Regulatory Guide 1.48: Difference between revisions

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{{#Wiki_filter:May 1973 U.S.
{{#Wiki_filter:May 1973 U.S. ATOMIC ENERGY COMMISSION
R~ GULATO
GiE
DIRECTORATE OF REGULATORY STANDARDS,
REGULATORY GUIDE 1.48 DESIGN LIMITS AND LOADING COMBINATIONS
FOR SEISMIC CATEGORY I FLUID SYSTEM COMPONENTS


R~GULATO
==A. INTRODUCTION==
                                          ATOMIC ENERGY COMMISSION
General Design Criterion
                                                                                                                              GiE
2, "Design Bases for Protection Against Natural Phenomena," of Appendix A
                                DIRECTORATE OF REGULATORY STANDARDS,
to 10 CFR Part 50, "General Design Criteria for Nuclear Power Plants," requires, in part, that the design bases for structures, systems, and components important to safety reflect appropriate combinations of the effects of normal and accident conditions with the effects of natural phenomena such as earthquakes. This guide delineates acceptable design limits and appropriate combinations of loadings associated with normal operation, postulated accidents, and specified seismic events for the design of Seismic Category I fluid system components (i.e.,  
                                                                    REGULATORY GUIDE 1.48 DESIGN LIMITS AND LOADING COMBINATIONS
water- and steam-containing components). This guide applies to light-water-cooled reactors.
                                  FOR SEISMIC CATEGORY I FLUID SYSTEM COMPONENTS


==A. INTRODUCTION==
The Advisory Committee on Reactor Safeguards has been consulted concerning this guide and has concurred in the regulatory position.
loading combinations for design or for identifying Seismic Category I fluid system components. The lack of General Design Criterion 2, "Design Bases for                                adequate guidance: for selecting loading combinations is Protection Against Natural Phenomena," of Appendix A                                apparent from. a review of recent construction permit to 10 CFR Part 50, "General Design Criteria for Nuclear                            applications which :reflect design requirements, as Power Plants," requires, in part, that the design bases for                        contained in the code design specifications. For structures, systems, and components important to safety                            e~sentially identical components designed for the same reflect appropriate combinations of the effects of                                  plant conditions (i.e., operating conditions of the plant normal and accident conditions with the effects of                                  categorized as normal, upset, emergency, and faulted natural phenomena such as earthquakes. This guide                                  plant conditions) and specified seismic events (i.e.,
  delineates acceptable design limits and appropriate                                one-half the Safe Shutdown Earthquake (SSE) and the combinations of loadings associated with normal                                    SSE) the. loading combinations and asso'ciated design operation, postulated accidents, and specified seismic                              limits, vary considerably : among applications for events for the design of Seismic Category I fluid system                            construction permits. Regulatory Guides 1.26 and 1.29 components (i.e., water- and steam-containing                                      (Safety Guide 26 and 29) entitled "Quality Group components). This guide applies to light-water-cooled                              Classifications and Standards" and "Seismic Design reactors. The Advisory Committee on Reactor                                         Classification," respectively, provide acceptable bases for Safeguards has been consulted concerning this guide and                             classifying fluid system components in relation to has concurred in the regulatory position.                                           applicable national codes (e.g., Section III of the ASME
                                                                                      Code) and for-identifying th6se striuctures, systems and


==B. DISCUSSION==
==B. DISCUSSION==
'                                         components that: should be designed to remain functional under the effects Of the SSE (i.e., Seismic The design conditions and functional requirements                             Category I structures, systems, and components).
'
  of fluid system components important to safety in nuclear power, plants should be reflected in the                                         To further provide a consistent basis for design of application of appropriate design limits (e.g., stress or                           fluid system comipoiient's important to safety, this guide strain limits) for the most adverse combination of                                 delineates acceptable design limits and appropriate loadings to which these components may be subjected in                               combinations' of, loadings associated with applicable service.                                                                            plant conditions arid specified seismic events. The approach set' forth in this guide is directly related to For components that are constructed in accordance                            Section III of the ASME Code. Design limits as specified with Section III of the American Society of Mechanical                              in Section III are extensively utilized to provide Engineers (ASME) Boiler and Pressure Vessel Code,                                  assurance of ýthie pressure-retaining integrity of vessels, provision of a design specification which stipulates the                            piping, non:active pumps, and non-active valves of each design requirements for the component: (i.e., the                                    Code class; however',: for the particular case of active mechanical and 'operational loadings) and the Code                                  pumnIps and valves (i.e.,`pumps and valves that must classification of the component (e.g., Code Class 1, 2, or                          performs a mechanical motion during' the course of
The design conditions and functional requirements of fluid system components important to safety in nuclear power, plants should be reflected in the application of appropriate design limits (e.g., stress or strain limits) for the most adverse combination of loadings to which these components may be subjected in service.
3) is required. However, neither Section III nor any                                accomplishing a 'syst'eni safety function), special design other published national code or standard provides                                  limits and supplemental requirements are specified to adequate guidance for selecting code classifications and                            provide assurance of operability. These special design USAEC REGULATORY GUIDES                                      Copies of published guides may be obtained by request indicating the divisions desired to the US. Atomic Energy Commission, Washington, D.C. 20545, Regulatory Guides are issued to describe and make available to the public          Attention: Director of Regulatory Standards. Comments and suggestions for methods acceptable to the AEC Regulatory staff of implementing specific5parts of  improvements in these guides are encouraged and should be sent to the Secretary the Commission's regulations, to delineate techniques used by the staff in        of the Commission, US-: Atomic Energy Commission, Washington, D.C. 20545, evaluating specific problems or postulated accidents, or to provide guidance to    Attention: Chief, Public Proceedings Staff.


applicants. Regulatory Guides are not' substitutes for regulations and compliance                                                   -         "
For components that are constructed in accordance with Section III of the American Society of Mechanical Engineers (ASME)
with them is not required. Methods and solutions different from those set out in   The guides are issued in the following ten broad divisions:
Boiler and Pressure Vessel Code, provision of a design specification which stipulates the design requirements for the component: (i.e.,
the guides will be acceptable if they provide a basis for the findings requisite to the issuance or continuance of a permit or license by the Commission.               1. Power Reactors                        
the mechanical and 'operational loadings) and the Code classification of the component (e.g., Code Class 1, 2, or
3) is required. However, neither Section III nor any other published national code or standard provides adequate guidance for selecting code classifications and loading combinations for design or for identifying Seismic Category I fluid system components. The lack of adequate guidance: for selecting loading combinations is apparent from. a review of recent construction permit applications which :reflect design requirements, as contained in the code design specifications.
 
For e~sentially identical components designed for the same plant conditions (i.e., operating conditions of the plant categorized as normal, upset, emergency, and faulted plant conditions) and specified seismic events (i.e.,
one-half the Safe Shutdown Earthquake (SSE) and the SSE) the. loading combinations and asso'ciated design limits, vary considerably : among applications for construction permits. Regulatory Guides 1.26 and 1.29 (Safety Guide 26 and 29) entitled "Quality Group Classifications and Standards"
and "Seismic Design Classification," respectively, provide acceptable bases for classifying fluid system components in relation to applicable national codes (e.g., Section III of the ASME
Code) and for-identifying th6se striuctures, systems and components that: should be designed to remain functional under the effects Of the SSE (i.e., Seismic Category I structures, systems, and components).
To further provide a consistent basis for design of fluid system comipoiient's important to safety, this guide delineates acceptable design limits and appropriate combinations' of, loadings associated with applicable plant conditions arid specified seismic events. The approach set' forth in this guide is directly related to Section III of the ASME Code. Design limits as specified in Section III are extensively utilized to provide assurance of ýthie pressure-retaining integrity of vessels, piping, non:active pumps, and non-active valves of each Code class; however',: for the particular case of active pumnIps and valves (i.e.,`pumps and valves that must performs a mechanical motion during' the course of accomplishing a 'syst'eni safety function), special design limits and supplemental requirements are specified to provide assurance of operability. These special design USAEC REGULATORY GUIDES
Copies of published guides may be obtained by request indicating the divisions desired to the US. Atomic Energy Commission, Washington, D.C. 20545, Regulatory Guides are issued to describe and make available to the public Attention: Director of Regulatory Standards. Comments and suggestions for methods acceptable to the AEC Regulatory staff of implementing specific5parts of improvements in these guides are encouraged and should be sent to the Secretary the Commission's regulations, to delineate techniques used by the staff in of the Commission, US-: Atomic Energy Commission, Washington, D.C. 20545, evaluating specific problems or postulated accidents, or to provide guidance to Attention: Chief, Public Proceedings Staff.
 
applicants. Regulatory Guides are not' substitutes for regulations and compliance  
-
"
with them is not required. Methods and solutions different from those set out in The guides are issued in the following ten broad divisions:
the guides will be acceptable if they provide a basis for the findings requisite to the issuance or continuance of a permit or license by the Commission.
 
===1. Power Reactors ===


===6. Products===
===6. Products===
                                                                                      2. Research and Test Reactors            
2. Research and Test Reactors  


===7. Transportation===
===7. Transportation===
                                                                            -         3. Fuels and Materials Facilities         a. Occupational Health Published guides will be revised periodically, as appropriate, to accommodate       4. Environmental and Siting               9. Antitrust Review comments and to reflect new information or experience.                               5. Materials and Plant Protection         1
-
3. Fuels and Materials Facilities a. Occupational Health Published guides will be revised periodically, as appropriate, to accommodate  
4. Environmental and Siting  
9. Antitrust Review comments and to reflect new information or experience.
 
5. Materials and Plant Protection  
1


===0. General===
===0. General===


limits and supplemental requirements are provided for             for all classes of components (e.g., the dynamic loadings active pumps and valves because the rules for                     associated with the faulted plant condition may not be constructi6n of Section II1 apply to the assurance of              present for all Code Class 2 and 3 components because pressure-retaining integrity but do not assure that pumps          piping ruptures may be postulated to occur only- for and valves designated to perform a system safety                  certain Code Class 2 and 3 piping). However, a failure in function will operate when required. This conclusion is            any system or component should be evaluated for its supported by B-1223.4(b) of Appendix B to Section III,           .effects on all other systems and components.
limits and supplemental requirements are provided for active pumps and valves because the rules for constructi6n of Section II1 apply to the assurance of pressure-retaining integrity but do not assure that pumps and valves designated to perform a system safety function will operate when required. This conclusion is supported by B-1223.4(b) of Appendix B to Section III,
"Owner's Design Specification;' which states, "Although Code requirements for the acceptability of a component are not intended to assure the functional adequacy of the component, the higher stress limits permitted for Emergency and Faulted Condition evaluation may result in deformations which preclude operability during or after the event. The. Owner may wish to provide more restrictive limits for components which require close dimensional control and which must operate during and after the event. Such requirements are beyond the scope of this Section (i.e., Section I11)." Footnote 1 to NB-35 10 of Section III also expresses this limitation by stating that, "These requirements for the acceptability of a valve design are not intended to assure the functional adequacy of the valve."
In addition, design limits augmenting Section III of the ASME Code are selected for Code Class 2 and 3 components and certain Code Class 1 components in the absence of design limits for other than the normal plant condition (e.g.,
the emergency and faulted plant conditions). It is emphasized that the design limits delineated in this guide are intended to apply to all fluid system components (vessels, piping, pumps, and valves)
that are relied upon to cope with the effects of specified plant conditions.
 
