in particular identifying errors in both the lowest estimates (not comprehensive) and the highest estimates (failure to consider co-products). It should be noted that nuclear power is not directly emitting greenhouse gas emissions, but rather that lifecycle emissions occur through plant construction, operation, uranium mining and milling, and plant decommissioning.
appropriated squash court at the University of Chicago, Enrico                              Advocates of nuclear power have recently framed it as an Fermi inserted about 50 ton of uranium oxide into 400 carefully                        important part of any solution aimed at "ghting climate change constructed graphite blocks. A small puff of heat exhibited the                        and reducing greenhouse gas emissions. The Nuclear Energy "rst self-sustaining nuclear reaction, many bottles of Chianti were                    Institute (2007) tells us, it is important to build emission-free consumed, and nuclear energy was born (Metzger, 1984).                                  sources of energy like nuclear and that nuclear power is a Since then, Americans have dreamed of exotic nuclear                              carbon-free electricity source (1998). Patrick Moore, co-founder possibilities. Early advocates promised a future of electricity too                    of Greenpeace, has publicly stated that nuclear energy is the only cheap to meter, an age of peace and plenty without high prices                          non-greenhouse gas emitting energy source that can effectively and shortages where atomic energy provided the power needed to                          replace fossil fuels and satisfy global demand (Environmental desalinate water for the thirsty, irrigate deserts for the hungry,                      News Service, 2005). The nuclear power company Areva (2007) and fuel interstellar travel deep into outer space. Other exciting                      claims that one coal power station of 1 GWe emits about 6 opportunities included atomic golf balls that could always be                          million tons of CO2 per year while nuclear is quite CO2 free.
& 2008 Elsevier Ltd. All rights reserved.
found and a nuclear powered airplane, which the US Federal                                  Opponents of nuclear power have responded in kind. In their Government spent $1.5 billion researching between 1946 and                              calculation, ISA (2006) argues that nuclear plants are poor 1961 (Munson, 2005; Winkler, 2001; Duncan, 1978).                                      substitutes to other less greenhouse gas intensive generators.
: 1. Introduction The nuclear era began with a whimper, not a bang, on December 7, 1942. Amidst the polished wooden "oors of a war-appropriated squash court at the University of Chicago, Enrico Fermi inserted about 50 ton of uranium oxide into 400 carefully constructed graphite blocks. A small puff of heat exhibited the "rst self-sustaining nuclear reaction, many bottles of Chianti were consumed, and nuclear energy was born (Metzger, 1984).
While nuclear technologies did not ful"ll these dreams, nuclear                    They estimate that wind turbines have one-third the carbon-power has still emerged to become a signi"cant source of electricity.                  equivalent emissions of nuclear power over their lifecycle and In 2005, 435 nuclear plants supplied 16% of the worlds power,                          hydroelectric one-fourth the equivalent emissions. The Oxford constituting 368 GW of installed capacity generating 2768 TWh of                        Research Group projects that if the percentage of world nuclear electricity (International Energy Agency, 2007). In the US alone,                      capacity remains what it is today, by 2050 nuclear power would which has 29.2% of the worlds reactors, nuclear facilities accounted                  generate as much carbon dioxide per kWh as comparable gas-
Since
                                                                                        "red power stations as the grade of available uranium ore decreases (Barnaby and Kemp, 2007a, b).
: then, Americans have dreamed of exotic nuclear possibilities. Early advocates promised a future of electricity too cheap to meter, an age of peace and plenty without high prices and shortages where atomic energy provided the power needed to desalinate water for the thirsty, irrigate deserts for the hungry, and fuel interstellar travel deep into outer space. Other exciting opportunities included atomic golf balls that could always be found and a nuclear powered airplane, which the US Federal Government spent $1.5 billion researching between 1946 and 1961 (Munson, 2005; Winkler, 2001; Duncan, 1978).
   Tel.: +65 6516 7501; fax: +65 6468 4186.                                              Which side is right? Analogous to the critical surveys of E-mail address: bsovacool@nus.edu.sg                                              negative externalities associated with electricity production 0301-4215/$ - see front matter & 2008 Elsevier Ltd. All rights reserved.
While nuclear technologies did not ful"ll these dreams, nuclear power has still emerged to become a signi"cant source of electricity.
In 2005, 435 nuclear plants supplied 16% of the worlds power, constituting 368GW of installed capacity generating 2768 TWh of electricity (International Energy Agency, 2007). In the US alone, which has 29.2% of the worlds reactors, nuclear facilities accounted for 19% of national electricity generation. In France, 79% of electricity comes from nuclear sources, and nuclear energy contributes to more than 20% of national power production in Germany, Japan, South Korea, Sweden, Ukraine, and the United Kingdom.
Advocates of nuclear power have recently framed it as an important part of any solution aimed at "ghting climate change and reducing greenhouse gas emissions. The Nuclear Energy Institute (2007) tells us, it is important to build emission-free sources of energy like nuclear and that nuclear power is a carbon-free electricity source (1998). Patrick Moore, co-founder of Greenpeace, has publicly stated that nuclear energy is the only non-greenhouse gas emitting energy source that can effectively replace fossil fuels and satisfy global demand (Environmental News Service, 2005). The nuclear power company Areva (2007) claims that one coal power station of 1 GWe emits about 6 million tons of CO2 per year while nuclear is quite CO2 free.
Opponents of nuclear power have responded in kind. In their calculation, ISA (2006) argues that nuclear plants are poor substitutes to other less greenhouse gas intensive generators.
They estimate that wind turbines have one-third the carbon-equivalent emissions of nuclear power over their lifecycle and hydroelectric one-fourth the equivalent emissions. The Oxford Research Group projects that if the percentage of world nuclear capacity remains what it is today, by 2050 nuclear power would generate as much carbon dioxide per kWh as comparable gas-
"red power stations as the grade of available uranium ore decreases (Barnaby and Kemp, 2007a, b).
Which side is right? Analogous to the critical surveys of negative externalities associated with electricity production ARTICLE IN PRESS Contents lists available at ScienceDirect journal homepage: www.elsevier.com/locate/enpol Energy Policy 0301-4215/$ - see front matter & 2008 Elsevier Ltd. All rights reserved.
doi:10.1016/j.enpol.2008.04.017
doi:10.1016/j.enpol.2008.04.017
 Tel.: +65 6516 7501; fax: +65 6468 4186.
E-mail address: bsovacool@nus.edu.sg Energy Policy 36 (2008) 2940- 2953


ARTICLE IN PRESS B.K. Sovacool / Energy Policy 36 (2008) 2940-2953                                              2941 conducted by Sundqvist and Soderholm (2002) and Sundqvist (2004), this article screens 103 lifecycle studies of greenhouse gas-equivalent emissions for nuclear power plants to identify a subset of the most current, original, and transparent studies. It begins by brie"y detailing the separate components of the nuclear fuel cycle before explaining the methodology of the survey and exploring the variance of lifecycle estimates. It calculates that while the range of emissions for nuclear energy over the lifetime of a plant reported from quali"ed studies examined is from 1.4 g of carbon dioxide equivalent per kWh (g CO2e/kWh) to 288 g CO2e/
conducted by Sundqvist and Soderholm (2002) and Sundqvist (2004), this article screens 103 lifecycle studies of greenhouse gas-equivalent emissions for nuclear power plants to identify a subset of the most current, original, and transparent studies. It begins by brie"y detailing the separate components of the nuclear fuel cycle before explaining the methodology of the survey and exploring the variance of lifecycle estimates. It calculates that while the range of emissions for nuclear energy over the lifetime of a plant reported from quali"ed studies examined is from 1.4 g of carbon dioxide equivalent per kWh (g CO2e/kWh) to 288 g CO2e/
kWh, the mean value is 66 g CO2e/kWh. The article then explains some of the factors responsible for the disparity in lifecycle estimates, in particular identifying errors in both the lowest estimates (not comprehensive) and the highest estimates (failure to consider co-products). It should be noted that nuclear power is not directly emitting greenhouse gas emissions, but rather that the lifecycle involves emissions occurring elsewhere and indir-ectly attributable to nuclear plant construction, operation, uranium mining and milling, and plant decommissioning.
kWh, the mean value is 66 g CO2e/kWh. The article then explains some of the factors responsible for the disparity in lifecycle estimates, in particular identifying errors in both the lowest estimates (not comprehensive) and the highest estimates (failure to consider co-products). It should be noted that nuclear power is not directly emitting greenhouse gas emissions, but rather that the lifecycle involves emissions occurring elsewhere and indir-ectly attributable to nuclear plant construction, operation, uranium mining and milling, and plant decommissioning.
: 2. The nuclear power lifecycle Engineers generally classify the nuclear fuel cycle into two types: once-through and closed. Conventional reactors oper-ate on a once-through mode that discharges spent fuel directly into disposal. Reactors with reprocessing in a closed fuel cycle separate waste products from unused "ssionable material so that it can be recycled as fuel. Reactors operating on closed cycles extend fuel supplies and have clear advantages in terms of storage of waste disposal, but have disadvantages in terms of cost, short-term reprocessing issues, proliferation risk, and fuel cycle safety (Beckjord et al., 2003).
: 2. The nuclear power lifecycle Engineers generally classify the nuclear fuel cycle into two types: once-through and closed. Conventional reactors oper-ate on a once-through mode that discharges spent fuel directly into disposal. Reactors with reprocessing in a closed fuel cycle separate waste products from unused "ssionable material so that it can be recycled as fuel. Reactors operating on closed cycles extend fuel supplies and have clear advantages in terms of storage of waste disposal, but have disadvantages in terms of cost, short-term reprocessing issues, proliferation risk, and fuel cycle safety (Beckjord et al., 2003).
Despite these differences, both once-through and closed nuclear fuel cycles involve at least "ve interconnected stages that constitute a nuclear lifecycle: the frontend of the cycle where                             Fig. 1. The once-through nuclear fuel cycle.
Despite these differences, both once-through and closed nuclear fuel cycles involve at least "ve interconnected stages that constitute a nuclear lifecycle: the frontend of the cycle where uranium fuel is mined, milled, converted, enriched, and fabri-cated; the construction of the plant itself; the operation and maintenance of the facility; the backend of the cycle where spent fuel is conditioned, (re)processed, and stored; and a "nal stage where plants are decommissioned and abandoned mines returned to their original state. Figs. 1 and 2 provide a brief depiction of the once-through and closed nuclear fuel cycle.
uranium fuel is mined, milled, converted, enriched, and fabri-cated; the construction of the plant itself; the operation and                 hard ore found in granite has a lower uranium content, usually maintenance of the facility; the backend of the cycle where                 about 0.02% or less. Uranium mines are typically opencast pits, up spent fuel is conditioned, (re)processed, and stored; and a "nal               to 250 m deep, or underground. A third extraction technique stage where plants are decommissioned and abandoned mines                       involves subjecting natural uranium to in situ leaching where returned to their original state. Figs. 1 and 2 provide a brief                 hundreds of tons of sulfuric acid, nitric acid, and ammonia are depiction of the once-through and closed nuclear fuel cycle.                    injected into the strata and then pumped up again after 3-25 years, yielding uranium from treated rocks.
2.1. The frontend of the nuclear lifecycle The nuclear fuel cycle is long and complex. The primary fuel for nuclear power plants, uranium, is widely distributed in the earths crust and the ocean in minute quantities, with the exception of concentrations rich enough to constitute ore. Uranium is mined both at the surface and underground, and after extracted it is crushed, ground into a "ne slurry, and leeched in sulfuric acid.
2.1. The frontend of the nuclear lifecycle 2.1.2. Uranium milling The nuclear fuel cycle is long and complex. The primary fuel for                Mined uranium must undergo a series of metallurgical nuclear power plants, uranium, is widely distributed in the earths            processes to crush, screen, and wash the ore, letting the heavy crust and the ocean in minute quantities, with the exception of                uranium settle as the lighter debris is funneled away. The next concentrations rich enough to constitute ore. Uranium is mined                  step is the mill, often situated near the mine, where acid or alkali both at the surface and underground, and after extracted it is                  baths leach the uranium out of the processed ore, producing a crushed, ground into a "ne slurry, and leeched in sulfuric acid.                bright yellow powder, called yellowcake, that is about 75%
Uranium is then recovered from solution and concentrated into solid uranium oxide, often called yellow cake, before it is converted into hexa"uoride and heated. Then, hexa"uoride vapor is loaded into cylinders where it is cooled and condensed into a solid before undergoing enrichment through gaseous diffusion or gas centrifuge.
Uranium is then recovered from solution and concentrated into                  uranium oxide (whose chemical form is U3O8). In the cases where solid uranium oxide, often called yellow cake, before it is                ores have a concentration of 0.1%, the milling must grind 1000 ton converted into hexa"uoride and heated. Then, hexa"uoride vapor                  of rock to extract 1 ton of yellowcake. Both the oxide and the is loaded into cylinders where it is cooled and condensed into a                tailings (the 999 ton of remaining rock) remain radioactive, solid before undergoing enrichment through gaseous diffusion or                requiring treatment. Acids must be neutralized with limestone, gas centrifuge.                                                                and made insoluble with phosphates (Fleming, 2007; Heaberlin, 2003).
2.1.1. Uranium mining Starting at the mine, rich ores embody concentrations of uranium oxide as high as 10%, but 0.2% or less is usual, and most uranium producers will consider mining ores with concentrations higher than 0.0004%. A majority of the usable soft ore found in sandstone has a concentration between 0.2% and 0.01%, and hard ore found in granite has a lower uranium content, usually about 0.02% or less. Uranium mines are typically opencast pits, up to 250 m deep, or underground. A third extraction technique involves subjecting natural uranium to in situ leaching where hundreds of tons of sulfuric acid, nitric acid, and ammonia are injected into the strata and then pumped up again after 3-25 years, yielding uranium from treated rocks.
2.1.1. Uranium mining Starting at the mine, rich ores embody concentrations of                    2.1.3. Uranium conversion and enrichment uranium oxide as high as 10%, but 0.2% or less is usual, and most                  Next comes conversion and enrichment, where a series of uranium producers will consider mining ores with concentrations                chemical processes are conducted to remove remaining impu-higher than 0.0004%. A majority of the usable soft ore found in            rities. Natural uranium contains about 0.7% uranium-235; the rest sandstone has a concentration between 0.2% and 0.01%, and                      is mainly uranium-234 or uranium-238. In order to bring the
2.1.2. Uranium milling Mined uranium must undergo a
series of metallurgical processes to crush, screen, and wash the ore, letting the heavy uranium settle as the lighter debris is funneled away. The next step is the mill, often situated near the mine, where acid or alkali baths leach the uranium out of the processed ore, producing a bright yellow powder, called yellowcake, that is about 75%
uranium oxide (whose chemical form is U3O8). In the cases where ores have a concentration of 0.1%, the milling must grind 1000 ton of rock to extract 1 ton of yellowcake. Both the oxide and the tailings (the 999 ton of remaining rock) remain radioactive, requiring treatment. Acids must be neutralized with limestone, and made insoluble with phosphates (Fleming, 2007; Heaberlin, 2003).
2.1.3. Uranium conversion and enrichment Next comes conversion and enrichment, where a series of chemical processes are conducted to remove remaining impu-rities. Natural uranium contains about 0.7% uranium-235; the rest is mainly uranium-234 or uranium-238. In order to bring the ARTICLE IN PRESS Fig. 1. The once-through nuclear fuel cycle.
B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2941


ARTICLE IN PRESS 2942                                            B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 Fig. 2. The closed nuclear fuel cycle.
concentration of uranium-235 up to at least 3.5% for typical commercial light water reactors and about 4-5% for other modern reactors, the oxide must be enriched, and the process begins by converting uranium to uranium hexa"uoride, UF6, or hex. Then, it is enriched, and the two dominant commercial enrichment methods are gaseous diffusion and centrifuge.
concentration of uranium-235 up to at least 3.5% for typical                   The 15% that emerges as enriched uranium is converted into commercial light water reactors and about 4-5% for other modern               ceramic pellets of uranium dioxide, UO2, packed in zirconium reactors, the oxide must be enriched, and the process begins by               alloy tubes, and bundled together to form fuel rod assemblies for converting uranium to uranium hexa"uoride, UF6, or hex. Then,             reactors.
Gaseous diffusion, developed during the Second World War as part of the Manhattan Project, accounts for about 45% of world enrichment capacity. The diffusion process funnels hex through a series of porous membranes or diaphragms. The lighter uranium-235 molecules move faster than the uranium-238 molecules and have a slightly better chance of passing through the pores in the membrane. The process is repeated many times in a series of diffusion stages called a cascade, with the enriched UF6 with-drawn from one end of the cascade and the depleted UF6 removed at the other end. The gas must be processed through some 1400 stages before it is properly enriched (Uranium Information Centre, 2007).
it is enriched, and the two dominant commercial enrichment                         To supply enough enriched fuel for a standard 1000 MW methods are gaseous diffusion and centrifuge.                                 reactor for 1 year, about 200 ton of natural uranium has to be Gaseous diffusion, developed during the Second World War as               processed (Fleming, 2007). Moreover, uranium must be trans-part of the Manhattan Project, accounts for about 45% of world                 ported from the mine to processing and enrichment facilities.
The gas centrifuge process, "rst demonstrated in the 1940s, feeds hex into a series of vacuum tubes, and accounts for about 45% of world enrichment capacity. When the rotors are spun rapidly, the heavier molecules with uranium-238 increase in concentration towards the outer edge of the cylinders, with a corresponding increase in uranium-235 concentration near the center. To separate the two isotopes, centrifuges rotate at very high speeds, with spinning cylinders moving at roughly one million times the acceleration of gravity (Uranium Information Centre, 2007).
enrichment capacity. The diffusion process funnels hex through a               Andseta et al. (1998) found that in Canada, the uranium needed to series of porous membranes or diaphragms. The lighter uranium-                 create fuel rods has traveled more than 4000 km before the 235 molecules move faster than the uranium-238 molecules and                   process is complete. The IEA (2002) reports that in Europe most have a slightly better chance of passing through the pores in the             uranium is transported 150-805 km by railway, 1250 km by boat, membrane. The process is repeated many times in a series of                   or 378 km by truck.
In United States, the gaseous diffusion plant at Paducah, Kentucky, primarily does enrichment while Europe and Russia utilize mostly centrifuge methods (Fthenakis and Kim, 2007). The remaining percentage (10%) of nuclear fuel comes from the recycling of nuclear weapons.
diffusion stages called a cascade, with the enriched UF6 with-drawn from one end of the cascade and the depleted UF6 removed at the other end. The gas must be processed through some 1400                 2.2. Construction stages before it is properly enriched (Uranium Information Centre, 2007).                                                                             The construction phase of the nuclear lifecycle involves the The gas centrifuge process, "rst demonstrated in the 1940s,               fabrication, transportation, and use of materials to build gen-feeds hex into a series of vacuum tubes, and accounts for about               erators, turbines, cooling towers, control rooms, and other 45% of world enrichment capacity. When the rotors are spun                     infrastructure. A typical nuclear plant usually contains some 50 rapidly, the heavier molecules with uranium-238 increase in                   miles of piping welded 25 thousand times, and 900 miles of concentration towards the outer edge of the cylinders, with a                  electrical cables. Thousands of electric motors, conduits, batteries, corresponding increase in uranium-235 concentration near the                  relays, switches, operating boards, transformers, condensers, and center. To separate the two isotopes, centrifuges rotate at very              fuses are needed for the system to operate. Cooling systems high speeds, with spinning cylinders moving at roughly one                    necessitate valves, seals, drains, vents, gauges, "ttings, nuts, and million times the acceleration of gravity (Uranium Information                bolts. Structural supports, "rewalls, radiation shields, spent fuel Centre, 2007).                                                                storage facilities, and emergency backup generators must remain In United States, the gaseous diffusion plant at Paducah,                  in excellent condition. Temperatures, pressures, power levels, Kentucky, primarily does enrichment while Europe and Russia                    radiation levels, "ow rates, cooling water chemistry, and equip-utilize mostly centrifuge methods (Fthenakis and Kim, 2007). The              ment performance must all be constantly monitored. While his remaining percentage (10%) of nuclear fuel comes from the                    estimate is from an older 1000 MW Pressurized Water Reactor, recycling of nuclear weapons.                                                  White (1995) calculates that the typical nuclear plant needs After enrichment, about 85% of the oxide comes out as waste in            170,000 ton of concrete, 32,000 ton of steel, 1363 ton of copper, the form of depleted hex, known as enrichment tails, which                and a total of 205,464 ton of other materials. Many of these are must be stored. Each year, for instance, France creates 16,000 ton            carbon intense; 1 ton of aluminum has the carbon equivalent of of enrichment tails that are then exported to Russia or added to              more than 10,000 ton of C02; 1 ton of lithium, 44,000 ton; one ton the existing 200,000 ton of depleted uranium within the country.              of silver, 913,000 ton (White, 1995).
After enrichment, about 85% of the oxide comes out as waste in the form of depleted hex, known as enrichment tails, which must be stored. Each year, for instance, France creates 16,000 ton of enrichment tails that are then exported to Russia or added to the existing 200,000 ton of depleted uranium within the country.
The 15% that emerges as enriched uranium is converted into ceramic pellets of uranium dioxide, UO2, packed in zirconium alloy tubes, and bundled together to form fuel rod assemblies for reactors.
To supply enough enriched fuel for a standard 1000 MW reactor for 1 year, about 200 ton of natural uranium has to be processed (Fleming, 2007). Moreover, uranium must be trans-ported from the mine to processing and enrichment facilities.
Andseta et al. (1998) found that in Canada, the uranium needed to create fuel rods has traveled more than 4000 km before the process is complete. The IEA (2002) reports that in Europe most uranium is transported 150-805 km by railway, 1250 km by boat, or 378 km by truck.
2.2. Construction The construction phase of the nuclear lifecycle involves the fabrication, transportation, and use of materials to build gen-erators, turbines, cooling
: towers, control
: rooms, and other infrastructure. A typical nuclear plant usually contains some 50 miles of piping welded 25 thousand times, and 900 miles of electrical cables. Thousands of electric motors, conduits, batteries, relays, switches, operating boards, transformers, condensers, and fuses are needed for the system to operate. Cooling systems necessitate valves, seals, drains, vents, gauges, "ttings, nuts, and bolts. Structural supports, "rewalls, radiation shields, spent fuel storage facilities, and emergency backup generators must remain in excellent condition. Temperatures, pressures, power levels, radiation levels, "ow rates, cooling water chemistry, and equip-ment performance must all be constantly monitored. While his estimate is from an older 1000 MW Pressurized Water Reactor, White (1995) calculates that the typical nuclear plant needs 170,000 ton of concrete, 32,000 ton of steel, 1363 ton of copper, and a total of 205,464 ton of other materials. Many of these are carbon intense; 1 ton of aluminum has the carbon equivalent of more than 10,000 ton of C02; 1 ton of lithium, 44,000 ton; one ton of silver, 913,000 ton (White, 1995).
ARTICLE IN PRESS Fig. 2. The closed nuclear fuel cycle.
B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2942


