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{{#Wiki_filter:Fukushima -
{{#Wiki_filter:Fukushima -
Flooding Hazard Reevaluation Upstream Dam Failure Analysis NCR Technical Presentation NRC Headquarters One White Flint North Oconee Nuclear Station                            Rockville, MD March 25, 2013 For Information Only
Flooding Hazard Reevaluation Upstream Dam Failure Analysis NCR Technical Presentation NRC Headquarters One White Flint North Rockville, MD March 25, 2013 Oconee Nuclear Station For Information Only  


Dave Baxter, VP, Regulatory Project Completion Dean Hubbard, Oconee External Flood Licensing Manager Ray McCoy, Principal Engineer, ONS Civil Design Chris Ey, Civil Engineering Manager, HDR Dana Jones, Oconee Fukushima Engineering Supervisor Joe Ehasz, VP, URS Program Manager - Water Resources 2
For Information Only Dave Baxter, VP, Regulatory Project Completion Dean Hubbard, Oconee External Flood Licensing Manager Ray McCoy, Principal Engineer, ONS Civil Design Chris Ey, Civil Engineering Manager, HDR Dana Jones, Oconee Fukushima Engineering Supervisor Joe Ehasz, VP, URS Program Manager - Water Resources 2  
For Information Only


Agenda Current Dam Failure Analysis - January 28, 2011 Breach Analysis Summary Model Development Updated Dam Failure Evaluation - submitted March 12, 2013 Models Considered Selection of Xu & Zhang Update Breach Parameters Sensitivity Analysis Independent Review Comparative Analysis - Large Modern Dam Failures Modifications Scope 3
For Information Only Agenda Current Dam Failure Analysis - January 28, 2011 Breach Analysis Summary Model Development Updated Dam Failure Evaluation - submitted March 12, 2013 Models Considered Selection of Xu & Zhang Update Breach Parameters Sensitivity Analysis Independent Review Comparative Analysis - Large Modern Dam Failures Modifications Scope 3  
For Information Only


2011 Breach Analysis Summary Breach parameters developed using regression methodology and technical papers:
For Information Only 2011 Breach Analysis Summary Breach parameters developed using regression methodology and technical papers:
Froehlich 2008 Walder & OConnor MacDonald & Langridge-Monopolis Breach analysis focused on maximizing flooding levels to provide a very conservative and bounding analysis:
Froehlich 2008 Walder & OConnor MacDonald & Langridge-Monopolis Breach analysis focused on maximizing flooding levels to provide a very conservative and bounding analysis:
Breach dimensions maximized to assume loss of most of the dam embankment.
Breach dimensions maximized to assume loss of most of the dam embankment.
Froehlich breach time of 5 hours was reduced to 2.8 Maximum peak outflow was selected from all methods Breach times of Keowee dams/dikes adjusted to maximize water directed at the site Tailwater effect below Jocassee dam was not considered 4
Froehlich breach time of 5 hours was reduced to 2.8 Maximum peak outflow was selected from all methods Breach times of Keowee dams/dikes adjusted to maximize water directed at the site Tailwater effect below Jocassee dam was not considered 4  
For Information Only


2011 Breach Analysis Summary Jocassee Dam (postulated dam failure)
For Information Only Jocassee Dam (postulated dam failure)
Initial breach derived primarily from Froehlich regression equations.
Initial breach derived primarily from Froehlich regression equations.
Breach dimensions were adjusted based on physical constraints of natural valley Jocassee breach parameters:
Breach dimensions were adjusted based on physical constraints of natural valley Jocassee breach parameters:
Top Width - 1156 (64% of overall crest)
Top Width - 1156 (64% of overall crest)
Bottom Width - 431 feet Bottom Elevation - 800 msl Breach Formation Time - 2.8 hrs, Peak outflow 5,400,000 cfs 5
Bottom Width - 431 feet Bottom Elevation - 800 msl Breach Formation Time - 2.8 hrs, Peak outflow 5,400,000 cfs 5
For Information Only
2011 Breach Analysis Summary


2011 SE Jocassee Dam Breach Progression and Stage-Discharge Hydrographs 6
For Information Only 2011 SE Jocassee Dam Breach Progression and Stage-Discharge Hydrographs 6  
For Information Only


2011 Breach Analysis Summary Keowee Dam/Dikes (postulated cascading dam failures)
For Information Only Keowee Dam/Dikes (postulated cascading dam failures)
Overtopping failure trigger of two feet over the crest Cascading dam/dike failure on Keowee Keowee main dam- 2.8 hrs West Saddle Dam - 0.5 hrs Intake Canal Dike- 0.9 hrs Little River Dam - 1.9 hrs Conservative assumptions were made to maximize the water directed toward the power block 7
Overtopping failure trigger of two feet over the crest Cascading dam/dike failure on Keowee Keowee main dam-2.8 hrs West Saddle Dam - 0.5 hrs Intake Canal Dike- 0.9 hrs Little River Dam - 1.9 hrs Conservative assumptions were made to maximize the water directed toward the power block 7
For Information Only
2011 Breach Analysis Summary


Model Development HEC-RAS 1D Model 8
For Information Only 8
For Information Only
Model Development HEC-RAS 1D Model  


