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{{Adams
{{Adams
| number = ML13350A358
| number = ML003740207
| issue date = 10/31/1973
| issue date = 12/31/1973
| title = Design Response Spectra For Seismic Design Of Nuclear Power Plants
| title = Design Response Spectra for Seismic Design of Nuclear Power Plants
| author name =  
| author name =  
| author affiliation = US Atomic Energy Commission (AEC)
| author affiliation = NRC/RES
| addressee name =  
| addressee name =  
| addressee affiliation =  
| addressee affiliation =  
Line 10: Line 10:
| license number =  
| license number =  
| contact person =  
| contact person =  
| document report number = RG-1.060
| document report number = RG-1.60, Rev 1
| document type = Regulatory Guide
| document type = Regulatory Guide
| page count = 6
| page count = 7
}}
}}
{{#Wiki_filter:t*lAGy. C0\oU.S. ATOMIC ENERGY. COMMISSION:_.;:::; ', rs : DIRECTORATE OF REGULATO RY STANDARDSREGULATORY GUIDE 1.60DESIGN RESPONSE.SPECTRA FOR SEISMIC.DESIGNOF NUCLEAR POWER PLANTSOciober 1973WIDESA..A INTRODUCTIONCriterion 2, "Design Bases for Protection AgainstNatural Phenoniena," Of 'Appendix A, "General DesignCriteria for Nuclear.Power Plants." to 10 CFR Part 50.L'.'icensing of Production and Utilization Facilities."requires, in part, that nuclear power plant structures,syYStems, .,and components important to safety b'hdesigned to -withstand. the' effects of earthquakes.Proposed Appendix A, "Seistnic and Geologic SitingCriteria,'"to :10 CFR Part .100, "Reactor Site Crinteria,i.* Would require, in part, that the Safe ShutdownEarthquake (SSE) be defined by response spectracorrespoanding 'to the expected maximum ground, acc:elerations..,This guide. describes a. piocedure.. .acceptable: to the 'AEC ARegulatory staff- for definingS espqnsei spectra for the seismic design of nuclear power1 kplants. The Adviory Committee on Reactor Safeguardsbas been consulted concerning this guide and hasconcurred in the regulatory position.'B. DISCUSSIONin o.rder. to approximate the intensity and therebyestimate, the maximum :.gr6tund' acceleriationo Of the:.expcted strongesýt..ground 'm'tion,(SsE) for a given site,: pr.oposed -Append*- A, to I 0.'.CFR- Part 100. specifies. anumber of,'required investigations. It does not, however.giye a -method for 'defining.. the response spectralcorresponding to 'tile expected nmaximunt. groundacceleration"The recorded ground acccleratioihs and responsespectra of' past. earthquakes provide a, basis for therational design of structures to resist earthquakes. TheDesign Response Spectra,' .specified for design purposes,can be developed.statistically from.response spectra of.past strong-motion earthquakes (see' reference I).. AnSee definitions at the end of the guide..extensive study.'has hlcn described by Newmiaik andBlunie in re!ferences I. 2, .and After ieviewing th'sereterenced documents, tilt AE( RegtIu10toiy 'staff hasdetermined as acceptahle tile fI llowicni procedilre 1or'defining the Design RIeslponse Spectra representing theeffects of the vibratory 111i00 Otf thi SS[, 1./2 the SS!.',and the Operating Basis Earthquake (0111) on sitesunderlain by either rock or sOil deIposits d:l CoVerfinig Allfrequencies of inter.st. However, for uliustially soft site..modification to this procedure will.he requited.In this procedure,
{{#Wiki_filter:Revssion I
* the .configurali6ios of tihehorizonial. component Design Response Spectra i'm eachof the two: mutually perpendicular honizontal axes areshown in Figure 1. of this guide. These sh lpe% agree wilhdeveloped by', Newmnz'k, Blune. and Kapur inreference 1. In Figure 1 tihe ase diagram consists ofthree parts: the bottom. line:on he left part representsthe maximum ground displacement, the bottom line onthe right part represents, the maximum a celeration, andithe middle part depends. on the maximum velocity. Thlehorizontal component Design Response Spectra inFigure I of tids guide correspond' to a 'maximuinhoriznital ground acceleration of 1 .0 g. "rlie maxintum,ground displacement. is. uiken.'propportional to themaximum ground accekeration. and is'set.at 36 inchesfor'a.ground "acceleratioin of1.tI, 0 g."Thc nunierical valuesof design displacements, velocities, and accelerations forthe horizont-al component Design Response Spectra areobtained by multiplying the corresponding values of themaximum ground displacement and acceleraliol by thefactors given in Table I of this guide. Tile displacenientregion lines of the Design Response Spectra ame parallelto the maximum ground displacement line and areshown. un lhie left of Figure I. The velocity region linessl.ope. downward from a. frequency nf 0.25" cps (controlpoint D)'to a. frequency of 2.5 cps (control point C) andare shown at. the 'top. The remainting two sets' of" linesbetween the frequencies of 2.5 cps and 33 cps (controlpoint A), with a break ata freqtuency cf 9 cps (controlUSAEC REGULATORY GUIDES Coplw of publithed guide. may be obtained by request indicating the dwvitantdesired to the US. Atomic Energy Commistion. Washinglon. 