ARTICLE IN PRESS B.K. Sovacool / Energy Policy 36 (2008) 2940-2953                                            2943 2.3. Operation                                                                   the total energy required for decommissioning can be as much as 50% more than the energy needed for original construction The operation phase of the lifecycle encompasses the energy                 (Fleming, 2007). At the uranium mine, the overburden of rock needed to manage the cooling and fuel cycles of the plant, as well              covering the area must be replaced and replanted with indigenous as the energy needed for its maintenance and the fuels used for                  vegetation, and radioactive tailings must be treated and con-backup generators. Indirect energy use includes the provision of                 tained.
2.3. Operation The operation phase of the lifecycle encompasses the energy needed to manage the cooling and fuel cycles of the plant, as well as the energy needed for its maintenance and the fuels used for backup generators. Indirect energy use includes the provision of power during reactor outages, repairs, and shutdowns.
power during reactor outages, repairs, and shutdowns.
The heart of the operating nuclear facility is the reactor, which generates electricity through the "ssion, or splitting, of uranium and plutonium isotopes. In a nuclear reactor, the "ssion process does not take place one atom at a time. Uranium has the rare and productive property that when it is struck by a neutron, it splits into two and produces more neutrons. If one uranium-235 atom collides with an atom of uranium-238, one of the other isotopes of uranium, it may stay there and induce a couple of decay cycles to produce plutonium-239. Plutonium-239, sharing the same prop-erty of uranium-235, splits when struck by neutrons to act as additional fuel. The process can be controlled by a moderator consisting of water or graphite to speed the reaction up, and neutron-absorbing control rods to slow it down (Fleming, 2007; Beckjord et al., 2003). Most nuclear reactors around the world have a present lifetime of 30-40 years, but produce electricity at full power for no more than 24 years (Fleming, 2007).
The heart of the operating nuclear facility is the reactor, which generates electricity through the "ssion, or splitting, of uranium               3. Review of nuclear lifecycle studies and plutonium isotopes. In a nuclear reactor, the "ssion process does not take place one atom at a time. Uranium has the rare and                    To assess the total carbon dioxide-equivalent emissions over productive property that when it is struck by a neutron, it splits              the course of the nuclear lifecycle, this study began by reviewing into two and produces more neutrons. If one uranium-235 atom                    103 studies estimating greenhouse gas emissions for nuclear collides with an atom of uranium-238, one of the other isotopes of              plants. These 103 studies were narrowed according to a three-uranium, it may stay there and induce a couple of decay cycles to                phase selection process.
2.4. The backend of the nuclear lifecycle The backend phase involves fuel processing, interim storage, and permanent sequestration of waste. Spent fuel must be conditioned for reactors operating on a once-through fuel cycle, and reprocessed for those employing a
produce plutonium-239. Plutonium-239, sharing the same prop-                        First, given that the availability of high-quality uranium ore erty of uranium-235, splits when struck by neutrons to act as                    changes with time, and that mining, milling, enrichment, additional fuel. The process can be controlled by a moderator                    construction, and reactor technologies change over the decades, consisting of water or graphite to speed the reaction up, and                    the study excluded surveys more than 10 years old (i.e., published neutron-absorbing control rods to slow it down (Fleming, 2007;                  before 1997). Admittedly, excluding studies more than a decade Beckjord et al., 2003). Most nuclear reactors around the world                  old is no guarantee that the data utilized by newer studies is in have a present lifetime of 30-40 years, but produce electricity at              fact new. One analysis from Dones et al. (2004c), for instance, full power for no more than 24 years (Fleming, 2007).                           relied on references from the 1980s for the modeling of uranium mining; data from 1983 for modeling uranium tailing ponds; 1996 data for uranium conversion; and 2000 data for uranium 2.4. The backend of the nuclear lifecycle enrichment. Still, excluding studies more than 10 years old is an attempt to hedge against the use of outdated data, and to ensure The backend phase involves fuel processing, interim storage, that recent changes in technology and policy are included in and permanent sequestration of waste. Spent fuel must be lifecycle estimates. Table 1 lists all 40 studies excluded by their conditioned for reactors operating on a once-through fuel cycle, date.
closed fuel cycle.
and reprocessed for those employing a closed fuel cycle.
Eventually, radioactive impurities such as barium and krypton, along with transuranic elements such as americium and neptu-nium, clog the uranium fueling a nuclear reaction. After a few years, fuel elements must be removed, and fresh fuel rods inserted.
Second, the study excluded analyses that were not in the public Eventually, radioactive impurities such as barium and krypton, domain, cost money to access, or were not published in English.
The half-life of uranium-238, one of the largest components of spent fuel, is about the same as the age of the earth: 4.5 billion years.
along with transuranic elements such as americium and neptu-Table 2 details the nine studies excluded for lack of accessibility.
Spent fuel must then be stored at individual reactor sites in large pools of water for at least 10 years, after which they are located in large concrete casks that provide air-cooling, shielding, and physical protection. While there are many different cask types, those in the US typically hold 20-24 Pressurized Water Reactor fuel assemblies, sealed in a helium atmosphere inside the cask to prevent corrosion. Decay heat is transferred by helium from the fuel to "ns on the outside of the storage cask for cooling.
nium, clog the uranium fueling a nuclear reaction. After a few Third, 35 studies were excluded based on their methodology.
The "nal stage of the backend of the cycle involves the sequestration of nuclear waste. Permanent geological repositories must provide protection against every plausible scenario in which radionuclides might reach the biosphere or expose humans to dangerous levels of radiation. These risks include groundwater seeping into the repository, corrosion of waste containers, leaching of radionuclides, and migration of contaminated ground-water towards areas where it might be used as drinking water or for agriculture.
years, fuel elements must be removed, and fresh fuel rods These studies were most frequently discounted because they inserted. The half-life of uranium-238, one of the largest either relied on unpublished data or utilized secondary components of spent fuel, is about the same as the age of the sources. Those relying on unpublished data contained proprie-earth: 4.5 billion years.
2.5. Decommissioning The last stage of the nuclear lifecycle involves the decom-missioning and dismantling of the reactor, as well as reclamation of the uranium mine site. After a cooling off period that may last as long as 50-100 years, reactors must be dismantled and cut into small pieces to be packed in containers for "nal disposal. Proops et al. (1996) expect nuclear plants to have an operating lifetime of 40 years, but expect decommissioning to be longer, taking at least 60 years. While it will vary along with technique and reactor type, the total energy required for decommissioning can be as much as 50% more than the energy needed for original construction (Fleming, 2007). At the uranium mine, the overburden of rock covering the area must be replaced and replanted with indigenous vegetation, and radioactive tailings must be treated and con-tained.
tary information, referenced data not published along with the Spent fuel must then be stored at individual reactor sites in study, did not explain their methodology, were not transparent large pools of water for at least 10 years, after which they are about their data sources, or did not detail greenhouse gas located in large concrete casks that provide air-cooling, shielding, emission estimates for separate parts of the nuclear fuel cycle in and physical protection. While there are many different cask g CO2e/kWh. Those utilizing secondary sources merely quoted types, those in the US typically hold 20-24 Pressurized Water other previously published reports and did not provide any new Reactor fuel assemblies, sealed in a helium atmosphere inside the calculations or synthetic analysis on their own. Table 3 depicts the cask to prevent corrosion. Decay heat is transferred by helium 35 studies excluded by methodology.
: 3. Review of nuclear lifecycle studies To assess the total carbon dioxide-equivalent emissions over the course of the nuclear lifecycle, this study began by reviewing 103 studies estimating greenhouse gas emissions for nuclear plants. These 103 studies were narrowed according to a three-phase selection process.
from the fuel to "ns on the outside of the storage cask for cooling.
First, given that the availability of high-quality uranium ore changes with
Excluding detailed studies that rely on unpublished or non-The "nal stage of the backend of the cycle involves the transparent data does run the risk of including less detailed (and sequestration of nuclear waste. Permanent geological repositories less rigorous) studies relying on published and open data. Simply must provide protection against every plausible scenario in which placing a study in the public domain does not necessarily make it radionuclides might reach the biosphere or expose humans to good. However, the author believes that this risk is more than dangerous levels of radiation. These risks include groundwater offset by the positive bene"ts of transparency and accountability.
: time, and that
seeping into the repository, corrosion of waste containers, Transparency enhances validity and accuracy; public knowledge is leaching of radionuclides, and migration of contaminated ground-less prone to errors, and more subject to the process of debate and water towards areas where it might be used as drinking water or dialogue that improves the quality of information. Transpar-for agriculture.
: mining, milling, enrichment, construction, and reactor technologies change over the decades, the study excluded surveys more than 10 years old (i.e., published before 1997). Admittedly, excluding studies more than a decade old is no guarantee that the data utilized by newer studies is in fact new. One analysis from Dones et al. (2004c), for instance, relied on references from the 1980s for the modeling of uranium mining; data from 1983 for modeling uranium tailing ponds; 1996 data for uranium conversion; and 2000 data for uranium enrichment. Still, excluding studies more than 10 years old is an attempt to hedge against the use of outdated data, and to ensure that recent changes in technology and policy are included in lifecycle estimates. Table 1 lists all 40 studies excluded by their date.
ency, says Ann Florini, an expert on governance, is the most effective error correction system humanity has yet devised 2.5. Decommissioning                                                            (Florini, 2005, p. 16). Furthermore, transparency is essential to promoting social accountability. Society simply cannot make The last stage of the nuclear lifecycle involves the decom-                  informed decisions about nuclear power without public discus-missioning and dismantling of the reactor, as well as reclamation                sion; for these reasons, the author believes that only results in the of the uranium mine site. After a cooling off period that may last              public domain should be included.
Second, the study excluded analyses that were not in the public domain, cost money to access, or were not published in English.
as long as 50-100 years, reactors must be dismantled and cut into                    The remaining 19 studies met all criteria: they were published small pieces to be packed in containers for "nal disposal. Proops et            in the past 10 years, accessible to the public, transparent about al. (1996) expect nuclear plants to have an operating lifetime of 40            their methodology, and provided clear estimates of equivalent years, but expect decommissioning to be longer, taking at least 60              greenhouse gas emissions according to the separate parts of the years. While it will vary along with technique and reactor type,                nuclear fuel cycle. These studies were weighed equally; that is,
Table 2 details the nine studies excluded for lack of accessibility.
Third, 35 studies were excluded based on their methodology.
These studies were most frequently discounted because they either relied on unpublished data or utilized secondary sources. Those relying on unpublished data contained proprie-tary information, referenced data not published along with the study, did not explain their methodology, were not transparent about their data sources, or did not detail greenhouse gas emission estimates for separate parts of the nuclear fuel cycle in g CO2e/kWh. Those utilizing secondary sources merely quoted other previously published reports and did not provide any new calculations or synthetic analysis on their own. Table 3 depicts the 35 studies excluded by methodology.
Excluding detailed studies that rely on unpublished or non-transparent data does run the risk of including less detailed (and less rigorous) studies relying on published and open data. Simply placing a study in the public domain does not necessarily make it good. However, the author believes that this risk is more than offset by the positive bene"ts of transparency and accountability.
Transparency enhances validity and accuracy; public knowledge is less prone to errors, and more subject to the process of debate and dialogue that improves the quality of information. Transpar-ency, says Ann Florini, an expert on governance, is the most effective error correction system humanity has yet devised (Florini, 2005, p. 16). Furthermore, transparency is essential to promoting social accountability. Society simply cannot make informed decisions about nuclear power without public discus-sion; for these reasons, the author believes that only results in the public domain should be included.
The remaining 19 studies met all criteria: they were published in the past 10 years, accessible to the public, transparent about their methodology, and provided clear estimates of equivalent greenhouse gas emissions according to the separate parts of the nuclear fuel cycle. These studies were weighed equally; that is, ARTICLE IN PRESS B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2943