Model Development SRH 2D Model (57 thousand elements) 9 For Information Only
For Information Only Model Development SRH 2D Model (57 thousand elements) 9  


2011 Breach Analysis Summary 2D Model 10 For Information Only
For Information Only 2011 Breach Analysis Summary 2D Model 10  


Updated Dam Failure Evaluation 11
11 Updated Dam Failure Evaluation  


Updated Dam Failure Evaluation Fukushima 2.1 Attributes of updated and refined dam failure analysis Updated methodology and present day regulatory guidance Performed to meet NUREG CR/7046, 2011 & ANS 2.8, 1992 Realistic but still conservative assumptions Physical characteristics of the dams/dikes recognized including materials and method/quality of construction Overtopping and Seismic are confirmed from the 2011 SE as not being credible failure modes 12 For Information Only
For Information Only Updated Dam Failure Evaluation Fukushima 2.1 Attributes of updated and refined dam failure analysis Updated methodology and present day regulatory guidance Performed to meet NUREG CR/7046, 2011 & ANS 2.8, 1992 Realistic but still conservative assumptions Physical characteristics of the dams/dikes recognized including materials and method/quality of construction Overtopping and Seismic are confirmed from the 2011 SE as not being credible failure modes 12  


Updated Dam Failure Evaluation Fukushima 2.1 Overtopping of the Jocassee dam was confirmed not to be a credible failure mode The Jocassee dam and dikes include 15 feet of freeboard The Jocassee watershed is small relative to storage capacity - 148 square miles The top of the spillways are located at 1110 (full normal level)
For Information Only Updated Dam Failure Evaluation Fukushima 2.1 Overtopping of the Jocassee dam was confirmed not to be a credible failure mode  
Four diverse methods of assuring spillway gate operation Rigorous spillway gate maintenance and surveillance testing as required and monitored by FERC Lake management procedures require consideration of lower level to anticipate additional storage needs for significant storms Weekly rain forecast are prepared by Duke Energy to project rainfall for the basin Precipitation monitoring has assured that no overtopping of the spillway gates has occurred in 40 + years of operation PMF using current HRR-51,52 results in 3 feet of freeboard margin 2011 SE also concluded that overtopping was not credible 13 For Information Only


Updated Dam Failure Evaluation Fukushima 2.1 Seismic Failure of the Dam was confirmed not to be a credible failure mode Seismic evaluation based on current FERC criteria using the 1989 EPRI Hazard Curves The Jocassee dam is designed to a 0.12 g horizontal ground acceleration (Oconee site is designed to a 0.1g horizontal ground acceleration).
The Jocassee dam and dikes include 15 feet of freeboard
 
The Jocassee watershed is small relative to storage capacity - 148 square miles
 
The top of the spillways are located at 1110 (full normal level)
Four diverse methods of assuring spillway gate operation Rigorous spillway gate maintenance and surveillance testing as required and monitored by FERC
 
Lake management procedures require consideration of lower level to anticipate additional storage needs for significant storms Weekly rain forecast are prepared by Duke Energy to project rainfall for the basin Precipitation monitoring has assured that no overtopping of the spillway gates has occurred in 40 + years of operation
 
PMF using current HRR-51,52 results in 3 feet of freeboard margin
 
2011 SE also concluded that overtopping was not credible 13
 
For Information Only Updated Dam Failure Evaluation Fukushima 2.1 Seismic Failure of the Dam was confirmed not to be a credible failure mode  
 
Seismic evaluation based on current FERC criteria using the 1989 EPRI Hazard Curves The Jocassee dam is designed to a 0.12 g horizontal ground acceleration (Oconee site is designed to a 0.1g horizontal ground acceleration).
2007 Updated Fragility Analysis High Confidence of a Low Probability of Failure (HCLPF) of the dam by sliding 0.305 g Evaluation was performed by Applied Research & Engineering Sciences (ARES) Corp., formerly EQE, a respected consulting firm in the area of seismic fragility The ARES report concluded the median centered fragility value for failure of the dam is 1.64 g.
2007 Updated Fragility Analysis High Confidence of a Low Probability of Failure (HCLPF) of the dam by sliding 0.305 g Evaluation was performed by Applied Research & Engineering Sciences (ARES) Corp., formerly EQE, a respected consulting firm in the area of seismic fragility The ARES report concluded the median centered fragility value for failure of the dam is 1.64 g.
Maximum Probabilistic Peak Ground Acceleration for a 2% probability of being exceeded within a 50 year period is 0.197 g (using the United States Geologic Service hazard maps applicable to Jocassee).
Maximum Probabilistic Peak Ground Acceleration for a 2% probability of being exceeded within a 50 year period is 0.197 g (using the United States Geologic Service hazard maps applicable to Jocassee).
Jocassee dam is included in the seismic model of the Oconee Probable Risk Assessment.
Jocassee dam is included in the seismic model of the Oconee Probable Risk Assessment.
The combination of the updated seismic fragility with the seismic hazard curve results in a negligible risk contribution from seismic events.
The combination of the updated seismic fragility with the seismic hazard curve results in a negligible risk contribution from seismic events.
In a letter dated 11/20/07 and in the 1/28/11 SE report, the NRC concluded that there is a negligible risk 14 For Information Only
In a letter dated 11/20/07 and in the 1/28/11 SE report, the NRC concluded that there is a negligible risk 14  