Loading combinations are defined as those loadings or combinations thereof-that are associated with each plant condition or specified seismic event. These loadings result from'the various transients or events that are included within each plant condition and the magnitude of the specified seismic events associated with the nuclear power plant site. Identification of the particular transients or events to be evaluated for each plant condition will be addressed in a future guide;
however, only the most adversejloadings resulting from those transients or events associated with each plant condition and specified seismic event as combined herein should be considered for design (e.g.,
those combinations of loadings that result in the limiting or controlling design condition). The combinations of loadings are based upon information contained in recent applications for construction permits, the anticipated sequence of' occurrences which produ'ce loadings, and the most limiting combination of low-probability postulated accidents or events (i.e., the concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition).
Although the loadings associated with each plant condition and specified seismic event delineated in this guide are combined in the same maniner for all classes of components, the design limits 'and specific loadings associated with each plant condition-are not the same for all classes of components (e.g., the dynamic loadings associated with the faulted plant condition may not be present for all Code Class 2 and 3 components because piping ruptures may be postulated to occur only- for certain Code Class 2 and 3 piping). However, a failure in any system or component should be evaluated for its
.effects on all other systems and components.
 
ASME Code Class 1 Components Code Class I components, except for pumps and valves, benefit from the most complete design coverage that Section III of the ASME Code provides. Design rules and design limits are available for other than the normal plant condition (e.g., for the severe loadings associated with the emergency and faulted plant conditions and specified seismic events). These severe loadings are accomodated by application of the design limits for the emergency and faulted operating condition categories (as defined in NB-3113 of Section 111) which permit design limits in excess of those allowed for the normal operating condition category.
 
Loadings associated with the normal plant condition and loadings associated with the upset plant condition (i.e.,
anticipated operational occurrences as defined in Appendix A to 10 CFR Part 50) are sustained by application of the design limits specified for the normal operating condition category and the upset operating condition category of Section III, respectively.
 
ASME Code Class 1 Vessels and Piping To provide assurance of pressure-retaining integrity, the upset, emergency, and faulted operating condition category design limits given in NB-3200, "Design by Analysis," and NB-3600, "Piping Design," of Section III
of the ASME Code should be applied to design vessels and piping for the combination of loadings delineated in regulatory positions l.a., 1.b., and l.c., respectively.


"Owner's Design Specification;' which states, "Although Code requirements for the acceptability of a component            ASME Code Class 1 Components are not intended to assure the functional adequacy of the component, the higher stress limits permitted for                      Code Class I components, except for pumps and Emergency and Faulted Condition evaluation may result              valves, benefit from the most complete design coverage in deformations which preclude operability during or              that Section III of the ASME Code provides. Design after the event. The. Owner may wish to provide more              rules and design limits are available for other than the restrictive limits for components which require close              normal plant condition (e.g., for the severe loadings dimensional control and which must operate during and              associated with the emergency and faulted plant after the event. Such requirements are beyond the scope            conditions and specified seismic events). These severe loadings are accomodated by application of the design of this Section (i.e., Section I11)." Footnote 1 to limits for the emergency and faulted operating condition NB-35 10 of Section III also expresses this limitation by stating that, "These requirements for the acceptability            categories (as defined in NB-3113 of Section 111) which of a valve design are not intended to assure the                  permit design limits in excess of those allowed for the functional adequacy of the valve."                                normal operating condition category. Loadings associated with the normal plant condition and loadings In addition, design limits augmenting Section III of         associated with the upset plant condition (i.e.,
Non-Active ASME  
the ASME Code are selected for Code Class 2 and 3                  anticipated operational occurrences as defined in components and certain Code Class 1 components in the              Appendix A to 10 CFR Part 50) are sustained by absence of design limits for other than the normal plant          application of the design limits specified for the normal condition (e.g., the emergency and faulted plant                  operating condition category and the upset operating conditions). It is emphasized that the design limits              condition category of Section III, respectively.
Code Class 1 Pumps and Valves (Designed by Analysis)
As permitted by Section III of the ASME Code within the limitations of NB-3400 and NB-32 11, Code Class I pumps may be designed by analysis (i.e., the design procedures specified in NB-3200 of Section III).
Case 1552 (Interpretations of ASME Boiler and Pressure Vessel Code) allows design by analysis of Code Class I
valves if additional requirements are met. Non-active pumps and valves are those pumps and valves thatare
,pot required to perform a mechanical motion during the
-course of accomplishing a system safety functio


delineated in this guide are intended to apply to all fluid ASME Code Class 1 Vessels and Piping system components (vessels, piping, pumps, and valves)
====n. Since====
that are relied upon to cope with the effects of specified plant conditions.                                                          To provide assurance of pressure-retaining integrity, the upset, emergency, and faulted operating condition Loading combinations are defined as those loadings            category design limits given in NB-3200, "Design by or combinations thereof-that are associated with each              Analysis," and NB-3600, "Piping Design," of Section III
-non-active pumps and valves need only be assured of pressure-retaining integrity, the upset, emergency, and faulted operating condition category design limits of NB-3200 should be designated for the combination of loadings delineated in regulatory positions 2.a., 2.b., and
plant condition or specified seismic event. These                  of the ASME Code should be applied to design vessels loadings result from'the various transients or events that        and piping for the combination of loadings delineated in are included within each plant condition and the                  regulatory positions l.a., 1.b., and l.c., respectively.
2.c., respectively.


magnitude of the specified seismic events associated with the nuclear power plant site. Identification of the                Non-Active ASME Code Class 1 Pumps and Valves particular transients or events to be evaluated for each            (Designed by Analysis)
Non-Active ASME Code Class 1 Valves (Designed by Standard or Alternative Design Rules).
plant condition will be addressed in a future guide;
0
however, only the most adversejloadings resulting from                    As permitted by Section III of the ASME Code those transients or events associated with each plant              within the limitations of NB-3400 and NB-32 11, Code condition and specified seismic event as combined herein          Class I pumps may be designed by analysis (i.e., the should be considered for design (e.g., those                      design procedures specified in NB-3200 of Section III).
1.48-2
combinations of loadings that result in the limiting or            Case 1552 (Interpretations of ASME Boiler and Pressure controlling design condition). The combinations of                Vessel Code) allows design by analysis of Code Class I
loadings are based upon information contained in recent            valves if additional requirements are met. Non-active applications for construction permits, the anticipated            pumps and valves are those pumps and valves thatare sequence of' occurrences which produ'ce loadings, and            ,pot required to perform a mechanical motion during the the most limiting combination of low-probability                  -course of accomplishing a system safety function. Since postulated accidents or events (i.e., the concurrent            -non-active      pumps and valves need only be assured of loadings associated with the normal plant condition, the          pressure-retaining integrity, the upset, emergency, and vibratory motion of the SSE, and the dynamic system                faulted operating condition category design limits of loadings associated with the faulted plant condition).            NB-3200 should be designated for the combination of Although the loadings associated with each plant                  loadings delineated in regulatory positions 2.a., 2.b., and condition and specified seismic event delineated in this          2.c., respectively.


guide are combined in the same maniner for all classes of components, the design limits 'and specific loadings associated with each plant condition-are not the same Non-Active ASME Code Class 1 Valves (Designed by Standard or Alternative Design Rules).                     0
Standard or alternative design rules for Code Class 1 valves are specified by, NB-3512 and NB-3513 of Section III of the ASME Code. These design rules encompass the use of pressure-temperature ratings of valves. The design limits specified in, this guide are in terms of Pr which differs from the definition given by Section III in that Pr is related to maximum transient temperature in lieu of the design temperature.. Pr is defined in this guide. as the primary-pressure rating corresponding to the maximum transient temperature for each plant condition as specified in Tables NB-3531-1 to NB-3531-7 of Section.
                                                            1.48-2


Standard or alternative design rules for Code Class 1          Active ASME Code Class 1 Valves              (Designed    by valves are specified by, NB-3512 and NB-3513 of Section              Standard or Alternative Design Rules)
III..Therefore, the maximum transient temperature for each plant condition should be determined before the pressure rating of, the valve is. selected (e.g., Class 600,
III of the ASME Code. These design rules encompass the use of pressure-temperature ratings of valves. The design                  To provide greater assurance of operability, the limits specified in, this guide are in terms of Pr which              primary pressure rating (Pr) for Code Class 1 active differs from the definition given by Section III in that Pr         valves designed by standard or alternative rules should is related to maximum transient temperature in lieu of                not be exceeded when the valve is subjected to the the design temperature.. Pr is defined in this guide. as the        combination of loadings delineated in regulatory primary-pressure rating corresponding to the maximum                positions 5.a.(1), 5.a.(2), and 5.a.(3). This design limit is transient temperature for each plant condition as                    selected on the same basis as that designated for active specified in Tables NB-3531-1 to NB-3531-7 of Section.                pumps and valves that are designed by analysis and is III..Therefore, the maximum transient temperature for                analogous to design limits specified for the normal each plant condition should be determined before the                operating condition category of Section III of the ASME
900, or 1500). In order to provide assurance of pressure-retaining integrity, Pr should not be exceeded, by more than 10, 20, and 50 percent when the valve is subjected. to the combination of loadings delineated in regulatory positions 3.a., 3.b., and 3.c., respectively. One hundred ten percent and 120 percent ,of Pr, respectively, are analogous to the upset and emergency operating condition category limits of NB-3200 of Section III. One hundred fifty percent of Pr is analogous to the hydrostatic test pressure specified for Code Class 1 valves in Section III.
pressure rating of, the valve is. selected (e.g., Class 600,        Code. Note 6 to the regulatory position also applies.


900, or 1500). In order to provide assurance of                       However, in the case of pressure-related valves, Note 6 pressure-retaining integrity, Pr should not be exceeded,            states that the primary-pressure ratings (Pr) for by more than 10, 20, and 50 percent when the valve is                non-active valves designed by standard or alternative subjected. to the combination of loadings delineated in             design rules may be used for the applicable loading regulatory positions 3.a., 3.b., and 3.c., respectively. One        combinations if appropriate testing demonstrates that hundred ten percent and 120 percent ,of Pr, respectively,            operability is not impaired when the valve is so rated.
Active ASME Code Class 1 Pumps and Valves (Designed by Analysis)
The normal operating condition category design limits given by NB-3222 of Section III should be applied to design active pumps and valves for the combination of loadings delineated in regulatory positions 4.a.(l),
4.a.(2), and 4.a.(3). The design limits of NB-3222 are selected because the primary stress intensities associated with those limits are in the elastic range and thus provide greater assurance of operability for pumps and valves (i.e., less probability of unacceptable deformations that would impede or prevent operation) than the design limits for the upset, emergency, and faulted operating condition categories of Section Ii. Secondary effects (stresses and deformations,)
in components whosc *""
function is pressure retention are not usually evaluated for the loading combinations delineated in regulatory positions '4.a.( 2) and 4.a.(3). However, these effects should be considered for active Class I pumps and valves so that unacceptable' deformations do not result. Local effects (peak stresses) 'need not be evaluated for these loading combinations. In addition to compliance with the design limits specified, demonstration of operability as outlined by Note 6 to the regulatory position should also be provided. Note 6 suggests appropriate testing, analysis, or combinations of those measures that should be implemented to demonstrate the operability of active pumps and valves under all design loadinig'combinations.


are analogous to the upset and emergency operating                    Since detailed analytical techniques are not used to condition category limits of NB-3200 of Section III. One            design pressure-temperature rated valves, demonstration hundred fifty percent of Pr is analogous to the                      of operability by test is'indicated.
However, Note 6 states that the design limits for non-active pumps and valves designed by analysis may be used if assurance is provided by detailed stress and deformation:analyses that operability is not impaired when designed to these limits.