ARTICLE IN PRESS 2944                                                        B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 they were not adjusted in particular for their methodology, time                         equivalent emissions; decommissioning 18%; operation 17%;
they were not adjusted in particular for their methodology, time of release within the past 10 years, or how rigorously they were peer reviewed or cited in the literature. Table 4 documents the results of these 19 studies.
of release within the past 10 years, or how rigorously they were                         backend 15%; and construction 12% (Fig. 4).
Statistical analysis of these 19 studies reveals a range of greenhouse gas emissions over the course of the nuclear lifecycle at the extremely low end of 1.4 g CO2e/kWh and the extremely high end of 288 g CO2e/kWh. Accounting for the mean values of emissions associated with each part of the nuclear lifecycle, the mean value reported for the average nuclear power plant is 66 g CO2e/kWh. Tables 5 and 6 and Figs. 2 and 3 provide the complete breakdown of this estimate. As Fig. 3 depicts, the frontend component of the nuclear cycle is responsible for 38% of equivalent emissions; decommissioning 18%; operation 17%;
peer reviewed or cited in the literature. Table 4 documents the results of these 19 studies.
backend 15%; and construction 12% (Fig. 4).
Statistical analysis of these 19 studies reveals a range of                         4. Assessing the disparity in lifecycle estimates greenhouse gas emissions over the course of the nuclear lifecycle at the extremely low end of 1.4 g CO2e/kWh and the extremely                                 What accounts for such a wide disparity among lifecycle high end of 288 g CO2e/kWh. Accounting for the mean values of                           estimates of greenhouse gas emissions associated with the emissions associated with each part of the nuclear lifecycle, the                       nuclear fuel cycle? Studies primarily differ in terms of their mean value reported for the average nuclear power plant is                               scope; assumptions regarding the quality of uranium ore; 66 g CO2e/kWh. Tables 5 and 6 and Figs. 2 and 3 provide the                             assumptions regarding type of mining; assumptions concerning complete breakdown of this estimate. As Fig. 3 depicts, the                             method of enrichment; whether they assessed emissions for a frontend component of the nuclear cycle is responsible for 38% of                       single reactor or for a "eet of reactors; whether they measured historical or marginal/future emissions; assumptions regarding reactor type, site selection, and operational lifetime; and type of Table 1 lifecycle analysis.
: 4. Assessing the disparity in lifecycle estimates What accounts for such a wide disparity among lifecycle estimates of greenhouse gas emissions associated with the nuclear fuel cycle? Studies primarily differ in terms of their scope; assumptions regarding the quality of uranium ore; assumptions regarding type of mining; assumptions concerning method of enrichment; whether they assessed emissions for a single reactor or for a "eet of reactors; whether they measured historical or marginal/future emissions; assumptions regarding reactor type, site selection, and operational lifetime; and type of lifecycle analysis.
Lifecycle studies excluded by date Study                                Location            Estimate (g CO2e/kWh)        4.1. Scope Arron et al. (1991)                  Canada Bodansky (1992)                      World                5.7-17                            Some studies included just one or two parts of the nuclear fuel Bowers et al. (1987)                  -                    -                            cycle, whereas others provided explicit details for even subcom-Bude (1985)                          -                    -                            ponents of the fuel cycle. Vorspools et al. (2000), for example, Chapman et al. (1974)                -                    -                            analyzed just the emissions associated with construction and Chapman (1975)                        -                    -
4.1. Scope Some studies included just one or two parts of the nuclear fuel cycle, whereas others provided explicit details for even subcom-ponents of the fuel cycle. Vorspools et al. (2000), for example, analyzed just the emissions associated with construction and decommissioning for reactors across the world, whereas ExternE (1998) assessed the carbon equivalent for the construction of the Sizewell B nuclear reactor in the United Kingdom. Their estimates are near the low end of the spectrum, at between 3 and 11.5 g CO2e/kWh. In contrast, Storm van Leeuwen et al. (2007) looked at every single subcomponent of the fuel cycle, and produced estimates near the high end of the spectrum at 112-166 g CO2/kWh. Table 7 provides a breakdown of their estimate, which the authors emphasize is highly dependent on the quality of uranium ore being used to fuel nuclear plants. It has been included here for two reasons: to give readers a sense for how detailed lifecycle assessments can be, and because this study refers back to some of the numbers presented in this table when making comparisons below.
CRIEPI (1995)                        Japan                22 decommissioning for reactors across the world, whereas ExternE DeLucchi (1993)                      United States        40-69                        (1998) assessed the carbon equivalent for the construction of the Dones (1995)                          World                -                            Sizewell B nuclear reactor in the United Kingdom. Their estimates Dones and Frischknecht (1996)        World                -                            are near the low end of the spectrum, at between 3 and Dones et al. (1994)                  World                -
Storm van Leeuwen and Smiths estimate has not been universally accepted. Dones (2007) points out that while Storm van Leeuwen and Smiths analysis is transparent enough that it can be critiquedsomething positivehe believes that their estimate is too high. His own survey of lifecycle studies found a range of 2-230 g CO2e/kWh, but that the range of 2-77 g CO2e/
11.5 g CO2e/kWh. In contrast, Storm van Leeuwen et al. (2007)
kWh was most common, with only 3 studies giving average estimates above 40 g CO2e/kWh. Dones also argues that Storm van Leeuwen and Smiths treatment of greenhouse gases associated with the natural gas supply chain are inconsistent, that they rely on outdated references for some of their estimates, and that some of their cost conversion estimates are too generic. Dones argues that they pay no consideration to the coproduction of minerals, a common practice where economically viable mining and milling of low-grade uranium take place with other activities, meaning ARTICLE IN PRESS Table 1 Lifecycle studies excluded by date Study Location Estimate (g CO2e/kWh)
El-Bassioni (1980)                    -                    -
Arron et al. (1991)
ERDA (1976)                          United States        -                            looked at every single subcomponent of the fuel cycle, and ExternE (1995                        Europe              -                            produced estimates near the high end of the spectrum at Held (1977)                          -                    20                            112-166 g CO2/kWh. Table 7 provides a breakdown of their Hohenwarter and Heindler (1988)      Germany              -                            estimate, which the authors emphasize is highly dependent on IAEA (1996a)                          World                -
Canada Bodansky (1992)
the quality of uranium ore being used to fuel nuclear plants. It has IAEA (1996b)                          World                -
World 5.7-17 Bowers et al. (1987)
IEA (1994)                            World                30-60                        been included here for two reasons: to give readers a sense for Kivisto (1995)                        Finland              17-59                        how detailed lifecycle assessments can be, and because this study Mortimer (1989)                      United Kingdom      -                            refers back to some of the numbers presented in this table when Mortimer (1991a)                      World                47-54 making comparisons below.
Bude (1985)
Mortimer (1991b)                      World                47-54 Perry (1977)                          United States        -
Chapman et al. (1974)
Storm van Leeuwen and Smiths estimate has not been Proops et al. (1996)                  United Kingdom      2.83                          universally accepted. Dones (2007) points out that while Storm Raeder (1977)                        -                    -                            van Leeuwen and Smiths analysis is transparent enough that it Rombough and Koen (1975)              -                    -                            can be critiquedsomething positivehe believes that their Rose et al. (1983)                    United States        -
Chapman (1975)
estimate is too high. His own survey of lifecycle studies found a Sandgren and Sorteberg (1994)        Norway              -
CRIEPI (1995)
Science Concepts (1990)              United States        30                            range of 2-230 g CO2e/kWh, but that the range of 2-77 g CO2e/
Japan 22 DeLucchi (1993)
Spreng (1988)                        -                    -                            kWh was most common, with only 3 studies giving average Taylor (1996)                        World                19.7                          estimates above 40 g CO2e/kWh. Dones also argues that Storm van Tsoulfanidis (1980)                  United States        -
United States 40-69 Dones (1995)
Leeuwen and Smiths treatment of greenhouse gases associated Tunbrant et al. (1996)                Sweden              -
World Dones and Frischknecht (1996)
Uchiyama (1994)                      Japan                10.5-47 with the natural gas supply chain are inconsistent, that they rely Uchiyama (1996)                      -                    -                            on outdated references for some of their estimates, and that some Yasukawa et al. (1992)                Japan                -                            of their cost conversion estimates are too generic. Dones argues Yoshioka et al. (1994)                Japan                                              that they pay no consideration to the coproduction of minerals, a White (1995)                         United States       34.1-37.7 common practice where economically viable mining and milling Whittle and Cameron (1977)           United States       -
World Dones et al. (1994)
of low-grade uranium take place with other activities, meaning Table 2 Lifecycle studies excluded by accessibility Study                                               Location                           Estimate (g CO2e/kWh)               Reason excluded ANRE (1999)                                         Japan                             -                                    In Japanese Dones et al. (2003a, b)                             USA                               5                                   Only available to ecoinvent subscribers Dones et al. (2004c)                               Switzerland                       5-12                                 Only available to ecoinvent subscribers Dones (2003)                                       Europe                             -                                    In German Frischknecht (1995)                                 Germany                           -                                    In German Izuno et al. (2001)                                 Japan                             -                                    In Japanese Lewin (1993)                                       Germany                           -                                    In German Nuclear Energy Agency (2007)                       World                             -                                    Only available for purchase Weis et al. (1990)                                 Germany                           -                                    In German
World El-Bassioni (1980)
ERDA (1976)
United States ExternE (1995 Europe Held (1977) 20 Hohenwarter and Heindler (1988)
Germany IAEA (1996a)
World IAEA (1996b)
World IEA (1994)
World 30-60 Kivisto (1995)
Finland 17-59 Mortimer (1989)
United Kingdom Mortimer (1991a)
World 47-54 Mortimer (1991b)
World 47-54 Perry (1977)
United States Proops et al. (1996)
United Kingdom 2.83 Raeder (1977)
Rombough and Koen (1975)
Rose et al. (1983)
United States Sandgren and Sorteberg (1994)
Norway Science Concepts (1990)
United States 30 Spreng (1988)
Taylor (1996)
World 19.7 Tsoulfanidis (1980)
United States Tunbrant et al. (1996)
Sweden Uchiyama (1994)
Japan 10.5-47 Uchiyama (1996)
Yasukawa et al. (1992)
Japan Yoshioka et al. (1994)
Japan White (1995)
United States 34.1-37.7 Whittle and Cameron (1977)
United States Table 2 Lifecycle studies excluded by accessibility Study Location Estimate (g CO2e/kWh)
Reason excluded ANRE (1999)
Japan In Japanese Dones et al. (2003a, b)
USA
5 Only available to ecoinvent subscribers Dones et al. (2004c)
Switzerland 5-12 Only available to ecoinvent subscribers Dones (2003)
Europe In German Frischknecht (1995)
Germany In German Izuno et al. (2001)
Japan In Japanese Lewin (1993)
Germany In German Nuclear Energy Agency (2007)
World Only available for purchase Weis et al. (1990)
Germany In German B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2944


ARTICLE IN PRESS B.K. Sovacool / Energy Policy 36 (2008) 2940-2953                                                        2945 Table 3 Lifecycle studies excluded by methodologya Study                                     Location                                                   Estimate (g CO2e/ Reason excluded kWh)
energy expenditures allocated to uranium mining by Storm van Leeuwen and Smith may be high. As a result, Dones concludes that Storm van Leeuwen and Smith may overestimate the energy expenditures, and thus greenhouse gas emissions, associated with nuclear power.
Australia Coal Association (2001)         Australia                                                   30-40             Relies on unpublished data Barnaby and Kemp (2007a)                 OECD Countries                                             11-130           Relies on secondary sources Commonwealth of Australia (2006)         Australia, France, Germany, Japan, Sweden, Finland,         5-60             Relies on secondary sources United States Delucchi (2003)                           United States                                               26               Relies on unpublished data Denholm and Kulcinski (2004)             World                                                       10-100           Relies on secondary sources Dones et al. (2004a)                     World                                                       5-80             Relies on secondary sources Echavarri (2007)                         World                                                       2.6-5.5           Relies on secondary sources Fleming (2007)                           World                                                       88-134           Relies on secondary sources Fritsche (1997)                           Germany                                                     34               Relies on unpublished GEMIS data Fthenakis and Alsema (2006)               Europe                                                     20-40             Relies on secondary sources Gagnon et al. (2002)                     World                                                       15               Relies on unpublished data Heede (2005)                             United States                                               2.5-5.7           Relies on secondary sources Koch (2000)                               World                                                       2-59             Relies on unpublished data Krewitt et al. (1998)                     Europe                                                     19.7             Relies on unpublished data Kulcinski (2002)                         World                                                       15               Relies on secondary sources Lee et al. (2000)                         South Korea                                                 2.77             Relies on unpublished data Lee et al. (2004)                         South Korea                                                 0.198-2.77       Relies on unpublished data Meier (2002)                             United States                                               17               Relies on secondary sources Meier and Kulcinski (2002)               United States                                               15               Relies on secondary sources Meier et al. (2005)                       United States                                               17               Relies on secondary sources Ontario Power Authority (2005)           Canada                                                     5-12             Relies on unpublished data Pembina Institute (2007)                 Canada                                                     10-120           Relies on secondary sources Ruether et al. (2004)                     United States                                               3                 Relies on secondary sources Spadaro et al. (2000)                     World                                                       2.5-5.7           Relies on unpublished data Sustainable Development Commission       World                                                       2-20             Relies on secondary sources (2006)
4.2. Quality of uranium ore Studies varied in their assumptions regarding the quality of uranium ore used in the nuclear fuel cycle. Low-grade uranium ores contain less than 0.01% yellowcake, and is at least ten times less concentrated than high-grade ores, meaning it takes 10 ton of ore to produce 1 kg of yellowcake. Put another way, if uranium ore grade declines by a factor of ten, then energy inputs to mining and milling must increase by at least a factor of ten (Diesendorf and Christoff, 2006). Storm van Leeuwen et al. (2007) point out that this can greatly skew estimates, as uranium of 10% U3O8 has emissions for mining and milling at just 0.04 g CO2/kWh, whereas uranium at 0.013% grade has associated emissions more than 1500 times greater at 67 g CO2/kWh. The same trend is true for the emissions associated with uranium mine land reclamation. With uranium of 10% grade, emissions for reclamation are just 0.07 g CO2e/kWh, but at 0.013%, they are 122 g CO2/kWh.
Tahara et al. (1997)                     Japan                                                       1.8               Relies on secondary sources Tokimatsu et al. (2000)                   Japan                                                       20.9             Does not separate fuel cycle estimates for "ssion reactors UKPOST (2006)                             United Kingdom                                             5               Relies on secondary sources and unpublished data Utgikar and Thiesen (2006)               World                                                       2-59             Relies on secondary sources Van De Vate (1997)                       World                                                       9                 Relies on unpublished FENCH data Van De Vate (2003)                       World                                                       8.9               Relies on unpublished FENCH data Vattenfall (1997)                         Sweden                                                     3.3               Relies on published utility data World Energy Council (2004)               Australia, Germany, Sweden, Switzerland, and United         3-40             Relies on unpublished data Kingdom Weisser (2007)                           World                                                       2.8-24           Relies on secondary sources World Nuclear Association (2006)         Japan, Sweden, Finland                                     6-26             Relies on secondary sources a
4.3. Open-pit or underground uranium mining The type of uranium mining will also re"ect different CO2e emissions. Open-pit mining often produces more gaseous radon and methane emissions than underground mines, and Andseta et al. (1998) note that mining techniques will release varying amounts of CO2 based on the explosives and solvents they use to purify concentrate. They also point out that the carbon content associated with acid leeching used to extract uranium can vary, as well as the emissions associated with the use of lime to neutralize the resulting leached tailings. The emissions associated with uranium mining depend greatly on the local energy source for the mines. Andseta et al. (1998) note that in Canada, uranium extracted from mines closer to industrial centers relies on more ef"cient, centrally generated power. In contrast, remote mines there have relied on less ef"cient diesel generators that consumed 45,000 ton of fossil fuel per year/mine, releasing up to 138,000 ton of carbon dioxide every year (Andseta et al., 1998).
The phrase relies on unpublished data means that studies contained proprietary information, referenced data not published along with the study, did not explain their methodology, were not transparent about their data sources, or did not detail greenhouse gas emission estimates for separate parts of the nuclear fuel cycle in g CO2e/
ARTICLE IN PRESS Table 3 Lifecycle studies excluded by methodologya Study Location Estimate (g CO2e/
kWh)
Reason excluded Australia Coal Association (2001)
Australia 30-40 Relies on unpublished data Barnaby and Kemp (2007a)
OECD Countries 11-130 Relies on secondary sources Commonwealth of Australia (2006)
Australia, France, Germany, Japan, Sweden, Finland, United States 5-60 Relies on secondary sources Delucchi (2003)
United States 26 Relies on unpublished data Denholm and Kulcinski (2004)
World 10-100 Relies on secondary sources Dones et al. (2004a)
World
5-80 Relies on secondary sources Echavarri (2007)
World 2.6-5.5 Relies on secondary sources Fleming (2007)
World 88-134 Relies on secondary sources Fritsche (1997)
Germany 34 Relies on unpublished GEMIS data Fthenakis and Alsema (2006)
Europe 20-40 Relies on secondary sources Gagnon et al. (2002)
World 15 Relies on unpublished data Heede (2005)
United States 2.5-5.7 Relies on secondary sources Koch (2000)
World 2-59 Relies on unpublished data Krewitt et al. (1998)
Europe 19.7 Relies on unpublished data Kulcinski (2002)
World 15 Relies on secondary sources Lee et al. (2000)
South Korea 2.77 Relies on unpublished data Lee et al. (2004)
South Korea 0.198-2.77 Relies on unpublished data Meier (2002)
United States 17 Relies on secondary sources Meier and Kulcinski (2002)
United States 15 Relies on secondary sources Meier et al. (2005)
United States 17 Relies on secondary sources Ontario Power Authority (2005)
Canada 5-12 Relies on unpublished data Pembina Institute (2007)
Canada 10-120 Relies on secondary sources Ruether et al. (2004)
United States 3
Relies on secondary sources Spadaro et al. (2000)
World 2.5-5.7 Relies on unpublished data Sustainable Development Commission (2006)
World 2-20 Relies on secondary sources Tahara et al. (1997)
Japan 1.8 Relies on secondary sources Tokimatsu et al. (2000)
Japan 20.9 Does not separate fuel cycle estimates for "ssion reactors UKPOST (2006)
United Kingdom
5 Relies on secondary sources and unpublished data Utgikar and Thiesen (2006)
World 2-59 Relies on secondary sources Van De Vate (1997)
World 9
Relies on unpublished FENCH data Van De Vate (2003)
World 8.9 Relies on unpublished FENCH data Vattenfall (1997)
Sweden 3.3 Relies on published utility data World Energy Council (2004)
Australia, Germany, Sweden, Switzerland, and United Kingdom 3-40 Relies on unpublished data Weisser (2007)
World 2.8-24 Relies on secondary sources World Nuclear Association (2006)
Japan, Sweden, Finland 6-26 Relies on secondary sources a The phrase relies on unpublished data means that studies contained proprietary information, referenced data not published along with the study, did not explain their methodology, were not transparent about their data sources, or did not detail greenhouse gas emission estimates for separate parts of the nuclear fuel cycle in g CO2e/
kWh. The phrase relies on secondary sources means that studies merely quoted other previously published reports and did not provide any new calculations or synthetic analysis on their own.
kWh. The phrase relies on secondary sources means that studies merely quoted other previously published reports and did not provide any new calculations or synthetic analysis on their own.
energy expenditures allocated to uranium mining by Storm van                              uranium of 10% grade, emissions for reclamation are just 0.07 g Leeuwen and Smith may be high. As a result, Dones concludes                                CO2e/kWh, but at 0.013%, they are 122 g CO2/kWh.
B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2945
that Storm van Leeuwen and Smith may overestimate the energy expenditures, and thus greenhouse gas emissions, associated with nuclear power.                                                                            4.3. Open-pit or underground uranium mining The type of uranium mining will also re"ect different CO2e 4.2. Quality of uranium ore                                                                emissions. Open-pit mining often produces more gaseous radon and methane emissions than underground mines, and Andseta Studies varied in their assumptions regarding the quality of                          et al. (1998) note that mining techniques will release varying uranium ore used in the nuclear fuel cycle. Low-grade uranium                              amounts of CO2 based on the explosives and solvents they use to ores contain less than 0.01% yellowcake, and is at least ten times                        purify concentrate. They also point out that the carbon content less concentrated than high-grade ores, meaning it takes 10 ton of                        associated with acid leeching used to extract uranium can vary, as ore to produce 1 kg of yellowcake. Put another way, if uranium ore                        well as the emissions associated with the use of lime to neutralize grade declines by a factor of ten, then energy inputs to mining and                        the resulting leached tailings. The emissions associated with milling must increase by at least a factor of ten (Diesendorf and                          uranium mining depend greatly on the local energy source for the Christoff, 2006). Storm van Leeuwen et al. (2007) point out that                          mines. Andseta et al. (1998) note that in Canada, uranium this can greatly skew estimates, as uranium of 10% U3O8 has                                extracted from mines closer to industrial centers relies on more emissions for mining and milling at just 0.04 g CO2/kWh, whereas                          ef"cient, centrally generated power. In contrast, remote mines uranium at 0.013% grade has associated emissions more than 1500                            there have relied on less ef"cient diesel generators that consumed times greater at 67 g CO2/kWh. The same trend is true for the                              45,000 ton of fossil fuel per year/mine, releasing up to 138,000 ton emissions associated with uranium mine land reclamation. With                              of carbon dioxide every year (Andseta et al., 1998).