Models Considered Regression Analysis Froehlich 2008 Walder & OConnor MacDonald & Langridge-Monopolis 1984 Xu & Zhang 2009 15 For Information Only
For Information Only Models Considered Regression Analysis Froehlich 2008 Walder & OConnor MacDonald & Langridge-Monopolis 1984 Xu & Zhang 2009 15  


Selection of Xu & Zhang 2009 Basis Most current regression method developed and validated with the largest data base of dam failures:
For Information Only Selection of Xu & Zhang 2009 Basis Most current regression method developed and validated with the largest data base of dam failures:
182 earth and rockfill dam failures compiled 75 failures w/ sufficient info to develop breach regression models Empirical formulas that account for physical characteristics of dam/reservoir: dam type, failure mode, height, dam erodibility, reservoir shape/storage) 33 of the 75 failures were on large dams ( > 15 meters )
182 earth and rockfill dam failures compiled 75 failures w/ sufficient info to develop breach regression models Empirical formulas that account for physical characteristics of dam/reservoir: dam type, failure mode, height, dam erodibility, reservoir shape/storage) 33 of the 75 failures were on large dams ( > 15 meters )
Applies to multi-zoned dams Method yields realistic but conservative breach parameters Recognized by industry experts 16 For Information Only
Applies to multi-zoned dams Method yields realistic but conservative breach parameters Recognized by industry experts 16  


Breach Parameters Fukushima Update Jocassee Dam - Xu & Zhang Starting reservoir elevation 1110 (normal full pond)
For Information Only Breach Parameters Fukushima Update Jocassee Dam - Xu & Zhang Starting reservoir elevation 1110 (normal full pond)
Rockfill dam with low erodibility classification Piping failure initiating at 1020 feet msl (Sunny Day Failure)
Rockfill dam with low erodibility classification Piping failure initiating at 1020 feet msl (Sunny Day Failure)
Breach parameters:
Breach parameters:
Line 79: Line 89:
Xu & Zhang - 29.2 hrs.(13.2 hours piping +16.0 open weir)
Xu & Zhang - 29.2 hrs.(13.2 hours piping +16.0 open weir)
Froehlich - 16.0 hours (open weir)
Froehlich - 16.0 hours (open weir)
Peak outflow: 1,760,000 cfs 17 For Information Only
Peak outflow: 1,760,000 cfs 17  


Jocassee Dam Low Erodibility Classification Diagram removed due to security sensitive information 18 For Information Only
For Information Only Jocassee Dam Low Erodibility Classification 18 Diagram removed due to security sensitive information  


Fukushima Model JOCASSEE DAM BREACH PARAMETERS Reservoir                                                                                                             Breach Crest                              Bottom Breach    Bottom    Average                        Time to  Top of Starting                                                       Right Side Left Side                      Breach    Initiation Structure Elevation               Failure Mode Elevation (ft Breach Width Breach                           Failure  Breach Elevation (ft                                                   Slope (Zr) Slope (Zl)                   Progression Elevation (ft (ft msl)                                 msl)          (ft)    Width (ft)                       (Hr)  Width (ft) msl)                                                                                                                  msl)
For Information Only Fukushima Model Structure Crest Elevation (ft msl)
Jocassee 1125     1,110         Piping       870           431       566       0.53       0.53     29.2   701       Sine Wave     1,020 Dam Breach Formation Time Xu & Zhang definition: 29.2 (13.2 hours piping + 16.0 hours open weir)
Reservoir Starting Elevation (ft msl)
Froehlich definition:                         16.0 hours open weir 19 For Information Only
Failure Mode Bottom Breach Elevation (ft msl)
Bottom Breach Width (ft)
Average Breach Width (ft)
Right Side Slope (Zr)
Left Side Slope (Zl)
Time to Failure (Hr)
Top of Breach Width (ft)
Breach Progression Breach Initiation Elevation (ft msl)
Jocassee Dam 1125 1,110 Piping 870 431 566 0.53 0.53 29.2 701 Sine Wave 1,020 JOCASSEE DAM BREACH PARAMETERS 19 Breach Formation Time Xu & Zhang definition: 29.2 (13.2 hours piping + 16.0 hours open weir)
Froehlich definition:
16.0 hours open weir  


Fukushima Model Jocassee Dam Breach Progression and Stage-Discharge Hydrographs Breach Formation Time ; Xu & Zhang definition: - 29.2 (13.2 hours piping + 16.0 hours open weir) Froehlich definition: -16.0 hours open weir 20 For Information Only
For Information Only Fukushima Model Jocassee Dam Breach Progression and Stage-Discharge Hydrographs 20 Breach Formation Time ; Xu & Zhang definition: - 29.2 (13.2 hours piping + 16.0 hours open weir) Froehlich definition: -16.0 hours open weir  