0,C.. 7D545,ReguLatory Guides ae Issued to. descibe and make arvailable to the public Attention: Director of Regulatory Standards. Comments arml sugpltrinni lormethods aceptable w the AEC Regulatory tiaff of implemnenting specific parns of Imnorovenmerls in these guldot encouraged and should ae sent to the Secretarythe Coammmion's regulations, to delineate techniques used by the staff in of the Comnmiuion, U.S.. Atomic Energy Commision, Washington. D.C. 20545.vellualng specilic problenr'ofa.postulated accidents, or to provide guidance to Attention: Chief. Public Procetlings Staff.liegplcanl. Regulatory Guldes are not tubslltuie' for regulations and compliancewith them Is not required. Methods 'end. olutlont different'from those eat out in The guides are issued on she following ten broad divisions:the.gulde will be acceptable It they provide a basis for the findings requisite tothe suamnce or omlnmlnuani of a permit or Ilcense by the Commission. 1. Pow" Reactors
December 1973 U.S. ATOMIC ENERGY COMMISSION  
* 6. Producst2. Research and Test Reactots
REGULATORY
* 7. Transpotation.3. Fuels and Materials Facilitis .. 8' Occupational HealthPwwus dsd guides will be revised periodically, in appropriate. to aecommodate 4. Environmental and Siting " 9. Antitrust ReviewwornmntS ead to reflect new Inforn-llon or5,swrne. " ..Materials and Plant.Protection 10. General F-point W. constituit: tile acceleration region h ot' thehorizontal I)csrgn Response Spectra. Fot frequenciesIhigher than 33 cps. the maximum ground accelerationline represents the Design Response Spectra.The vereial corrrponent I.sign Response Spectra.corrtesponlding to tile IllaxiuIIInIl hIri:minrlal ,rtlndacceh'rafioi of I.0 g are slhown in Figure 2 of ih' is guide.The nuneltici al vlues of design displacements. veloci ics.and acceleratiotis inl these spetra are obtained byantrltiivying tile conrespol.Jing values of" the lrlaxitIniunlihri:mital gr.u mIud moriott (acceleration = 1.0 g anddisplacemotw t = 3(N in.) hy the tactors given in Table II oflhi, guide. T"he displacentrertt reliunt lines of tlle DesignRe-sponse Spectr;t :are parallel to the mnaxirritimum grounddiisplacemtne line and are sMiomin on the left of Figure 2.vhe velocity region lines slope downward f'rom aI'requency t' 0.25 cps (CIICttti l pohlt DI) to :1 fleqtuencyoIf 3.5 cps (control point C) and are shown at the top.Titi reniahitnn twIO sets of lines bet weeni th ie frequenciesof" 3.5 cps and 3,3 cps Icontrol poini A). withI a break attile I'reqtlellcv ot Q cps (conitmll point 13). contllitute tIleaccelera.li n tetioti o)f' tihe veefical Design ResponseSpectra. It shliold be noted tltt tre vertical DesignResponse Spectra values are 2/3 tl.,)se of the horizontalDesign Resp-nqt e Spectra for frequencies less than 0.25:I'm Ifrequencies higher tli:m 3.5. tiley are tIle wlhilethe ratio varies between 2/3 arid I I'Mr frceuienciesbetween 0.25 and 3.5. For frequencies higher thtan 33cps. the Design Response Spectra ftollow tile rrraxirnrnlgiound :acceleration lirte.The horizontal antd vertical comnponent DesignRespomn:e Spectra irt Figures 1 and 2. respectively, of thisguide cirrespond to a tixitimuri horizontal groundacceleratiin of I 1.) e. FFr sites with differentvalues specit'ied b'or the design earthquake.Ile Design Response Spectra should be linearly sacledIfrom Fiigures I mrid 2 iti proportion to the specifledtmaximtumn horizmontal ground acceleration. For sites that( are relat ivelv close to tile epicenter of :ai expectedearthquake or (2) have physical characteristics thfatcould significanrtly afT'ct tile spectial pattern (f inputmotion, such as heing underlain by poor soil deposits.Ilte procedure described above will not apply. Irt thesecases, ile D)esign Resixrse Spectra should be developediitdi\idua.ly ding to thie site characteristics.C. REGULATORY POSITIONI .Tlie horizontal comtponrent ground 1elsign ResponseSpectra. without soil-structn tre irtteractiorn effects, of theSSIE, 112 the SSE, Otr the OBE on sites underlain by rockor by soil should he linearly scaled from Figure 12 inpropOrtiOrr to tire rnt:ixiruittn lt horizortmal groundacceleration specilied for tIre ear thlquake closen. i FigureI coitrespt;Ids to a tntaxinulti