ARTICLE IN PRESS 2946                                                          B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 Table 4 Overview of detailed nuclear lifecycle studiesa Study                   Location               Assumptions                                           Fuel cycle     Individual estimate Total estimate (g CO2e/kWh)       (g CO2e/kWh)
ARTICLE IN PRESS Table 4 Overview of detailed nuclear lifecycle studiesa Study Location Assumptions Fuel cycle Individual estimate (g CO2e/kWh)
Andseta et al.           Canada                 CANDU heavy water reactor, 40-year                   Frontend        0.68                15.41 (1998)                                    lifecycle, high-quality natural uranium ore,         Construction    2.22 enriched and charged with fossil fuel                 Operation       11.9 generators                                            Backend         -
Total estimate (g CO2e/kWh)
Decommissioning 0.61 Barnaby and Kemp         United                 35-year lifecycle, average load factor of 85%,       Frontend        56                  84-122 (2007b)            Kingdom                uranium ore grade of 0.15%                           Construction   11.5 Operation       -
Andseta et al.
Backend         -
(1998)
Decommissioning 16.5-54.5 Dones et al. (2005)     Switzerland           100-year lifecycle, Gosgen pressurized water         Frontend       3.5-10.2           5-12 reactor and Liebstadt boiling water reactor          Construction   1.1-1.3 Operation       -
Canada CANDU heavy water reactor, 40-year lifecycle, high-quality natural uranium ore, enriched and charged with fossil fuel generators Frontend 0.68 15.41 Construction 2.22 Operation 11.9 Backend Decommissioning 0.61 Barnaby and Kemp (2007b)
Backend         0.4-0.5 Decommissioning -
United Kingdom 35-year lifecycle, average load factor of 85%,
Dones et al.             Switzerland,           40-year lifecycle, existing boiling water             Frontend       6-12               7.6-14.3 (2003a, b)          France, and            reactors and pressurized water reactors using        Construction   1.0-1.3 Germany                UCTE nuclear fuel chains                              Operation       -
uranium ore grade of 0.15%
Backend         0.6 and 1.0 Decommissioning -
Frontend 56 84-122 Construction 11.5 Operation Backend Decommissioning 16.5-54.5 Dones et al. (2005)
Dones et al. (2004b)     China                 20-year lifecycle, once-through nuclear cycle         Frontend       7.4-77.4           9-80 using centrifuge technology                          Construction   1.0-1.4 Operation       -
Switzerland 100-year lifecycle, Gosgen pressurized water reactor and Liebstadt boiling water reactor Frontend 3.5-10.2 5-12 Construction 1.1-1.3 Operation Backend 0.4-0.5 Decommissioning Dones et al.
Backend         0.6-1.2 Decommissioning -
(2003a, b)
ExternE (1998)           United                 Analysis of emissions for construction of             Frontend        -                  11.5 Kingdom                Sizewell B pressurized water reactor in the           Construction   11.5 United Kingdom                                        Operation       -
Switzerland, France, and Germany 40-year lifecycle, existing boiling water reactors and pressurized water reactors using UCTE nuclear fuel chains Frontend 6-12 7.6-14.3 Construction 1.0-1.3 Operation Backend 0.6 and 1.0 Decommissioning Dones et al. (2004b)
Backend         -
China 20-year lifecycle, once-through nuclear cycle using centrifuge technology Frontend 7.4-77.4 9-80 Construction 1.0-1.4 Operation Backend 0.6-1.2 Decommissioning ExternE (1998)
Decommissioning -
United Kingdom Analysis of emissions for construction of Sizewell B pressurized water reactor in the United Kingdom Frontend 11.5 Construction 11.5 Operation Backend Decommissioning Fritsche and Lim (2006)b Germany Analysis of emissions for a typical 1250 MW German reactor Frontend 20 64 Construction 11 Operation Backend 33 Decommissioning Fthenakis and Kim (2007)
Fritsche and Lim         Germany               Analysis of emissions for a typical 1250 MW           Frontend       20                 64 (2006)b                                    German reactor                                        Construction   11 Operation       -
United States, Europe, and Japan 40-year lifecycle, 85% capacity factor, mix of diffusion and centrifuge enrichment Frontend 12-21.7 16-55 Construction 0.5-17.7 Operation 0.1-10.8 Backend 2.1-3.5 Decommissioning 1.3 Hondo (2005)
Backend         33 Decommissioning -
Japan Analysis of base-case emissions for operating Japanese nuclear reactors Frontend 17 24.2 Construction 2.8 Operation 3.2 Backend 0.8 Decommissioning 0.4 IEA (2002)c Sweden and Japan 40-year lifecycle for Swedish Forsmark 3 boiling water reactor and 30 year lifecycle for Japanese boiling water reactor, advanced BWR, and fast breeder reactor Frontend 1.19-8.52 2.82-22 Construction 0.27-4.83 Operation Backend 1.19-8.52 Decommissioning 0.17 ISA (2006)d Australia Analysis of emissions for existing Australian light water reactors with uranium ore of 0.15% grade Frontend 4.5-58.5 10-130 Construction 1.1-13.5 Operation 2.6-34.5 Backend 1.7-22.2 Decommissioning 0.1-1.3 ISA (2006)d Australia Analysis of emissions for existing Australian heavy water reactors with uranium ore of 0.15% grade Frontend 4.5-54 10-120 Construction 1.1-12.5 Operation 2.6-31.8 Backend 1.7-20.5 Decommissioning 0.1-1.2 B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2946
Fthenakis and Kim       United States,         40-year lifecycle, 85% capacity factor, mix of       Frontend       12-21.7             16-55 (2007)              Europe, and            diffusion and centrifuge enrichment                  Construction   0.5-17.7 Japan                                                                        Operation       0.1-10.8 Backend         2.1-3.5 Decommissioning 1.3 Hondo (2005)             Japan                 Analysis of base-case emissions for operating         Frontend       17                 24.2 Japanese nuclear reactors                            Construction   2.8 Operation       3.2 Backend         0.8 Decommissioning 0.4 IEA (2002)c             Sweden and             40-year lifecycle for Swedish Forsmark 3             Frontend       1.19-8.52           2.82-22 Japan                  boiling water reactor and 30 year lifecycle for      Construction   0.27-4.83 Japanese boiling water reactor, advanced              Operation       -
BWR, and fast breeder reactor                        Backend         1.19-8.52 Decommissioning 0.17 ISA (2006)d             Australia             Analysis of emissions for existing Australian         Frontend       4.5-58.5           10-130 light water reactors with uranium ore of              Construction   1.1-13.5 0.15% grade                                          Operation       2.6-34.5 Backend         1.7-22.2 Decommissioning 0.1-1.3 ISA (2006)d             Australia             Analysis of emissions for existing Australian         Frontend       4.5-54             10-120 heavy water reactors with uranium ore of              Construction   1.1-12.5 0.15% grade                                          Operation       2.6-31.8 Backend         1.7-20.5 Decommissioning 0.1-1.2


ARTICLE IN PRESS B.K. Sovacool / Energy Policy 36 (2008) 2940-2953                                                        2947 Table 4 (continued )
4.4. Gaseous diffusion or centrifuge enrichment Another signi"cant variation concerns the type of uranium enrichment. Dones et al. (2005) note that gaseous diffusion is much more energy-intense, and therefore has higher associated carbon dioxide emissions. Gaseous diffusion requires 2400-2600 kWh per seperative work unit (a function measuring the amount of uranium processed proportioned to energy expended for enrichment),
Study                     Location           Assumptions                                         Fuel cycle                   Individual estimate      Total estimate (g CO2e/kWh)             (g CO2e/kWh)
ARTICLE IN PRESS Table 4 (continued )
Rashad and                 Egypt               30 year lifecycle for a pressurized water           Frontend                     23.5                     26.4 Hammad                                    reactor operating at 75% capacity                    Construction                 2.0 (2000)                                                                                          Operation                     0.4 Backend                       0.5 Decommissioning               -
Study Location Assumptions Fuel cycle Individual estimate (g CO2e/kWh)
Storm van Leeuwen         World               Analysis of emissions for existing nuclear           Frontend                     36                       84-122 et al. (2005)                              reactors                                            Construction                 12-35 Operation                     -
Total estimate (g CO2e/kWh)
Backend                       17 Decommissioning               23-46 Storm van Leeuwen         World               Analysis of emissions for existing nuclear           Frontend                     39                       92-141 (2006)                                    reactors                                            Construction                 13-36 Operation                     -
Rashad and Hammad (2000)
Backend                       17 Decommissioning               23-49 Storm van Leeuwen         World               Analysis of emissions for existing nuclear           Frontend                     16.26-28.27               112.47-165.72 et al. (2007)                              reactors assuming 0.06% uranium ore, 70%            Construction                 16.8-23.2 centrifuge and 30% diffusion enrichment, and        Operation                     24.4 inclusion of interim and permanent storage          Backend                       15.51-40.75 and mine land reclamation                            Decommissioning               39.5-49.1 Tokimatsu et al.           Japan               60-year lifecycle, light water reactor               Frontend                     5.9-118                   10-200 (2006)e                                    reference case, emissions for 1960-2000              Construction                 1.3-26 Operation                     2.0-40 Backend                       0.7-14 Decommissioning               0.1-2 Vorspools et al.           World               Analysis of emissions for construction and           Frontend                      -                        3 (2000)                                    decommissioning of existing reactors                 Construction                 2 Operation                     -
Egypt 30 year lifecycle for a pressurized water reactor operating at 75% capacity Frontend 23.5 26.4 Construction 2.0 Operation 0.4 Backend 0.5 Decommissioning Storm van Leeuwen et al. (2005)
Backend                       -
World Analysis of emissions for existing nuclear reactors Frontend 36 84-122 Construction 12-35 Operation Backend 17 Decommissioning 23-46 Storm van Leeuwen (2006)
Decommissioning              1 White and Kulcinski       United States       40-year lifecycle of 1000 MW pressurized             Frontend                      9.5                      15 (2000)                                    water reactor operating at 75% capacity             Construction                 1.9 factor                                              Operation                     2.2 Backend                       1.4 Decommissioning               0.01 a
World Analysis of emissions for existing nuclear reactors Frontend 39 92-141 Construction 13-36 Operation Backend 17 Decommissioning 23-49 Storm van Leeuwen et al. (2007)
Frontend includes mining and milling, conversion, enrichment, fuel fabrication, and transportation. Construction includes all materials and energy inputs for building the facility. Operation includes energy needed for maintenance, cooling and fuel cycles, backup generators, and during outages and shutdowns. Backend includes fuel processing, conditioning, reprocessing, interim and permanent storage. Plant decommissioning includes deconstruction of facility and land reclamation.
World Analysis of emissions for existing nuclear reactors assuming 0.06% uranium ore, 70%
centrifuge and 30% diffusion enrichment, and inclusion of interim and permanent storage and mine land reclamation Frontend 16.26-28.27 112.47-165.72 Construction 16.8-23.2 Operation 24.4 Backend 15.51-40.75 Decommissioning 39.5-49.1 Tokimatsu et al.
(2006)e Japan 60-year lifecycle, light water reactor reference case, emissions for 1960-2000 Frontend 5.9-118 10-200 Construction 1.3-26 Operation 2.0-40 Backend 0.7-14 Decommissioning 0.1-2 Vorspools et al.
(2000)
World Analysis of emissions for construction and decommissioning of existing reactors Frontend 3
Construction
2 Operation Backend Decommissioning
1 White and Kulcinski (2000)
United States 40-year lifecycle of 1000 MW pressurized water reactor operating at 75% capacity factor Frontend 9.5 15 Construction 1.9 Operation 2.2 Backend 1.4 Decommissioning 0.01 a Frontend includes mining and milling, conversion, enrichment, fuel fabrication, and transportation. Construction includes all materials and energy inputs for building the facility. Operation includes energy needed for maintenance, cooling and fuel cycles, backup generators, and during outages and shutdowns. Backend includes fuel processing, conditioning, reprocessing, interim and permanent storage. Plant decommissioning includes deconstruction of facility and land reclamation.
b Study mentions a total of 31 g kWh for ore extraction, enrichment, and construction, and another 33 g kWh of other greenhouse gases other than carbon.
b Study mentions a total of 31 g kWh for ore extraction, enrichment, and construction, and another 33 g kWh of other greenhouse gases other than carbon.
c The IEA study combined upstream and downstream emissions in their estimate. They have been divided equally over the upstream and downstream phases.
c The IEA study combined upstream and downstream emissions in their estimate. They have been divided equally over the upstream and downstream phases.
d Numbers derived from 10 to 130/120 estimate and then apportioned according to percentages given in Figs. 5.11 and 5.22.
d Numbers derived from 10 to 130/120 estimate and then apportioned according to percentages given in Figs. 5.11 and 5.22.
e Numbers derived from 10 to 200 g/kWh estimate and apportioned according to percentages provided in Fig. 3(c).
e Numbers derived from 10 to 200 g/kWh estimate and apportioned according to percentages provided in Fig. 3(c).
Table 5 Summary statistics of quali"ed studies reporting projected greenhouse gas emissions for nuclear power plantsa (g CO2e/kWh)                 Frontend               Construction                 Operation               Backend                 Decommissioning                 Total Min                             0.58                   0.27                         0.1                       0.4                   0.01                               1.36 Max                           118                     35                           40                       40.75                   54.5                             288.25 Mean                           25.09                   8.20                       11.58                     9.2                   12.01                             66.08 N                             17                     19                           9                       15                     13 a
Table 5 Summary statistics of quali"ed studies reporting projected greenhouse gas emissions for nuclear power plantsa (g CO2e/kWh)
Frontend includes mining and milling, conversion, enrichment, fuel fabrication, and transportation. Construction includes all materials and energy inputs for building the facility. Operation includes energy needed for maintenance, cooling and fuel cycles, backup generators, and during outages and shutdowns. Backend includes fuel processing, conditioning, reprocessing, interim and permanent storage. Plant decommissioning includes deconstruction of facility and land reclamation.
Frontend Construction Operation Backend Decommissioning Total Min 0.58 0.27 0.1 0.4 0.01 1.36 Max 118 35 40 40.75 54.5 288.25 Mean 25.09 8.20 11.58 9.2 12.01 66.08 N
4.4. Gaseous diffusion or centrifuge enrichment                                          more energy-intense, and therefore has higher associated carbon dioxide emissions. Gaseous diffusion requires 2400-2600 kWh per Another signi"cant variation concerns the type of uranium                            seperative work unit (a function measuring the amount of uranium enrichment. Dones et al. (2005) note that gaseous diffusion is much                      processed proportioned to energy expended for enrichment),
17 19 9
15 13 a Frontend includes mining and milling, conversion, enrichment, fuel fabrication, and transportation. Construction includes all materials and energy inputs for building the facility. Operation includes energy needed for maintenance, cooling and fuel cycles, backup generators, and during outages and shutdowns. Backend includes fuel processing, conditioning, reprocessing, interim and permanent storage. Plant decommissioning includes deconstruction of facility and land reclamation.
B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2947


ARTICLE IN PRESS 2948                                                          B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 Table 6 Mean statistics of quali"ed studies reporting lifecycle equivalent greenhouse gas emissions for nuclear plants Study                                                Frontend                    Construction          Operation          Backend            Decommissioning Andseta et al. (1998)                                  0.68                        2.22                  11.9                -                  0.61 Barnaby and Kemp (2007b)                              56                          11.5                    -                  -                35.5 Dones et al. (2005)                                    6.85                        1.2                    -                  0.45              -
compared to just 40 kWh per SWU for centrifuge techniques. The energy requirements for these two processes are so vastly different because gaseous diffusion is a much older technology, necessitating extensive electrical and cooling systems that are not found in centrifuge facilities.
Dones et al. (2003a, b)                                9                            1.15                  -                  0.8                -
Emissions will further vary on the local power sources at the enrichment facilities.
Dones et al. (2004b)                                  42.4                          1.2                    -                  0.9                -
Dones et al.
ExternE (1998)                                        -                           11.5                    -                  -                  -
(2004a-c) calculate 9 g CO2e/kWh for Chinese centrifuge enrichment relaying on a mix of renewable and centralized power sources, but up to 80 g CO2e/kWh if gaseous diffusion is powered completely by fossil fuels.
Fritsche and Lim (2006)                               20                          11                      -                  33 Fthenakis and Kim (2007)                              16.85                        9.1                    5.41                2.8                1.3 Hondo (2005)                                          17                            2.8                    3.2                0.8                0.4 IEA (2002)                                            4.86                        2.55                  -                  4.86              0.17 ISA (2006)                                            31.5                          7.3                  18.55              11.95              0.7 ISA (2006)                                            29.25                        6.8                  17.2                11.1                0.65 Rashad and Hammad (2000)                              23.5                          2                      0.4                0.5                -
4.5. Individual or aggregate estimates Some studies look at just speci"c reactors, while others assess emissions based on industry, national, and global averages. These obviously produce divergent estimates. Dones et al. (2005) look at just two actual reactors in Switzerland, the Gosgen pressurized water reactor and Liebstadt boiling water reactor and calculate emissions at 5-12 g CO2e/kWh, whereas other studies look at global reactor performance and reach estimates more than 10 times greater.
Storm van Leeuwen et al. (2005)                      36                          23.5                    -                  17                34.5 Storm van Leeuwen and Willem (2006)                  39                          24.5                    -                  17                36 Storm van Leeuwen et al. (2007)                      22.27                        20                    24.4                28.13              44.3 Tokimatsu et al. (2006)                              61.95                        13.65                  21                  7.35              1.05 Vorspools et al. (2000)                                -                            2                      -                  -                  1 White and Kulcinski (2000)                            9.5                          1.9                    2.2                1.4                0.01 Mean                                                  25.09                        8.2                  11.58                9.2              12.01 300                                                                                        4.5. Individual or aggregate estimates Some studies look at just speci"c reactors, while others assess 250                                                                                        emissions based on industry, national, and global averages. These obviously produce divergent estimates. Dones et al. (2005) look at just two actual reactors in Switzerland, the Gosgen pressurized water reactor and Liebstadt boiling water reactor and calculate 200                                                                                        emissions at 5-12 g CO2e/kWh, whereas other studies look at global reactor performance and reach estimates more than 10 times greater.
4.6. Historical or marginal/future emissions Yet another difference concerns whether researchers assessed historic, future, or prototypical emissions. Studies assessing historic emissions looked only at emissions related to real plants operating in the past; studies looking at future average emissions looked at how existing plants would perform in the years to come; studies analyzing prototypical emissions looked at how advanced plants yet to be built would perform in the future. Tokimatsu et al.
150 4.6. Historical or marginal/future emissions 100                                                                                            Yet another difference concerns whether researchers assessed historic, future, or prototypical emissions. Studies assessing historic emissions looked only at emissions related to real plants 50                                                                                        operating in the past; studies looking at future average emissions looked at how existing plants would perform in the years to come; studies analyzing prototypical emissions looked at how advanced plants yet to be built would perform in the future. Tokimatsu et al.
(2006), for instance, found historical emissions for light water reactors in Japan from 1960 to 2000 to be rather high at between 10 and 200 g CO2e/kWh. Others, such as Dones et al. (2005),
0 (2006), for instance, found historical emissions for light water nd          io          n          en              ni      To tE          tru n  pe                d                ng      ta l            reactors in Japan from 1960 to 2000 to be rather high at between ct        ra          ck                io Fr                            tio    Ba                is                            10 and 200 g CO2e/kWh. Others, such as Dones et al. (2005),
looked at future emissions for the next 100 years using more advanced pressurized water reactors and boiling water reactors.
on        on            O                                s s                                    m C                                    ec                                    looked at future emissions for the next 100 years using more om                                advanced pressurized water reactors and boiling water reactors.
Still other studies made different assumptions about future reactors, namely fast-breeder reactors using plutonium and thorium, and other Generation IV nuclear technology expected to be much more ef"cient if they ever reach commercial production.
D Still other studies made different assumptions about future Fig. 3. Range and mean emissions reported from quali"ed studies for the nuclear            reactors, namely fast-breeder reactors using plutonium and fuel cycle (g CO2e/kWh)                                                                    thorium, and other Generation IV nuclear technology expected to be much more ef"cient if they ever reach commercial production.
4.7. Reactor type Studies varied extensively in the types of reactors they analyzed.
compared to just 40 kWh per SWU for centrifuge techniques. The energy requirements for these two processes are so vastly different                        4.7. Reactor type because gaseous diffusion is a much older technology, necessitating extensive electrical and cooling systems that are not found in                                Studies varied extensively in the types of reactors they centrifuge facilities.                                                                      analyzed. More than 30 commercial reactor designs exist Emissions will further vary on the local power sources at                              today, and each differs in its fuel cycle, output, and cooling the enrichment facilities. Dones et al. (2004a-c) calculate                                system. The most common are the worlds 263 pressurized 9 g CO2e/kWh for Chinese centrifuge enrichment relaying on a                                water reactors, used in France, Japan, Russia and the US, mix of renewable and centralized power sources, but up to                                  which rely on enriched uranium oxide as a fuel with water 80 g CO2e/kWh if gaseous diffusion is powered completely by                                as coolant. Boiling water reactors are second most common, fossil fuels.                                                                              with 92 in operation throughout the US, Japan, and Sweden,
More than 30 commercial reactor designs exist today, and each differs in its fuel cycle, output, and cooling system. The most common are the worlds 263 pressurized water reactors, used in France, Japan, Russia and the US, which rely on enriched uranium oxide as a fuel with water as coolant. Boiling water reactors are second most common, with 92 in operation throughout the US, Japan, and Sweden, ARTICLE IN PRESS Table 6 Mean statistics of quali"ed studies reporting lifecycle equivalent greenhouse gas emissions for nuclear plants Study Frontend Construction Operation Backend Decommissioning Andseta et al. (1998) 0.68 2.22 11.9 0.61 Barnaby and Kemp (2007b) 56 11.5 35.5 Dones et al. (2005) 6.85 1.2 0.45 Dones et al. (2003a, b) 9 1.15 0.8 Dones et al. (2004b) 42.4 1.2 0.9 ExternE (1998) 11.5 Fritsche and Lim (2006) 20 11 33 Fthenakis and Kim (2007) 16.85 9.1 5.41 2.8 1.3 Hondo (2005) 17 2.8 3.2 0.8 0.4 IEA (2002) 4.86 2.55 4.86 0.17 ISA (2006) 31.5 7.3 18.55 11.95 0.7 ISA (2006) 29.25 6.8 17.2 11.1 0.65 Rashad and Hammad (2000) 23.5 2
0.4 0.5 Storm van Leeuwen et al. (2005) 36 23.5 17 34.5 Storm van Leeuwen and Willem (2006) 39 24.5 17 36 Storm van Leeuwen et al. (2007) 22.27 20 24.4 28.13 44.3 Tokimatsu et al. (2006) 61.95 13.65 21 7.35 1.05 Vorspools et al. (2000) 2 1
White and Kulcinski (2000) 9.5 1.9 2.2 1.4 0.01 Mean 25.09 8.2 11.58 9.2 12.01 300 250 200 150 100 50 0
Front End Operation Construction Backend Decommissioning Total Fig. 3. Range and mean emissions reported from quali"ed studies for the nuclear fuel cycle (g CO2e/kWh)
B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2948