Breach Parameters Fukushima Update Keowee Dam Starting reservoir elevation 800 (normal full pond)
For Information Only Breach Parameters Fukushima Update Keowee Dam Starting reservoir elevation 800 (normal full pond)
Homogeneous earth fill dam Overtopping failure trigger of two feet over the crest at 817 msl by rapid rise of Keowee reservoir over the crest Multiple simultaneous breach initiation formation points across the Keowee dam and West Saddle dam Cascading dam/dike failure on Keowee Keowee main dam- 0.75 hrs West Saddle Dam - 0.5 hrs (shorter than main dam, ratio of height) 21 For Information Only
Homogeneous earth fill dam Overtopping failure trigger of two feet over the crest at 817 msl by rapid rise of Keowee reservoir over the crest Multiple simultaneous breach initiation formation points across the Keowee dam and West Saddle dam Cascading dam/dike failure on Keowee Keowee main dam- 0.75 hrs West Saddle Dam - 0.5 hrs (shorter than main dam, ratio of height) 21  


Fukushima Model Keowee Dam Breach Progression HEC-RAS 1
For Information Only Fukushima Model Keowee Dam Breach Progression HEC-RAS 0
0.9 0.8 0.7 Relative Breach Progression 0.6 0.5 0.4 0.3 0.2 0.1 0
0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1
0   0.1   0.2   0.3     0.4           0.5           0.6   0.7   0.8   0.9   1 Relative Time Progression 22 For Information Only
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1
Relative Breach Progression Relative Time Progression 22  


Fukushima 1D Modeling Keowee Dam - Headwater and Tailwater Stage Hydrographs Final BEP LE 1-D Model Performance 830 820 810 800 790 780 770 760 Elevation - feet msl 750 740 730 720 710 700 690 680 670 660 650 0   2   4   6   8   10   12   14   16     18     20   22   24   26   28   30   32   34   36 Model Time - hours BEP LE HW       BEP LE TW 23 For Information Only
For Information Only Fukushima 1D Modeling 650 660 670 680 690 700 710 720 730 740 750 760 770 780 790 800 810 820 830 0
2 4
6 8
10 12 14 16 18 20 22 24 26 28 30 32 34 36 Elevation - feet msl Model Time - hours Keowee Dam - Headwater and Tailwater Stage Hydrographs Final BEP LE 1-D Model Performance BEP LE HW BEP LE TW 23  


Fukushima 2.1 2D Modeling Keowee Dam Breach Progression 24 For Information Only
For Information Only Fukushima 2.1 2D Modeling Keowee Dam Breach Progression 24  


Fukushima 2D Modeling Velocity and Flow Pattern at 17 hrs.
For Information Only Fukushima 2D Modeling Velocity and Flow Pattern at 17 hrs.
25 For Information Only
25  


Fukushima 2D Modeling Velocity and Flow Pattern at 20 hrs.
For Information Only Fukushima 2D Modeling Velocity and Flow Pattern at 20 hrs.
26 For Information Only
26  


Fukushima 1D-2D Modeling Results Breaching Keowee Dam                                        Intake Dike HEC-RAS                  2-D                      HEC-RAS                    2-D Elevation Decimal Time Elevation Decimal Time Elevation Decimal Time Elevation Decimal Time 817         16.28     817         16.24         n/a           n/a       n/a           n/a Maximum Water Surfaces Keowee Dam                                        Intake Dike HEC-RAS                  2-D                      HEC-RAS                    2-D Elevation Decimal Time Elevation Decimal Time Elevation Decimal Time Elevation Decimal Time 818.4         16.53   820.1         16.58         810         17.17     807.2         17.67 Maximum Water Surfaces Swale                                          Tailwater HEC-RAS                  2-D                      HEC-RAS                    2-D Elevation Decimal Time Elevation Decimal Time Elevation Decimal Time Elevation Decimal Time 817.5         16.55   815.5         16.53       787.4         17.52     790.4         18.41 Maximum Water Surfaces SSF                                              SSF HEC-RAS                  2-D                      HEC-RAS                    2-D Elevation Decimal Time Elevation Decimal Time Depth         Decimal Time Depth       Decimal Time n/a           n/a     n/a           n/a           0           n/a         0           n/a 27 For Information Only
For Information Only Fukushima 1D-2D Modeling Results Elevation Decimal Time Elevation Decimal Time Elevation Decimal Time Elevation Decimal Time 817 16.28 817 16.24 n/a n/a n/a n/a Elevation Decimal Time Elevation Decimal Time Elevation Decimal Time Elevation Decimal Time 818.4 16.53 820.1 16.58 810 17.17 807.2 17.67 Elevation Decimal Time Elevation Decimal Time Elevation Decimal Time Elevation Decimal Time 817.5 16.55 815.5 16.53 787.4 17.52 790.4 18.41 Elevation Decimal Time Elevation Decimal Time Depth Decimal Time Depth Decimal Time n/a n/a n/a n/a 0
n/a 0
n/a HEC-RAS 2-D HEC-RAS 2-D HEC-RAS 2-D Breaching HEC-RAS 2-D Maximum Water Surfaces Keowee Dam Intake Dike Intake Dike Keowee Dam HEC-RAS 2-D HEC-RAS 2-D HEC-RAS 2-D Swale Tailwater Maximum Water Surfaces 2-D Maximum Water Surfaces SSF SSF HEC-RAS 27  