horimrilal groundacceler;tiont ofI 1.t) aind ,,ccomtlpanlyitig displacerternI of36 irt.l The applicable multiplicatiot fI'ctors ald corttrolpoints are given ill Table I. For darmping ratios totinchludd itt Fi.mrc I or Tible I. at line:tr interpolationshould be used.2. The vertical c nmttment ground Design ResporrseSpectta. without soil-stiructure interaction effects, of1 titeSSE, 1/2 tite SSI.E, or the OWI" on sites underlain by rockor hr soil should lie line:irlv scaled fronni Figure 22 illproportion to tlt illraXilliLlin horizontal grouindacceletafion specified for tile earthlquake chosen. (Figure" is based on a maxitimum /iri-'iial Sround acceleraiionof 1 .0 g and accomtpanying displacement of 3R in.) Theapplicable muliiplication I'actors arnd control points aregiven ill Table II. For dalmping ratios riot incltded irtFigure 2 or Table II, a linear irierpolatiin shiould beused.2Tlhis does nor a pply to sites which It ) ar relalively clnoto Ire epicenter ot an expecled eanrthquakc or (21 which havephysic.il characteristics thil could significantly affect titespectral riombinatioin o1" input molion. The D)esign RcsponseSpectra for such sites irould tie developed on a case-by-case1srsis.I .0.-2 DEFINITIONSResponse Spectrum means a rlot 'l f lite maxi1mumresponse (acceleration. velocity, or displacement) Of afamily of idealized sinoe-degree.of.fiecdomn dampedoscillators as a function of natural irequencies (orperiods) of the oscillators to a specified vibratorynmotion input a( their supports. When obtained from arecorded earthquake record, the response spectruinlends to be irregular. with a mlnihet of peaks andvalleys.Design ,,soonse Spectrum is a relatively smotothrelationship obtained by analyzing, evaluating. andstatistically combining a number of individual icspi-msespectra derived from the records of siguificamit pasteart hquakes.Maximum (peak) Ground Acceleration specified for agiven sito means that value of the acceleiatioa whichcorecslx)nd-s to zero period in the design response spectrafor that site. At zero period lie d&sign response sp-.clraacceleration is identical for all damping "alues and isequal to the maximum (peak) ground accelerationspecified for that site.TABLE IHORIZONTAL DESIGN RESPONSE SPECTRARELATIVE VALUES OF SPECTRUM AMPLIFICATION FACTORSFOR CONTROL POINTSSPercent Amplification Factors for Control Pointsof Acceleration' 2 Displacement' 2CriticalDamping A(33 cls) B(9 cps) C(2.5 cps) D(0.25 cps)0.5 1.0 4.96 5.95 3.202.0 1.0 3.54 4.25 2.505.0 1.0 2.61 3.13 2.057.0 1.0 2.27 2.72 I .8810.0 1.0 1.90 2.28 1.70'Maximum ,sound displacement is taken proportional to maximumground acceleration, and is 36 in. for ground acceleration of 1.0 gravity.2Acoeleration and displacement amplification factors are taken fromrecommendations given in reference I.1.60-3 TA13LE IIVERTICAL DESIGN RESPONSE SPECTRARELATIVE VALUES OF SPECTRUM AMPLIFICATION FACTORSFOR CONTROL POINTSPercnt Ariplificaiion Factors for Control PointsofCriticr'l D spllccmnt 2Dampring A(33 8(9 cp) C(3.5 cps) D (0.2 5 c1o.g I .A) 4,%o 5.95.0 1.0 3.54 4.2. I.075.0 1.0 2.(11 3.13 1. 377.0 I .0 2.27 2.72 I.2510.0 1.0 I.90 2.2SSMaximum ground displawcement Ik.n proportional to na \imumngpund acckleraion and is 36 in. fIor cround accelcration tit 1.0 gr.vity.2 Accelera tion amplificalion lactots tilc I ical design rep'.nseslctra are equal 1o iho1c oS f O'h ril(ontia design reslidnwc pretra. %%hercdisdisplaceient amplification faitorq are 2/3 those hori/tnral dcsign rekponc:rpccira. Thcsc~. ratiois belwccn tie arnplifiwation f'aciors ofl the t.o dcsicnrc.pons spectra are in agrceenln with those recommetnded in re.l'cretw I,REFERENCES1. Newmark, N. W.. John A. Blume. and Kanwar K.Kapur. "Design Responsc Spectra for Nuclear PowerPlants," ASCE Structural Engineering Nleeting. SanFrancisco. April 2. N. N1. Newmark Consulting Engineering Services. "AStudy of' Vertical and Horizontal EarthquakeSpectra.*' Urbana. Illinois. USAEC Corntra.c No.AT(4'?-5)-26o7. WASI.1 255. April 1073.3, John A. Blume & Associates, "Recommendationsfor Shape of Earthquake Response Spectra," SanFrancisco. California. USAEC Contract No.AT(49-5.)-301 1. WASH-1254. February 19.73.a81.60-4 1000500200100>: /\ -,. U S20- -5 511100.1 0.2 0.5 1 2 5 10 20 50 100FREQUENCY. cpsFIGURE I. HORIZONTAL DESIGN RESPONSE SPECTRA -SCALED TO ig HORIZONTALGROUND ACCELERATIONa 10001000.' 50 .5CC100502i 20GR UN AC EL RAIO, ',FREQUENC,L cps ___FIGURE 2. VERTICAL DESIGN RESPONSE SPECTRA-SCALED TO lg HORIZONTALGRCUND ACCELERATION00}}
DIRECTORATE OF REGULATORY STANDARDS
REGULATORY GUIDE 1.60
DESIGN RESPONSE SPECTRA FOR SEISMIC DESIGN
OF NUCLEAR POWER PLANTS
 