hydrostatic test pressure specified for Code Class 1 valves in Section III.                                                ASME Code Class 2 and 3 Components Active ASME Code Class 1 Pumps and Valves (Designed                       With one exception, no distinction is made between by Analysis)                                                         Code Class 2 and 3 components since the design requirements of Section III of the ASME Code are the The normal operating condition category design                  same for both classes of components. The design rules limits given by NB-3222 of Section III should be applied              for Code Class 2 and 3 components do not provide for to design active pumps and valves for the combination of             design by analysis (except for Code Class 2 vessels loadings delineated in regulatory positions 4.a.(l),                 designed in accordance with Section VIII, Division 2, of
Active ASME  
4.a.(2), and 4.a.(3). The design limits of NB-3222 are                the ASME Code) and do not yet provide any design rules selected because the primary stress intensities associated            for pumps. Furthermore, no design limits for other than with those limits are in the elastic range and thus provide          the normal plant condition are available (the one greater assurance of operability for pumps and valves                exception to this is piping). Generally, Class 2 and 3 (i.e., less probability of unacceptable deformations that            components are of somewhat lower quality as related t0'
Code Class 1 Valves (Designed by Standard or Alternative Design Rules)
would impede or prevent operation) than the design                   material, fabrication, and. nondestructive examination limits for the upset, emergency, and faulted operating               requirements than Code Class I components. Because of condition categories of Section Ii. Secondary effects                less stringent design requirements and a lower quality (stresses and deformations,) in components whosc *""                  level in comparison to Code Class 1 components; the function is pressure retention are not usually evaluated              design limits selected for Code Class 2 and 3 non-active for the loading combinations delineated in regulatory                components are, on a comparable basis, lower for the positions '4.a.( 2 ) and 4.a.(3). However, these effects              combination of loadings associated With the emergency should be considered for active Class I pumps and valves              and faulted plant conditions than for Code Class 1 so that unacceptable' deformations do not result. Local              non-active components. The same considerations that effects (peak stresses) 'need not be evaluated for these              apply to Code Class I active pumps and valves apply to loading combinations. In addition to compliance with                  Code Class 2 and 3 active pumps and valves.
To provide greater assurance of operability, the primary pressure rating (Pr) for Code Class 1 active valves designed by standard or alternative rules should not be exceeded when the valve is subjected to the combination of loadings delineated in regulatory positions 5.a.(1), 5.a.(2), and 5.a.(3). This design limit is selected on the same basis as that designated for active pumps and valves that are designed by analysis and is analogous to design limits specified for the normal operating condition category of Section III of the ASME
Code. Note 6 to the regulatory position also applies.


the design limits specified, demonstration of operability as outlined by Note 6 to the regulatory position should              ASME Code Class 2 and 3 Vessels (Designed to Division also be provided. Note 6 suggests appropriate testing,
However, in the case of pressure-related valves, Note 6 states that the primary-pressure ratings (Pr)
                                                                      1 of Section VIii)
for non-active valves designed by standard or alternative design rules may be used for the applicable loading combinations if appropriate testing demonstrates that operability is not impaired when the valve is so rated.
analysis, or combinations of those measures that should be implemented to demonstrate the operability of active pumps and valves under all design loadinig'combinations.                  To provide assurance of pressure-retaining integrity However, Note 6 states that the design limits for                     for Code Class 2 and 3 vessels, the allowable stress value non-active pumps and valves designed by analysis may be               S should not be exceeded by more than 10 percent for used if assurance is provided by detailed stress and                  the combination of loadings delineated' in 'regulatory deformation:analyses that operability is not impaired                 positions 6.a.(1), and 6.a.(2), and S should not be when designed to these limits.                                        exceeded by more than 50 percent-for the combination
                                                              1.48-3,


of loadings specified by regulatory position 6.b. One                bending stresses should not be exceeded by more than hundred ten percent of S is analogous to the upset                    65 percent of S for the combination of loadings operating condition category design limitsspecified for              delineated in regutlatory positions 9.a.(]), and '9.a.(2).
Since detailed analytical techniques are not used to design pressure-temperature rated valves, demonstration of operability by test is'indicated.
Code Class I components, while 150 percent of S is                   The primary membrane stress and thfe surn of the comparable to the membrane stress that would occur in                primary membrane plus primary bending stresses should a cylindrical or spherical shell during hydrostatic testing.          not be exceeded by nlore than 20 percent and 80
Both limits are within the elastic stress range for ferritic        percent of S. respectivel'. for the combination of materials. If a more detailed analysis is performed. noloe          loadings delilneated in regulatory position 9.b.


9 to the regulatory position provides limits for prinoary membrane and primary bending stresses.                              Active ASME Code Class 2 and 3 Pumps ASME Code Class 2 Vessels (Designed to Division 2 of                      For active Code Class 2 and 3 pumps the primary Section VIII)                                                        llemllbrane stress should not exceed      S. and tile surn of the primary membrane plus primary bending stresses Section III of the ASME Code allows Code Class 2               should not be exceeded by more than 50 percent vessels to be designed in accordance with the rules of              of S fbr the combination of loadings delineated in Division 2 to Section VIII of the ASME Code. Division 2              regulatory positions 10.a.( I), 10.a.(2), and 10.a.(3).
ASME Code Class 2 and 3 Components With one exception, no distinction is made between Code Class 2 and 3 components since the design requirements of Section III of the ASME Code are the same for both classes of components. The design rules for Code Class 2 and 3 components do not provide for design by analysis (except for Code Class 2 vessels designed in accordance with Section VIII, Division 2, of the ASME Code) and do not yet provide any design rules for pumps. Furthermore, no design limits for other than the normal plant condition are available (the one exception to this is piping). Generally, Class 2 and 3 components are of somewhat lower quality as related t0'
to Section VIII provides rules for design by analysis that          These limits are analogous to tile normal operating are equivalent to those of Section III for Code Class I             condition category design limits of NB-3200 of Section vessels. In addition, the quality level for Division 2                Ill of the ASME Code and thus provide increased vessels is comparable to that for Code Class I vessels of            assurance that unacceptable deformations affecting Section III. Therefore, the design limits for the loading            operability of active Code Class 2 and 3 pumps will not combinations delineated in regtilatory position 7. should            result. In addition to compliance with the design limits be tile same as those for Code Class I vessels in                    specified. demonstration- of operability as outlined by regulatory position I.                                               Note I1 to tl1e reCulatory position should also be provided. Note II is identical to Note 6 to the ASME Code Class 2 and 3 Piping                                        regulatory position except that the design limits for non0-active pumps and valves may be used for the NC-3600 of Section ill of the ASME Code land by                  applicable loading combinations if appropriate analyses reference ND-3600) provides design limits for piping                and/or testing confirnms that operability will not be under "Upset Conditions" and "Emergency Conditions"                  impaired when the component is designed to these which are analogous to tile upset and emergency                      limits.
material, fabrication, and. nondestructive examination requirements than Code Class I components. Because of less stringent design requirements and a lower quality level in comparison to Code Class 1 components; the design limits selected for Code Class 2 and 3 non-active components are, on a comparable basis, lower for the combination of loadings associated With the emergency and faulted plant conditions than for Code Class 1 non-active components. The same considerations that apply to Code Class I active pumps and valves apply to Code Class 2 and 3 active pumps and valves.


operating condition category design lilmits specified in NB-3600 for Code Class I piping. In utilizing these                  Non-Active ASME Code Class 2 and 3 Valves design limits'for assurance of pressure-retaining integrity, the "Upset Condition" limits should not be exceeded for                   The design of Co de Class 2 and 3 valves the combination of loadings delineated in regulatory                 encompasses the use of pressure-temllperature ratings.
ASME Code Class 2 and 3 Vessels (Designed to Division
1 of Section VIii)
To provide assurance of pressure-retaining integrity for Code Class 2 and 3 vessels, the allowable stress value S should not be exceeded by more than 10 percent for the combination of loadings delineated' in 'regulatory positions 6.a.(1), and 6.a.(2), and S should not be exceeded by more than 50 percent-for the combination
1.48-3,


positions 8.a.(I), and 8.a.(2). and the "Emnergency                  The design limits (Oven herein are in terms of Pr which is Condition" limits should not be exceeded for the                      the prinlary-pressure rating corresponding to the combination of loadings specified in regulatory position             maximunm      transient temperature for each plant
of loadings specified by regulatory position 6.b. One hundred ten percent of S is analogous to the upset operating condition category design limitsspecified for Code Class I components, while 150 percent of S is comparable to the membrane stress that would occur in a cylindrical or spherical shell during hydrostatic testing.
8.b. However, only equation 9 of NC-3651 need he met                condition as specified in NC-3511 and ND-351 I for for the loadings designated in regulatory position 8.a.(2)          Code Class 2 and 3 valves, respectively. This definition since thermal expansion effects of piping are not usually          'of Pr differs froim the Section III of the ASME Code evaluated for these loadings.                                        definitiot*i of Pr in tile same manner 'as that for Code Class I valves and the same considerations apply. To Non-Active ASME Code Class 2 and-3 Pumps                              assure pressure-retainiung integrity, the limits for Pr are lower than those given for Code Class 1 valves for the Design limits were selected for Code Class 2 and 3              same loading combinationis involving emergency and pumps in the absence of Section III of the ASME Code                  faulted plant conditions. Pr should n6t be exceeded by design rules for these components. These design limits                more than 10 percent for the combination of loadings relate to both primary membrane and primary bending                  delineated in regulatoiy positions I i.a.(1), and I l.a.(2),
stresses~and are derived on a basis that is comparable to             and Pr should not be exceeded by more than 20 percent the design limits for Code Class I components designed                for the combination of loadings delineated in regulatory by analysis. One hundred ten percent of S and 120                    position 1I .b.


percent of S (and the limilts for primary membrane plus primary bending) are analogous to the design limits for              Active ASME Code Class 2 and 3 Valves the upset operating condition category and the emergency operating condition category, respectively,                      To provide greater assurance of operability for given in NB-3200 of Section 11I. Therefore, to assure                active valves of Code Class 2 and 3, Pr should not be pressure-retaining integrity, the primary membrane stress             exceeded for the comnbination of loadings delineated in      -
Both limits are within the elastic stress range for ferritic materials. If a more detailed analysis is performe
should not be exceeded by more than 10 percent of S,                  regulatory positions 12.a,(i), 12.a.(2), and 12.a.(3).
and the sumn of the primary membrane plus primary                    Note I I to ,ie regulatory position applies. However, as I .48-4


allowed! by' Note 11, if the design limits for non-active              b. Pr should not be exceeded by more than 20
====d. noloe====
valves are used, appropriate testing should demonstrate            percent when the component is subjected to the loadings operability in lieu of analysis since detailed analytical          associated with the emergency plant condition.
9 to the regulatory position provides limits for prinoary membrane and primary bending stresses.


techniques are. not             applied to design                     c. Pr should not be exceeded by more than 50
ASME Code Class 2 Vessels (Designed to Division 2 of Section VIII)
pressure-temperature rated valves.                                percent when the component is subjected to concurrent loadings associated with the normal plant condition, the  
Section III of the ASME Code allows Code Class 2 vessels to be designed in accordance with the rules of Division 2 to Section VIII of the ASME Code. Division 2 to Section VIII provides rules for design by analysis that are equivalent to those of Section III for Code Class I
vessels. In addition, the quality level for Division 2 vessels is comparable to that for Code Class I vessels of Section III. Therefore, the design limits for the loading combinations delineated in regtilatory position 7. should be tile same as those for Code Class I vessels in regulatory position I.
 
ASME Code Class 2 and 3 Piping NC-3600 of Section ill of the ASME Code land by reference ND-3600) provides design limits for piping under "Upset Conditions" and "Emergency Conditions"
which are analogous to tile upset and emergency operating condition category design lilmits specified in NB-3600 for Code Class I piping. In utilizing these design limits'for assurance of pressure-retaining integrity, the "Upset Condition" limits should not be exceeded for the combination of loadings delineated in regulatory positions 8.a.(I), and 8.a.(2). and the "Emnergency Condition"
limits should not be exceeded for the combination of loadings specified in regulatory position
8.b. However, only equation 9 of NC-3651 need he met for the loadings designated in regulatory position 8.a.(2)
since thermal expansion effects of piping are not usually evaluated for these loadings.
 