Sensitivity Analysis Model                                                                                     Peak Outflow (cfs)
For Information Only Sensitivity Analysis Data in this table based on Wahl 2004, January 28, 2011 SE and updated Xu & Zhang data 100+ HEC-RAS studies performed with varied breach parameters and control variables Erodiblity was the most significant factor influencing the breach parameters for Xu & Zhang 2009 Bias of conservatism with realism 28 Model Peak Outflow (cfs)
McDonald & Langridge-Monopolis 1984                                                       1,566,381 Costa, 1985                                                                               1,634,480 Xu & Zhang, 2009                                                                         1,760,000 Evans, 1986                                                                               1,803,331 SCS, 1981                                                                                 2,647,711 Bureau of Reclamation, 1982                                                               3,046,462 McDonald & Langridge-Monopolis 1984                                                       5,093,603 (upper envelope)
McDonald & Langridge-Monopolis 1984 1,566,381 Costa, 1985 1,634,480 Xu & Zhang, 2009 1,760,000 Evans, 1986 1,803,331 SCS, 1981 2,647,711 Bureau of Reclamation, 1982 3,046,462 McDonald & Langridge-Monopolis 1984 5,093,603 (upper envelope)
Froehlich (with additional conservatism), 2008                                           5,440,000 Data in this table based on Wahl 2004, January 28, 2011 SE and updated Xu & Zhang data 100+ HEC-RAS studies performed with varied breach parameters and control variables Erodiblity was the most significant factor influencing the breach parameters for Xu & Zhang 2009 Bias of conservatism with realism 28 For Information Only
Froehlich (with additional conservatism), 2008 5,440,000  


Independent Review Breach Parameters
For Information Only 29 Independent Review Breach Parameters
* Independent Peer Review Joe Ehasz, P.E.
* Independent Peer Review Joe Ehasz, P.E.
David Bowles, Ph. D P.E. P.H.
David Bowles, Ph. D P.E. P.H.
Line 118: Line 144:
James Michael Duncan, Ph.D., P.E.
James Michael Duncan, Ph.D., P.E.
James F Ruff, Ph.D., P.E.
James F Ruff, Ph.D., P.E.
Gabriel Fernandez, Ph.D., P.E.
Gabriel Fernandez, Ph.D., P.E.  
29 For Information Only
 
For Information Only Comparative Analysis Large Modern Dam Failures
 
Taum Sauk
 
Overtopping failure initiated by human error (previous overtopping events had occurred)
 
Random rockfill embankment supporting the inner concrete liner loosely placed by end dumping the material without compaction except for the top 16 of 84 height
 
The embankment was constructed on a very steep downstream slope of 1.3H to 1V with a 10 high concrete parapet wall along the crest of the dam
 
Embankment was highly erodible and contained over 45% sand sized material (also evident in unusual level of surface erosion from rain events)
 
.Teton
 
earthen dam with majority of dam constructed of highly erodible windblown silt (infant mortality event)
 
No transition zones (sand and/or fine filters) were included between the silt core and the sand & gravel
 
Thin layer of small rock fill on both up and downstream faces with a majority of protection relied upon mix of sand, gravel and cobble
 
Piping failure at 130 below the crest due to inadequate protection of impervious core trench material
 
Breach top width 781 (~25% of overall crest)
 
Hell Hole
 
True rockfill dam,with upstream sloping impervious core with massive rock fill sections up and down stream to support and protect the core.
 
Failure caused by overtopping during construction due to an intense rain event that could not be passed through the construction diversion tunnel


Comparative Analysis Large Modern Dam Failures Taum Sauk Overtopping failure initiated by human error (previous overtopping events had occurred)
After overtopping of the core started, the dam took 26 hours to complete the breach and empty the upstream reservoir 30  
Random rockfill embankment supporting the inner concrete liner loosely placed by end dumping the material without compaction except for the top 16 of 84 height The embankment was constructed on a very steep downstream slope of 1.3H to 1V with a 10 high concrete parapet wall along the crest of the dam Embankment was highly erodible and contained over 45% sand sized material (also evident in unusual level of surface erosion from rain events)
.Teton earthen dam with majority of dam constructed of highly erodible windblown silt (infant mortality event)
No transition zones (sand and/or fine filters) were included between the silt core and the sand & gravel Thin layer of small rock fill on both up and downstream faces with a majority of protection relied upon mix of sand, gravel and cobble Piping failure at 130 below the crest due to inadequate protection of impervious core trench material Breach top width 781 (~25% of overall crest)
Hell Hole True rockfill dam,with upstream sloping impervious core with massive rock fill sections up and down stream to support and protect the core.
Failure caused by overtopping during construction due to an intense rain event that could not be passed through the construction diversion tunnel After overtopping of the core started, the dam took 26 hours to complete the breach and empty the upstream reservoir                                                                                                   30 For Information Only