==A. INTRODUCTION==
Criterion 2, "Design Bases for Protection Against Natural Phenomena t' of Appendix A. "General Design Criteria for Nuclear Power Plants," to 10 CFR Part 50.
 
"Uicensing of Production and Utilization Facilities:"  
requires, in part, that nuclear power plant structures, systems, and components important to safety be designed to withstand the effects of earthquakes.
 
Proptsed Appendix A, "Seismic and Geologic Siting Criteria." to 10 CFR Part 100, "Reactor Site Criteria,"
would require, in part, that the Safe Shutdown Eartlhquake (SSE) be defined by response spectra co, responding to the expected maximum ground aiccelcrations.
 
This guide describes a  
procedure acceptable to the AEC Regulatory staff for defining response spectra for the seismic design of nuclear power plants. The Adviory Committee on Reactor Safeguards has been consulted concerning this guide and has concurred in the regulatory position.
 
==B. DISCUSSION==
In order to approximate the intensity and thereby estimate the maximum ground acceleration' of the expected strongest ground motion (SSE) for a given site, proposed Appendix A to 10 CFR Part 100 specifies a number of required investigations. It does not. however, give a method for defining 1he response spectral coriesponding to the expected maximum ground acceleralion.
 
Tit recorded ground accelerations and response spectlra of past earthquakes prwvide a basis for the ralional designi of structures to resist earthquakes. The Design Response Spectra.' specified for design purposes, can he developed statistically fromn response spectra of past strong-notion earthquakes (see reference I). An I Sce deftintions at the end of the guide.
 
extensive study has been described by Newmark and filurne in references 1, 2, and 3. After reviewing these referenced documents, the AEC Regulatory staff has determined as acceptable the following procedure for defining the Design Response Spectta representing the effects of the vibratory motion of the SSE, 1/2 the SSE,  
and the Operating Basis Earthquake (OBE) on sites underlain by either rock or soil deposits and covering all frequencies of interest. However, for unusually soft sites, modification to this procedure will be required.
 
In this procedure, the configurations of the horizontal component Design Response Spectra for each of the two mutually perpendicular horizontal axes are shown in Figure I of this guide. These shapes agree with those developed by Newmark, Blum
 
====e. and Kapur in ====
,eference 1. In Figure I the base diagram consists of three parts: the bottom line on the left part represents the maximum ground displacement, the bottom line on the right part represents the maximum acceleration, and the middle part depends on the maximum velocity. The horizontal component Design Response Spectra in Figure I of this guide correspond to a maximum horizontal rou'nd accehiration of 1.0 g. The maximum ground displacement is taken proportional to the maximum ground acceleration, and is set at 36 inches for a ground acceleration of 1.0 g. The numerical values of design displacements, velocities, and accelerations for the horizontal component Design Response Spectra are obtained by multiplying the corresponding values of the maximum ground displacement and acceleration by the factors given in Table I of this guide. The displacement region lines of the Design Response Spectra are parallel to the maximum ground displacement line and are shown on the left of Figure I. The velocity region lines slope downward from a frequency of 0.25 cp' (control point D) to a frequency of 2.5 cps (control point C) and are shown at the top. The remaining two sets of lines between the frequencies of 2.5 cps and 33 cps (control point A). with a break at a frequency of 9 cps (control U.SAJEC REGULATORY GUIDES  
Carimis of Published guindes mamy, be obtained by request ..indictin the diviti0011 d11rd Ia the US. Atcn* Energy Commission.
 
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D..  
2045.
 
Itefatory Guides we iued to describe an~d @mks etleble to the puc
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====f. Public IN ====
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-Iocantt. RegutOrV Guido owe not sublttuls fr regultions and co wp4m with themi :.not Moaweed. Methods, and Solutins~ different from those mat out at The guidnd we aIssed on the f61otlgoaptn brood dit.,.orn tn he.is w11 be cemeptle tIf they t cd I bais flo ths fiditip equiertO so INe ismuwn of sonft~hunce Of 0 p0.915t of be~a by the Cormnkis.on I. P Power tt Asissa Products
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Mats, ink and Plans PIsmsctions I
 
====a. Goneref GUIDE====
 
point B). constitut; the acceleration region of the horizontil Design Response Spectra. For frequencies higher than 33 cps. the maximumnt ground acceleration line repfc.ents the Design Rcptu.nw Spectra.
 