Non-Active ASME Code Class 2 and-3 Pumps Design limits were selected for Code Class 2 and 3 pumps in the absence of Section III of the ASME Code design rules for these components. These design limits relate to both primary membrane and primary bending stresses~and are derived on a basis that is comparable to the design limits for Code Class I components designed by analysis. One hundred ten percent of S and 120
percent of S (and the limilts for primary membrane plus primary bending) are analogous to the design limits for the upset operating condition category and the emergency operating condition category, respectively, given in NB-3200 of Section 11I. Therefore, to assure pressure-retaining integrity, the primary membrane stress should not be exceeded by more than 10 percent of S,
and the sumn of the primary membrane plus primary bending stresses should not be exceeded by more than
65 percent of S for the combination of loadings delineated in regutlatory positions 9.a.(]), and '9.a.(2).
The primary membrane stress and thfe surn of the primary membrane plus primary bending stresses should not be exceeded by nlore than 20 percent and 80
percent of S. respectivel'.
for the combination of loadings delilneated in regulatory position 9.b.
 
Active ASME Code Class 2 and 3 Pumps For active Code Class 2 and 3 pumps the primary llemllbrane stress should not exceed S. and tile surn of the primary membrane plus primary bending stresses should not be exceeded by more than 50 percent of S fbr the combination of loadings delineated in regulatory positions
10.a.( I ), 10.a.(2), and 10.a.(3).
These limits are analogous to tile normal operating condition category design limits of NB-3200 of Section Ill of the ASME Code and thus provide increased assurance that unacceptable deformations affecting operability of active Code Class 2 and 3 pumps will not result. In addition to compliance with the design limits specified. demonstration- of operability as outlined by Note I1 to tl1e reCulatory position should also be provided.
 
Note II
is identical to Note 6 to the regulatory position except that the design limits for non0-active pumps and valves may be used for the applicable loading combinations if appropriate analyses and/or testing confirnms that operability will not be impaired when the component is designed to these limits.
 
Non-Active ASME Code Class 2 and 3 Valves The design of Co de Class
2 and
3 valves encompasses the use of pressure-temllperature ratings.
 
The design limits (Oven herein are in terms of Pr which is the prinlary-pressure rating corresponding to the maximunm transient temperature for each plant condition as specified in NC-3511 and ND-351 I for Code Class 2 and 3 valves, respectivel
 
====y. This definition====
'of Pr differs froim the Section III of the ASME Code definitiot*i of Pr in tile same manner 'as that for Code Class I valves and the same considerations apply. To assure pressure-retainiung integrity, the limits for Pr are lower than those given for Code Class 1 valves for the same loading combinationis involving emergency and faulted plant conditions. Pr should n6t be exceeded by more than 10 percent for the combination of loadings delineated in regulatoiy positions I i.a.(1), and I l.a.(2),
and Pr should not be exceeded by more than 20 percent for the combination of loadings delineated in regulatory position 1I .b.
 
Active ASME Code Class 2 and 3 Valves To provide greater assurance of operability for active valves of Code Class 2 and 3, Pr should not be exceeded for the comnbination of loadings delineated in -
regulatory positions 12.a,(i),
12.a.(2), and 12.a.(3).
Note I I to ,ie regulatory position applies. However, as I .48-4
 
allowed! by' Note 11, if the design limits for non-active valves are used, appropriate testing should demonstrate operability in lieu of analysis since detailed analytical techniques are. not applied to design pressure-temperature rated valves.


==C. REGULATORY POSITION==
==C. REGULATORY POSITION==
Seismic Category I fluid system components should be designed to withstand the following loading combinations within the design limits ' specified.
1. ASME Code2 .Class 1 vessels and piping:
a.
The design limits specified in NB-3223 and NB-3654 of the ASME Code for vessels and piping, respectively, should not be exceeded when the component is subjected to concurrent loadings associated with either the normal plant condition or the upset plant condition 3 and the vibratory motion of 50
percent of the Safe Shutdown Earthquake (SSE).
b.
The design limits specified in NB-3224 and NB-3655 of the ASME Code for vessels and piping, respectively, should not be exceeded when the component is subjected to loadings associated with the emergency plant condition.
c.
The design limits specified in NB-3225 and NB-3656 of the ASME Code for vessels and piping, respectively, should not .'be exceeded when the component is subjected to concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.
2. Non-active ASME Code Class 1 pumps and valves 4 that are designed by analysis:
a.
The design limits specified in NB-3223s of the ASME
Code should not be exceeded when the component is subjected to concurrent loadings associated with either the normal plant condition or the upset plant condition and the vibratory motion of 50
percent of the SSE.
b.
The design limits. specified in NB-3224 of the ASME
Code should not be exceeded when the component is subjected to loadings associated with the emergency plant condition.
c.
The design limits specified in NB-3225 of tile ASME
Code should not be exceeded when the component is subjected to concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.
3. Non-active ASME Code Class 1 valves that are designed by standard or alternative design rules:
a.
The primary-pressure rating Pr should not be exceeded by more than 10 percent when the component is subjected to concurrent loadings associated with either the normal plant condition or the upset plant condition and the vibratory motion of 50 percent of the SSE.
b.
Pr should not be exceeded by more than 20
percent when the component is subjected to the loadings associated with the emergency plant condition.
c. Pr should not be exceeded by more than 50
percent when the component is subjected to concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.
4. Active ASME Code Class 1 pumps and valves4 that are designed by analysis:
a.
The design limits 6 specified in NB-3222 5 7,8 of the ASME Code should not be exceeded when the component is subjected to either (1) concurrent loadings associated With either the normal plant condition or the upset plant condition and the vibratory motion of 50
percent of the SSE, or (2) loadings associated with'the emergency plant condition, or (3) concurrent loadings"
associated with the normal plant condition, the'
vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.
vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.


Seismic Category I fluid system components should be designed to withstand the following loading                      4. Active ASME Code Class 1 pumps and valves 4 that combinations within the design limits ' specified.                are designed by analysis:
5. Active ASME Code Class 1 valves that are designed by standard or alternative design rules:
                                                                        a.  The design limits 6 specified in NB-3222 5 7,8 of
a.
  1. ASME Code 2 .Class 1 vessels and piping:                    the ASME Code should not be exceeded when the a.  The design limits specified in NB-3223 and            component is subjected to either (1) concurrent loadings NB-3654 of the ASME Code for vessels and piping,                  associated With either the normal plant condition or the respectively, should not be exceeded when the                    upset plant condition and the vibratory motion of 50
component is subjected to concurrent loadings                    percent of the SSE, or (2) loadings associated with'the associated with either the normal plant condition or the          emergency plant condition, or (3) concurrent loadings"
upset plant condition 3 and the vibratory motion of 50            associated with the normal plant condition, the'
percent of the Safe Shutdown Earthquake (SSE).                    vibratory motion of the SSE, and the dynamic system b. The design limits specified in NB-3224 and              loadings associated with the faulted plant condition.


NB-3655 of the ASME Code for vessels and piping, respectively, should not be exceeded when the                      5. Active ASME Code Class 1 valves that are designed component is subjected to loadings associated with the            by standard or alternative design rules:
The primary-pressure rating Pr6 should not be'
emergency plant condition.                                            a. The primary-pressure rating Pr 6 should not be'
exceeded when the component iý subjected to either (1)
      c. The design limits specified in NB-3225 and              exceeded when the component iý subjected to either (1)
concurrent loadings associated with either the normal plant condition or the upset plant condition and the'
NB-3656 of the ASME Code for vessels and piping,                  concurrent loadings associated with either the normal respectively, should not .'be exceeded when the                  plant condition or the upset plant condition and the'
vibratory motion of 50 percent of the SSE, or (2)
component is subjected to concurrent loadings                    vibratory motion of 50 percent of the SSE, or (2)
loadings associated with the emergency plant condition, or (3) concurrent loadings associated with the niormal'
associated with the normal plant condition, the                  loadings associated with the emergency plant condition, vibratory motion of the SSE, and the dynamic system              or (3) concurrent loadings associated with the niormal'
plant condition, the vibratory motion of the SSE, and'
loadings associated with the faulted plant condition.            plant condition, the vibratory motion of the SSE, and'
the dynamic system loadings associated with the faulted'
                                                        4        the dynamic system loadings associated with the faulted'
plant condition.
  2. Non-active ASME Code Class 1 pumps and valves                plant condition.


that are designed by analysis:
6. ASME Code Class 2 and 3 vessels 'designed to.
      a.  The design limits specified in NB-3223s of the ASME Code should not be exceeded when the                          6. ASME Code Class 2 and 3 vessels 'designed to.


component is subjected to concurrent loadings                    Division 1 of Section VIII of the ASME Code:
Division 1 of Section VIII of the ASME Code:
associated with either the normal plant condition or the              a. The allowable stress value S9 should not be upset plant condition and the vibratory motion of 50            exceeded by, more than 10 percent when the component percent of the SSE.                                              is subjected to either (1) concurrent loadings associated.
a.


b. The design limits. specified in NB-3224 of the          with either the normal plant condition or the upset plant ASME Code should not be exceeded when the                         condition and the vibratory motion of 50 percent of the..
The allowable stress value S9 should not be exceeded by, more than 10 percent when the component is subjected to either (1) concurrent loadings associated.
component is subjected to loadings associated with the            SSE, or (2) loadings associated with the emergency plant emergency plant condition.                                        condition.


c. The design limits specified in NB-3225 of tile                b. S should not be exceeded by more than 50
with either the normal plant condition or the upset plant condition and the vibratory motion of 50 percent of the..
ASME Code should not be exceeded when the                        percent when the component is subjected to concurrent component is subjected to concurrent loadings                    loadings associated with the normal plant condition, the associated with the normal plant condition, the                   vibratory motion of the SSE, and the dynamic system vibratory motion of the SSE, and the dynamic system              loadings associated with the faulted plant condition.
SSE, or (2) loadings associated with the emergency plant condition.


loadings associated with the faulted plant condition.
b.


7. ASME Code Class 2 vessels designed to Division 2 of
S should not be exceeded by more than 50
  3. Non-active ASME Code Class 1 valves that are                Section VIII of the ASME Code:
percent when the component is subjected to concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.
designed by standard or alternative design rules:                      a. The design limits specified in NB-3223 of the a. The primary-pressure rating Pr should not be            ASME Code should not be exceeded when the exceeded by more than 10 percent when the component              component is subjected to concurrent loadings is subjected to concurrent loadings associated with either        associated with either the normal plant condition or the the normal plant condition or the upset plant condition          upset plant condition and the vibratory motion of 50
 
and the vibratory motion of 50 percent of the SSE.                percent of the SSE.
7. ASME Code Class 2 vessels designed to Division 2 of Section VIII of the ASME Code:
a.
 
The design limits specified in NB-3223 of the ASME  
Code should not be exceeded when the component is subjected to concurrent loadings associated with either the normal plant condition or the upset plant condition and the vibratory motion of 50
percent of the SSE.


1.48-5
1.48-5


b. The design limits specified in NB-3224 of the         associated with the normal plant condition, the ASME Code should not be exceeded when the component is subjected to loadings associated with the emergency plant condition.
b.
 
The design limits specified in NB-3224 of the ASME
Code should not be exceeded when the component is subjected to loadings associated with the emergency plant condition.
 
c.
 
The design limits specified in NB-3225 of the ASME
Code should not be exceeded when the component is subjected to concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.
 
8, ASME Code Class 2 and 3 piping:
a.
 
The design limits specified in NC-361 1.1(b)(4)(c)(b)(1) of the ASME Code should not be exceeded when the component is subjected to either
(1) concurrent loadings associated with either the normal plant condition or the upset plant condition and the vibratory motion of 50 percent of the SSE, or (2)"0
loadings associated with the emergency plant condition.
 
b.


c. The design limits specified in NB-3225 of the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.
The design limits specified in NC-361 1 .1(bX4Xc)(b)(2) of the ASME Code should not be exceeded when the component is subjected to concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.
 