ARTICLE IN PRESS B.K. Sovacool / Energy Policy 36 (2008) 2940-2953                                          2949 Fig. 4. Mean emissions reported from quali"ed studies for the nuclear fuel cycle (g CO2e/kWh).
which also rely on enriched uranium oxide with water as a coolant. Then come pressurized heavy water reactors, of which there are 38 in Canada, that use natural uranium oxide with heavy water as a coolant. Next comes 26 gas-cooled reactors, used predominately in the United Kingdom, which rely on natural uranium and carbon dioxide as a coolant. Russia also operates 17 light water graphite reactors that use enriched uranium oxide with water as a coolant but graphite as a moderator. A handful of experimental reactors, including fast-breeder reactors (cooled by liquid sodium) and pebble bed modular reactors (which can operate at full load while being refueled), still in the prototype stages, make up the rest of the world total (Beckjord et al. 2003).
Table 7                                                                                      To give an idea about how much reactor design can in"uence Emissions for the nuclear fuel cycle from storm van Leeuwen and Smith (2007), in        lifecycle emissions, Boczar et al. (1998) comment that CANDU g CO2/kWh reactors are the most neutron ef"cient commercial reactors, Nuclear process                                                Estimate (g CO2/        achieving their ef"ciency through the use of heavy water for both kWh)                    coolant and moderator, and reliance on low-neutron-absorbing materials in the reactor core. CANDU reactors thus have the ability Frontend (total)                                                16.26- 28.27            to utilize low-grade nuclear fuels and refuel while still producing Uranium mining and milling (soft and hard ores) (uranium        10.43 grade of 0.06%)
To give an idea about how much reactor design can in"uence lifecycle emissions, Boczar et al. (1998) comment that CANDU reactors are the most neutron ef"cient commercial reactors, achieving their ef"ciency through the use of heavy water for both coolant and moderator, and reliance on low-neutron-absorbing materials in the reactor core. CANDU reactors thus have the ability to utilize low-grade nuclear fuels and refuel while still producing power, minimizing equivalent carbon dioxide emissions. This could be why Andseta et al. (1998) conclude that CANDU reactors have relatively low emissions (15 g CO2e/kWh) compared to the average emissions from quali"ed studies as described by this work (66 g CO2e/kWh). Others, such as Storm van Leeuwen et al.
power, minimizing equivalent carbon dioxide emissions. This Re"ning of yellow cake and conversion to UF6                      2.42-7.49              could be why Andseta et al. (1998) conclude that CANDU reactors Uranium enrichment (70% UC, 30% diff)                            2.83-8.03              have relatively low emissions (15 g CO2e/kWh) compared to the Fuel fabrication                                                  0.58-2.32              average emissions from quali"ed studies as described by this Construction (total)                                            16.8- 23.2 work (66 g CO2e/kWh). Others, such as Storm van Leeuwen et al.
(2007), contest these numbers and argue that the production of heavy water associated with CANDU reactors is very energy-intensive and can produce emissions more than a factor of one greater than the projection made by Andseta et al.
Reactor operation and maintenance (total)                      24.4 Backend (total)                                                15.51- 40.75            (2007), contest these numbers and argue that the production of Depleted uranium reconversion                                    2.10-6.24              heavy water associated with CANDU reactors is very energy-Packaging depleted uranium                                        0.12-0.37              intensive and can produce emissions more than a factor of one Packaging enrichment waste                                        0.16-0.46              greater than the projection made by Andseta et al.
4.8. Site selection Estimates vary signi"cantly based on the speci"c reactor site analyzed.
Packaging operational waste                                      1.93-3.91 Packaging decommissioned waste                                    2.25-3.11 Sequestration of depleted uranium                                0.12-0.35              4.8. Site selection Sequestration of enrichment waste                                0.16-0.44 Sequestration of operational waste                                1.84-3.73 Sequestration of enrichment waste                                1.98-2.74                  Estimates vary signi"cantly based on the speci"c reactor site Interim storage at reactor                                        0.58-2.32              analyzed. The Sustainable Development Commission (2006)
The Sustainable Development Commission (2006) argues that location in"uences reactor performance (and con-sequential carbon-equivalent emissions). Some of the ways that location may in"uence lifetime emissions include differences in:
Spent fuel conditioning for "nal disposal                        0.35-1.40              argues that location in"uences reactor performance (and con-Construction, storage, and closure of permanent geologic          3.92-15.68 sequential carbon-equivalent emissions). Some of the ways that repository Decommissioning (total)                                        39.5- 49.1              location may in"uence lifetime emissions include differences in:
 construction techniques, including available materials, compo-nent manufacturing, and skilled labor;
Decommissioning and dismantling                                25.2-34.8 Land Reclamation of uranium mine (uranium grade of 0.06%) 14.3
 local energy mix at that point of construction;
                                                                                           construction techniques, including available materials, compo-Total                                                          112.47-165.72 nent manufacturing, and skilled labor;
 travel distance for materials and fuel cycle components;
                                                                                           local energy mix at that point of construction;
 associated carbon footprint with the transmission and dis-tribution (T&D) network needed to connect to the facility;
                                                                                           travel distance for materials and fuel cycle components; which also rely on enriched uranium oxide with water as a                                 associated carbon footprint with the transmission and dis-coolant. Then come pressurized heavy water reactors, of which                                tribution (T&D) network needed to connect to the facility; there are 38 in Canada, that use natural uranium oxide with                               cooling fuel cycle based on availability of water and local heavy water as a coolant. Next comes 26 gas-cooled reactors,                                hydrology; used predominately in the United Kingdom, which rely on                                   environmental controls based on local permitting and siting natural uranium and carbon dioxide as a coolant. Russia also                                requirements.
 cooling fuel cycle based on availability of water and local hydrology;
operates 17 light water graphite reactors that use enriched uranium oxide with water as a coolant but graphite as a                                    Each of these can substantially affect the energy intensity and moderator. A handful of experimental reactors, including fast-                          ef"ciency of the nuclear fuel cycle.
 environmental controls based on local permitting and siting requirements.
breeder reactors (cooled by liquid sodium) and pebble bed                                    Consider two extremes from Table 4. In Canada, the green-modular reactors (which can operate at full load while being                            house gas-equivalent emissions associated with the CANDU refueled), still in the prototype stages, make up the rest of the                        lifecycle are estimated at about 15 g CO2e/kWh. CANDU reactors world total (Beckjord et al. 2003).                                                      tend to be built with skilled labor and advanced construction
Each of these can substantially affect the energy intensity and ef"ciency of the nuclear fuel cycle.
Consider two extremes from Table 4. In Canada, the green-house gas-equivalent emissions associated with the CANDU lifecycle are estimated at about 15 g CO2e/kWh. CANDU reactors tend to be built with skilled labor and advanced construction ARTICLE IN PRESS Fig. 4. Mean emissions reported from quali"ed studies for the nuclear fuel cycle (g CO2e/kWh).
Table 7 Emissions for the nuclear fuel cycle from storm van Leeuwen and Smith (2007), in g CO2/kWh Nuclear process Estimate (g CO2/
kWh)
Frontend (total) 16.26-28.27 Uranium mining and milling (soft and hard ores) (uranium grade of 0.06%)
10.43 Re"ning of yellow cake and conversion to UF6 2.42-7.49 Uranium enrichment (70% UC, 30% diff) 2.83-8.03 Fuel fabrication 0.58-2.32 Construction (total) 16.8-23.2 Reactor operation and maintenance (total) 24.4 Backend (total) 15.51-40.75 Depleted uranium reconversion 2.10-6.24 Packaging depleted uranium 0.12-0.37 Packaging enrichment waste 0.16-0.46 Packaging operational waste 1.93-3.91 Packaging decommissioned waste 2.25-3.11 Sequestration of depleted uranium 0.12-0.35 Sequestration of enrichment waste 0.16-0.44 Sequestration of operational waste 1.84-3.73 Sequestration of enrichment waste 1.98-2.74 Interim storage at reactor 0.58-2.32 Spent fuel conditioning for "nal disposal 0.35-1.40 Construction, storage, and closure of permanent geologic repository 3.92-15.68 Decommissioning (total) 39.5-49.1 Decommissioning and dismantling 25.2-34.8 Land Reclamation of uranium mine (uranium grade of 0.06%)
14.3 Total 112.47-165.72 B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2949


ARTICLE IN PRESS 2950                                                B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 techniques, and they utilize uranium that is produced domes-                     ISA (2006) uses a hybrid lifecycle assessment that combines tically and relatively close to reactor sites, enriched with cleaner             process analysis with input and output methodologies. These technologies in a regulatory environment with rigorous environ-                   different approaches produce understandably different results.
techniques, and they utilize uranium that is produced domes-tically and relatively close to reactor sites, enriched with cleaner technologies in a regulatory environment with rigorous environ-mental controls.
mental controls. By contrast, the greenhouse-gas-equivalent emissions associated with the Chinese nuclear lifecycle can be as high as 80 g CO2e/kWh. This could be because Chinese                       5. Conclusion reactors tend to be built using more labor-intensive construction techniques, must import uranium thousands of miles from                               The "rst conclusion is that the mean value of emissions over Australia, and enrich fuel primarily with coal-"red power plants                 the course of the lifetime of a nuclear reactor (reported from that have comparatively less stringent environmental and air-                     quali"ed studies) is 66 g CO2e/kWh, due to reliance on existing quality controls.                                                                 fossil-fuel infrastructure for plant construction, decommissioning, and fuel processing along with the energy intensity of uranium mining and enrichment. Thus, nuclear energy is in no way carbon 4.9. Operational lifetime free or emissions free, even though it is much better (from purely a carbon-equivalent emissions standpoint) than coal, oil, How long the plants at those sites are operated and their and natural gas electricity generators, but worse than renewable capacity factor in"uences the estimates of their carbon dioxide-and small scale distributed generators (see Table 8). For example, equivalent intensity. Storm van Leeuwen et al. (2007) note that a Gagnon et al. (2002) found that coal, oil, diesel, and natural gas 30-year operating lifetime of a nuclear plant with a load factor of generators emitted between 443 and 1050 g CO2e/kWh, far more 82% tends to produce 23.2 g CO2/kWh for construction. Switch the than the 66 g CO2e/kWh attributed to the nuclear lifecycle.
By
load factor to 85% and the lifetime to 40 years, and the emissions However, Pehnt (2006) conducted lifecycle analyses for 15 drop about 25% to 16.8 gCO2/kWh. The same is true for decom-separate distributed generation and renewable energy technolo-missioning. A plant operating for 30 years at 82% capacity factor gies and found that all but one, solar photovoltaics (PV), emitted produces 34.8 g CO2/kWh for decommissioning, but drop 28% to much less g CO2e/kWh than the mean reported for nuclear 25.2 g CO2/kWh if the capacity factor improves to 85% and the plants. In an analysis using updated data on solar PV, Fthenakis plant is operated for 40 years.
: contrast, the greenhouse-gas-equivalent emissions associated with the Chinese nuclear lifecycle can be as high as 80 g CO2e/kWh. This could be because Chinese reactors tend to be built using more labor-intensive construction techniques, must import uranium thousands of miles from Australia, and enrich fuel primarily with coal-"red power plants that have comparatively less stringent environmental and air-quality controls.
et al. (2008) found that current estimates on the greenhouse Most of the quali"ed studies referenced above assume lifetime gas emissions for typical solar PV systems range from 29 to nuclear capacity factors that do not seem to match actual 35 g CO2e/kWh (based on insolation of 1700 kWh/m2/yr and a performance. Almost all of the quali"ed studies reported capacity performance ratio of 0.8).
4.9. Operational lifetime How long the plants at those sites are operated and their capacity factor in"uences the estimates of their carbon dioxide-equivalent intensity. Storm van Leeuwen et al. (2007) note that a 30-year operating lifetime of a nuclear plant with a load factor of 82% tends to produce 23.2 g CO2/kWh for construction. Switch the load factor to 85% and the lifetime to 40 years, and the emissions drop about 25% to 16.8 gCO2/kWh. The same is true for decom-missioning. A plant operating for 30 years at 82% capacity factor produces 34.8 g CO2/kWh for decommissioning, but drop 28% to 25.2 g CO2/kWh if the capacity factor improves to 85% and the plant is operated for 40 years.
factors of 85-98%, where actual operating performance has been The second (and perhaps more obvious) conclusion is that less. While the nuclear industry in the US has boasted recent lifecycle studies of greenhouse gas emissions associated with the capacity factors in the 90% range, average load factors over the nuclear fuel cycle need to become more accurate, transparent, entire life of the plants is very different: 66.3% for plants in the UK accountable, and comprehensive. Thirty-nine percent of lifecycle (Association of Electricity Producers, 2007) and 81% for the world studies reviewed were more than 10 years old. Nine percent, average (May, 2002).
Most of the quali"ed studies referenced above assume lifetime nuclear capacity factors that do not seem to match actual performance. Almost all of the quali"ed studies reported capacity factors of 85-98%, where actual operating performance has been less. While the nuclear industry in the US has boasted recent capacity factors in the 90% range, average load factors over the entire life of the plants is very different: 66.3% for plants in the UK (Association of Electricity Producers, 2007) and 81% for the world average (May, 2002).
while cited in the literature, were inaccessible. Thirty-four percent did not explain their research methodology, relied completely on 4.10. Type of lifecycle analysis Table 8 The type of lifecycle analysis can also skew estimates.                       Lifecycle estimates for electricity generatorsa Projections can be top-down, meaning they start with overall Technology    Capacity/con"guration/fuel                    Estimate (gCO2e/
4.10. Type of lifecycle analysis The type of lifecycle analysis can also skew estimates.
estimates of a pollutant, assign percentages to a certain activity                                                                             kWh)
Projections can be top-down, meaning they start with overall estimates of a pollutant, assign percentages to a certain activity (such as cement manufacturing or coal transportation), and derive estimates of pollution from particular plants and indus-tries. Or they can be bottom-up, meaning that they start with a particular component of the nuclear lifecycle, calculate emissions for it, and move along the cycle, aggregating them. Similarly, lifecycle studies can be process-based or rely on economic input-output analysis. Process-based studies focus on the amount of pollutant releasedin this case, carbon dioxide or its equivalentper product unit. For example, if the amount of hypothesized carbon dioxide associated with every kWh of electricity generation for a region was 10 g, and the cement needed for a nuclear reactor took 10 kWh to manufacture, a process analysis would conclude that the cement was responsible for 100 g of CO2. Input-output analysis looks at industry relations within the economy to depict how the output of one industry goes to another, where it serves as an input, and attempts to model carbon dioxide emissions as a matrix of interactions representing economic activity.
(such as cement manufacturing or coal transportation), and derive estimates of pollution from particular plants and indus-                   Wind          2.5 MW, offshore                              9 tries. Or they can be bottom-up, meaning that they start with a               Hydroelectric  3.1 MW, reservoir                            10 Wind          1.5 MW, onshore                              10 particular component of the nuclear lifecycle, calculate emissions Biogas        Anaerobic digestion                          11 for it, and move along the cycle, aggregating them. Similarly,                   Hydroelectric  300 kW, run-of-river                          13 lifecycle studies can be process-based or rely on economic                   Solar thermal  80 MW, parabolic trough                      13 input-output analysis. Process-based studies focus on the                 Biomass        Forest wood Co-combustion with hard coal      14 Biomass        Forest wood steam turbine                    22 amount of pollutant releasedin this case, carbon dioxide or its Biomass        Short rotation forestry Co-combustion with    23 equivalentper product unit. For example, if the amount of                                       hard coal hypothesized carbon dioxide associated with every kWh of                         Biomass        FOREST WOOD reciprocating engine              27 electricity generation for a region was 10 g, and the cement                     Biomass        Waste wood steam turbine                      31 needed for a nuclear reactor took 10 kWh to manufacture, a                       Solar PV      Polycrystalline silicone                      32 Biomass        Short rotation forestry steam turbine        35 process analysis would conclude that the cement was responsible Geothermal    80 MW, hot dry rock                          38 for 100 g of CO2. Input-output analysis looks at industry                     Biomass        Short rotation forestry reciprocating engine  41 relations within the economy to depict how the output of one                     Nuclear        Various reactor types                        66 industry goes to another, where it serves as an input, and attempts               Natural gas    Various combined cycle turbines              443 Fuel cell      Hydrogen from gas reforming                  664 to model carbon dioxide emissions as a matrix of interactions Diesel        Various generator and turbine types          778 representing economic activity.                                                   Heavy oil      Various generator and turbine types          778 Storm van Leeuwen et al. (2007), for example, rely heavily on                 Coal          Various generator types with scrubbing        960 calculating average energy intensity for various parts of the                     Coal          Various generator types without scrubbing    1050 nuclear fuel cycle and aggregate those numbers into a "nal a
Storm van Leeuwen et al. (2007), for example, rely heavily on calculating average energy intensity for various parts of the nuclear fuel cycle and aggregate those numbers into a "nal estimate. Dones et al. (2004a-c) uses process analysis to describe the full lifecycle of speci"c industries associated with the nuclear fuel cycle, such as material and chemical manufacturing, energy conversion, electricity transmission, and waste management. The ISA (2006) uses a hybrid lifecycle assessment that combines process analysis with input and output methodologies. These different approaches produce understandably different results.
estimate. Dones et al. (2004a-c) uses process analysis to describe                     Wind, hydroelectric, biogas, solar thermal, biomass, and geothermal, estimates taken from Pehnt (2006). Diesel, heavy oil, coal with scrubbing, coal the full lifecycle of speci"c industries associated with the nuclear              without scrubbing, natural gas, and fuel cell estimates taken and Gagnon et al.
: 5. Conclusion The "rst conclusion is that the mean value of emissions over the course of the lifetime of a nuclear reactor (reported from quali"ed studies) is 66 g CO2e/kWh, due to reliance on existing fossil-fuel infrastructure for plant construction, decommissioning, and fuel processing along with the energy intensity of uranium mining and enrichment. Thus, nuclear energy is in no way carbon free or emissions free, even though it is much better (from purely a carbon-equivalent emissions standpoint) than coal, oil, and natural gas electricity generators, but worse than renewable and small scale distributed generators (see Table 8). For example, Gagnon et al. (2002) found that coal, oil, diesel, and natural gas generators emitted between 443 and 1050 g CO2e/kWh, far more than the 66 g CO2e/kWh attributed to the nuclear lifecycle.
fuel cycle, such as material and chemical manufacturing, energy                  (2002). Solar PV estimates taken from Fthenakis et al. (2008). Nuclear is taken conversion, electricity transmission, and waste management. The                  from this study. Estimates have been rounded to the nearest whole number.
However, Pehnt (2006) conducted lifecycle analyses for 15 separate distributed generation and renewable energy technolo-gies and found that all but one, solar photovoltaics (PV), emitted much less g CO2e/kWh than the mean reported for nuclear plants. In an analysis using updated data on solar PV, Fthenakis et al. (2008) found that current estimates on the greenhouse gas emissions for typical solar PV systems range from 29 to 35 g CO2e/kWh (based on insolation of 1700 kWh/m2/yr and a performance ratio of 0.8).
The second (and perhaps more obvious) conclusion is that lifecycle studies of greenhouse gas emissions associated with the nuclear fuel cycle need to become more accurate, transparent, accountable, and comprehensive. Thirty-nine percent of lifecycle studies reviewed were more than 10 years old. Nine percent, while cited in the literature, were inaccessible. Thirty-four percent did not explain their research methodology, relied completely on ARTICLE IN PRESS Table 8 Lifecycle estimates for electricity generatorsa Technology Capacity/con"guration/fuel Estimate (gCO2e/
kWh)
Wind 2.5 MW, offshore 9
Hydroelectric 3.1 MW, reservoir 10 Wind 1.5 MW, onshore 10 Biogas Anaerobic digestion 11 Hydroelectric 300 kW, run-of-river 13 Solar thermal 80 MW, parabolic trough 13 Biomass Forest wood Co-combustion with hard coal 14 Biomass Forest wood steam turbine 22 Biomass Short rotation forestry Co-combustion with hard coal 23 Biomass FOREST WOOD reciprocating engine 27 Biomass Waste wood steam turbine 31 Solar PV Polycrystalline silicone 32 Biomass Short rotation forestry steam turbine 35 Geothermal 80 MW, hot dry rock 38 Biomass Short rotation forestry reciprocating engine 41 Nuclear Various reactor types 66 Natural gas Various combined cycle turbines 443 Fuel cell Hydrogen from gas reforming 664 Diesel Various generator and turbine types 778 Heavy oil Various generator and turbine types 778 Coal Various generator types with scrubbing 960 Coal Various generator types without scrubbing 1050 a Wind, hydroelectric,
: biogas, solar
: thermal, biomass, and geothermal, estimates taken from Pehnt (2006). Diesel, heavy oil, coal with scrubbing, coal without scrubbing, natural gas, and fuel cell estimates taken and Gagnon et al.
(2002). Solar PV estimates taken from Fthenakis et al. (2008). Nuclear is taken from this study. Estimates have been rounded to the nearest whole number.
B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2950