"flih vertical component Design Response Spectra  
".orresponding to the maximum horizotd ground a'cekreuti's of 1.0 g are shown in Figure 2 of this guide.
 
The numerical values of design displacements, velocities, and accelerations in these spectra are obtained by multiplying the corresponding values of the maximum hJri:,ontal ground motion (acceleration = 1.0 g and displacement = 36 in.) by the factors given in Table II of this guide. The displacement region lines of the Design Response Spectra are parallel to the maximum ground displacement line and are shown on the left of Figure 2.
 
The velocity region lines slope downward from a frequency of 0.25 cps (control point D) to a frequency of 3.5 cpa (control point C) and are shown at the top.
 
The remaining two sets of lines between the frequencies of 3.5 cps and 33 cps (control point A), with a break at the frcquency of 9 cpa (control point B), constitute the acceleration region of the vertical Design Response Spectra. It should be noted that the vertical Design Respunse Spectra values are 2/3 those of the horizontal D'esiln Response Spectra for frequencies less than 0.25;
for frequencies lugher than 3.5, they are the same, while the ratio varies between 2/3 and I for frequencies between 0.25 and 3.5. For frequencies higher than 33 cpM. the Design Response Spectra follow the maximum pound acceleration line.
 
The horizontal and vertical component Design Response Spectra in Figures I and 2, respectively, of this guide correspond to a maximum horizontal ground acceleration of  
1.0
.* For sites with different acceleration values specified for the design earthquake, the Design Response Spectra should be linearly scaled from Figures I and 2 in proportion to the specified maximum horizontal pound acceleration. For sites that (I) are relatively close to the epicenter of an expected earthquake or (2) have physical characteristics that could significantly affect the spectral pattern of input motion, such as being underlain by poor soil depxosts.
 
the procedure described above will not apply. In these cases, the Design Response Spectra should be developed individually according to the site characteristics.
 
==C. REGULATORY POSITION==
1. The horizontal component ground Design Response Spectra, without soil-structure interaction effects, of the SSE, 1/2 the SSE. or the OBE on sites underlain by rock or by soil should be linearly scaled from Figure I1 in proportion to the maximum horizontal pound acceleration specified for the earthquake chosen. (Figure I
corresponds to a maximum horizontal ground acceleration of 1.0 5 and accompanying displacement of
36 in.) The applicable multiplication factors and control points are gven in Table I. For damping ratios not included in Figure I or Table I, a linear interpolation should be used.
 
2.
 
The vertical component ground Design Response Spectra, without soil-structure interaction effects, of the SSE. 1/2 the SSE, or the OBE on sites underlain by rock or by soil should be linearly scaled from Figure 22 in proportion to the maximum horizontal grouMd acceleration specified for the earthquake chosen. (Figure  
2 is based on a maximum hw algm d acdcrajn of 1.0 g and accompanying displacement of 36 in.) The applicable multiplication factors and control points are given in Table 11. For damping ratios not included in Figure 2 or Table 11, a linear interpolation should be used.
 
'This does not apply to sites which (1) an relatively com to the epcenter of an expected earthquake of (2) which haie physical characteristlca that couMd nifcantly affect the spectral ,rmbinatia of input motion. The Desip Respuotn Spectra for such sites should be developed on a cam-by-cam
1.60.2 K
 
DEFINITIONS
Respone Spectrum mcans a plot of the maximum response (acceleration. velocity. or displacemnct) of a family of idealized single-depee-of-fieekrcn damped oscillators as a function of natural frequencies (oi periods) of the oscillators to a specified vibratory motion input at their supports. When obtained from a recorded earthquake record, the. response spectrurr tends to be irregular, with a number of peaks ane valleys.
 
Design Resp..
Spectrum is a relatively smoot)
I
relationship obtained by analyzing. evaluating, and statistically combining a number of individual response spectra derived from the records of significant past earthquakes.
 
Maximum (peak) Ground Accderatio specified for a given site means that value of the acceleration which corresponds to zero period in the design resporse spectra for that site. At zero period the design response spectra acceleration is identical for all damping values and is equal to the maximum (peak) gpound acceleration I
specified for that site.
 
TABLE I
HORIZONTAL DESIGN RESPONSE SPECTRA
RELATIVE VALUES OF SPECTRUM AMPLIFICATION FACTORS
FOR CONTROL POINTS
Aenplificton Factors for Control Points of Acmalation" '
OiqImnment''  
Omanw0n A(33 qxl B(9 qx)  
C42.5 cpd W)(0.2S qchI
0.5  
1.0  
4.96  
5.95  
3.20
2.0  
1.0  
3.54  
4.25  
2.50
S.0  
1.0  
2.61  
3.13  
2.05
7.0  
1.0  
2.27  
2.72  
1A88
10.0  
1.0  
1.90  
2.28  
1.70  
Maximum gound disyacament is taken proportional to matmwm ground accelciation, and Is 36 In. for pround acceleration of 1.0 gravity.
 
sAbotimtion and displacement anplifkztion factor are taken from gecoiunmastions Stan in teforence 1.
 