9. Non-active ASME Code Class 2 and 3 pumps:
a.
 
The primary membrane stress should not be exceeded by more than 10 percent of the allowable stress value S, and the sum of the primary membrane and primary bending stresses should not be exceeded by more than 65 percent of S when the component is subjected to. either (1) concurrent loadings associated with either the normal plant condition or the upset plant condition and the vibratory motion of 50 percent of the SSE, or (2) loadings associated with the emergency plant condition.
 
b.
 
The primary membrane stress should not be exceeded by more than 20 percent of S, and the sum of the primary membrane and primary bending stresses should not be exceeded by more than 80 percent of S
when the component is subjected to concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.


10. Active ASME Code Class 2 and 3 pumps:
10. Active ASME Code Class 2 and 3 pumps:
                                                                                                                          0
a. The primary membrane stress''  
ASME Code should not be exceeded when the                            a. The primary membrane stress'' should not component is subjected to concurrent loadings                  exceed the allowable stress value S, and the sum of the associated with the normal plant condition, the primary membrane and the primary bending stresses'
should not exceed the allowable stress value S, and the sum of the primary membrane and the primary bending stresses'
                                                              should not be exceeded by more than 50 percent of S
should not be exceeded by more than 50 percent of S
vibratory motion of the SSE, and the dynamic system when the component is subjected to either (1)
when the component is subjected to either (1)
loadings associated with the faulted plant condition.
concurrent loadings associated with either the normal plant condition or the upset plant condition and the vibratory motion of 50 percent of the SSE, or (2)
loadings associated with the emergency plant condition, or (3) concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.


concurrent loadings associated with either the normal plant condition or the upset plant condition and the
11. Non-active ASME Code Class 2 and 3 valves:
  8, ASME Code Class 2 and 3 piping:
a.
                                                              vibratory motion of 50 percent of the SSE, or (2)
      a. The      design limits specified              in loadings associated with the emergency plant condition, NC-361 1.1(b)(4)(c)(b)(1) of the ASME Code should not or (3) concurrent loadings associated with the normal be exceeded when the component is subjected to either plant condition, the vibratory motion of the SSE, and
(1) concurrent loadings associated with either the              the dynamic system loadings associated with the faulted normal plant condition or the upset plant condition and        plant condition.


the vibratory motion of 50 percent of the SSE, or (2)"0
The primary-pressure rating Pr should not be exceeded by more than 10 percent when the component is subjected to either (1) concurrent loadings associated with either the normal plant condition or the upset plant condition and the vibratory motion of 50 percent of the SSE, or (2) loadings associated with the emergency plant condition.
loadings associated with the emergency plant condition.        11. Non-active ASME Code Class 2 and 3 valves:
      b. The      design limits specified            in            a. The primary-pressure rating Pr should not be NC-361 1 .1(bX4Xc)(b)(2) of the ASME Code should not            exceeded by more than 10 percent when the component be exceeded when the component is subjected to                  is subjected to either (1) concurrent loadings associated concurrent loadings associated with the normal plant            with either the normal plant condition or the upset plant condition, the vibratory motion of the SSE, and the            condition and the vibratory motion of 50 percent of the dynamic system loadings associated with the faulted            SSE, or (2) loadings associated with the emergency plant plant condition.                                              condition.


b. Pr should not be exceeded by more than 20
b.
  9. Non-active ASME Code Class 2 and 3 pumps:                  percent when the component is subjected to concurrent a. The primary membrane stress should not be              loadings associated with the normal plant condition, the exceeded by more than 10 percent of the allowable              vibratory motion of the SSE, and the dynamic system stress value S, and the sum of the primary membrane loadings associated with the faulted plant condition.


and primary bending stresses should not be exceeded by more than 65 percent of S when the component is                12. Active ASME Code Class 2 and 3 valves:
Pr should not be exceeded by more than 20
subjected to. either (1) concurrent loadings associated            a. The primary-pressure rating Pr 1 ' should not be with either the normal plant condition or the upset plant      exceeded when the component is subjected to either (1)
percent when the component is subjected to concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.
condition and the vibratory motion of 50 percent of the        concurrent loadings associated with either the normal SSE, or (2) loadings associated with the emergency plant      plant condition or the upset plant condition and the condition.                                                    vibratory motion of 50 percent of the SSE, or (2)
      b. The primary membrane stress should not be              loadings associated with the emergency plant condition, exceeded by more than 20 percent of S, and the sum of          or (3) concurrent loadings associated with the normal the primary membrane and primary bending stresses              plant condition, the vibratory motion of the SSE, and should not be exceeded by more than 80 percent of S            the dynamic system loadings associated with the faulted when the component is subjected to concurrent loadings        plant condition.


12. Active ASME Code Class 2 and 3 valves:
a.
The primary-pressure rating Pr 1' should not be exceeded when the component is subjected to either (1)
concurrent loadings associated with either the normal plant condition or the upset plant condition and the vibratory motion of 50 percent of the SSE, or (2)
loadings associated with the emergency plant condition, or (3) concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.
0
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DEFINITIONS
DEFINITIONS
Active Pumps and Valves. Components that must                           and shutdown other than upset, emergency, or faulted.
Active Pumps and Valves. Components that must perform a mechanical motion during the course of accomplishing a system safety function.
 
Allowable Stress Value (S). As specified in Appendix I
of Section III of the ASME Boiler and Pressure Vessel Code.


perform a mechanical motion during the course of                        plant conditions.
Design by analysis for Class 1 Pumps and Class 1 Valves.


accomplishing a system safety function.
For Class 1 pumps, the design procedures specified in NB-3200 of the ASME Boiler and Pressure Vessel Code, Section III. For Class, I valves, the requirements of Case
1552 of Interpretations of ASME Boiler and Pressure Vessel Code.


Plant Conditions. Operating conditions of the plant Allowable Stress Value (S). As specified in Appendix I                  categorized as normal, upset, emergency, and faulted.
Dynamic System Loadings Associated with the Faulted Plant Condition. Refers to those dynamic loadings which result from the occurrence of a postulated rupture (e.g.,
complete severance or equivalent longitudinal break area) of any reactor coolant pressure boundary piping or of any other piping not a part of the reactor coolant pressure boundary.


of Section III of the ASME Boiler and Pressure Vessel                    plant condtions.
Emergency Plant Condition. Those operating conditions which have a low probability of occurrence.


Code.
Faulted Plant Condition Those operating conditions associated with extremely-low-probability postulated events.


Design by analysis for Class 1 Pumps and Class 1 Valves.                 Primary-Pressure Rating (Pr). The primary-presstire For Class 1 pumps, the design procedures specified in                   rating corresponding to the maximum transient NB-3200 of the ASME Boiler and Pressure Vessel Code,                     temperature for each plant condition, as specified in Section III. For Class, I valves, the requirements of Case              Section III of the ASME Boiler and Pressure Vessel
Normal Plant Condition. Those operating conditions in the course of system startup, operation, hot standby, and shutdown other than upset, emergency, or faulted.
1552 of Interpretations of ASME Boiler and Pressure                      Code, Tables NB-3531-1 to NB-3531-7, for Code Class 1 Vessel Code.                                                            -valves or as specified in NC-3511 and ND-3511 for Code Class 2 and 3 valves, respectively.


Dynamic System Loadings Associated with the Faulted Plant Condition. Refers to those dynamic loadings which                  Safe Shutdown Earthquake (SSE). That earthquake result from the occurrence of a postulated rupture (e.g.,                which produces the vibratory ground motion for which complete severance or equivalent longitudinal break                      structures, systems, and components important to safety area) of any reactor coolant pressure boundary piping or                are designed to remain functional.
plant conditions.


of any other piping not a part of the reactor coolant pressure boundary.                                                      Seismic Category I. Those structures, systems, and components that are designed to remain functional if the Emergency Plant Condition. Those operating conditions                    SSE occurs.
Plant Conditions. Operating conditions of the plant categorized as normal, upset, emergency, and faulted.


which have a low probability of occurrence.
plant condtions.
 
Primary-Pressure Rating (Pr). The primary-presstire rating corresponding to the maximum transient temperature for each plant condition, as specified in Section III of the ASME Boiler and Pressure Vessel Code, Tables NB-3531-1 to NB-3531-7, for Code Class 1
-valves or as specified in NC-3511 and ND-3511 for Code Class 2 and 3 valves, respectively.
 
Safe Shutdown Earthquake (SSE). That earthquake which produces the vibratory ground motion for which structures, systems, and components important to safety are designed to remain functional.
 
Seismic Category I. Those structures, systems, and components that are designed to remain functional if the SSE occurs.


Standard or Alternative Design Rules for Class 1 Valves.
Standard or Alternative Design Rules for Class 1 Valves.


Faulted Plant Condition Those operating conditions                      As specified in NB-3512 and NB-3513 of the ASME
As specified in NB-3512 and NB-3513 of the ASME
associated with extremely-low-probability postulated                    Boiler and Pressure Vessel Code, Section III.
Boiler and Pressure Vessel Code, Section III.


events.
Upset Plant Condition. Those deviations from the normal plant condition which have a high probability of occurrence.


Upset Plant Condition. Those deviations from the Normal Plant Condition. Those operating conditions in                    normal plant condition which have a high probability of the course of system startup, operation, hot standby,                    occurrence.
NOTES
b.


NOTES
full-scale prototype testing.
        Applies to all components (vessels, piping, pumps, and                 b.   full-scale prototype testing.
 
c.
 
reduced-scale prototype testing d.
 
detailed stress and deformation analyses (includes experimental stress and deformation analyses).
In the performance of tests or analyses to demonstrate operability, the structural interaction of the entire assembly (e.g., valve-operator assembly and pump-motor assembly) should be considered. If superposition of test results for other than the combined loading condition is proposed, the applicability of such a procedure should be demonstrated. The design limits for non-active pumps and valves designed by analysis may be used for the applicable loading combinations if assurance is provided by detailed stress and deformation analyses that operability is not impaired when designed to these limits. Similarly, the primary-pressure ratings Pr for non-active valves designed by standard or alternative design rules may be used for the applicable loading combinations if appropriate testing demonstrates that operability is not impaired when the valve is so rated.
 
7Secondary effects (stresses and deformations) should be evaluated for the loading combinations designated by regulatory positions 4.a.(2) and 4.a.(3). Local effects (peak stresses) need not be considered for these loading combinations.
 
Applies to all components (vessels, piping, pumps, and valves) that are relied upon to cope with the effects of specified plant conditions.
 
2Section III of the American Society of Mechanical Engineers Boiler and Pressure Vessel Code including the 1972 Winter Addenda thereto.


valves) that are relied upon to cope with the effects of specified              c.    reduced-scale prototype testing plant conditions.                                                              d. detailed stress and deformation analyses (includes experimental stress and deformation analyses).
'Identification of the specific transients or events to be considered under each plant condition will be addressed in a future regulatory guide.
      2                                                                        In the performance of tests or analyses to demonstrate Section III of the American Society of Mechanical operability, the structural interaction of the entire assembly Engineers Boiler and Pressure Vessel Code including the 1972 (e.g., valve-operator assembly and pump-motor assembly) should Winter Addenda thereto.                                                  be considered. If superposition of test results for other than the combined loading condition is proposed, the applicability of
      'Identification of the specific transients or events to be         such a procedure should be demonstrated. The design limits for considered under each plant condition will be addressed in a             non-active pumps and valves designed by analysis may be used future regulatory guide.                                                  for the applicable loading combinations if assurance is provided
      4                                                                  by detailed stress and deformation analyses that operability is The requirements of the Case 1552 (Interpretations of not impaired when designed to these limits. Similarly, the ASME Boiler and Pressure Vessel Code) should be met for all primary-pressure ratings Pr for non-active valves designed by sizes of Code Class 1 valves designed by analysis.


standard or alternative design rules may be used for the applicable loading combinations if appropriate testing
4 The requirements of the Case 1552 (Interpretations of ASME Boiler and Pressure Vessel Code) should be met for all sizes of Code Class 1 valves designed by analysis.
      'The provisions of NB-3411 and NB-3413 may be applied              demonstrates that operability is not impaired when the valve is for all sizes of Code Class 1 pumps designed by analysis.


so rated.
'The provisions of NB-3411 and NB-3413 may be applied for all sizes of Code Class 1 pumps designed by analysis.