ARTICLE IN PRESS B.K. Sovacool / Energy Policy 36 (2008) 2940-2953                                                              2951 secondary sources, or were not explicit about the distribution of                             [ANRE] Agency for Natural Resources and Energy, 1999. Evaluation of Lifelong carbon-equivalent emissions over the different stages of the                                      Measure of Utilities Nuclear Power Station and Future Concrete Measures.
secondary sources, or were not explicit about the distribution of carbon-equivalent emissions over the different stages of the nuclear fuel cycle. All in all, this meant that 81% of studies had methodological shortcomings that justi"ed excluding them from the assessment conducted here. No identi"able industry standard provides guidance for utilities and companies operating nuclear facilities concerning how to report their carbon-equivalent emissions. Regulators, utilities, and operators should consider developing formal standardization and reporting criteria for the greenhouse gas emissions associated with nuclear lifecycles similar to those that provide general guidance for environmental management and lifecycle assessment, such as ISO 14040 and 14044, but adapted exclusively to the nuclear industry.
Of the remaining 19% of studies that were relatively up to date, accessible, and methodologically explicit, they varied greatly in their comprehensiveness, some counting just construction and decommissioning as part of the fuel cycle, and others including mining, milling, enrichment, conversion, construction, operation, processing, waste storage, and decommissioning. Adding even more variation, studies differed in whether they assessed future emissions for a few individual reactors or past emissions for the global nuclear "eet; assumed existing technologies or those under development; and presumed whether the electricity needed for mining and enrichment came from fossil fuels, other nuclear plants, renewable energy technologies, or a combination thereof.
Furthermore, the speci"c reactors studied differ greatly themselves. Some utilize relatively high-quality uranium ore located close to the reactor site; others require the importation of low-quality ore from thousands of kilometers away. A nuclear plant in Canada may receive its fuel from open-pit uranium mines enriched at a gaseous diffusion facility, whereas a reactor in Egypt may receive its fuel from an underground mine enriched through centrifuge. A nuclear facility in France may operate with a load factor of 83% for 40 years on a closed fuel cycle relying on reprocessed fuel, whereas a light water reactor in the United States may operate with a load factor of 81% for 25 years on a once-through fuel cycle that generates signi"cant amounts of spent nuclear fuel.
Rather than detail the complexity and variation inherent in the greenhouse gas emissions associated with the nuclear lifecycle, most studies obscure it; especially those motivated on both sides of the nuclear debate attempting to make nuclear energy look cleaner or dirtier than it really is.
Acknowledgments Mark A. Delucchi from the University of California Davis, Paul Denholm from the National Renewable Energy Laboratory, Roberto Dones from the Swiss Laboratory for Energy Systems Analysis, V.M. Fthenakis from Brookhaven National Laboratory, Paul J. Meier from the University of Wisconsin-Madison, and Jan Willem Storm van Leeuwen provided invaluable and outstanding comments and suggestions in the revision of the manuscript. Two anonymous reviewers from Energy Policy also provided extensive and exceptional suggestions at revision. All have the deep gratitude of the author. Despite their help, of course, all errors, assumptions, and conclusions presented in the article are solely those of the author.
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Valuing the greenhouse gas emissions from nuclear power: A critical survey Benjamin K. Sovacool 

Energy Governance Program, Centre on Asia and Globalisation, Lee Kuan Yew School of Public Policy, National University of Singapore, 469C Bukit Timah Road, Singapore 259772, Singapore a r t i c l e i n f o Article history:

Received 25 February 2008 Accepted 21 April 2008 Available online 2 June 2008 Keywords:

Nuclear power Lifecycle analysis Greenhouse gas emissions a b s t r a c t This article screens 103 lifecycle studies of greenhouse gas-equivalent emissions for nuclear power plants to identify a subset of the most current, original, and transparent studies.

It begins by brie"y detailing the separate components of the nuclear fuel cycle before explaining the methodology of the survey and exploring the variance of lifecycle estimates. It calculates that while the range of emissions for nuclear energy over the lifetime of a plant, reported from quali"ed studies examined, is from 1.4 g of carbon dioxide equivalent per kWh (g CO2e/kWh) to 288 g CO2e/kWh, the mean value is 66 g CO2e/kWh. The article then explains some of the factors responsible for the disparity in lifecycle estimates, in particular identifying errors in both the lowest estimates (not comprehensive) and the highest estimates (failure to consider co-products). It should be noted that nuclear power is not directly emitting greenhouse gas emissions, but rather that lifecycle emissions occur through plant construction, operation, uranium mining and milling, and plant decommissioning.

& 2008 Elsevier Ltd. All rights reserved.

1. Introduction The nuclear era began with a whimper, not a bang, on December 7, 1942. Amidst the polished wooden "oors of a war-appropriated squash court at the University of Chicago, Enrico Fermi inserted about 50 ton of uranium oxide into 400 carefully constructed graphite blocks. A small puff of heat exhibited the "rst self-sustaining nuclear reaction, many bottles of Chianti were consumed, and nuclear energy was born (Metzger, 1984).

Since

then, Americans have dreamed of exotic nuclear possibilities. Early advocates promised a future of electricity too cheap to meter, an age of peace and plenty without high prices and shortages where atomic energy provided the power needed to desalinate water for the thirsty, irrigate deserts for the hungry, and fuel interstellar travel deep into outer space. Other exciting opportunities included atomic golf balls that could always be found and a nuclear powered airplane, which the US Federal Government spent $1.5 billion researching between 1946 and 1961 (Munson, 2005; Winkler, 2001; Duncan, 1978).

While nuclear technologies did not ful"ll these dreams, nuclear power has still emerged to become a signi"cant source of electricity.

In 2005, 435 nuclear plants supplied 16% of the worlds power, constituting 368GW of installed capacity generating 2768 TWh of electricity (International Energy Agency, 2007). In the US alone, which has 29.2% of the worlds reactors, nuclear facilities accounted for 19% of national electricity generation. In France, 79% of electricity comes from nuclear sources, and nuclear energy contributes to more than 20% of national power production in Germany, Japan, South Korea, Sweden, Ukraine, and the United Kingdom.

Advocates of nuclear power have recently framed it as an important part of any solution aimed at "ghting climate change and reducing greenhouse gas emissions. The Nuclear Energy Institute (2007) tells us, it is important to build emission-free sources of energy like nuclear and that nuclear power is a carbon-free electricity source (1998). Patrick Moore, co-founder of Greenpeace, has publicly stated that nuclear energy is the only non-greenhouse gas emitting energy source that can effectively replace fossil fuels and satisfy global demand (Environmental News Service, 2005). The nuclear power company Areva (2007) claims that one coal power station of 1 GWe emits about 6 million tons of CO2 per year while nuclear is quite CO2 free.

Opponents of nuclear power have responded in kind. In their calculation, ISA (2006) argues that nuclear plants are poor substitutes to other less greenhouse gas intensive generators.

They estimate that wind turbines have one-third the carbon-equivalent emissions of nuclear power over their lifecycle and hydroelectric one-fourth the equivalent emissions. The Oxford Research Group projects that if the percentage of world nuclear capacity remains what it is today, by 2050 nuclear power would generate as much carbon dioxide per kWh as comparable gas-

"red power stations as the grade of available uranium ore decreases (Barnaby and Kemp, 2007a, b).

Which side is right? Analogous to the critical surveys of negative externalities associated with electricity production ARTICLE IN PRESS Contents lists available at ScienceDirect journal homepage: www.elsevier.com/locate/enpol Energy Policy 0301-4215/$ - see front matter & 2008 Elsevier Ltd. All rights reserved.

doi:10.1016/j.enpol.2008.04.017

 Tel.: +65 6516 7501; fax: +65 6468 4186.

E-mail address: bsovacool@nus.edu.sg Energy Policy 36 (2008) 2940- 2953

conducted by Sundqvist and Soderholm (2002) and Sundqvist (2004), this article screens 103 lifecycle studies of greenhouse gas-equivalent emissions for nuclear power plants to identify a subset of the most current, original, and transparent studies. It begins by brie"y detailing the separate components of the nuclear fuel cycle before explaining the methodology of the survey and exploring the variance of lifecycle estimates. It calculates that while the range of emissions for nuclear energy over the lifetime of a plant reported from quali"ed studies examined is from 1.4 g of carbon dioxide equivalent per kWh (g CO2e/kWh) to 288 g CO2e/

kWh, the mean value is 66 g CO2e/kWh. The article then explains some of the factors responsible for the disparity in lifecycle estimates, in particular identifying errors in both the lowest estimates (not comprehensive) and the highest estimates (failure to consider co-products). It should be noted that nuclear power is not directly emitting greenhouse gas emissions, but rather that the lifecycle involves emissions occurring elsewhere and indir-ectly attributable to nuclear plant construction, operation, uranium mining and milling, and plant decommissioning.

2. The nuclear power lifecycle Engineers generally classify the nuclear fuel cycle into two types: once-through and closed. Conventional reactors oper-ate on a once-through mode that discharges spent fuel directly into disposal. Reactors with reprocessing in a closed fuel cycle separate waste products from unused "ssionable material so that it can be recycled as fuel. Reactors operating on closed cycles extend fuel supplies and have clear advantages in terms of storage of waste disposal, but have disadvantages in terms of cost, short-term reprocessing issues, proliferation risk, and fuel cycle safety (Beckjord et al., 2003).

Despite these differences, both once-through and closed nuclear fuel cycles involve at least "ve interconnected stages that constitute a nuclear lifecycle: the frontend of the cycle where uranium fuel is mined, milled, converted, enriched, and fabri-cated; the construction of the plant itself; the operation and maintenance of the facility; the backend of the cycle where spent fuel is conditioned, (re)processed, and stored; and a "nal stage where plants are decommissioned and abandoned mines returned to their original state. Figs. 1 and 2 provide a brief depiction of the once-through and closed nuclear fuel cycle.

2.1. The frontend of the nuclear lifecycle The nuclear fuel cycle is long and complex. The primary fuel for nuclear power plants, uranium, is widely distributed in the earths crust and the ocean in minute quantities, with the exception of concentrations rich enough to constitute ore. Uranium is mined both at the surface and underground, and after extracted it is crushed, ground into a "ne slurry, and leeched in sulfuric acid.

Uranium is then recovered from solution and concentrated into solid uranium oxide, often called yellow cake, before it is converted into hexa"uoride and heated. Then, hexa"uoride vapor is loaded into cylinders where it is cooled and condensed into a solid before undergoing enrichment through gaseous diffusion or gas centrifuge.

2.1.1. Uranium mining Starting at the mine, rich ores embody concentrations of uranium oxide as high as 10%, but 0.2% or less is usual, and most uranium producers will consider mining ores with concentrations higher than 0.0004%. A majority of the usable soft ore found in sandstone has a concentration between 0.2% and 0.01%, and hard ore found in granite has a lower uranium content, usually about 0.02% or less. Uranium mines are typically opencast pits, up to 250 m deep, or underground. A third extraction technique involves subjecting natural uranium to in situ leaching where hundreds of tons of sulfuric acid, nitric acid, and ammonia are injected into the strata and then pumped up again after 3-25 years, yielding uranium from treated rocks.

2.1.2. Uranium milling Mined uranium must undergo a

series of metallurgical processes to crush, screen, and wash the ore, letting the heavy uranium settle as the lighter debris is funneled away. The next step is the mill, often situated near the mine, where acid or alkali baths leach the uranium out of the processed ore, producing a bright yellow powder, called yellowcake, that is about 75%

uranium oxide (whose chemical form is U3O8). In the cases where ores have a concentration of 0.1%, the milling must grind 1000 ton of rock to extract 1 ton of yellowcake. Both the oxide and the tailings (the 999 ton of remaining rock) remain radioactive, requiring treatment. Acids must be neutralized with limestone, and made insoluble with phosphates (Fleming, 2007; Heaberlin, 2003).

2.1.3. Uranium conversion and enrichment Next comes conversion and enrichment, where a series of chemical processes are conducted to remove remaining impu-rities. Natural uranium contains about 0.7% uranium-235; the rest is mainly uranium-234 or uranium-238. In order to bring the ARTICLE IN PRESS Fig. 1. The once-through nuclear fuel cycle.

B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2941

concentration of uranium-235 up to at least 3.5% for typical commercial light water reactors and about 4-5% for other modern reactors, the oxide must be enriched, and the process begins by converting uranium to uranium hexa"uoride, UF6, or hex. Then, it is enriched, and the two dominant commercial enrichment methods are gaseous diffusion and centrifuge.

Gaseous diffusion, developed during the Second World War as part of the Manhattan Project, accounts for about 45% of world enrichment capacity. The diffusion process funnels hex through a series of porous membranes or diaphragms. The lighter uranium-235 molecules move faster than the uranium-238 molecules and have a slightly better chance of passing through the pores in the membrane. The process is repeated many times in a series of diffusion stages called a cascade, with the enriched UF6 with-drawn from one end of the cascade and the depleted UF6 removed at the other end. The gas must be processed through some 1400 stages before it is properly enriched (Uranium Information Centre, 2007).

The gas centrifuge process, "rst demonstrated in the 1940s, feeds hex into a series of vacuum tubes, and accounts for about 45% of world enrichment capacity. When the rotors are spun rapidly, the heavier molecules with uranium-238 increase in concentration towards the outer edge of the cylinders, with a corresponding increase in uranium-235 concentration near the center. To separate the two isotopes, centrifuges rotate at very high speeds, with spinning cylinders moving at roughly one million times the acceleration of gravity (Uranium Information Centre, 2007).

In United States, the gaseous diffusion plant at Paducah, Kentucky, primarily does enrichment while Europe and Russia utilize mostly centrifuge methods (Fthenakis and Kim, 2007). The remaining percentage (10%) of nuclear fuel comes from the recycling of nuclear weapons.

After enrichment, about 85% of the oxide comes out as waste in the form of depleted hex, known as enrichment tails, which must be stored. Each year, for instance, France creates 16,000 ton of enrichment tails that are then exported to Russia or added to the existing 200,000 ton of depleted uranium within the country.

The 15% that emerges as enriched uranium is converted into ceramic pellets of uranium dioxide, UO2, packed in zirconium alloy tubes, and bundled together to form fuel rod assemblies for reactors.

To supply enough enriched fuel for a standard 1000 MW reactor for 1 year, about 200 ton of natural uranium has to be processed (Fleming, 2007). Moreover, uranium must be trans-ported from the mine to processing and enrichment facilities.

Andseta et al. (1998) found that in Canada, the uranium needed to create fuel rods has traveled more than 4000 km before the process is complete. The IEA (2002) reports that in Europe most uranium is transported 150-805 km by railway, 1250 km by boat, or 378 km by truck.

2.2. Construction The construction phase of the nuclear lifecycle involves the fabrication, transportation, and use of materials to build gen-erators, turbines, cooling

towers, control
rooms, and other infrastructure. A typical nuclear plant usually contains some 50 miles of piping welded 25 thousand times, and 900 miles of electrical cables. Thousands of electric motors, conduits, batteries, relays, switches, operating boards, transformers, condensers, and fuses are needed for the system to operate. Cooling systems necessitate valves, seals, drains, vents, gauges, "ttings, nuts, and bolts. Structural supports, "rewalls, radiation shields, spent fuel storage facilities, and emergency backup generators must remain in excellent condition. Temperatures, pressures, power levels, radiation levels, "ow rates, cooling water chemistry, and equip-ment performance must all be constantly monitored. While his estimate is from an older 1000 MW Pressurized Water Reactor, White (1995) calculates that the typical nuclear plant needs 170,000 ton of concrete, 32,000 ton of steel, 1363 ton of copper, and a total of 205,464 ton of other materials. Many of these are carbon intense; 1 ton of aluminum has the carbon equivalent of more than 10,000 ton of C02; 1 ton of lithium, 44,000 ton; one ton of silver, 913,000 ton (White, 1995).

ARTICLE IN PRESS Fig. 2. The closed nuclear fuel cycle.

B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2942

2.3. Operation The operation phase of the lifecycle encompasses the energy needed to manage the cooling and fuel cycles of the plant, as well as the energy needed for its maintenance and the fuels used for backup generators. Indirect energy use includes the provision of power during reactor outages, repairs, and shutdowns.

The heart of the operating nuclear facility is the reactor, which generates electricity through the "ssion, or splitting, of uranium and plutonium isotopes. In a nuclear reactor, the "ssion process does not take place one atom at a time. Uranium has the rare and productive property that when it is struck by a neutron, it splits into two and produces more neutrons. If one uranium-235 atom collides with an atom of uranium-238, one of the other isotopes of uranium, it may stay there and induce a couple of decay cycles to produce plutonium-239. Plutonium-239, sharing the same prop-erty of uranium-235, splits when struck by neutrons to act as additional fuel. The process can be controlled by a moderator consisting of water or graphite to speed the reaction up, and neutron-absorbing control rods to slow it down (Fleming, 2007; Beckjord et al., 2003). Most nuclear reactors around the world have a present lifetime of 30-40 years, but produce electricity at full power for no more than 24 years (Fleming, 2007).