1.60-3
 
VERTICAL DESIGN RESPONSE SPECTRA
RELATIVE VALUES OF SPECTRUM AMPLIFICATION FACTORS
FOR CONTROL POINTS
Perosnt Amplrification Fcitors for Control Points Critlcal Acooeratioo' 2 ai s
Daf*ping A(33 cps)
8(9 cps)  
C13.5 cm)  
D(0.25 cps)
0.5  
1.0
4.96
5.67'
2.13
2.0  
1.0  
3.54  
4.05
1.67
5.0  
.0  
2.61
2.98
1.37
7.0  
1.0  
2.27  
2.59
1.25
10.0  
1.0  
1.90  
2.17
1.13
'Maximum ground dispilacbment is taken proportional to maximum gound acceleration and is 36 in. ftw ground acceleration of 1.0 gravity.
 
s Acceleration amplhllation factors for the vcfti'al design response spectra arc equal to those for horizontal design re.sponse spcctra at a given frequency. whereas dixplacement ampltfcation f'actms are 2/3 those rot hod znnlal design response spectra. These ratios between the amplification factor for the two desia response spectra are In agreement with thou recommended n rceference I.
 
3Tbew values were changed to nake thb tabl consittsnt with the dis.
 
cussim of vertical cnmponents in Section B of this guide.
 
REFERENCES
I. Newnark. N. M.. John A. Blume. and Kanwar K.
 
Kapur, "Design Response Spectra for Nuclear Power Plants," ASCE Structural Engineering Meeting, Sin Francisco. April 1973.
 
2.
 
N. M. Newmark Consulting Engineering Services, "A
Study of Vertical SW- Horizontal Earthquake Spectra," Urbana, Illinois, USAEC Contract No.
 
AT(49-$)-2667, WASH-1 255, April 1973.
 
3.
 
John A. Blume & Associates, "Recommendations for Shape of Earthquake Response Spectra," San Francisco, California, USAEC Contract No.
 
AT(49-$)-301 I. WASH-1254. February 1973.
 
1.604 K
 
0.1
02
0.s
1  
2  
5  
10  
2D
50  
100
FRr WUENCY. cps FIGURE 1. HORIZONTAL DESIGN RESPONSE SPECTRA - SCALED TO 1g HORIZONTAL
GROUND ACCELERATION
 
1000X
500
010e
4p I5
0.1
0D2
0.
 
1
2
5
10
20
50  
100
FREOUENCY. cp, FIGURE 2. VERTICAL DESIGN RESPONSE SPECTRA - SCALED TO ig HORIZONTAL
GROUND ACCELERATION
 
UNITED STATES
NUCLEAR REGULATORY COMMISSION
WASHINGTON, D.C. 20555 SFIRST CLASS MAIL
POSTAGE III FES PAID
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====s. Nc WASH D C ====
Pf RMI1 No L
OFFICIAL BUSINESS
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Design Response Spectra for Seismic Design of Nuclear Power Plants
ML003740207
Person / Time
Issue date: 12/31/1973
From:
Office of Nuclear Regulatory Research
To:
References
RG-1.60, Rev 1
Download: ML003740207 (7)


Revssion I

December 1973 U.S. ATOMIC ENERGY COMMISSION

REGULATORY

DIRECTORATE OF REGULATORY STANDARDS

REGULATORY GUIDE 1.60

DESIGN RESPONSE SPECTRA FOR SEISMIC DESIGN

OF NUCLEAR POWER PLANTS

A. INTRODUCTION

Criterion 2, "Design Bases for Protection Against Natural Phenomena t' of Appendix A. "General Design Criteria for Nuclear Power Plants," to 10 CFR Part 50.

"Uicensing of Production and Utilization Facilities:"

requires, in part, that nuclear power plant structures, systems, and components important to safety be designed to withstand the effects of earthquakes.

Proptsed Appendix A, "Seismic and Geologic Siting Criteria." to 10 CFR Part 100, "Reactor Site Criteria,"

would require, in part, that the Safe Shutdown Eartlhquake (SSE) be defined by response spectra co, responding to the expected maximum ground aiccelcrations.

This guide describes a

procedure acceptable to the AEC Regulatory staff for defining response spectra for the seismic design of nuclear power plants. The Adviory Committee on Reactor Safeguards has been consulted concerning this guide and has concurred in the regulatory position.