6
6'Inaddition to compliance with the design limits specified, assurance of operability under all design loading combinations should be provided by an appropriate combination of the following suggested measures:
      'Inaddition to compliance with the design limits specified, assurance of operability under all design loading combinations                     7 should be provided by an appropriate combination of the                             Secondary effects (stresses and deformations) should be following suggested measures:                                             evaluated for the loading combinations designated by regulatory a. in situ testing (e.g., preoperational testing after the          positions 4.a.(2) and 4.a.(3). Local effects (peak stresses) need component is installed in the plant).                                    not be considered for these loading combinations.
a.


in situ testing (e.g., preoperational testing after the component is installed in the plant).
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I
I
      8Table 1-3.0, "Permanent Strain Limiting Factors," of                     " For the loadings designated in regulatory position 8.a.(2),
8Table 1-3.0, "Permanent Strain Limiting Factors," of Appendix I of the ASME Boiler and Pressure Vessel Code, Section III, may be used as an aid in determining the relationship between design stress and deformation (see note 2 to Table 1-1.2, of Sectiori Ill of the ASME Code).
Appendix I of the ASME Boiler and Pressure Vessel Code,                   onlyequation 9 of NC-3651 need be met.
9 Division 1 of Section VIII of the ASME Boiler and Pressure Vessel Code does not provide rules for design by analysis. If a detailed analysis is performed, Division 1 vessels should meet, as a minimum, equations a and b below. which arc applicable to regulatory positions 6.a. and 6.b., respectively.
 
a.
 
om < 1.IS > m +Ob
1.5 b.
 
am < 1.5S > Om +o b in
1.5 where:
urn = primary membrane stress;
ob = primary bending stress;
S = allowable stress value as specified in Appendix I of Section III of the ASME Boiler and Pressure Vessel Code.
 
" For the loadings designated in regulatory position 8.a.(2),
onlyequation 9 of NC-3651 need be met.
 
''In addition to compliance with the design limits q specified, assurance of operability under all design loading combinations should be provided by any appropriate combination of the following suggested measures:
a.
 
in situ testing (e.g., preoperational testing after the component is installed in the plant).
b.
 
full-scale prototype testing.


Section III, may be used as an aid in determining the relationship between design stress and deformation (see note 2 to Table 1-1.2,                ''In addition to compliance with the design limits            q of Sectiori Ill of the ASME Code).                                        specified, assurance of operability under all design loading combinations should be provided by any appropriate
c.
        9 Division 1 of Section VIII of the ASME Boiler and              combination of the following suggested measures:
Pressure Vessel Code does not provide rules for design by                      a. in situ testing (e.g., preoperational testing after the analysis. If a detailed analysis is performed, Division 1 vessels        component is installed in the plant).
should meet, as a minimum, equations a and b below. which arc                  b. full-scale prototype testing.


applicable to regulatory positions 6.a. and 6.b., respectively.                c. reduced-scale prototype testing.
reduced-scale prototype testing.


d. detailed stress and deformation analyses (includes experimental stress and deformation analyses).
d.
    a.    om < 1.IS > m 1.5  +Ob In the performance of tests or analyses to demonstrate operability, the structural interaction of the entire assembly am < 1.5S > Om +o b                                            (e.g., valve-operator and pump-motor assembly) should be b.


in              1.5                                          considered. If superposition of test results for other than the combined loading condition is proposed, the applicability of where:                                                              such a procedure should be demonstrated. The design limits for urn = primary membrane stress;                                non-active pumps and valves may be used for the applicable ob = primary bending stress;                                  loading combinations if appropriate analyses and/or testing S = allowable stress value as specified in Appendix I of      cooifirms that operability is not impaired when designed to these Section III of the ASME Boiler and Pressure Vessel Code.                  limits.
detailed stress and deformation analyses (includes experimental stress and deformation analyses).
In the performance of tests or analyses to demonstrate operability, the structural interaction of the entire assembly (e.g., valve-operator and pump-motor assembly)
should be considered. If superposition of test results for other than the combined loading condition is proposed, the applicability of such a procedure should be demonstrated. The design limits for non-active pumps and valves may be used for the applicable loading combinations if appropriate analyses and/or testing cooifirms that operability is not impaired when designed to these limits.


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Latest revision as of 21:38, 11 January 2025

Design Limits and Loading Combinations for Seismic Category I Fluid Systems Components
ML12298A124
Person / Time
Issue date: 05/31/1973
From:
Office of Nuclear Regulatory Research
To:
References
RG-01.048
Download: ML12298A124 (8)


May 1973 U.S. ATOMIC ENERGY COMMISSION

R~ GULATO

GiE

DIRECTORATE OF REGULATORY STANDARDS,

REGULATORY GUIDE 1.48 DESIGN LIMITS AND LOADING COMBINATIONS

FOR SEISMIC CATEGORY I FLUID SYSTEM COMPONENTS

A. INTRODUCTION

General Design Criterion 2, "Design Bases for Protection Against Natural Phenomena," of Appendix A

to 10 CFR Part 50, "General Design Criteria for Nuclear Power Plants," requires, in part, that the design bases for structures, systems, and components important to safety reflect appropriate combinations of the effects of normal and accident conditions with the effects of natural phenomena such as earthquakes. This guide delineates acceptable design limits and appropriate combinations of loadings associated with normal operation, postulated accidents, and specified seismic events for the design of Seismic Category I fluid system components (i.e.,

water- and steam-containing components). This guide applies to light-water-cooled reactors.

The Advisory Committee on Reactor Safeguards has been consulted concerning this guide and has concurred in the regulatory position.

B. DISCUSSION

'

The design conditions and functional requirements of fluid system components important to safety in nuclear power, plants should be reflected in the application of appropriate design limits (e.g., stress or strain limits) for the most adverse combination of loadings to which these components may be subjected in service.

For components that are constructed in accordance with Section III of the American Society of Mechanical Engineers (ASME)

Boiler and Pressure Vessel Code, provision of a design specification which stipulates the design requirements for the component: (i.e.,

the mechanical and 'operational loadings) and the Code classification of the component (e.g., Code Class 1, 2, or

3) is required. However, neither Section III nor any other published national code or standard provides adequate guidance for selecting code classifications and loading combinations for design or for identifying Seismic Category I fluid system components. The lack of adequate guidance: for selecting loading combinations is apparent from. a review of recent construction permit applications which :reflect design requirements, as contained in the code design specifications.

For e~sentially identical components designed for the same plant conditions (i.e., operating conditions of the plant categorized as normal, upset, emergency, and faulted plant conditions) and specified seismic events (i.e.,

one-half the Safe Shutdown Earthquake (SSE) and the SSE) the. loading combinations and asso'ciated design limits, vary considerably : among applications for construction permits. Regulatory Guides 1.26 and 1.29 (Safety Guide 26 and 29) entitled "Quality Group Classifications and Standards"

and "Seismic Design Classification," respectively, provide acceptable bases for classifying fluid system components in relation to applicable national codes (e.g.,Section III of the ASME

Code) and for-identifying th6se striuctures, systems and components that: should be designed to remain functional under the effects Of the SSE (i.e., Seismic Category I structures, systems, and components).

To further provide a consistent basis for design of fluid system comipoiient's important to safety, this guide delineates acceptable design limits and appropriate combinations' of, loadings associated with applicable plant conditions arid specified seismic events. The approach set' forth in this guide is directly related to Section III of the ASME Code. Design limits as specified in Section III are extensively utilized to provide assurance of ýthie pressure-retaining integrity of vessels, piping, non:active pumps, and non-active valves of each Code class; however',: for the particular case of active pumnIps and valves (i.e.,`pumps and valves that must performs a mechanical motion during' the course of accomplishing a 'syst'eni safety function), special design limits and supplemental requirements are specified to provide assurance of operability. These special design USAEC REGULATORY GUIDES

Copies of published guides may be obtained by request indicating the divisions desired to the US. Atomic Energy Commission, Washington, D.C. 20545, Regulatory Guides are issued to describe and make available to the public Attention: Director of Regulatory Standards. Comments and suggestions for methods acceptable to the AEC Regulatory staff of implementing specific5parts of improvements in these guides are encouraged and should be sent to the Secretary the Commission's regulations, to delineate techniques used by the staff in of the Commission, US-: Atomic Energy Commission, Washington, D.C. 20545, evaluating specific problems or postulated accidents, or to provide guidance to Attention: Chief, Public Proceedings Staff.

applicants. Regulatory Guides are not' substitutes for regulations and compliance

-

"

with them is not required. Methods and solutions different from those set out in The guides are issued in the following ten broad divisions:

the guides will be acceptable if they provide a basis for the findings requisite to the issuance or continuance of a permit or license by the Commission.

1. Power Reactors

6. Products

2. Research and Test Reactors

7. Transportation

-

3. Fuels and Materials Facilities a. Occupational Health Published guides will be revised periodically, as appropriate, to accommodate

4. Environmental and Siting

9. Antitrust Review comments and to reflect new information or experience.

5. Materials and Plant Protection

1

0. General

limits and supplemental requirements are provided for active pumps and valves because the rules for constructi6n of Section II1 apply to the assurance of pressure-retaining integrity but do not assure that pumps and valves designated to perform a system safety function will operate when required. This conclusion is supported by B-1223.4(b) of Appendix B to Section III,

"Owner's Design Specification;' which states, "Although Code requirements for the acceptability of a component are not intended to assure the functional adequacy of the component, the higher stress limits permitted for Emergency and Faulted Condition evaluation may result in deformations which preclude operability during or after the event. The. Owner may wish to provide more restrictive limits for components which require close dimensional control and which must operate during and after the event. Such requirements are beyond the scope of this Section (i.e., Section I11)." Footnote 1 to NB-35 10 of Section III also expresses this limitation by stating that, "These requirements for the acceptability of a valve design are not intended to assure the functional adequacy of the valve."

In addition, design limits augmenting Section III of the ASME Code are selected for Code Class 2 and 3 components and certain Code Class 1 components in the absence of design limits for other than the normal plant condition (e.g.,

the emergency and faulted plant conditions). It is emphasized that the design limits delineated in this guide are intended to apply to all fluid system components (vessels, piping, pumps, and valves)

that are relied upon to cope with the effects of specified plant conditions.

Loading combinations are defined as those loadings or combinations thereof-that are associated with each plant condition or specified seismic event. These loadings result from'the various transients or events that are included within each plant condition and the magnitude of the specified seismic events associated with the nuclear power plant site. Identification of the particular transients or events to be evaluated for each plant condition will be addressed in a future guide;

however, only the most adversejloadings resulting from those transients or events associated with each plant condition and specified seismic event as combined herein should be considered for design (e.g.,

those combinations of loadings that result in the limiting or controlling design condition). The combinations of loadings are based upon information contained in recent applications for construction permits, the anticipated sequence of' occurrences which produ'ce loadings, and the most limiting combination of low-probability postulated accidents or events (i.e., the concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition).

Although the loadings associated with each plant condition and specified seismic event delineated in this guide are combined in the same maniner for all classes of components, the design limits 'and specific loadings associated with each plant condition-are not the same for all classes of components (e.g., the dynamic loadings associated with the faulted plant condition may not be present for all Code Class 2 and 3 components because piping ruptures may be postulated to occur only- for certain Code Class 2 and 3 piping). However, a failure in any system or component should be evaluated for its

.effects on all other systems and components.