Modification Scope Updated Modifications for protection from dam failure (under review):
For Information Only Modifications for protection from dam failure (under review):
: 1. Relocation of external backup power transmission line
1.
: 2. Intake Dike embankment protection
Relocation of external backup power transmission line 2.
: 3. East embankment protection
Intake Dike embankment protection 3.
: 4. Discharge Diversion wall Modifications for Local Intense Precipitation (under review):
East embankment protection 4.
Transformer relocation Diversion walls and drainage canals Aux building and Turbine building protection 31 For Information Only
Discharge Diversion wall Modifications for Local Intense Precipitation (under review):
Transformer relocation Diversion walls and drainage canals Aux building and Turbine building protection 31 Modification Scope Updated


Modification Options Jocassee Dam 1
For Information Only Modification Options 32 Jocassee Dam 1  
32 For Information Only


Questions and Feedback 33}}
Questions and Feedback 33}}

Latest revision as of 09:04, 11 January 2025

Slides from Meeting with Duke Energy Carolinas, LLC, Oconee Nuclear Station Units 1, 2, and 3, Concerning the Flooding Hazard Reevaluation Report
ML13123A204
Person / Time
Site: Oconee  Duke Energy icon.png
Issue date: 03/25/2013
From: Baxter D, Ehasz J, Ey C, Hubbard D, David Jones, Mccoy R
Duke Energy Carolinas
To:
Office of Nuclear Reactor Regulation
Boska J
References
FOIA/PA-2013-0264, FOIA/PA-2016-0071
Download: ML13123A204 (33)


Text

Fukushima -

Flooding Hazard Reevaluation Upstream Dam Failure Analysis NCR Technical Presentation NRC Headquarters One White Flint North Rockville, MD March 25, 2013 Oconee Nuclear Station For Information Only

For Information Only Dave Baxter, VP, Regulatory Project Completion Dean Hubbard, Oconee External Flood Licensing Manager Ray McCoy, Principal Engineer, ONS Civil Design Chris Ey, Civil Engineering Manager, HDR Dana Jones, Oconee Fukushima Engineering Supervisor Joe Ehasz, VP, URS Program Manager - Water Resources 2

For Information Only Agenda Current Dam Failure Analysis - January 28, 2011 Breach Analysis Summary Model Development Updated Dam Failure Evaluation - submitted March 12, 2013 Models Considered Selection of Xu & Zhang Update Breach Parameters Sensitivity Analysis Independent Review Comparative Analysis - Large Modern Dam Failures Modifications Scope 3

For Information Only 2011 Breach Analysis Summary Breach parameters developed using regression methodology and technical papers:

Froehlich 2008 Walder & OConnor MacDonald & Langridge-Monopolis Breach analysis focused on maximizing flooding levels to provide a very conservative and bounding analysis:

Breach dimensions maximized to assume loss of most of the dam embankment.

Froehlich breach time of 5 hours5.787037e-5 days <br />0.00139 hours <br />8.267196e-6 weeks <br />1.9025e-6 months <br /> was reduced to 2.8 Maximum peak outflow was selected from all methods Breach times of Keowee dams/dikes adjusted to maximize water directed at the site Tailwater effect below Jocassee dam was not considered 4

For Information Only Jocassee Dam (postulated dam failure)

Initial breach derived primarily from Froehlich regression equations.

Breach dimensions were adjusted based on physical constraints of natural valley Jocassee breach parameters:

Top Width - 1156 (64% of overall crest)

Bottom Width - 431 feet Bottom Elevation - 800 msl Breach Formation Time - 2.8 hrs, Peak outflow 5,400,000 cfs 5

2011 Breach Analysis Summary

For Information Only 2011 SE Jocassee Dam Breach Progression and Stage-Discharge Hydrographs 6

For Information Only Keowee Dam/Dikes (postulated cascading dam failures)

Overtopping failure trigger of two feet over the crest Cascading dam/dike failure on Keowee Keowee main dam-2.8 hrs West Saddle Dam - 0.5 hrs Intake Canal Dike- 0.9 hrs Little River Dam - 1.9 hrs Conservative assumptions were made to maximize the water directed toward the power block 7

2011 Breach Analysis Summary

For Information Only 8

Model Development HEC-RAS 1D Model

For Information Only Model Development SRH 2D Model (57 thousand elements) 9

For Information Only 2011 Breach Analysis Summary 2D Model 10

11 Updated Dam Failure Evaluation

For Information Only Updated Dam Failure Evaluation Fukushima 2.1 Attributes of updated and refined dam failure analysis Updated methodology and present day regulatory guidance Performed to meet NUREG CR/7046, 2011 & ANS 2.8, 1992 Realistic but still conservative assumptions Physical characteristics of the dams/dikes recognized including materials and method/quality of construction Overtopping and Seismic are confirmed from the 2011 SE as not being credible failure modes 12

For Information Only Updated Dam Failure Evaluation Fukushima 2.1 Overtopping of the Jocassee dam was confirmed not to be a credible failure mode

The Jocassee dam and dikes include 15 feet of freeboard

The Jocassee watershed is small relative to storage capacity - 148 square miles

The top of the spillways are located at 1110 (full normal level)

Four diverse methods of assuring spillway gate operation Rigorous spillway gate maintenance and surveillance testing as required and monitored by FERC

Lake management procedures require consideration of lower level to anticipate additional storage needs for significant storms Weekly rain forecast are prepared by Duke Energy to project rainfall for the basin Precipitation monitoring has assured that no overtopping of the spillway gates has occurred in 40 + years of operation

PMF using current HRR-51,52 results in 3 feet of freeboard margin

2011 SE also concluded that overtopping was not credible 13

For Information Only Updated Dam Failure Evaluation Fukushima 2.1 Seismic Failure of the Dam was confirmed not to be a credible failure mode

Seismic evaluation based on current FERC criteria using the 1989 EPRI Hazard Curves The Jocassee dam is designed to a 0.12 g horizontal ground acceleration (Oconee site is designed to a 0.1g horizontal ground acceleration).