B. DISCUSSION

In order to approximate the intensity and thereby estimate the maximum ground acceleration' of the expected strongest ground motion (SSE) for a given site, proposed Appendix A to 10 CFR Part 100 specifies a number of required investigations. It does not. however, give a method for defining 1he response spectral coriesponding to the expected maximum ground acceleralion.

Tit recorded ground accelerations and response spectlra of past earthquakes prwvide a basis for the ralional designi of structures to resist earthquakes. The Design Response Spectra.' specified for design purposes, can he developed statistically fromn response spectra of past strong-notion earthquakes (see reference I). An I Sce deftintions at the end of the guide.

extensive study has been described by Newmark and filurne in references 1, 2, and 3. After reviewing these referenced documents, the AEC Regulatory staff has determined as acceptable the following procedure for defining the Design Response Spectta representing the effects of the vibratory motion of the SSE, 1/2 the SSE,

and the Operating Basis Earthquake (OBE) on sites underlain by either rock or soil deposits and covering all frequencies of interest. However, for unusually soft sites, modification to this procedure will be required.

In this procedure, the configurations of the horizontal component Design Response Spectra for each of the two mutually perpendicular horizontal axes are shown in Figure I of this guide. These shapes agree with those developed by Newmark, Blum

e. and Kapur in

,eference 1. In Figure I the base diagram consists of three parts: the bottom line on the left part represents the maximum ground displacement, the bottom line on the right part represents the maximum acceleration, and the middle part depends on the maximum velocity. The horizontal component Design Response Spectra in Figure I of this guide correspond to a maximum horizontal rou'nd accehiration of 1.0 g. The maximum ground displacement is taken proportional to the maximum ground acceleration, and is set at 36 inches for a ground acceleration of 1.0 g. The numerical values of design displacements, velocities, and accelerations for the horizontal component Design Response Spectra are obtained by multiplying the corresponding values of the maximum ground displacement and acceleration by the factors given in Table I of this guide. The displacement region lines of the Design Response Spectra are parallel to the maximum ground displacement line and are shown on the left of Figure I. The velocity region lines slope downward from a frequency of 0.25 cp' (control point D) to a frequency of 2.5 cps (control point C) and are shown at the top. The remaining two sets of lines between the frequencies of 2.5 cps and 33 cps (control point A). with a break at a frequency of 9 cps (control U.SAJEC REGULATORY GUIDES

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point B). constitut; the acceleration region of the horizontil Design Response Spectra. For frequencies higher than 33 cps. the maximumnt ground acceleration line repfc.ents the Design Rcptu.nw Spectra.

"flih vertical component Design Response Spectra

".orresponding to the maximum horizotd ground a'cekreuti's of 1.0 g are shown in Figure 2 of this guide.

The numerical values of design displacements, velocities, and accelerations in these spectra are obtained by multiplying the corresponding values of the maximum hJri:,ontal ground motion (acceleration = 1.0 g and displacement = 36 in.) by the factors given in Table II of this guide. The displacement region lines of the Design Response Spectra are parallel to the maximum ground displacement line and are shown on the left of Figure 2.

The velocity region lines slope downward from a frequency of 0.25 cps (control point D) to a frequency of 3.5 cpa (control point C) and are shown at the top.

The remaining two sets of lines between the frequencies of 3.5 cps and 33 cps (control point A), with a break at the frcquency of 9 cpa (control point B), constitute the acceleration region of the vertical Design Response Spectra. It should be noted that the vertical Design Respunse Spectra values are 2/3 those of the horizontal D'esiln Response Spectra for frequencies less than 0.25;

for frequencies lugher than 3.5, they are the same, while the ratio varies between 2/3 and I for frequencies between 0.25 and 3.5. For frequencies higher than 33 cpM. the Design Response Spectra follow the maximum pound acceleration line.

The horizontal and vertical component Design Response Spectra in Figures I and 2, respectively, of this guide correspond to a maximum horizontal ground acceleration of

1.0

.* For sites with different acceleration values specified for the design earthquake, the Design Response Spectra should be linearly scaled from Figures I and 2 in proportion to the specified maximum horizontal pound acceleration. For sites that (I) are relatively close to the epicenter of an expected earthquake or (2) have physical characteristics that could significantly affect the spectral pattern of input motion, such as being underlain by poor soil depxosts.

the procedure described above will not apply. In these cases, the Design Response Spectra should be developed individually according to the site characteristics.

C. REGULATORY POSITION

1. The horizontal component ground Design Response Spectra, without soil-structure interaction effects, of the SSE, 1/2 the SSE. or the OBE on sites underlain by rock or by soil should be linearly scaled from Figure I1 in proportion to the maximum horizontal pound acceleration specified for the earthquake chosen. (Figure I

corresponds to a maximum horizontal ground acceleration of 1.0 5 and accompanying displacement of

36 in.) The applicable multiplication factors and control points are gven in Table I. For damping ratios not included in Figure I or Table I, a linear interpolation should be used.

2.