ASME Code Class 1 Components Code Class I components, except for pumps and valves, benefit from the most complete design coverage that Section III of the ASME Code provides. Design rules and design limits are available for other than the normal plant condition (e.g., for the severe loadings associated with the emergency and faulted plant conditions and specified seismic events). These severe loadings are accomodated by application of the design limits for the emergency and faulted operating condition categories (as defined in NB-3113 of Section 111) which permit design limits in excess of those allowed for the normal operating condition category.

Loadings associated with the normal plant condition and loadings associated with the upset plant condition (i.e.,

anticipated operational occurrences as defined in Appendix A to 10 CFR Part 50) are sustained by application of the design limits specified for the normal operating condition category and the upset operating condition category of Section III, respectively.

ASME Code Class 1 Vessels and Piping To provide assurance of pressure-retaining integrity, the upset, emergency, and faulted operating condition category design limits given in NB-3200, "Design by Analysis," and NB-3600, "Piping Design," of Section III

of the ASME Code should be applied to design vessels and piping for the combination of loadings delineated in regulatory positions l.a., 1.b., and l.c., respectively.

Non-Active ASME

Code Class 1 Pumps and Valves (Designed by Analysis)

As permitted by Section III of the ASME Code within the limitations of NB-3400 and NB-32 11, Code Class I pumps may be designed by analysis (i.e., the design procedures specified in NB-3200 of Section III).

Case 1552 (Interpretations of ASME Boiler and Pressure Vessel Code) allows design by analysis of Code Class I

valves if additional requirements are met. Non-active pumps and valves are those pumps and valves thatare

,pot required to perform a mechanical motion during the

-course of accomplishing a system safety functio

n. Since

-non-active pumps and valves need only be assured of pressure-retaining integrity, the upset, emergency, and faulted operating condition category design limits of NB-3200 should be designated for the combination of loadings delineated in regulatory positions 2.a., 2.b., and

2.c., respectively.

Non-Active ASME Code Class 1 Valves (Designed by Standard or Alternative Design Rules).

0

1.48-2

Standard or alternative design rules for Code Class 1 valves are specified by, NB-3512 and NB-3513 of Section III of the ASME Code. These design rules encompass the use of pressure-temperature ratings of valves. The design limits specified in, this guide are in terms of Pr which differs from the definition given by Section III in that Pr is related to maximum transient temperature in lieu of the design temperature.. Pr is defined in this guide. as the primary-pressure rating corresponding to the maximum transient temperature for each plant condition as specified in Tables NB-3531-1 to NB-3531-7 of Section.

III..Therefore, the maximum transient temperature for each plant condition should be determined before the pressure rating of, the valve is. selected (e.g., Class 600,

900, or 1500). In order to provide assurance of pressure-retaining integrity, Pr should not be exceeded, by more than 10, 20, and 50 percent when the valve is subjected. to the combination of loadings delineated in regulatory positions 3.a., 3.b., and 3.c., respectively. One hundred ten percent and 120 percent ,of Pr, respectively, are analogous to the upset and emergency operating condition category limits of NB-3200 of Section III. One hundred fifty percent of Pr is analogous to the hydrostatic test pressure specified for Code Class 1 valves in Section III.

Active ASME Code Class 1 Pumps and Valves (Designed by Analysis)

The normal operating condition category design limits given by NB-3222 of Section III should be applied to design active pumps and valves for the combination of loadings delineated in regulatory positions 4.a.(l),

4.a.(2), and 4.a.(3). The design limits of NB-3222 are selected because the primary stress intensities associated with those limits are in the elastic range and thus provide greater assurance of operability for pumps and valves (i.e., less probability of unacceptable deformations that would impede or prevent operation) than the design limits for the upset, emergency, and faulted operating condition categories of Section Ii. Secondary effects (stresses and deformations,)

in components whosc *""

function is pressure retention are not usually evaluated for the loading combinations delineated in regulatory positions '4.a.( 2) and 4.a.(3). However, these effects should be considered for active Class I pumps and valves so that unacceptable' deformations do not result. Local effects (peak stresses) 'need not be evaluated for these loading combinations. In addition to compliance with the design limits specified, demonstration of operability as outlined by Note 6 to the regulatory position should also be provided. Note 6 suggests appropriate testing, analysis, or combinations of those measures that should be implemented to demonstrate the operability of active pumps and valves under all design loadinig'combinations.

However, Note 6 states that the design limits for non-active pumps and valves designed by analysis may be used if assurance is provided by detailed stress and deformation:analyses that operability is not impaired when designed to these limits.

Active ASME

Code Class 1 Valves (Designed by Standard or Alternative Design Rules)

To provide greater assurance of operability, the primary pressure rating (Pr) for Code Class 1 active valves designed by standard or alternative rules should not be exceeded when the valve is subjected to the combination of loadings delineated in regulatory positions 5.a.(1), 5.a.(2), and 5.a.(3). This design limit is selected on the same basis as that designated for active pumps and valves that are designed by analysis and is analogous to design limits specified for the normal operating condition category of Section III of the ASME

Code. Note 6 to the regulatory position also applies.

However, in the case of pressure-related valves, Note 6 states that the primary-pressure ratings (Pr)

for non-active valves designed by standard or alternative design rules may be used for the applicable loading combinations if appropriate testing demonstrates that operability is not impaired when the valve is so rated.

Since detailed analytical techniques are not used to design pressure-temperature rated valves, demonstration of operability by test is'indicated.

ASME Code Class 2 and 3 Components With one exception, no distinction is made between Code Class 2 and 3 components since the design requirements of Section III of the ASME Code are the same for both classes of components. The design rules for Code Class 2 and 3 components do not provide for design by analysis (except for Code Class 2 vessels designed in accordance with Section VIII, Division 2, of the ASME Code) and do not yet provide any design rules for pumps. Furthermore, no design limits for other than the normal plant condition are available (the one exception to this is piping). Generally, Class 2 and 3 components are of somewhat lower quality as related t0'

material, fabrication, and. nondestructive examination requirements than Code Class I components. Because of less stringent design requirements and a lower quality level in comparison to Code Class 1 components; the design limits selected for Code Class 2 and 3 non-active components are, on a comparable basis, lower for the combination of loadings associated With the emergency and faulted plant conditions than for Code Class 1 non-active components. The same considerations that apply to Code Class I active pumps and valves apply to Code Class 2 and 3 active pumps and valves.

ASME Code Class 2 and 3 Vessels (Designed to Division

1 of Section VIii)

To provide assurance of pressure-retaining integrity for Code Class 2 and 3 vessels, the allowable stress value S should not be exceeded by more than 10 percent for the combination of loadings delineated' in 'regulatory positions 6.a.(1), and 6.a.(2), and S should not be exceeded by more than 50 percent-for the combination

1.48-3,

of loadings specified by regulatory position 6.b. One hundred ten percent of S is analogous to the upset operating condition category design limitsspecified for Code Class I components, while 150 percent of S is comparable to the membrane stress that would occur in a cylindrical or spherical shell during hydrostatic testing.

Both limits are within the elastic stress range for ferritic materials. If a more detailed analysis is performe

d. noloe

9 to the regulatory position provides limits for prinoary membrane and primary bending stresses.

ASME Code Class 2 Vessels (Designed to Division 2 of Section VIII)

Section III of the ASME Code allows Code Class 2 vessels to be designed in accordance with the rules of Division 2 to Section VIII of the ASME Code. Division 2 to Section VIII provides rules for design by analysis that are equivalent to those of Section III for Code Class I

vessels. In addition, the quality level for Division 2 vessels is comparable to that for Code Class I vessels of Section III. Therefore, the design limits for the loading combinations delineated in regtilatory position 7. should be tile same as those for Code Class I vessels in regulatory position I.

ASME Code Class 2 and 3 Piping NC-3600 of Section ill of the ASME Code land by reference ND-3600) provides design limits for piping under "Upset Conditions" and "Emergency Conditions"

which are analogous to tile upset and emergency operating condition category design lilmits specified in NB-3600 for Code Class I piping. In utilizing these design limits'for assurance of pressure-retaining integrity, the "Upset Condition" limits should not be exceeded for the combination of loadings delineated in regulatory positions 8.a.(I), and 8.a.(2). and the "Emnergency Condition"

limits should not be exceeded for the combination of loadings specified in regulatory position

8.b. However, only equation 9 of NC-3651 need he met for the loadings designated in regulatory position 8.a.(2)

since thermal expansion effects of piping are not usually evaluated for these loadings.

Non-Active ASME Code Class 2 and-3 Pumps Design limits were selected for Code Class 2 and 3 pumps in the absence of Section III of the ASME Code design rules for these components. These design limits relate to both primary membrane and primary bending stresses~and are derived on a basis that is comparable to the design limits for Code Class I components designed by analysis. One hundred ten percent of S and 120

percent of S (and the limilts for primary membrane plus primary bending) are analogous to the design limits for the upset operating condition category and the emergency operating condition category, respectively, given in NB-3200 of Section 11I. Therefore, to assure pressure-retaining integrity, the primary membrane stress should not be exceeded by more than 10 percent of S,

and the sumn of the primary membrane plus primary bending stresses should not be exceeded by more than

65 percent of S for the combination of loadings delineated in regutlatory positions 9.a.(]), and '9.a.(2).

The primary membrane stress and thfe surn of the primary membrane plus primary bending stresses should not be exceeded by nlore than 20 percent and 80

percent of S. respectivel'.

for the combination of loadings delilneated in regulatory position 9.b.

Active ASME Code Class 2 and 3 Pumps For active Code Class 2 and 3 pumps the primary llemllbrane stress should not exceed S. and tile surn of the primary membrane plus primary bending stresses should not be exceeded by more than 50 percent of S fbr the combination of loadings delineated in regulatory positions

10.a.( I ), 10.a.(2), and 10.a.(3).

These limits are analogous to tile normal operating condition category design limits of NB-3200 of Section Ill of the ASME Code and thus provide increased assurance that unacceptable deformations affecting operability of active Code Class 2 and 3 pumps will not result. In addition to compliance with the design limits specified. demonstration- of operability as outlined by Note I1 to tl1e reCulatory position should also be provided.

Note II

is identical to Note 6 to the regulatory position except that the design limits for non0-active pumps and valves may be used for the applicable loading combinations if appropriate analyses and/or testing confirnms that operability will not be impaired when the component is designed to these limits.

Non-Active ASME Code Class 2 and 3 Valves The design of Co de Class

2 and

3 valves encompasses the use of pressure-temllperature ratings.

The design limits (Oven herein are in terms of Pr which is the prinlary-pressure rating corresponding to the maximunm transient temperature for each plant condition as specified in NC-3511 and ND-351 I for Code Class 2 and 3 valves, respectivel

y. This definition

'of Pr differs froim the Section III of the ASME Code definitiot*i of Pr in tile same manner 'as that for Code Class I valves and the same considerations apply. To assure pressure-retainiung integrity, the limits for Pr are lower than those given for Code Class 1 valves for the same loading combinationis involving emergency and faulted plant conditions. Pr should n6t be exceeded by more than 10 percent for the combination of loadings delineated in regulatoiy positions I i.a.(1), and I l.a.(2),

and Pr should not be exceeded by more than 20 percent for the combination of loadings delineated in regulatory position 1I .b.

Active ASME Code Class 2 and 3 Valves To provide greater assurance of operability for active valves of Code Class 2 and 3, Pr should not be exceeded for the comnbination of loadings delineated in -

regulatory positions 12.a,(i),

12.a.(2), and 12.a.(3).

Note I I to ,ie regulatory position applies. However, as I .48-4

allowed! by' Note 11, if the design limits for non-active valves are used, appropriate testing should demonstrate operability in lieu of analysis since detailed analytical techniques are. not applied to design pressure-temperature rated valves.