2.4. The backend of the nuclear lifecycle The backend phase involves fuel processing, interim storage, and permanent sequestration of waste. Spent fuel must be conditioned for reactors operating on a once-through fuel cycle, and reprocessed for those employing a

closed fuel cycle.

Eventually, radioactive impurities such as barium and krypton, along with transuranic elements such as americium and neptu-nium, clog the uranium fueling a nuclear reaction. After a few years, fuel elements must be removed, and fresh fuel rods inserted.

The half-life of uranium-238, one of the largest components of spent fuel, is about the same as the age of the earth: 4.5 billion years.

Spent fuel must then be stored at individual reactor sites in large pools of water for at least 10 years, after which they are located in large concrete casks that provide air-cooling, shielding, and physical protection. While there are many different cask types, those in the US typically hold 20-24 Pressurized Water Reactor fuel assemblies, sealed in a helium atmosphere inside the cask to prevent corrosion. Decay heat is transferred by helium from the fuel to "ns on the outside of the storage cask for cooling.

The "nal stage of the backend of the cycle involves the sequestration of nuclear waste. Permanent geological repositories must provide protection against every plausible scenario in which radionuclides might reach the biosphere or expose humans to dangerous levels of radiation. These risks include groundwater seeping into the repository, corrosion of waste containers, leaching of radionuclides, and migration of contaminated ground-water towards areas where it might be used as drinking water or for agriculture.

2.5. Decommissioning The last stage of the nuclear lifecycle involves the decom-missioning and dismantling of the reactor, as well as reclamation of the uranium mine site. After a cooling off period that may last as long as 50-100 years, reactors must be dismantled and cut into small pieces to be packed in containers for "nal disposal. Proops et al. (1996) expect nuclear plants to have an operating lifetime of 40 years, but expect decommissioning to be longer, taking at least 60 years. While it will vary along with technique and reactor type, the total energy required for decommissioning can be as much as 50% more than the energy needed for original construction (Fleming, 2007). At the uranium mine, the overburden of rock covering the area must be replaced and replanted with indigenous vegetation, and radioactive tailings must be treated and con-tained.

3. Review of nuclear lifecycle studies To assess the total carbon dioxide-equivalent emissions over the course of the nuclear lifecycle, this study began by reviewing 103 studies estimating greenhouse gas emissions for nuclear plants. These 103 studies were narrowed according to a three-phase selection process.

First, given that the availability of high-quality uranium ore changes with

time, and that
mining, milling, enrichment, construction, and reactor technologies change over the decades, the study excluded surveys more than 10 years old (i.e., published before 1997). Admittedly, excluding studies more than a decade old is no guarantee that the data utilized by newer studies is in fact new. One analysis from Dones et al. (2004c), for instance, relied on references from the 1980s for the modeling of uranium mining; data from 1983 for modeling uranium tailing ponds; 1996 data for uranium conversion; and 2000 data for uranium enrichment. Still, excluding studies more than 10 years old is an attempt to hedge against the use of outdated data, and to ensure that recent changes in technology and policy are included in lifecycle estimates. Table 1 lists all 40 studies excluded by their date.

Second, the study excluded analyses that were not in the public domain, cost money to access, or were not published in English.

Table 2 details the nine studies excluded for lack of accessibility.

Third, 35 studies were excluded based on their methodology.

These studies were most frequently discounted because they either relied on unpublished data or utilized secondary sources. Those relying on unpublished data contained proprie-tary information, referenced data not published along with the study, did not explain their methodology, were not transparent about their data sources, or did not detail greenhouse gas emission estimates for separate parts of the nuclear fuel cycle in g CO2e/kWh. Those utilizing secondary sources merely quoted other previously published reports and did not provide any new calculations or synthetic analysis on their own. Table 3 depicts the 35 studies excluded by methodology.

Excluding detailed studies that rely on unpublished or non-transparent data does run the risk of including less detailed (and less rigorous) studies relying on published and open data. Simply placing a study in the public domain does not necessarily make it good. However, the author believes that this risk is more than offset by the positive bene"ts of transparency and accountability.

Transparency enhances validity and accuracy; public knowledge is less prone to errors, and more subject to the process of debate and dialogue that improves the quality of information. Transpar-ency, says Ann Florini, an expert on governance, is the most effective error correction system humanity has yet devised (Florini, 2005, p. 16). Furthermore, transparency is essential to promoting social accountability. Society simply cannot make informed decisions about nuclear power without public discus-sion; for these reasons, the author believes that only results in the public domain should be included.

The remaining 19 studies met all criteria: they were published in the past 10 years, accessible to the public, transparent about their methodology, and provided clear estimates of equivalent greenhouse gas emissions according to the separate parts of the nuclear fuel cycle. These studies were weighed equally; that is, ARTICLE IN PRESS B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2943

they were not adjusted in particular for their methodology, time of release within the past 10 years, or how rigorously they were peer reviewed or cited in the literature. Table 4 documents the results of these 19 studies.

Statistical analysis of these 19 studies reveals a range of greenhouse gas emissions over the course of the nuclear lifecycle at the extremely low end of 1.4 g CO2e/kWh and the extremely high end of 288 g CO2e/kWh. Accounting for the mean values of emissions associated with each part of the nuclear lifecycle, the mean value reported for the average nuclear power plant is 66 g CO2e/kWh. Tables 5 and 6 and Figs. 2 and 3 provide the complete breakdown of this estimate. As Fig. 3 depicts, the frontend component of the nuclear cycle is responsible for 38% of equivalent emissions; decommissioning 18%; operation 17%;

backend 15%; and construction 12% (Fig. 4).

4. Assessing the disparity in lifecycle estimates What accounts for such a wide disparity among lifecycle estimates of greenhouse gas emissions associated with the nuclear fuel cycle? Studies primarily differ in terms of their scope; assumptions regarding the quality of uranium ore; assumptions regarding type of mining; assumptions concerning method of enrichment; whether they assessed emissions for a single reactor or for a "eet of reactors; whether they measured historical or marginal/future emissions; assumptions regarding reactor type, site selection, and operational lifetime; and type of lifecycle analysis.

4.1. Scope Some studies included just one or two parts of the nuclear fuel cycle, whereas others provided explicit details for even subcom-ponents of the fuel cycle. Vorspools et al. (2000), for example, analyzed just the emissions associated with construction and decommissioning for reactors across the world, whereas ExternE (1998) assessed the carbon equivalent for the construction of the Sizewell B nuclear reactor in the United Kingdom. Their estimates are near the low end of the spectrum, at between 3 and 11.5 g CO2e/kWh. In contrast, Storm van Leeuwen et al. (2007) looked at every single subcomponent of the fuel cycle, and produced estimates near the high end of the spectrum at 112-166 g CO2/kWh. Table 7 provides a breakdown of their estimate, which the authors emphasize is highly dependent on the quality of uranium ore being used to fuel nuclear plants. It has been included here for two reasons: to give readers a sense for how detailed lifecycle assessments can be, and because this study refers back to some of the numbers presented in this table when making comparisons below.

Storm van Leeuwen and Smiths estimate has not been universally accepted. Dones (2007) points out that while Storm van Leeuwen and Smiths analysis is transparent enough that it can be critiquedsomething positivehe believes that their estimate is too high. His own survey of lifecycle studies found a range of 2-230 g CO2e/kWh, but that the range of 2-77 g CO2e/

kWh was most common, with only 3 studies giving average estimates above 40 g CO2e/kWh. Dones also argues that Storm van Leeuwen and Smiths treatment of greenhouse gases associated with the natural gas supply chain are inconsistent, that they rely on outdated references for some of their estimates, and that some of their cost conversion estimates are too generic. Dones argues that they pay no consideration to the coproduction of minerals, a common practice where economically viable mining and milling of low-grade uranium take place with other activities, meaning ARTICLE IN PRESS Table 1 Lifecycle studies excluded by date Study Location Estimate (g CO2e/kWh)

Arron et al. (1991)

Canada Bodansky (1992)

World 5.7-17 Bowers et al. (1987)

Bude (1985)

Chapman et al. (1974)

Chapman (1975)

CRIEPI (1995)

Japan 22 DeLucchi (1993)

United States 40-69 Dones (1995)

World Dones and Frischknecht (1996)

World Dones et al. (1994)

World El-Bassioni (1980)

ERDA (1976)

United States ExternE (1995 Europe Held (1977) 20 Hohenwarter and Heindler (1988)

Germany IAEA (1996a)

World IAEA (1996b)

World IEA (1994)

World 30-60 Kivisto (1995)

Finland 17-59 Mortimer (1989)

United Kingdom Mortimer (1991a)

World 47-54 Mortimer (1991b)

World 47-54 Perry (1977)

United States Proops et al. (1996)

United Kingdom 2.83 Raeder (1977)

Rombough and Koen (1975)

Rose et al. (1983)

United States Sandgren and Sorteberg (1994)

Norway Science Concepts (1990)

United States 30 Spreng (1988)

Taylor (1996)

World 19.7 Tsoulfanidis (1980)

United States Tunbrant et al. (1996)

Sweden Uchiyama (1994)

Japan 10.5-47 Uchiyama (1996)

Yasukawa et al. (1992)

Japan Yoshioka et al. (1994)

Japan White (1995)

United States 34.1-37.7 Whittle and Cameron (1977)

United States Table 2 Lifecycle studies excluded by accessibility Study Location Estimate (g CO2e/kWh)

Reason excluded ANRE (1999)

Japan In Japanese Dones et al. (2003a, b)

USA

5 Only available to ecoinvent subscribers Dones et al. (2004c)

Switzerland 5-12 Only available to ecoinvent subscribers Dones (2003)

Europe In German Frischknecht (1995)

Germany In German Izuno et al. (2001)

Japan In Japanese Lewin (1993)

Germany In German Nuclear Energy Agency (2007)

World Only available for purchase Weis et al. (1990)

Germany In German B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2944

energy expenditures allocated to uranium mining by Storm van Leeuwen and Smith may be high. As a result, Dones concludes that Storm van Leeuwen and Smith may overestimate the energy expenditures, and thus greenhouse gas emissions, associated with nuclear power.

4.2. Quality of uranium ore Studies varied in their assumptions regarding the quality of uranium ore used in the nuclear fuel cycle. Low-grade uranium ores contain less than 0.01% yellowcake, and is at least ten times less concentrated than high-grade ores, meaning it takes 10 ton of ore to produce 1 kg of yellowcake. Put another way, if uranium ore grade declines by a factor of ten, then energy inputs to mining and milling must increase by at least a factor of ten (Diesendorf and Christoff, 2006). Storm van Leeuwen et al. (2007) point out that this can greatly skew estimates, as uranium of 10% U3O8 has emissions for mining and milling at just 0.04 g CO2/kWh, whereas uranium at 0.013% grade has associated emissions more than 1500 times greater at 67 g CO2/kWh. The same trend is true for the emissions associated with uranium mine land reclamation. With uranium of 10% grade, emissions for reclamation are just 0.07 g CO2e/kWh, but at 0.013%, they are 122 g CO2/kWh.

4.3. Open-pit or underground uranium mining The type of uranium mining will also re"ect different CO2e emissions. Open-pit mining often produces more gaseous radon and methane emissions than underground mines, and Andseta et al. (1998) note that mining techniques will release varying amounts of CO2 based on the explosives and solvents they use to purify concentrate. They also point out that the carbon content associated with acid leeching used to extract uranium can vary, as well as the emissions associated with the use of lime to neutralize the resulting leached tailings. The emissions associated with uranium mining depend greatly on the local energy source for the mines. Andseta et al. (1998) note that in Canada, uranium extracted from mines closer to industrial centers relies on more ef"cient, centrally generated power. In contrast, remote mines there have relied on less ef"cient diesel generators that consumed 45,000 ton of fossil fuel per year/mine, releasing up to 138,000 ton of carbon dioxide every year (Andseta et al., 1998).

ARTICLE IN PRESS Table 3 Lifecycle studies excluded by methodologya Study Location Estimate (g CO2e/

kWh)

Reason excluded Australia Coal Association (2001)

Australia 30-40 Relies on unpublished data Barnaby and Kemp (2007a)

OECD Countries11-130 Relies on secondary sources Commonwealth of Australia (2006)

Australia, France, Germany, Japan, Sweden, Finland, United States 5-60 Relies on secondary sources Delucchi (2003)

United States 26 Relies on unpublished data Denholm and Kulcinski (2004)

World 10-100 Relies on secondary sources Dones et al. (2004a)

World

5-80 Relies on secondary sources Echavarri (2007)

World 2.6-5.5 Relies on secondary sources Fleming (2007)

World 88-134 Relies on secondary sources Fritsche (1997)

Germany 34 Relies on unpublished GEMIS data Fthenakis and Alsema (2006)

Europe 20-40 Relies on secondary sources Gagnon et al. (2002)

World 15 Relies on unpublished data Heede (2005)

United States 2.5-5.7 Relies on secondary sources Koch (2000)

World 2-59 Relies on unpublished data Krewitt et al. (1998)

Europe 19.7 Relies on unpublished data Kulcinski (2002)

World 15 Relies on secondary sources Lee et al. (2000)

South Korea 2.77 Relies on unpublished data Lee et al. (2004)

South Korea 0.198-2.77 Relies on unpublished data Meier (2002)

United States 17 Relies on secondary sources Meier and Kulcinski (2002)

United States 15 Relies on secondary sources Meier et al. (2005)

United States 17 Relies on secondary sources Ontario Power Authority (2005)

Canada 5-12 Relies on unpublished data Pembina Institute (2007)

Canada 10-120 Relies on secondary sources Ruether et al. (2004)

United States 3

Relies on secondary sources Spadaro et al. (2000)

World 2.5-5.7 Relies on unpublished data Sustainable Development Commission (2006)

World 2-20 Relies on secondary sources Tahara et al. (1997)

Japan 1.8 Relies on secondary sources Tokimatsu et al. (2000)

Japan 20.9 Does not separate fuel cycle estimates for "ssion reactors UKPOST (2006)

United Kingdom

5 Relies on secondary sources and unpublished data Utgikar and Thiesen (2006)

World 2-59 Relies on secondary sources Van De Vate (1997)

World 9

Relies on unpublished FENCH data Van De Vate (2003)

World 8.9 Relies on unpublished FENCH data Vattenfall (1997)

Sweden 3.3 Relies on published utility data World Energy Council (2004)

Australia, Germany, Sweden, Switzerland, and United Kingdom 3-40 Relies on unpublished data Weisser (2007)

World 2.8-24 Relies on secondary sources World Nuclear Association (2006)

Japan, Sweden, Finland 6-26 Relies on secondary sources a The phrase relies on unpublished data means that studies contained proprietary information, referenced data not published along with the study, did not explain their methodology, were not transparent about their data sources, or did not detail greenhouse gas emission estimates for separate parts of the nuclear fuel cycle in g CO2e/

kWh. The phrase relies on secondary sources means that studies merely quoted other previously published reports and did not provide any new calculations or synthetic analysis on their own.

B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2945

ARTICLE IN PRESS Table 4 Overview of detailed nuclear lifecycle studiesa Study Location Assumptions Fuel cycle Individual estimate (g CO2e/kWh)

Total estimate (g CO2e/kWh)

Andseta et al.

(1998)

Canada CANDU heavy water reactor, 40-year lifecycle, high-quality natural uranium ore, enriched and charged with fossil fuel generators Frontend 0.68 15.41 Construction 2.22 Operation 11.9 Backend Decommissioning 0.61 Barnaby and Kemp (2007b)

United Kingdom 35-year lifecycle, average load factor of 85%,

uranium ore grade of 0.15%

Frontend 56 84-122 Construction 11.5 Operation Backend Decommissioning 16.5-54.5 Dones et al. (2005)

Switzerland 100-year lifecycle, Gosgen pressurized water reactor and Liebstadt boiling water reactor Frontend 3.5-10.2 5-12 Construction 1.1-1.3 Operation Backend 0.4-0.5 Decommissioning Dones et al.

(2003a, b)

Switzerland, France, and Germany 40-year lifecycle, existing boiling water reactors and pressurized water reactors using UCTE nuclear fuel chains Frontend 6-12 7.6-14.3 Construction 1.0-1.3 Operation Backend 0.6 and 1.0 Decommissioning Dones et al. (2004b)

China 20-year lifecycle, once-through nuclear cycle using centrifuge technology Frontend 7.4-77.4 9-80 Construction 1.0-1.4 Operation Backend 0.6-1.2 Decommissioning ExternE (1998)

United Kingdom Analysis of emissions for construction of Sizewell B pressurized water reactor in the United Kingdom Frontend 11.5 Construction 11.5 Operation Backend Decommissioning Fritsche and Lim (2006)b Germany Analysis of emissions for a typical 1250 MW German reactor Frontend 20 64 Construction 11 Operation Backend 33 Decommissioning Fthenakis and Kim (2007)

United States, Europe, and Japan 40-year lifecycle, 85% capacity factor, mix of diffusion and centrifuge enrichment Frontend 12-21.7 16-55 Construction 0.5-17.7 Operation 0.1-10.8 Backend 2.1-3.5 Decommissioning 1.3 Hondo (2005)

Japan Analysis of base-case emissions for operating Japanese nuclear reactors Frontend 17 24.2 Construction 2.8 Operation 3.2 Backend 0.8 Decommissioning 0.4 IEA (2002)c Sweden and Japan 40-year lifecycle for Swedish Forsmark 3 boiling water reactor and 30 year lifecycle for Japanese boiling water reactor, advanced BWR, and fast breeder reactor Frontend 1.19-8.52 2.82-22 Construction 0.27-4.83 Operation Backend 1.19-8.52 Decommissioning 0.17 ISA (2006)d Australia Analysis of emissions for existing Australian light water reactors with uranium ore of 0.15% grade Frontend 4.5-58.5 10-130 Construction 1.1-13.5 Operation 2.6-34.5 Backend 1.7-22.2 Decommissioning 0.1-1.3 ISA (2006)d Australia Analysis of emissions for existing Australian heavy water reactors with uranium ore of 0.15% grade Frontend 4.5-54 10-120 Construction 1.1-12.5 Operation 2.6-31.8 Backend 1.7-20.5 Decommissioning 0.1-1.2 B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2946

4.4. Gaseous diffusion or centrifuge enrichment Another signi"cant variation concerns the type of uranium enrichment. Dones et al. (2005) note that gaseous diffusion is much more energy-intense, and therefore has higher associated carbon dioxide emissions. Gaseous diffusion requires 2400-2600 kWh per seperative work unit (a function measuring the amount of uranium processed proportioned to energy expended for enrichment),

ARTICLE IN PRESS Table 4 (continued )

Study Location Assumptions Fuel cycle Individual estimate (g CO2e/kWh)

Total estimate (g CO2e/kWh)

Rashad and Hammad (2000)

Egypt 30 year lifecycle for a pressurized water reactor operating at 75% capacity Frontend 23.5 26.4 Construction 2.0 Operation 0.4 Backend 0.5 Decommissioning Storm van Leeuwen et al. (2005)

World Analysis of emissions for existing nuclear reactors Frontend 36 84-122 Construction 12-35 Operation Backend 17 Decommissioning 23-46 Storm van Leeuwen (2006)

World Analysis of emissions for existing nuclear reactors Frontend 39 92-141 Construction 13-36 Operation Backend 17 Decommissioning 23-49 Storm van Leeuwen et al. (2007)

World Analysis of emissions for existing nuclear reactors assuming 0.06% uranium ore, 70%

centrifuge and 30% diffusion enrichment, and inclusion of interim and permanent storage and mine land reclamation Frontend 16.26-28.27 112.47-165.72 Construction 16.8-23.2 Operation 24.4 Backend 15.51-40.75 Decommissioning 39.5-49.1 Tokimatsu et al.