The vertical component ground Design Response Spectra, without soil-structure interaction effects, of the SSE. 1/2 the SSE, or the OBE on sites underlain by rock or by soil should be linearly scaled from Figure 22 in proportion to the maximum horizontal grouMd acceleration specified for the earthquake chosen. (Figure

2 is based on a maximum hw algm d acdcrajn of 1.0 g and accompanying displacement of 36 in.) The applicable multiplication factors and control points are given in Table 11. For damping ratios not included in Figure 2 or Table 11, a linear interpolation should be used.

'This does not apply to sites which (1) an relatively com to the epcenter of an expected earthquake of (2) which haie physical characteristlca that couMd nifcantly affect the spectral ,rmbinatia of input motion. The Desip Respuotn Spectra for such sites should be developed on a cam-by-cam

1.60.2 K

DEFINITIONS

Respone Spectrum mcans a plot of the maximum response (acceleration. velocity. or displacemnct) of a family of idealized single-depee-of-fieekrcn damped oscillators as a function of natural frequencies (oi periods) of the oscillators to a specified vibratory motion input at their supports. When obtained from a recorded earthquake record, the. response spectrurr tends to be irregular, with a number of peaks ane valleys.

Design Resp..

Spectrum is a relatively smoot)

I

relationship obtained by analyzing. evaluating, and statistically combining a number of individual response spectra derived from the records of significant past earthquakes.

Maximum (peak) Ground Accderatio specified for a given site means that value of the acceleration which corresponds to zero period in the design resporse spectra for that site. At zero period the design response spectra acceleration is identical for all damping values and is equal to the maximum (peak) gpound acceleration I

specified for that site.

TABLE I

HORIZONTAL DESIGN RESPONSE SPECTRA

RELATIVE VALUES OF SPECTRUM AMPLIFICATION FACTORS

FOR CONTROL POINTS

Aenplificton Factors for Control Points of Acmalation" '

OiqImnment

Omanw0n A(33 qxl B(9 qx)

C42.5 cpd W)(0.2S qchI

0.5

1.0

4.96

5.95

3.20

2.0

1.0

3.54

4.25

2.50

S.0

1.0

2.61

3.13

2.05

7.0

1.0

2.27

2.72

1A88

10.0

1.0

1.90

2.28

1.70

Maximum gound disyacament is taken proportional to matmwm ground accelciation, and Is 36 In. for pround acceleration of 1.0 gravity.

sAbotimtion and displacement anplifkztion factor are taken from gecoiunmastions Stan in teforence 1.

1.60-3

VERTICAL DESIGN RESPONSE SPECTRA

RELATIVE VALUES OF SPECTRUM AMPLIFICATION FACTORS

FOR CONTROL POINTS

Perosnt Amplrification Fcitors for Control Points Critlcal Acooeratioo' 2 ai s

Daf*ping A(33 cps)

8(9 cps)

C13.5 cm)

D(0.25 cps)

0.5

1.0

4.96

5.67'

2.13

2.0

1.0

3.54

4.05

1.67

5.0

.0

2.61

2.98

1.37

7.0

1.0

2.27

2.59

1.25

10.0

1.0

1.90

2.17

1.13

'Maximum ground dispilacbment is taken proportional to maximum gound acceleration and is 36 in. ftw ground acceleration of 1.0 gravity.

s Acceleration amplhllation factors for the vcfti'al design response spectra arc equal to those for horizontal design re.sponse spcctra at a given frequency. whereas dixplacement ampltfcation f'actms are 2/3 those rot hod znnlal design response spectra. These ratios between the amplification factor for the two desia response spectra are In agreement with thou recommended n rceference I.

3Tbew values were changed to nake thb tabl consittsnt with the dis.

cussim of vertical cnmponents in Section B of this guide.

REFERENCES

I. Newnark. N. M.. John A. Blume. and Kanwar K.

Kapur, "Design Response Spectra for Nuclear Power Plants," ASCE Structural Engineering Meeting, Sin Francisco. April 1973.

2.

N. M. Newmark Consulting Engineering Services, "A

Study of Vertical SW- Horizontal Earthquake Spectra," Urbana, Illinois, USAEC Contract No.

AT(49-$)-2667, WASH-1 255, April 1973.

3.

John A. Blume & Associates, "Recommendations for Shape of Earthquake Response Spectra," San Francisco, California, USAEC Contract No.

AT(49-$)-301 I. WASH-1254. February 1973.

1.604 K

0.1

02

0.s

1

2

5

10

2D

50

100

FRr WUENCY. cps FIGURE 1. HORIZONTAL DESIGN RESPONSE SPECTRA - SCALED TO 1g HORIZONTAL

GROUND ACCELERATION

1000X

500

010e

4p I5

0.1

0D2

0.

1

2

5

10

20

50

100

FREOUENCY. cp, FIGURE 2. VERTICAL DESIGN RESPONSE SPECTRA - SCALED TO ig HORIZONTAL

GROUND ACCELERATION

UNITED STATES

NUCLEAR REGULATORY COMMISSION

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