C. REGULATORY POSITION

Seismic Category I fluid system components should be designed to withstand the following loading combinations within the design limits ' specified.

1. ASME Code2 .Class 1 vessels and piping:

a.

The design limits specified in NB-3223 and NB-3654 of the ASME Code for vessels and piping, respectively, should not be exceeded when the component is subjected to concurrent loadings associated with either the normal plant condition or the upset plant condition 3 and the vibratory motion of 50

percent of the Safe Shutdown Earthquake (SSE).

b.

The design limits specified in NB-3224 and NB-3655 of the ASME Code for vessels and piping, respectively, should not be exceeded when the component is subjected to loadings associated with the emergency plant condition.

c.

The design limits specified in NB-3225 and NB-3656 of the ASME Code for vessels and piping, respectively, should not .'be exceeded when the component is subjected to concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.

2. Non-active ASME Code Class 1 pumps and valves 4 that are designed by analysis:

a.

The design limits specified in NB-3223s of the ASME

Code should not be exceeded when the component is subjected to concurrent loadings associated with either the normal plant condition or the upset plant condition and the vibratory motion of 50

percent of the SSE.

b.

The design limits. specified in NB-3224 of the ASME

Code should not be exceeded when the component is subjected to loadings associated with the emergency plant condition.

c.

The design limits specified in NB-3225 of tile ASME

Code should not be exceeded when the component is subjected to concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.

3. Non-active ASME Code Class 1 valves that are designed by standard or alternative design rules:

a.

The primary-pressure rating Pr should not be exceeded by more than 10 percent when the component is subjected to concurrent loadings associated with either the normal plant condition or the upset plant condition and the vibratory motion of 50 percent of the SSE.

b.

Pr should not be exceeded by more than 20

percent when the component is subjected to the loadings associated with the emergency plant condition.

c. Pr should not be exceeded by more than 50

percent when the component is subjected to concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.

4. Active ASME Code Class 1 pumps and valves4 that are designed by analysis:

a.

The design limits 6 specified in NB-3222 5 7,8 of the ASME Code should not be exceeded when the component is subjected to either (1) concurrent loadings associated With either the normal plant condition or the upset plant condition and the vibratory motion of 50

percent of the SSE, or (2) loadings associated with'the emergency plant condition, or (3) concurrent loadings"

associated with the normal plant condition, the'

vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.

5. Active ASME Code Class 1 valves that are designed by standard or alternative design rules:

a.

The primary-pressure rating Pr6 should not be'

exceeded when the component iý subjected to either (1)

concurrent loadings associated with either the normal plant condition or the upset plant condition and the'

vibratory motion of 50 percent of the SSE, or (2)

loadings associated with the emergency plant condition, or (3) concurrent loadings associated with the niormal'

plant condition, the vibratory motion of the SSE, and'

the dynamic system loadings associated with the faulted'

plant condition.

6. ASME Code Class 2 and 3 vessels 'designed to.

Division 1 of Section VIII of the ASME Code:

a.

The allowable stress value S9 should not be exceeded by, more than 10 percent when the component is subjected to either (1) concurrent loadings associated.

with either the normal plant condition or the upset plant condition and the vibratory motion of 50 percent of the..

SSE, or (2) loadings associated with the emergency plant condition.

b.

S should not be exceeded by more than 50

percent when the component is subjected to concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.

7. ASME Code Class 2 vessels designed to Division 2 of Section VIII of the ASME Code:

a.

The design limits specified in NB-3223 of the ASME

Code should not be exceeded when the component is subjected to concurrent loadings associated with either the normal plant condition or the upset plant condition and the vibratory motion of 50

percent of the SSE.

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b.

The design limits specified in NB-3224 of the ASME

Code should not be exceeded when the component is subjected to loadings associated with the emergency plant condition.

c.

The design limits specified in NB-3225 of the ASME

Code should not be exceeded when the component is subjected to concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.

8, ASME Code Class 2 and 3 piping:

a.

The design limits specified in NC-361 1.1(b)(4)(c)(b)(1) of the ASME Code should not be exceeded when the component is subjected to either

(1) concurrent loadings associated with either the normal plant condition or the upset plant condition and the vibratory motion of 50 percent of the SSE, or (2)"0

loadings associated with the emergency plant condition.

b.

The design limits specified in NC-361 1 .1(bX4Xc)(b)(2) of the ASME Code should not be exceeded when the component is subjected to concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.

9. Non-active ASME Code Class 2 and 3 pumps:

a.

The primary membrane stress should not be exceeded by more than 10 percent of the allowable stress value S, and the sum of the primary membrane and primary bending stresses should not be exceeded by more than 65 percent of S when the component is subjected to. either (1) concurrent loadings associated with either the normal plant condition or the upset plant condition and the vibratory motion of 50 percent of the SSE, or (2) loadings associated with the emergency plant condition.

b.

The primary membrane stress should not be exceeded by more than 20 percent of S, and the sum of the primary membrane and primary bending stresses should not be exceeded by more than 80 percent of S

when the component is subjected to concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.

10. Active ASME Code Class 2 and 3 pumps:

a. The primary membrane stress

should not exceed the allowable stress value S, and the sum of the primary membrane and the primary bending stresses'

should not be exceeded by more than 50 percent of S

when the component is subjected to either (1)

concurrent loadings associated with either the normal plant condition or the upset plant condition and the vibratory motion of 50 percent of the SSE, or (2)

loadings associated with the emergency plant condition, or (3) concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.

11. Non-active ASME Code Class 2 and 3 valves:

a.

The primary-pressure rating Pr should not be exceeded by more than 10 percent when the component is subjected to either (1) concurrent loadings associated with either the normal plant condition or the upset plant condition and the vibratory motion of 50 percent of the SSE, or (2) loadings associated with the emergency plant condition.

b.

Pr should not be exceeded by more than 20

percent when the component is subjected to concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.

12. Active ASME Code Class 2 and 3 valves:

a.

The primary-pressure rating Pr 1' should not be exceeded when the component is subjected to either (1)

concurrent loadings associated with either the normal plant condition or the upset plant condition and the vibratory motion of 50 percent of the SSE, or (2)

loadings associated with the emergency plant condition, or (3) concurrent loadings associated with the normal plant condition, the vibratory motion of the SSE, and the dynamic system loadings associated with the faulted plant condition.

0

1.48-6

DEFINITIONS

Active Pumps and Valves. Components that must perform a mechanical motion during the course of accomplishing a system safety function.

Allowable Stress Value (S). As specified in Appendix I

of Section III of the ASME Boiler and Pressure Vessel Code.

Design by analysis for Class 1 Pumps and Class 1 Valves.

For Class 1 pumps, the design procedures specified in NB-3200 of the ASME Boiler and Pressure Vessel Code,Section III. For Class, I valves, the requirements of Case

1552 of Interpretations of ASME Boiler and Pressure Vessel Code.

Dynamic System Loadings Associated with the Faulted Plant Condition. Refers to those dynamic loadings which result from the occurrence of a postulated rupture (e.g.,

complete severance or equivalent longitudinal break area) of any reactor coolant pressure boundary piping or of any other piping not a part of the reactor coolant pressure boundary.

Emergency Plant Condition. Those operating conditions which have a low probability of occurrence.

Faulted Plant Condition Those operating conditions associated with extremely-low-probability postulated events.

Normal Plant Condition. Those operating conditions in the course of system startup, operation, hot standby, and shutdown other than upset, emergency, or faulted.

plant conditions.

Plant Conditions. Operating conditions of the plant categorized as normal, upset, emergency, and faulted.

plant condtions.

Primary-Pressure Rating (Pr). The primary-presstire rating corresponding to the maximum transient temperature for each plant condition, as specified in Section III of the ASME Boiler and Pressure Vessel Code, Tables NB-3531-1 to NB-3531-7, for Code Class 1

-valves or as specified in NC-3511 and ND-3511 for Code Class 2 and 3 valves, respectively.

Safe Shutdown Earthquake (SSE). That earthquake which produces the vibratory ground motion for which structures, systems, and components important to safety are designed to remain functional.

Seismic Category I. Those structures, systems, and components that are designed to remain functional if the SSE occurs.

Standard or Alternative Design Rules for Class 1 Valves.

As specified in NB-3512 and NB-3513 of the ASME

Boiler and Pressure Vessel Code,Section III.

Upset Plant Condition. Those deviations from the normal plant condition which have a high probability of occurrence.

NOTES

b.

full-scale prototype testing.

c.

reduced-scale prototype testing d.

detailed stress and deformation analyses (includes experimental stress and deformation analyses).

In the performance of tests or analyses to demonstrate operability, the structural interaction of the entire assembly (e.g., valve-operator assembly and pump-motor assembly) should be considered. If superposition of test results for other than the combined loading condition is proposed, the applicability of such a procedure should be demonstrated. The design limits for non-active pumps and valves designed by analysis may be used for the applicable loading combinations if assurance is provided by detailed stress and deformation analyses that operability is not impaired when designed to these limits. Similarly, the primary-pressure ratings Pr for non-active valves designed by standard or alternative design rules may be used for the applicable loading combinations if appropriate testing demonstrates that operability is not impaired when the valve is so rated.

7Secondary effects (stresses and deformations) should be evaluated for the loading combinations designated by regulatory positions 4.a.(2) and 4.a.(3). Local effects (peak stresses) need not be considered for these loading combinations.

Applies to all components (vessels, piping, pumps, and valves) that are relied upon to cope with the effects of specified plant conditions.

2Section III of the American Society of Mechanical Engineers Boiler and Pressure Vessel Code including the 1972 Winter Addenda thereto.

'Identification of the specific transients or events to be considered under each plant condition will be addressed in a future regulatory guide.

4 The requirements of the Case 1552 (Interpretations of ASME Boiler and Pressure Vessel Code) should be met for all sizes of Code Class 1 valves designed by analysis.

'The provisions of NB-3411 and NB-3413 may be applied for all sizes of Code Class 1 pumps designed by analysis.

6'Inaddition to compliance with the design limits specified, assurance of operability under all design loading combinations should be provided by an appropriate combination of the following suggested measures:

a.

in situ testing (e.g., preoperational testing after the component is installed in the plant).

1.48-7

I

8Table 1-3.0, "Permanent Strain Limiting Factors," of Appendix I of the ASME Boiler and Pressure Vessel Code,Section III, may be used as an aid in determining the relationship between design stress and deformation (see note 2 to Table 1-1.2, of Sectiori Ill of the ASME Code).

9 Division 1 of Section VIII of the ASME Boiler and Pressure Vessel Code does not provide rules for design by analysis. If a detailed analysis is performed, Division 1 vessels should meet, as a minimum, equations a and b below. which arc applicable to regulatory positions 6.a. and 6.b., respectively.

a.

om < 1.IS > m +Ob

1.5 b.

am < 1.5S > Om +o b in

1.5 where:

urn = primary membrane stress;

ob = primary bending stress;

S = allowable stress value as specified in Appendix I of Section III of the ASME Boiler and Pressure Vessel Code.

" For the loadings designated in regulatory position 8.a.(2),

onlyequation 9 of NC-3651 need be met.

In addition to compliance with the design limits q specified, assurance of operability under all design loading combinations should be provided by any appropriate combination of the following suggested measures:

a.

in situ testing (e.g., preoperational testing after the component is installed in the plant).

b.

full-scale prototype testing.

c.

reduced-scale prototype testing.

d.

detailed stress and deformation analyses (includes experimental stress and deformation analyses).

In the performance of tests or analyses to demonstrate operability, the structural interaction of the entire assembly (e.g., valve-operator and pump-motor assembly)

should be considered. If superposition of test results for other than the combined loading condition is proposed, the applicability of such a procedure should be demonstrated. The design limits for non-active pumps and valves may be used for the applicable loading combinations if appropriate analyses and/or testing cooifirms that operability is not impaired when designed to these limits.

1.48-8