2007 Updated Fragility Analysis High Confidence of a Low Probability of Failure (HCLPF) of the dam by sliding 0.305 g Evaluation was performed by Applied Research & Engineering Sciences (ARES) Corp., formerly EQE, a respected consulting firm in the area of seismic fragility The ARES report concluded the median centered fragility value for failure of the dam is 1.64 g.

Maximum Probabilistic Peak Ground Acceleration for a 2% probability of being exceeded within a 50 year period is 0.197 g (using the United States Geologic Service hazard maps applicable to Jocassee).

Jocassee dam is included in the seismic model of the Oconee Probable Risk Assessment.

The combination of the updated seismic fragility with the seismic hazard curve results in a negligible risk contribution from seismic events.

In a letter dated 11/20/07 and in the 1/28/11 SE report, the NRC concluded that there is a negligible risk 14

For Information Only Models Considered Regression Analysis Froehlich 2008 Walder & OConnor MacDonald & Langridge-Monopolis 1984 Xu & Zhang 2009 15

For Information Only Selection of Xu & Zhang 2009 Basis Most current regression method developed and validated with the largest data base of dam failures:

182 earth and rockfill dam failures compiled 75 failures w/ sufficient info to develop breach regression models Empirical formulas that account for physical characteristics of dam/reservoir: dam type, failure mode, height, dam erodibility, reservoir shape/storage) 33 of the 75 failures were on large dams ( > 15 meters )

Applies to multi-zoned dams Method yields realistic but conservative breach parameters Recognized by industry experts 16

For Information Only Breach Parameters Fukushima Update Jocassee Dam - Xu & Zhang Starting reservoir elevation 1110 (normal full pond)

Rockfill dam with low erodibility classification Piping failure initiating at 1020 feet msl (Sunny Day Failure)

Breach parameters:

Top Width - 701 (39% of overall crest)

Bottom Width - 431 Bottom Elevation - 870 Breach Formation Time:

Xu & Zhang - 29.2 hrs.(13.2 hours2.314815e-5 days <br />5.555556e-4 hours <br />3.306878e-6 weeks <br />7.61e-7 months <br /> piping +16.0 open weir)

Froehlich - 16.0 hours0 days <br />0 hours <br />0 weeks <br />0 months <br /> (open weir)

Peak outflow: 1,760,000 cfs 17

For Information Only Jocassee Dam Low Erodibility Classification 18 Diagram removed due to security sensitive information

For Information Only Fukushima Model Structure Crest Elevation (ft msl)

Reservoir Starting Elevation (ft msl)

Failure Mode Bottom Breach Elevation (ft msl)

Bottom Breach Width (ft)

Average Breach Width (ft)

Right Side Slope (Zr)

Left Side Slope (Zl)

Time to Failure (Hr)

Top of Breach Width (ft)

Breach Progression Breach Initiation Elevation (ft msl)

Jocassee Dam 1125 1,110 Piping 870 431 566 0.53 0.53 29.2 701 Sine Wave 1,020 JOCASSEE DAM BREACH PARAMETERS 19 Breach Formation Time Xu & Zhang definition: 29.2 (13.2 hours2.314815e-5 days <br />5.555556e-4 hours <br />3.306878e-6 weeks <br />7.61e-7 months <br /> piping + 16.0 hours0 days <br />0 hours <br />0 weeks <br />0 months <br /> open weir)

Froehlich definition:

16.0 hours0 days <br />0 hours <br />0 weeks <br />0 months <br /> open weir

For Information Only Fukushima Model Jocassee Dam Breach Progression and Stage-Discharge Hydrographs 20 Breach Formation Time ; Xu & Zhang definition: - 29.2 (13.2 hours2.314815e-5 days <br />5.555556e-4 hours <br />3.306878e-6 weeks <br />7.61e-7 months <br /> piping + 16.0 hours0 days <br />0 hours <br />0 weeks <br />0 months <br /> open weir) Froehlich definition: -16.0 hours0 days <br />0 hours <br />0 weeks <br />0 months <br /> open weir

For Information Only Breach Parameters Fukushima Update Keowee Dam Starting reservoir elevation 800 (normal full pond)

Homogeneous earth fill dam Overtopping failure trigger of two feet over the crest at 817 msl by rapid rise of Keowee reservoir over the crest Multiple simultaneous breach initiation formation points across the Keowee dam and West Saddle dam Cascading dam/dike failure on Keowee Keowee main dam- 0.75 hrs West Saddle Dam - 0.5 hrs (shorter than main dam, ratio of height) 21