(2006)e Japan 60-year lifecycle, light water reactor reference case, emissions for 1960-2000 Frontend 5.9-118 10-200 Construction 1.3-26 Operation 2.0-40 Backend 0.7-14 Decommissioning 0.1-2 Vorspools et al.

(2000)

World Analysis of emissions for construction and decommissioning of existing reactors Frontend 3

Construction

2 Operation Backend Decommissioning

1 White and Kulcinski (2000)

United States 40-year lifecycle of 1000 MW pressurized water reactor operating at 75% capacity factor Frontend 9.5 15 Construction 1.9 Operation 2.2 Backend 1.4 Decommissioning 0.01 a Frontend includes mining and milling, conversion, enrichment, fuel fabrication, and transportation. Construction includes all materials and energy inputs for building the facility. Operation includes energy needed for maintenance, cooling and fuel cycles, backup generators, and during outages and shutdowns. Backend includes fuel processing, conditioning, reprocessing, interim and permanent storage. Plant decommissioning includes deconstruction of facility and land reclamation.

b Study mentions a total of 31 g kWh for ore extraction, enrichment, and construction, and another 33 g kWh of other greenhouse gases other than carbon.

c The IEA study combined upstream and downstream emissions in their estimate. They have been divided equally over the upstream and downstream phases.

d Numbers derived from 10 to 130/120 estimate and then apportioned according to percentages given in Figs. 5.11 and 5.22.

e Numbers derived from 10 to 200 g/kWh estimate and apportioned according to percentages provided in Fig. 3(c).

Table 5 Summary statistics of quali"ed studies reporting projected greenhouse gas emissions for nuclear power plantsa (g CO2e/kWh)

Frontend Construction Operation Backend Decommissioning Total Min 0.58 0.27 0.1 0.4 0.01 1.36 Max 118 35 40 40.75 54.5 288.25 Mean 25.09 8.20 11.58 9.2 12.01 66.08 N

17 19 9

15 13 a Frontend includes mining and milling, conversion, enrichment, fuel fabrication, and transportation. Construction includes all materials and energy inputs for building the facility. Operation includes energy needed for maintenance, cooling and fuel cycles, backup generators, and during outages and shutdowns. Backend includes fuel processing, conditioning, reprocessing, interim and permanent storage. Plant decommissioning includes deconstruction of facility and land reclamation.

B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2947

compared to just 40 kWh per SWU for centrifuge techniques. The energy requirements for these two processes are so vastly different because gaseous diffusion is a much older technology, necessitating extensive electrical and cooling systems that are not found in centrifuge facilities.

Emissions will further vary on the local power sources at the enrichment facilities.

Dones et al.

(2004a-c) calculate 9 g CO2e/kWh for Chinese centrifuge enrichment relaying on a mix of renewable and centralized power sources, but up to 80 g CO2e/kWh if gaseous diffusion is powered completely by fossil fuels.

4.5. Individual or aggregate estimates Some studies look at just speci"c reactors, while others assess emissions based on industry, national, and global averages. These obviously produce divergent estimates. Dones et al. (2005) look at just two actual reactors in Switzerland, the Gosgen pressurized water reactor and Liebstadt boiling water reactor and calculate emissions at 5-12 g CO2e/kWh, whereas other studies look at global reactor performance and reach estimates more than 10 times greater.

4.6. Historical or marginal/future emissions Yet another difference concerns whether researchers assessed historic, future, or prototypical emissions. Studies assessing historic emissions looked only at emissions related to real plants operating in the past; studies looking at future average emissions looked at how existing plants would perform in the years to come; studies analyzing prototypical emissions looked at how advanced plants yet to be built would perform in the future. Tokimatsu et al.

(2006), for instance, found historical emissions for light water reactors in Japan from 1960 to 2000 to be rather high at between 10 and 200 g CO2e/kWh. Others, such as Dones et al. (2005),

looked at future emissions for the next 100 years using more advanced pressurized water reactors and boiling water reactors.

Still other studies made different assumptions about future reactors, namely fast-breeder reactors using plutonium and thorium, and other Generation IV nuclear technology expected to be much more ef"cient if they ever reach commercial production.

4.7. Reactor type Studies varied extensively in the types of reactors they analyzed.

More than 30 commercial reactor designs exist today, and each differs in its fuel cycle, output, and cooling system. The most common are the worlds 263 pressurized water reactors, used in France, Japan, Russia and the US, which rely on enriched uranium oxide as a fuel with water as coolant. Boiling water reactors are second most common, with 92 in operation throughout the US, Japan, and Sweden, ARTICLE IN PRESS Table 6 Mean statistics of quali"ed studies reporting lifecycle equivalent greenhouse gas emissions for nuclear plants Study Frontend Construction Operation Backend Decommissioning Andseta et al. (1998) 0.68 2.22 11.9 0.61 Barnaby and Kemp (2007b) 56 11.5 35.5 Dones et al. (2005) 6.85 1.2 0.45 Dones et al. (2003a, b) 9 1.15 0.8 Dones et al. (2004b) 42.4 1.2 0.9 ExternE (1998) 11.5 Fritsche and Lim (2006) 20 11 33 Fthenakis and Kim (2007) 16.85 9.1 5.41 2.8 1.3 Hondo (2005) 17 2.8 3.2 0.8 0.4 IEA (2002) 4.86 2.55 4.86 0.17 ISA (2006) 31.5 7.3 18.55 11.95 0.7 ISA (2006) 29.25 6.8 17.2 11.1 0.65 Rashad and Hammad (2000) 23.5 2

0.4 0.5 Storm van Leeuwen et al. (2005) 36 23.5 17 34.5 Storm van Leeuwen and Willem (2006) 39 24.5 17 36 Storm van Leeuwen et al. (2007) 22.27 20 24.4 28.13 44.3 Tokimatsu et al. (2006) 61.95 13.65 21 7.35 1.05 Vorspools et al. (2000) 2 1

White and Kulcinski (2000) 9.5 1.9 2.2 1.4 0.01 Mean 25.09 8.2 11.58 9.2 12.01 300 250 200 150 100 50 0

Front End Operation Construction Backend Decommissioning Total Fig. 3. Range and mean emissions reported from quali"ed studies for the nuclear fuel cycle (g CO2e/kWh)

B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2948

which also rely on enriched uranium oxide with water as a coolant. Then come pressurized heavy water reactors, of which there are 38 in Canada, that use natural uranium oxide with heavy water as a coolant. Next comes 26 gas-cooled reactors, used predominately in the United Kingdom, which rely on natural uranium and carbon dioxide as a coolant. Russia also operates 17 light water graphite reactors that use enriched uranium oxide with water as a coolant but graphite as a moderator. A handful of experimental reactors, including fast-breeder reactors (cooled by liquid sodium) and pebble bed modular reactors (which can operate at full load while being refueled), still in the prototype stages, make up the rest of the world total (Beckjord et al. 2003).

To give an idea about how much reactor design can in"uence lifecycle emissions, Boczar et al. (1998) comment that CANDU reactors are the most neutron ef"cient commercial reactors, achieving their ef"ciency through the use of heavy water for both coolant and moderator, and reliance on low-neutron-absorbing materials in the reactor core. CANDU reactors thus have the ability to utilize low-grade nuclear fuels and refuel while still producing power, minimizing equivalent carbon dioxide emissions. This could be why Andseta et al. (1998) conclude that CANDU reactors have relatively low emissions (15 g CO2e/kWh) compared to the average emissions from quali"ed studies as described by this work (66 g CO2e/kWh). Others, such as Storm van Leeuwen et al.

(2007), contest these numbers and argue that the production of heavy water associated with CANDU reactors is very energy-intensive and can produce emissions more than a factor of one greater than the projection made by Andseta et al.

4.8. Site selection Estimates vary signi"cantly based on the speci"c reactor site analyzed.

The Sustainable Development Commission (2006) argues that location in"uences reactor performance (and con-sequential carbon-equivalent emissions). Some of the ways that location may in"uence lifetime emissions include differences in:

 construction techniques, including available materials, compo-nent manufacturing, and skilled labor;

 local energy mix at that point of construction;

 travel distance for materials and fuel cycle components;

 associated carbon footprint with the transmission and dis-tribution (T&D) network needed to connect to the facility;

 cooling fuel cycle based on availability of water and local hydrology;

 environmental controls based on local permitting and siting requirements.

Each of these can substantially affect the energy intensity and ef"ciency of the nuclear fuel cycle.

Consider two extremes from Table 4. In Canada, the green-house gas-equivalent emissions associated with the CANDU lifecycle are estimated at about 15 g CO2e/kWh. CANDU reactors tend to be built with skilled labor and advanced construction ARTICLE IN PRESS Fig. 4. Mean emissions reported from quali"ed studies for the nuclear fuel cycle (g CO2e/kWh).

Table 7 Emissions for the nuclear fuel cycle from storm van Leeuwen and Smith (2007), in g CO2/kWh Nuclear process Estimate (g CO2/

kWh)

Frontend (total) 16.26-28.27 Uranium mining and milling (soft and hard ores) (uranium grade of 0.06%)

10.43 Re"ning of yellow cake and conversion to UF6 2.42-7.49 Uranium enrichment (70% UC, 30% diff) 2.83-8.03 Fuel fabrication 0.58-2.32 Construction (total) 16.8-23.2 Reactor operation and maintenance (total) 24.4 Backend (total) 15.51-40.75 Depleted uranium reconversion 2.10-6.24 Packaging depleted uranium 0.12-0.37 Packaging enrichment waste 0.16-0.46 Packaging operational waste 1.93-3.91 Packaging decommissioned waste 2.25-3.11 Sequestration of depleted uranium 0.12-0.35 Sequestration of enrichment waste 0.16-0.44 Sequestration of operational waste 1.84-3.73 Sequestration of enrichment waste 1.98-2.74 Interim storage at reactor 0.58-2.32 Spent fuel conditioning for "nal disposal 0.35-1.40 Construction, storage, and closure of permanent geologic repository 3.92-15.68 Decommissioning (total) 39.5-49.1 Decommissioning and dismantling 25.2-34.8 Land Reclamation of uranium mine (uranium grade of 0.06%)

14.3 Total 112.47-165.72 B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2949

techniques, and they utilize uranium that is produced domes-tically and relatively close to reactor sites, enriched with cleaner technologies in a regulatory environment with rigorous environ-mental controls.

By

contrast, the greenhouse-gas-equivalent emissions associated with the Chinese nuclear lifecycle can be as high as 80 g CO2e/kWh. This could be because Chinese reactors tend to be built using more labor-intensive construction techniques, must import uranium thousands of miles from Australia, and enrich fuel primarily with coal-"red power plants that have comparatively less stringent environmental and air-quality controls.

4.9. Operational lifetime How long the plants at those sites are operated and their capacity factor in"uences the estimates of their carbon dioxide-equivalent intensity. Storm van Leeuwen et al. (2007) note that a 30-year operating lifetime of a nuclear plant with a load factor of 82% tends to produce 23.2 g CO2/kWh for construction. Switch the load factor to 85% and the lifetime to 40 years, and the emissions drop about 25% to 16.8 gCO2/kWh. The same is true for decom-missioning. A plant operating for 30 years at 82% capacity factor produces 34.8 g CO2/kWh for decommissioning, but drop 28% to 25.2 g CO2/kWh if the capacity factor improves to 85% and the plant is operated for 40 years.

Most of the quali"ed studies referenced above assume lifetime nuclear capacity factors that do not seem to match actual performance. Almost all of the quali"ed studies reported capacity factors of 85-98%, where actual operating performance has been less. While the nuclear industry in the US has boasted recent capacity factors in the 90% range, average load factors over the entire life of the plants is very different: 66.3% for plants in the UK (Association of Electricity Producers, 2007) and 81% for the world average (May, 2002).

4.10. Type of lifecycle analysis The type of lifecycle analysis can also skew estimates.

Projections can be top-down, meaning they start with overall estimates of a pollutant, assign percentages to a certain activity (such as cement manufacturing or coal transportation), and derive estimates of pollution from particular plants and indus-tries. Or they can be bottom-up, meaning that they start with a particular component of the nuclear lifecycle, calculate emissions for it, and move along the cycle, aggregating them. Similarly, lifecycle studies can be process-based or rely on economic input-output analysis. Process-based studies focus on the amount of pollutant releasedin this case, carbon dioxide or its equivalentper product unit. For example, if the amount of hypothesized carbon dioxide associated with every kWh of electricity generation for a region was 10 g, and the cement needed for a nuclear reactor took 10 kWh to manufacture, a process analysis would conclude that the cement was responsible for 100 g of CO2. Input-output analysis looks at industry relations within the economy to depict how the output of one industry goes to another, where it serves as an input, and attempts to model carbon dioxide emissions as a matrix of interactions representing economic activity.

Storm van Leeuwen et al. (2007), for example, rely heavily on calculating average energy intensity for various parts of the nuclear fuel cycle and aggregate those numbers into a "nal estimate. Dones et al. (2004a-c) uses process analysis to describe the full lifecycle of speci"c industries associated with the nuclear fuel cycle, such as material and chemical manufacturing, energy conversion, electricity transmission, and waste management. The ISA (2006) uses a hybrid lifecycle assessment that combines process analysis with input and output methodologies. These different approaches produce understandably different results.

5. Conclusion The "rst conclusion is that the mean value of emissions over the course of the lifetime of a nuclear reactor (reported from quali"ed studies) is 66 g CO2e/kWh, due to reliance on existing fossil-fuel infrastructure for plant construction, decommissioning, and fuel processing along with the energy intensity of uranium mining and enrichment. Thus, nuclear energy is in no way carbon free or emissions free, even though it is much better (from purely a carbon-equivalent emissions standpoint) than coal, oil, and natural gas electricity generators, but worse than renewable and small scale distributed generators (see Table 8). For example, Gagnon et al. (2002) found that coal, oil, diesel, and natural gas generators emitted between 443 and 1050 g CO2e/kWh, far more than the 66 g CO2e/kWh attributed to the nuclear lifecycle.

However, Pehnt (2006) conducted lifecycle analyses for 15 separate distributed generation and renewable energy technolo-gies and found that all but one, solar photovoltaics (PV), emitted much less g CO2e/kWh than the mean reported for nuclear plants. In an analysis using updated data on solar PV, Fthenakis et al. (2008) found that current estimates on the greenhouse gas emissions for typical solar PV systems range from 29 to 35 g CO2e/kWh (based on insolation of 1700 kWh/m2/yr and a performance ratio of 0.8).

The second (and perhaps more obvious) conclusion is that lifecycle studies of greenhouse gas emissions associated with the nuclear fuel cycle need to become more accurate, transparent, accountable, and comprehensive. Thirty-nine percent of lifecycle studies reviewed were more than 10 years old. Nine percent, while cited in the literature, were inaccessible. Thirty-four percent did not explain their research methodology, relied completely on ARTICLE IN PRESS Table 8 Lifecycle estimates for electricity generatorsa Technology Capacity/con"guration/fuel Estimate (gCO2e/

kWh)

Wind 2.5 MW, offshore 9

Hydroelectric 3.1 MW, reservoir 10 Wind 1.5 MW, onshore 10 Biogas Anaerobic digestion 11 Hydroelectric 300 kW, run-of-river 13 Solar thermal 80 MW, parabolic trough 13 Biomass Forest wood Co-combustion with hard coal 14 Biomass Forest wood steam turbine 22 Biomass Short rotation forestry Co-combustion with hard coal 23 Biomass FOREST WOOD reciprocating engine 27 Biomass Waste wood steam turbine 31 Solar PV Polycrystalline silicone 32 Biomass Short rotation forestry steam turbine 35 Geothermal 80 MW, hot dry rock 38 Biomass Short rotation forestry reciprocating engine 41 Nuclear Various reactor types 66 Natural gas Various combined cycle turbines 443 Fuel cell Hydrogen from gas reforming 664 Diesel Various generator and turbine types 778 Heavy oil Various generator and turbine types 778 Coal Various generator types with scrubbing 960 Coal Various generator types without scrubbing 1050 a Wind, hydroelectric,

biogas, solar
thermal, biomass, and geothermal, estimates taken from Pehnt (2006). Diesel, heavy oil, coal with scrubbing, coal without scrubbing, natural gas, and fuel cell estimates taken and Gagnon et al.

(2002). Solar PV estimates taken from Fthenakis et al. (2008). Nuclear is taken from this study. Estimates have been rounded to the nearest whole number.

B.K. Sovacool / Energy Policy 36 (2008) 2940-2953 2950

secondary sources, or were not explicit about the distribution of carbon-equivalent emissions over the different stages of the nuclear fuel cycle. All in all, this meant that 81% of studies had methodological shortcomings that justi"ed excluding them from the assessment conducted here. No identi"able industry standard provides guidance for utilities and companies operating nuclear facilities concerning how to report their carbon-equivalent emissions. Regulators, utilities, and operators should consider developing formal standardization and reporting criteria for the greenhouse gas emissions associated with nuclear lifecycles similar to those that provide general guidance for environmental management and lifecycle assessment, such as ISO 14040 and 14044, but adapted exclusively to the nuclear industry.

Of the remaining 19% of studies that were relatively up to date, accessible, and methodologically explicit, they varied greatly in their comprehensiveness, some counting just construction and decommissioning as part of the fuel cycle, and others including mining, milling, enrichment, conversion, construction, operation, processing, waste storage, and decommissioning. Adding even more variation, studies differed in whether they assessed future emissions for a few individual reactors or past emissions for the global nuclear "eet; assumed existing technologies or those under development; and presumed whether the electricity needed for mining and enrichment came from fossil fuels, other nuclear plants, renewable energy technologies, or a combination thereof.

Furthermore, the speci"c reactors studied differ greatly themselves. Some utilize relatively high-quality uranium ore located close to the reactor site; others require the importation of low-quality ore from thousands of kilometers away. A nuclear plant in Canada may receive its fuel from open-pit uranium mines enriched at a gaseous diffusion facility, whereas a reactor in Egypt may receive its fuel from an underground mine enriched through centrifuge. A nuclear facility in France may operate with a load factor of 83% for 40 years on a closed fuel cycle relying on reprocessed fuel, whereas a light water reactor in the United States may operate with a load factor of 81% for 25 years on a once-through fuel cycle that generates signi"cant amounts of spent nuclear fuel.

Rather than detail the complexity and variation inherent in the greenhouse gas emissions associated with the nuclear lifecycle, most studies obscure it; especially those motivated on both sides of the nuclear debate attempting to make nuclear energy look cleaner or dirtier than it really is.

Acknowledgments Mark A. Delucchi from the University of California Davis, Paul Denholm from the National Renewable Energy Laboratory, Roberto Dones from the Swiss Laboratory for Energy Systems Analysis, V.M. Fthenakis from Brookhaven National Laboratory, Paul J. Meier from the University of Wisconsin-Madison, and Jan Willem Storm van Leeuwen provided invaluable and outstanding comments and suggestions in the revision of the manuscript. Two anonymous reviewers from Energy Policy also provided extensive and exceptional suggestions at revision. All have the deep gratitude of the author. Despite their help, of course, all errors, assumptions, and conclusions presented in the article are solely those of the author.

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