For Information Only Fukushima Model Keowee Dam Breach Progression HEC-RAS 0

0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1

0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1

Relative Breach Progression Relative Time Progression 22

For Information Only Fukushima 1D Modeling 650 660 670 680 690 700 710 720 730 740 750 760 770 780 790 800 810 820 830 0

2 4

6 8

10 12 14 16 18 20 22 24 26 28 30 32 34 36 Elevation - feet msl Model Time - hours Keowee Dam - Headwater and Tailwater Stage Hydrographs Final BEP LE 1-D Model Performance BEP LE HW BEP LE TW 23

For Information Only Fukushima 2.1 2D Modeling Keowee Dam Breach Progression 24

For Information Only Fukushima 2D Modeling Velocity and Flow Pattern at 17 hrs.

25

For Information Only Fukushima 2D Modeling Velocity and Flow Pattern at 20 hrs.

26

For Information Only Fukushima 1D-2D Modeling Results Elevation Decimal Time Elevation Decimal Time Elevation Decimal Time Elevation Decimal Time 817 16.28 817 16.24 n/a n/a n/a n/a Elevation Decimal Time Elevation Decimal Time Elevation Decimal Time Elevation Decimal Time 818.4 16.53 820.1 16.58 810 17.17 807.2 17.67 Elevation Decimal Time Elevation Decimal Time Elevation Decimal Time Elevation Decimal Time 817.5 16.55 815.5 16.53 787.4 17.52 790.4 18.41 Elevation Decimal Time Elevation Decimal Time Depth Decimal Time Depth Decimal Time n/a n/a n/a n/a 0

n/a 0

n/a HEC-RAS 2-D HEC-RAS 2-D HEC-RAS 2-D Breaching HEC-RAS 2-D Maximum Water Surfaces Keowee Dam Intake Dike Intake Dike Keowee Dam HEC-RAS 2-D HEC-RAS 2-D HEC-RAS 2-D Swale Tailwater Maximum Water Surfaces 2-D Maximum Water Surfaces SSF SSF HEC-RAS 27

For Information Only Sensitivity Analysis Data in this table based on Wahl 2004, January 28, 2011 SE and updated Xu & Zhang data 100+ HEC-RAS studies performed with varied breach parameters and control variables Erodiblity was the most significant factor influencing the breach parameters for Xu & Zhang 2009 Bias of conservatism with realism 28 Model Peak Outflow (cfs)

McDonald & Langridge-Monopolis 1984 1,566,381 Costa, 1985 1,634,480 Xu & Zhang, 2009 1,760,000 Evans, 1986 1,803,331 SCS, 1981 2,647,711 Bureau of Reclamation, 1982 3,046,462 McDonald & Langridge-Monopolis 1984 5,093,603 (upper envelope)

Froehlich (with additional conservatism), 2008 5,440,000

For Information Only 29 Independent Review Breach Parameters

  • Independent Peer Review Joe Ehasz, P.E.

David Bowles, Ph. D P.E. P.H.

  • FERC Board of Consultant Review Gonzalo Castro, Ph.D., P.E.

James Michael Duncan, Ph.D., P.E.

James F Ruff, Ph.D., P.E.

Gabriel Fernandez, Ph.D., P.E.

For Information Only Comparative Analysis Large Modern Dam Failures

Taum Sauk

Overtopping failure initiated by human error (previous overtopping events had occurred)

Random rockfill embankment supporting the inner concrete liner loosely placed by end dumping the material without compaction except for the top 16 of 84 height

The embankment was constructed on a very steep downstream slope of 1.3H to 1V with a 10 high concrete parapet wall along the crest of the dam

Embankment was highly erodible and contained over 45% sand sized material (also evident in unusual level of surface erosion from rain events)

.Teton

earthen dam with majority of dam constructed of highly erodible windblown silt (infant mortality event)

No transition zones (sand and/or fine filters) were included between the silt core and the sand & gravel

Thin layer of small rock fill on both up and downstream faces with a majority of protection relied upon mix of sand, gravel and cobble

Piping failure at 130 below the crest due to inadequate protection of impervious core trench material

Breach top width 781 (~25% of overall crest)

Hell Hole

True rockfill dam,with upstream sloping impervious core with massive rock fill sections up and down stream to support and protect the core.

Failure caused by overtopping during construction due to an intense rain event that could not be passed through the construction diversion tunnel

After overtopping of the core started, the dam took 26 hours3.009259e-4 days <br />0.00722 hours <br />4.298942e-5 weeks <br />9.893e-6 months <br /> to complete the breach and empty the upstream reservoir 30

For Information Only Modifications for protection from dam failure (under review):

1.

Relocation of external backup power transmission line 2.

Intake Dike embankment protection 3.

East embankment protection 4.

Discharge Diversion wall Modifications for Local Intense Precipitation (under review):

Transformer relocation Diversion walls and drainage canals Aux building and Turbine building protection 31 Modification Scope Updated

For Information Only Modification Options 32 Jocassee Dam 1

Questions and Feedback 33